Thursday, Jun 20, 2013 3:42am EDT

Kramlich C Richard - Insider Transactions

C/o Xoom Corporation
100 Bush Street, Suite 300
San Francisco, CA 94104

CIK: 1005550

SEC Form 4

Date

Sym

Company

Insider

Title

Shares

Transaction

Value

May 31 2013
XOOMXoom CorpKramlich C RichardDirector1,676Grant at $0.00$0
May 2 2013
ZHNEZhone Technologies IncKramlich C RichardDirector21,052Grant at $0.00$0
Apr 25 2013
SIVBSvb Financial GroupKramlich C RichardDirector1,675Option exercise at $0.00$0
Nov 19 2012
TRGTTargacept IncKramlich C Richard10% Owner3,333Option exercise at $0.07$250
Nov 13 2012
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner25,000Purchase at $1.70$42,500
Oct 29 2012
MMMillennial Media Inc.Kramlich C Richard10% Owner1,597,787Sale at $13.44$21,478,252
MSep 6 2012
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner2,350Purchase at $1.65$3,878
MAug 29 2012
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner1,650Purchase at $1.65$2,723
MSep 4 2012
FIOFusion-Io, Inc.Kramlich C Richard10% Owner4,602,724Other Sale at $0.00$0
MSep 5 2012
FIOFusion-Io, Inc.Kramlich C Richard10% Owner74,986Sale at $27.69$2,076,208
MAug 27 2012
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner3,000Purchase at $1.63$4,900
MAug 23 2012
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner3,000Purchase at $1.57$4,725
MJul 31 2012
HPTXHyperion Therapeutics IncKramlich C Richard10% Owner2,306,115Converted deriv at $0.00$0
Jul 31 2012
HPTXHyperion Therapeutics IncKramlich C Richard10% Owner125,291Option exercise at $0.00$0
Jul 31 2012
HPTXHyperion Therapeutics IncKramlich C Richard10% Owner51,119Other Sale at $0.00$0
Jul 31 2012
HPTXHyperion Therapeutics IncKramlich C Richard10% Owner500,000Purchase at $10.00$5,000,000
Jul 3 2012
TSROTesaro, Inc.Kramlich C Richard10% Owner10,388,144Converted deriv at $0.00$0
Jul 3 2012
TSROTesaro, Inc.Kramlich C Richard10% Owner1,111,111Purchase at $13.50$14,999,999
MJun 13 2012
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner9,000Purchase at $1.59$14,325
May 23 2012
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner1,500Purchase at $1.60$2,400
Apr 26 2012
SIVBSvb Financial GroupKramlich C RichardDirector1,705Option exercise at $0.00$0
MMay 11 2012
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner18,000Purchase at $1.60$28,850
May 22 2012
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner22,472Grant at $0.00$0
May 11 2012
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner2,500Purchase at $1.60$4,000
MApr 27 2012
FIOFusion-Io, Inc.Kramlich C Richard10% Owner89,791Other Sale at $0.00$0
Apr 30 2012
FIOFusion-Io, Inc.Kramlich C Richard10% Owner16,101Sale at $26.53$427,211
Apr 3 2012
MMMillennial Media Inc.Kramlich C Richard10% Owner9,794,401Converted deriv at $0.00$0
MMar 28 2012
INWKInnerworkings IncKramlich C Richard10% Owner505,000Other Sale at $0.00$0
MMar 26 2012
INWKInnerworkings IncKramlich C Richard10% Owner1,010,000Other Sale at $0.00$0
MMar 14 2012
FIOFusion-Io, Inc.Kramlich C Richard10% Owner1,010,000Other Sale at $0.00$0
MMar 9 2012
FIOFusion-Io, Inc.Kramlich C Richard10% Owner1,009,998Other Sale at $0.00$0
MMar 7 2012
FOLDAmicus Therapeutics IncKramlich C Richard10% Owner1,140,000Purchase at $5.70$6,498,000
MMar 5 2012
FIOFusion-Io, Inc.Kramlich C Richard10% Owner1,010,000Other Sale at $0.00$0
Feb 29 2012
INWKInnerworkings IncKramlich C Richard10% Owner455,360Sale at $11.42$5,199,164
