Funds Subsector - SEC Form 4 Insider Trading Screener

All Sectors (except Funds) - Funds -
General
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Sh Price $
Lqdty M$
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Trade Date
  
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 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
No deriv Multiple Days
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57 results. Finviz
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X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2024-01-02
ASAAsa Gold & Precious Metals LtdMerk AlexanderCOOP - Purchase$15.19+25,549124,644+26%+$388,161
2024-01-26
ASGLiberty All Star Growth Fund Inc.Haley Mark TPresP - Purchase$5.20+1,000117,219+1%+$5,200
2024-03-05
ASGLiberty All Star Growth Fund Inc.Haley Mark TPresP - Purchase$5.35+1,000120,595+1%+$5,345
2024-01-03
AWFAlliancebernstein Global High Income Fund IncSmith William WalshVP, Portfolio ManagerP - Purchase$10.15+2,00410,444+24%+$20,330
2024-01-09
AWFAlliancebernstein Global High Income Fund IncDistenfeld Gershon MVPP - Purchase$10.20+1,43715,315+10%+$14,658
2024-02-27
BXSYBexil Investment TrustWinmill Thomas BassettSee "Explanation of Responses"P - Purchase$12.57+5,10032,815+18%+$64,110
M
2024-02-29
BXSYBexil Investment TrustWinmill Thomas BassettSee "Explanation of Responses"P - Purchase$12.70+6,53039,345+20%+$82,927
M
2024-03-06
BXSYBexil Investment TrustWinmill Thomas BassettSee "Explanation of Responses"P - Purchase$12.53+4,58351,078+10%+$57,440
M
2024-03-04
BXSYBexil Investment TrustWinmill Thomas BassettSee "Explanation of Responses"P - Purchase$12.55+7,15046,495+18%+$89,754
2024-02-02
CAPIXCalamos Aksia Alternative Credit & Income FundBehan RobertVPP - Purchase$10.38+2,40838,448+7%+$25,000
2024-02-08
CAPIXCalamos Aksia Alternative Credit & Income FundBehan RobertVPP - Purchase$10.39+2,40640,854+6%+$25,000
2024-02-08
CAPIXCalamos Aksia Alternative Credit & Income FundNest WilliamVPP - Purchase$10.39+9,62538,356+33%+$100,000
M
2023-12-20
CCIFCarlyle Credit Income FundLefkowitz JoshuaCCO, CLO, SecretaryP - Purchase$7.84+1,1181,118New+$8,760
2023-12-21
CCIFCarlyle Credit Income FundJoseph NelsonPFO, PAO, TreasurerP - Purchase$7.80+2,5002,500New+$19,500
2024-03-14
CETCentral Securities CorpHill John CCEO, PresP - Purchase$39.94+30068,2630%+$11,982
2024-01-08
CIKCredit Suisse Asset Management Income Fund IncDefelice Laura AChair of the BoardP - Purchase$3.03+5,3215,321New+$16,122
2024-02-14
CPZCalamos Long/short Equity & Dynamic Income TrustMickey Markchief compliance officerP - Purchase$14.90+1,5001,500New+$22,350
2023-12-20
CPZCalamos Long/short Equity & Dynamic Income TrustCalamos John P SrPres, COBP - Purchase$14.85+18,000133,741+16%+$267,232
2024-01-08
DHYCredit Suisse High Yield Bond FundDefelice Laura ATrusteeP - Purchase$2.01+9,8529,852New+$19,805
2023-12-21
DHYCredit Suisse High Yield Bond FundFlannery Thomas J.Chief Investment OfficerP - Purchase$1.96+20,000215,000+10%+$39,200
2023-12-20
DNPDnp Select Income Fund IncPetrisko DanielEVPP - Purchase$8.45+7002,650+36%+$5,912
2024-02-01
FRBBXFlat Rock Enhanced Income FundRipp RyanCFO, Treasurer, SecretaryP - Purchase$21.59+2,31610,598+28%+$50,000
2024-01-10
FROPXFlat Rock Opportunity FundGrunewald RobertCEOP - Purchase$18.98+3,267168,361+2%+$62,000
2024-02-28
FSKFs Kkr Capital CorpPietrzak DanielCo-Pres, CIOP - Purchase$18.74+10,00057,500+21%+$187,381
A
2024-01-08
GAMGeneral American Investors Co IncPriest Jeffrey WPres, CEOP - Purchase$42.19+1,000269,5860%+$42,190
2024-01-19
GAMGeneral American Investors Co IncMajmudar Anang K.Senior Vice-PresP - Purchase$42.75+40033,003+1%+$17,098
