JEF - Jefferies Group LLC - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	8	65	-0	-1	1	7	-16	2	-1
P	%wins				54	38	62	55	13	74	49
S	%ret	1	6	17	0	1	-3	-2	-13	-16	-5
S	%wins				41	41	82	71	94	81	68

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/1/13 11:22	1/25/13	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Broadbent Peregrine C	NY	O	EVP,CFO	S	-1,759	19.55	0	-90	-70	39	D
11/19/12 20:29	6/20/12	JEF	Financ	FinTrd	Security Brokers, Dealers & F	O Kane Michael T	NY	D		P	66	13.28	0	5	15	39	D
5/17/12 15:55	5/16/12	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Campbell W Patrick	NY	D		M.d	48	12.24	0	4	4	111	D
11/7/11 17:06	11/3/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P.a	11,844	11.84	33	1,000	2	57,525	I	-54	-52	-48	-22	-8	-1	-6	1	2	-9	2	31
11/7/11 17:05	11/3/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M.	NY	D		P.a	11,844	11.84	33	1,000	2	57,525	I	-54	-52	-48	-22	-8	-1	-6	1	2	-9	2	31
11/7/11 17:04	11/3/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Leucadia National Corp	NY	T		P.a	11,844	11.84	33	1,000	2	57,506	I	-54	-52	-48	-22	-8	-1	-6	1	2	-9	2	31
11/4/11 17:08	11/4/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P	5,674	11.35	33	500	1	58,025	I	-53	-51	-49	-30	-7	-8	-6	-9	1	-8	7	29
11/4/11 17:06	11/4/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M.	NY	D		P	5,674	11.35	33	500	1	58,025	I	-53	-51	-49	-30	-7	-8	-6	-9	1	-8	7	29
11/4/11 13:41	11/4/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Leucadia National Corp	NY	T		P	5,674	11.35	33	500	1	58,006	I	-53	-51	-49	-30	-7	-8	-6	-9	1	-8	7	30
11/3/11 15:52	11/3/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P	11,844	11.84	33	1,000	2	57,525	I	-53	-48	-47	-30	0	-4	-9	-17	-2	-9	1	28
11/3/11 15:51	11/3/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M.	NY	D		P	11,844	11.84	33	1,000	2	57,525	I	-53	-48	-47	-30	0	-4	-9	-17	-2	-9	1	28
11/3/11 14:53	11/3/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Leucadia National Corp	NY	T		P	11,844	11.84	33	1,000	2	57,506	I	-53	-48	-47	-30	0	-4	-9	-17	-2	-9	1	28
9/22/11 13:21	9/22/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P	25,160	12.58	29	2,000	4	56,525	I	-51	-43	-48	-39	-16	-22	-12	-13	-4	-1	-3	14
9/22/11 13:20	9/22/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M.	NY	D		P	25,160	12.58	29	2,000	4	56,525	I	-51	-43	-48	-39	-16	-22	-12	-13	-4	-1	-3	14
9/22/11 12:49	9/22/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Leucadia National Corp	NY	T		P	25,160	12.58	29	2,000	4	56,506	I	-51	-43	-48	-39	-16	-22	-12	-13	-4	-1	-3	14
9/22/11 11:35	9/22/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CB,CEO	S	-25,160	12.58	29	-2,000	-14	11,892	D	-51	-43	-48	-39	-16	-22	-12	-13	-4	-1	-3	14
6/2/11 17:42	6/2/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Campbell W Patrick	NY	D		M.d	44	8.03	21	5	6	103	D	-1	-8	-12	-9	-8	-9	-8	-2	-1	-2	-5	-24	-50
4/11/11 16:45	4/8/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P	125,000	24.25	33	5,155	10	54,521	I	61	-8	8	-7	2	0	-1	0	0	-3	-3	-16	-51
4/11/11 16:44	4/8/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Leucadia National Corp	NY	T		P	125,000	24.25	33	5,155	10	54,506	I	61	-8	8	-7	2	0	-1	0	0	-3	-3	-16	-51
4/11/11 16:43	4/8/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M.	NY	D		P	125,000	24.25	33	5,155	10	54,521	I	61	-8	8	-7	2	0	-1	0	0	-3	-3	-16	-51
2/4/11 17:11	2/3/11	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Broadbent Peregrine C	NY	O	CFO	S	-242	25.11	18	-10	-3	354	D	110	3	-2	4	-6	-6	-2	1	3	2	-7	-6	-30	-36
11/2/10 17:10	11/1/10	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P	1,759	23.45	23	75	0	49,366	I	59	-8	-10	-7	-2	5	-2	-1	0	7	4	6	-1	-45
11/2/10 17:09	11/1/10	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M.	NY	D		P	1,759	23.45	23	75	0	49,366	I	59	-8	-10	-7	-2	5	-2	-1	0	7	4	6	-1	-45