MFeb 28 2012
ECHOEcho Global Logistics, Inc.Kramlich C Richard10% Owner409,112Other Sale at $0.00$0
MFeb 27 2012
FIOFusion-Io, Inc.Kramlich C Richard10% Owner1,010,000Other Sale at $0.00$0
Feb 24 2012
INWKInnerworkings IncKramlich C Richard10% Owner334,457Sale at $11.40$3,812,810
MFeb 23 2012
FIOFusion-Io, Inc.Kramlich C Richard10% Owner2,020,000Other Sale at $0.00$0
MFeb 22 2012
INWKInnerworkings IncKramlich C Richard10% Owner310,273Sale at $11.69$3,627,823
MFeb 21 2012
FIOFusion-Io, Inc.Kramlich C Richard10% Owner1,010,000Other Sale at $0.00$0
MFeb 13 2012
INHXInhibitex, Inc.Kramlich C Richard10% Owner9,835,161Tender at $26.00$255,714,186
MFeb 13 2012
INHXInhibitex, Inc.Kramlich C Richard10% Owner995,460Other Purchase at $0.00$0
MFeb 10 2012
FIOFusion-Io, Inc.Kramlich C Richard10% Owner1,022,767Other Sale at $0.00$0
Feb 14 2012
FIOFusion-Io, Inc.Kramlich C Richard10% Owner4,462Sale at $22.84$101,908
MFeb 7 2012
FIOFusion-Io, Inc.Kramlich C Richard10% Owner1,022,761Other Sale at $0.00$0
MFeb 2 2012
FIOFusion-Io, Inc.Kramlich C Richard10% Owner1,035,429Other Sale at $0.00$0
MFeb 3 2012
FIOFusion-Io, Inc.Kramlich C Richard10% Owner27,437Sale at $22.98$630,580
MDec 27 2011
FIOFusion-Io, Inc.Kramlich C Richard10% Owner1,010,000Other Sale at $0.00$0
Dec 6 2011
SRMBSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner10,000Purchase at $1.20$12,000
Dec 2 2011
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner5,500Purchase at $1.31$7,205
MNov 30 2011
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner13,500Purchase at $1.30$17,490
MNov 28 2011
FIOFusion-Io, Inc.Kramlich C Richard10% Owner1,296,109Sale at $31.68$41,060,733
MNov 22 2011
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner31,376Purchase at $1.29$40,480
MNov 21 2011
CLVSClovis Oncology, Inc.Kramlich C Richard10% Owner2,103,372Converted deriv at $0.00$0
Nov 21 2011
CLVSClovis Oncology, Inc.Kramlich C Richard10% Owner1,316,299Purchase at $13.00$17,111,887
Sep 9 2011
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner1,124Purchase at $1.50$1,686
MSep 8 2011
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner3,000Purchase at $1.49$4,475
Jun 14 2011
FIOFusion-Io, Inc.Kramlich C Richard10% Owner25,480,186Converted deriv at $0.00$0
May 10 2011
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner8,032Grant at $0.00$0
MMar 11 2011
VGVonage Holdings CorpKramlich C Richard10% Owner9,403,242Other Sale at $0.00$0
MNov 16 2010
FNGNFinancial Engines, Inc.Kramlich C RichardDirector2,835,093Other Sale at $0.00$0
Sep 10 2010
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner3,500Purchase at $1.25$4,375
Sep 3 2010
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner2,500Purchase at $1.25$3,125
Aug 25 2010
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner7,140Purchase at $1.10$7,854
Aug 2 2010
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner143,250Purchase at $1.20$171,900
Mar 10 2010
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner9,448Purchase at $1.65$15,589
Sep 3 2010
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner2,500Purchase at $1.25$3,125
Aug 30 2010
FNGNFinancial Engines, Inc.Kramlich C RichardDirector, 10% Owner1,266,044Other Sale at $0.00$0
Aug 25 2010
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner7,140Purchase at $1.10$7,854
Aug 2 2010
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner143,250Purchase at $1.20$171,900
May 12 2010