2024-01-08
GAMGeneral American Investors Co IncPriest Jeffrey WPres, CEOP - Purchase$42.19+1,000259,1260%+$42,190
2024-02-22
GRFEagle Capital Growth Fund, Inc.Sims David CCFO, CCO, Secretary, TreasurerP - Purchase$9.19+5,133210,689+2%+$47,172
2024-03-08
HRZNHorizon Technology Finance CorpMichaud Gerald A.PresP - Purchase$11.77+3,650156,244+2%+$42,961
2024-03-11
JFRNuveen Floating Rate Income FundPerry Michael AVPP - Purchase$8.67+12,44412,444New+$107,888
2024-03-11
JPCNuveen Preferred & Income Opportunities FundPerry Michael AVPP - Purchase$7.19+7,9007,900New+$56,762
2024-01-10
KYNKayne Anderson Energy Infrastructure Fund, Inc.Baker James CPresP - Purchase$8.84+50,000681,039+8%+$441,800
2023-12-07
MONIXMonachil Credit Income FundMeli AliPres, CEOP - Purchase$10.13+39,4871,208,717+3%+$400,003
2024-01-24
MSDLMorgan Stanley Direct Lending FundPessah DavidCFOP - Purchase$20.67+2,0002,000New+$41,340
2024-01-24
MSDLMorgan Stanley Direct Lending FundOcci Michael Jr.Chief Administrative OfficerP - Purchase$20.67+7,5007,500New+$155,025
2024-01-29
PEOAdams Natural Resources Fund, Inc.Buckley Gregory W.E.VPP - Purchase$20.50+3,35012,936+35%+$68,675
AM
2024-02-23
PFXPhenixfin CorpLorber David ACOB, CEOP - Purchase$44.65+2,402105,399+2%+$107,248
2024-03-01
PFXPhenixfin CorpLorber David ACOB, CEO, 10%P - Purchase$45.08+19,494208,995+10%+$878,788
M
2024-02-23
PFXPhenixfin CorpLorber David ACOB, CEOP - Purchase$44.62+2,788189,887+1%+$124,391
2024-03-11
PFXPhenixfin CorpMcMillan EllidaCFOP - Purchase$45.01+2251,336+20%+$10,127
2024-03-12
PNNTPennantpark Investment CorpAllorto Richard T JrCFO, TreasurerP - Purchase$6.80+5,00015,000+50%+$33,979
2024-02-20
PRDEXPredexDowning George KeithSecretaryP - Purchase$24.55+1,0181,018New+$25,000
2024-01-17
PSBDPalmer Square Capital Bdc Inc.Long Angie KnightonChief Investment OfficerP - Purchase$16.45+60,79098,005+163%+$999,996
2024-01-17
PSBDPalmer Square Capital Bdc Inc.Bloomfield Matthew LPresP - Purchase$16.45+60,79085,968+241%+$999,996
2024-01-17
PSBDPalmer Square Capital Bdc Inc.Long Christopher DaleCEO, PresP - Purchase$16.45+60,79098,005+163%+$999,996
2024-03-04
PSBDPalmer Square Capital Bdc Inc.Bloomfield Matthew LPresP - Purchase$16.44+15,000100,968+17%+$246,600
2024-03-11
PSECProspect Capital CorpVan Dask Kristin LeaCFO, TREASURER, SECRETARY, CCOP - Purchase$5.44+5,00084,237+6%+$27,200
2024-03-14
RWAYRunway Growth Finance Corp.Raterman Thomas B.See RemarksP - Purchase$11.61+20,460202,407+11%+$237,541
2024-03-14
RWAYRunway Growth Finance Corp.Spreng R DavidPres, CEOP - Purchase$11.61+20,460269,984+8%+$237,541
M
2024-03-04
SLRCSlr Investment Corp.Spohler Bruce JSee RemarksP - Purchase$15.16+86,7003,602,973+2%+$1,314,441
M
2024-03-06
SLRCSlr Investment Corp.Gross Michael SSee RemarksP - Purchase$15.61+116,0364,032,649+3%+$1,811,463
M
2024-03-06
SLRCSlr Investment Corp.Spohler Bruce JSee RemarksP - Purchase$15.61+116,0363,719,009+3%+$1,811,463
M
2024-03-04
SLRCSlr Investment Corp.Gross Michael SSee RemarksP - Purchase$15.16+86,7003,916,613+2%+$1,314,441
D
2023-12-28
SPESpecial Opportunities Fund, Inc.Goldstein PhillipCOB, SecretaryP - Purchase$11.78+1,36331,822+4%+$16,055
2023-12-29
TAKMXCarlyle Tactical Private Credit FundMarcus BrianPres, PEOP - Purchase$8.53+17,58529,797+144%+$150,000
2024-03-14
TRINTrinity Capital Inc.Brown Kyle StevenCEO, Pres, CIOP - Purchase$14.91+3,354884,1210%+$49,993
2024-03-06
XIVYXInstitutional Investment Strategy FundPauker MatthewPrincipal Financial Officer, 10%P - Purchase$10.00+120,000130,000>999%+$1,200,000

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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