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner10,582Grant at $0.00$0
MMar 19 2010
FNGNFinancial Engines, Inc.Kramlich C RichardDirector, 10% Owner3,203,170Converted deriv at $0.00$0
Mar 19 2010
FNGNFinancial Engines, Inc.Kramlich C RichardDirector, 10% Owner6,635Other Purchase at $0.00$0
Mar 10 2010
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner9,448Purchase at $1.65$15,589
Mar 10 2010
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner10,000Purchase at $1.65$16,500
MOct 28 2009
INHXInhibitex, Inc.Kramlich C Richard10% Owner2,343,749Purchase at $1.28$2,999,999
May 14 2009
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner71,428Grant at $0.00$0
Feb 20 2009
TNDMNeutral Tandem IncKramlich C Richard10% Owner2,000,000Other Sale at $0.00$0
Jan 30 2009
TSPTTranscept Pharmaceuticals IncKramlich C Richard10% Owner1,103,283Other Purchase at $0.00$0
Dec 23 2008
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner50,000Purchase at $1.75$87,500
Sep 22 2008
TNDMNeutral Tandem IncKramlich C Richard10% Owner1,000,000Other Sale at $0.00$0
Aug 20 2008
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner86,022Purchase at $1.45$124,732
Jun 18 2007
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner42,666Sale at $1.63$69,546
Aug 18 2008
TNDMNeutral Tandem IncKramlich C Richard10% Owner600,000Other Sale at $0.00$0
Aug 14 2008
TNDMNeutral Tandem IncKramlich C Richard10% Owner88Other Purchase at $0.00$0
May 15 2008
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner21,052Grant at $0.00$0
MMar 6 2008
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner264,333Purchase at $1.11$292,290
MMar 4 2008
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner179,700Purchase at $1.08$193,446
MFeb 28 2008
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner331,727Purchase at $1.12$371,434
MFeb 25 2008
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner224,105Purchase at $1.13$253,939
MFeb 20 2008
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner228,551Purchase at $1.08$247,917
MFeb 14 2008
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner298,740Purchase at $1.13$337,642
MNov 26 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner108,600Purchase at $1.25$135,750
MFeb 11 2008
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner339,200Purchase at $1.09$368,466
MFeb 6 2008
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner321,640Purchase at $1.11$356,340
Jan 17 2008
TRGTTargacept IncKramlich C Richard10% Owner1,300,000Other Purchase at $7.07$9,191,000
MDec 3 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner17,244Purchase at $1.25$21,555
MNov 27 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner10,762Purchase at $1.24$13,380
MNov 21 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner122,870Purchase at $1.25$153,588
MNov 19 2007
ZHNEZhone Technologies IncKramlich C Richard10% Owner194,200Purchase at $1.25$241,938
MNov 14 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner298,374Purchase at $1.25$372,675
MNov 9 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner47,398Purchase at $1.25$59,092
MNov 9 2007
INWKInnerworkings IncKramlich C Richard10% Owner12,941Other Sale at $0.00$0
MOct 10 2007
INWKInnerworkings IncKramlich C Richard10% Owner1,009,999Other Sale at $0.00$0
MSep 12 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner33,815Purchase at $1.20$40,578
MSep 7 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner72,258Purchase at $1.20$86,710
MAug 29 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner217,900Purchase at $1.19$259,170
MAug 24 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner255,930Purchase at $1.20$306,672
MAug 22 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner61,054Purchase at $1.20$73,265
MAug 17 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner148,743Purchase at $1.20$178,382
MAug 14 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner725,451Purchase at $1.16$842,471
MAug 9 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner659,450Purchase at $1.16$768,214
MAug 7 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner476,000Purchase at $1.12$534,286
MAug 2 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner659,200Purchase at $1.15$757,122
MJul 31 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner421,200Purchase at $1.18$498,553
MJul 27 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner390,000Purchase at $1.15$448,118
Jul 25 2007
FOLDAmicus Therapeutics IncKramlich C Richard10% Owner29,447Grant at $11.49$338,452
Jun 18 2007
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner42,666Sale at $1.63$69,546
Jun 18 2007
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner42,666Purchase at $1.63$69,546
MJun 5 2007
FOLDAmicus Therapeutics IncKramlich C Richard10% Owner4,472,224Converted deriv at $0.00$0
Jun 5 2007
FOLDAmicus Therapeutics IncKramlich C Richard10% Owner15,077Option exercise at $6.38$96,116
Jun 5 2007
FOLDAmicus Therapeutics IncKramlich C Richard10% Owner6,408Sale at $15.00$96,120
MMay 24 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner450,660Purchase at $1.30$585,858
May 14 2007
SIVBSvb Financial GroupKramlich C RichardDirector1,913Grant at $0.00$0
MMay 17 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner329,284Purchase at $1.25$411,605
MMay 16 2007
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner64,000Purchase at $1.60$102,400
MMar 6 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner432,000Purchase at $1.21$522,742
MMar 1 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner594,300Purchase at $1.18$703,084
MFeb 27 2007
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner429,600Purchase at $1.17$502,417
MFeb 6 2004
ZHNEZhone Technologies IncKramlich C RichardDirector158,838Other Purchase at $6.41$1,018,152
Feb 6 2007
TRGTTargacept IncKramlich C Richard10% Owner1,000Option exercise at $0.07$75
Dec 13 2006
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner50,000Purchase at $1.25$62,500
Nov 20 2006
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner50,000Purchase at $1.25$62,500
Oct 25 2006
IOMIIomai CorpKramlich C Richard10% Owner1,141,553Purchase at $4.38$5,000,002
Aug 2 2006
ZHNEZhone Technologies IncKramlich C RichardDirector150,000Purchase at $1.45$217,215
MJul 28 2006
ZHNEZhone Technologies IncKramlich C RichardDirector393,229Purchase at $1.41$553,858
MJul 25 2006
ZHNEZhone Technologies IncKramlich C RichardDirector756,771Purchase at $1.38$1,041,241
MJul 25 2006
ZHNEZhone Technologies IncKramlich C RichardDirector756,771Purchase at $1.38$1,041,241
MJun 14 2006
ZHNEZhone Technologies IncKramlich C RichardDirector296,000Purchase at $1.91$565,345
Jun 2 2006
SIVBSvb Financial GroupKramlich C RichardDirector2,000Other Purchase at $0.00$0
MMay 30 2006
VGVonage Holdings CorpKramlich C Richard10% Owner27,930,422Converted deriv at $0.00$0
May 17 2006
ZHNEZhone Technologies IncKramlich C RichardDirector4,761Grant at $0.00$0
MMay 15 2006
NOVCNovacea IncKramlich C Richard10% Owner3,746,869Converted deriv at $0.00$0
May 15 2006
NOVCNovacea IncKramlich C Richard10% Owner1,153,846Purchase at $6.50$7,499,999
May 12 2006
SIVBSvb Financial GroupKramlich C RichardDirector2,000Other Purchase at $0.00$0
May 8 2006
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector, 10% Owner105,000Purchase at $1.05$110,250
Apr 18 2006
TRGTTargacept IncKramlich C Richard10% Owner2,913,512Converted deriv at $0.00$0
Apr 12 2006
TRGTTargacept IncKramlich C Richard10% Owner350,000Purchase at $9.00$3,150,000
MApr 6 2006
OCNWOccam Networks Inc/deKramlich C Richard10% Owner97,677Sale at $21.55$2,104,730
Feb 13 2006
ZHNEZhone Technologies IncKramlich C RichardDirector93,102Purchase at $2.20$205,253
Feb 10 2006
ZHNEZhone Technologies IncKramlich C RichardDirector364,482Purchase at $2.20$801,314
Feb 6 2006
IOMIIomai CorpKramlich C Richard10% Owner3,035,025Converted deriv at $0.00$0
Feb 1 2006
IOMIIomai CorpKramlich C Richard10% Owner667,650Purchase at $7.00$4,673,550
MDec 28 2005
MYOGMyogen IncKramlich C RichardFormer 10% Owner3,942,716Other Sale at $0.00$0
MNov 2 2005
ZHNEZhone Technologies IncKramlich C RichardFormer 10% Owner452,542Purchase at $2.24$1,012,174
MSep 7 2005
SRMCSierra Monitor Corp /ca/Kramlich C RichardDirector5,000Purchase at $0.78$3,875
MAug 31 2005
MYOGMyogen IncKramlich C Richard10% Owner2,019,991Other Sale at $0.00$0
MJun 3 2005
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner178,603Purchase at $2.45$437,563
May 12 2005
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner4,032Grant at $0.00$0
MMay 13 2005
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner90,470Purchase at $2.45$221,652
MMay 6 2005
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner268,221Purchase at $2.45$655,931
MMay 4 2005
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner266,982Purchase at $2.37$631,880
MApr 29 2005
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner407,302Purchase at $2.21$901,074
Apr 26 2005
SIVBSilicon Valley BancsharesKramlich C RichardDirector2,000Grant at $0.00$0
MApr 26 2005
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner420,960Purchase at $2.16$907,870
MMar 10 2005
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner38,308Purchase at $2.45$93,855
MMar 10 2005
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner38,308Purchase at $2.45$93,855
MFeb 10 2005
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner83,631Purchase at $2.42$202,153
MFeb 10 2005
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner83,631Purchase at $2.42$202,153
Feb 8 2005
CHLNChalone Wine Group LtdKramlich C RichardDirector47,467Sale to issuer at $0.00$0
MFeb 7 2005
ZHNEZhone Technologies IncKramlich C RichardDirector, 10% Owner1,316,272Purchase at $2.10$2,758,268
MDec 22 2004
CHLNChalone Wine Group LtdKramlich C RichardDirector1,380Option exercise at $7.73$10,669
Nov 19 2004
ZHNEZhone Technologies IncKramlich C RichardDirector1,893Grant at $2.64$4,998
Nov 19 2004
ZHNEZhone Technologies IncKramlich C RichardDirector1,893Grant at $2.64$4,998
Nov 10 2004
INHXInhibitex IncKramlich C Richard10% Owner1,937,970Purchase at $7.34$14,224,700
Nov 2 2004
FOXHFoxhollow Technologies, Inc.Kramlich C RichardFormer 10% Owner1,804,462Converted deriv at $0.00$0
Sep 29 2004
MYOGMyogen IncKramlich C Richard10% Owner858,235Purchase at $6.50$5,578,528
May 6 2004
MYOGMyogen IncKramlich C Richard10% Owner140Other Purchase at $0.00$0
MSep 28 2004
PHRMPharmion CorpKramlich C RichardFormer 10% Owner1,461,585Other Sale at $0.00$0
MJul 28 2004
ZHNEZhone Technologies IncKramlich C RichardDirector275,000Purchase at $3.14$862,130
MJul 22 2004
ZHNEZhone Technologies IncKramlich C RichardDirector1,075,000Purchase at $2.81$3,015,863
Jun 9 2004
INHXInhibitex IncKramlich C Richard10% Owner3,487,982Converted deriv at $0.00$0
Jun 3 2004
INHXInhibitex IncKramlich C Richard10% Owner1,070,000Purchase at $7.00$7,490,000
May 19 2004
ZHNEZhone Technologies IncKramlich C RichardDirector1,543Grant at $3.24$4,999
MMay 5 2004
ZHNEZhone Technologies IncKramlich C RichardDirector730,000Purchase at $3.30$2,410,818
MApr 28 2004
ZHNEZhone Technologies IncKramlich C RichardDirector770,000Purchase at $3.47$2,669,300
MMar 24 2004
AICXApplied Imaging CorpKramlich C Richard10% Owner170,102Sale at $1.78$303,209
Mar 16 2004
AICXApplied Imaging CorpKramlich C Richard10% Owner10,000Sale at $1.75$17,500
Mar 4 2004
AICXApplied Imaging CorpKramlich C Richard10% Owner10,000Sale at $1.75$17,500
Feb 20 2004
ARDMAradigm CorpKramlich C Richard10% Owner10,247Sale at $2.35$24,091
MFeb 19 2004
AICXApplied Imaging CorpKramlich C Richard10% Owner32,600Sale at $2.04$66,640
MFeb 13 2004
AICXApplied Imaging CorpKramlich C Richard10% Owner40,000Sale at $2.11$84,500
MFeb 10 2004
AICXApplied Imaging CorpKramlich C Richard10% Owner49,000Sale at $2.11$103,580
MFeb 6 2004
ZHNEZhone Technologies IncKramlich C RichardDirector137,201Other Purchase at $6.41$879,458
MFeb 5 2004
AICXApplied Imaging CorpKramlich C Richard10% Owner81,000Sale at $2.07$167,670
MFeb 2 2004
AICXApplied Imaging CorpKramlich C Richard10% Owner41,000Sale at $2.14$87,580
MFeb 2 2004
AICXApplied Imaging CorpKramlich C Richard10% Owner41,000Sale at $2.14$87,580
MJan 28 2004
AICXApplied Imaging CorpKramlich C Richard10% Owner84,000Sale at $2.11$177,470
MJan 23 2004
AICXApplied Imaging CorpKramlich C Richard10% Owner135,000Sale at $2.19$295,600
Jan 23 2004
NTSLNetsolve IncKramlich C Richard10% Owner8,500Sale at $10.00$85,000
MJan 23 2004
NTSLNetsolve IncKramlich C Richard10% Owner51,100Other Sale at $0.00$0
MJan 20 2004
NTSLNetsolve IncKramlich C Richard10% Owner936,097Other Sale at $0.00$0
MJan 20 2004
NTSLNetsolve IncKramlich C Richard10% Owner936,097Other Sale at $0.00$0
MJan 20 2004
AICXApplied Imaging CorpKramlich C Richard10% Owner130,000Sale at $2.41$313,700
MJan 20 2004
NTSLNetsolve IncKramlich C Richard10% Owner936,097Other Sale at $0.00$0
MDec 11 2003
ARDMAradigm CorpKramlich C Richard10% Owner72,346Other Sale at $0.00$0
MNov 13 2003
ZTIZti Merger Subsidiary III IncKramlich C RichardDirector, 10% Owner12,831,205Converted deriv at $3.08$39,554,168
Nov 13 2003
ZTIZti Merger Subsidiary III IncKramlich C RichardDirector, 10% Owner12,831,205Tender at $0.00$0
Nov 5 2003
PHRMPharmion CorpKramlich C Richard10% Owner400,000Purchase at $14.00$5,600,000
Oct 21 2003
NTSLNetsolve IncKramlich C Richard10% Owner156,000Sale at $7.70$1,201,200
Aug 29 2003
JNPRJuniper Networks IncKramlich C RichardDirector10,000Sale at $17.27$172,650
A Amended filing
D Derivative transaction exists
M Multiple transactions summarized; earliest reported transaction date and average weighted transaction price
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