11/2/10 17:08	11/1/10	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Leucadia National Corp	NY	T		P	1,759	23.45	23	75	0	49,351	I	59	-8	-10	-7	-2	5	-2	-1	0	7	4	6	-1	-45
10/20/10 20:05	10/18/10	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P.m	16,202	23.45	30	691	1	49,291	I	43	-21	-4	5	0	5	3	5	1	-1	3	10	-3	-46
10/20/10 20:04	10/18/10	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M.	NY	D		P.m	16,202	23.45	30	691	1	63,824	I	43	-21	-4	5	0	5	3	5	1	-1	3	10	-3	-46
10/20/10 20:03	10/18/10	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Leucadia National Corp	NY	T		P.m	16,202	23.45	30	691	1	49,276	I	43	-21	-4	5	0	5	3	5	1	-1	3	10	-3	-46
2/2/10 16:17	2/2/10	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Broadbent Peregrine C	NY	O	EVP,CFO	S	-149	26.49	33	-6	-2	344	D	31	126	14	-4	13	1	-3	-4	-1	-6	-6	3	-2	-4
1/29/10 14:55	1/27/10	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Feller Lloyd H	NY	O	EVP,Secr	S	-3,808	27.05	33	-141	-47	158	D	40	104	16	-1	13	2	2	-1	-3	-6	-4	0	-5	0
1/26/10 13:29	1/25/10	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Campbell W Patrick	NY	D		M.d	56	5.04	33	11	14	91	D	45	124	19	-3	17	10	5	0	-1	-2	-5	-6	-7	-1
1/22/10 16:01	1/22/10	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Dooley Richard G	NY	D		S	-1,351	27.02	33	-50	-10	429	D	62	124	26	-7	17	14	4	6	1	-1	-3	-3	-11	-1
2/3/09 17:17	12/1/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Jefferies High Yield Trading, LLC	CT	T		P.am	0	0.00	23	0		0	D	-59	-43	-39	-22	-11	-7	4	-9	3	16	-21	69	96	125
12/3/08 17:01	12/1/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Jefferies High Yield Trading, LLC	CT	T		P.m	391	0.8879	18	440	3	16,720	D	-61	-55	-38	-43	-28	-15	28	-11	-14	0	26	-26	91	111
5/27/08 17:37	5/22/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P.m	25,751	17.84	33	1,443	2	97,176	I	-38	-39	-22	-1	24	-11	1	-4	0	-3	-2	-1	-54	16
5/27/08 17:33	5/22/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M	NY	D		P.m	25,751	17.84	33	1,443	2	97,176	I	-38	-39	-22	-1	24	-11	1	-4	0	-3	-2	-1	-54	16
5/27/08 17:32	5/22/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Leucadia National Corp	NY	T		P.m	25,751	17.84	33	1,443	3	48,585	I	-38	-39	-22	-1	24	-11	1	-4	0	-3	-2	-1	-54	16
5/22/08 16:25	5/20/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P.m	29,760	18.04	33	1,650	2	94,290	I	-39	-41	-26	1	16	-12	-3	-2	-2	-1	2	-3	-36	11
5/22/08 16:24	5/20/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Leucadia National Corp	NY	T		P.m	29,760	18.04	33	1,650	4	47,142	I	-39	-41	-26	1	16	-12	-3	-2	-2	-1	2	-3	-36	11
5/22/08 16:23	5/20/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M	NY	D		P.m	29,760	18.04	33	1,650	2	94,290	I	-39	-41	-26	1	16	-12	-3	-2	-2	-1	2	-3	-36	11
5/20/08 18:43	5/16/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Leucadia National Corp	NY	T		P.m	20,811	18.10	33	1,150	3	45,492	I	-36	-39	-25	9	13	-3	0	4	-6	-1	6	-1	-30	5
5/20/08 18:42	5/16/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P.m	20,811	18.10	33	1,150	1	90,990	M	-36	-39	-25	9	13	-3	0	4	-6	-1	6	-1	-30	5
5/20/08 18:41	5/16/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M	NY	D		P.m	20,811	18.10	33	1,150	1	90,990	M	-36	-39	-25	9	13	-3	0	4	-6	-1	6	-1	-30	5
5/15/08 17:21	5/14/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P	1,195	17.55	33	68	0	44,342	I	-43	-40	-26	-7	3	4	-12	-1	-1	-3	6	7	-28	3
5/15/08 17:20	5/14/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Leucadia National Corp	NY	T		P	1,195	17.55	33	68	0	44,342	I	-43	-40	-26	-7	3	4	-12	-1	-1	-3	6	7	-28	3
5/15/08 17:19	5/14/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M	NY	D		P	1,195	17.55	33	68	0	44,342	I	-43	-40	-26	-7	3	4	-12	-1	-1	-3	6	7	-28	3
5/13/08 17:38	5/9/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P	5,725	17.98	33	318	1	44,274	I	-44	-43	-21	-5	3	21	-9	-4	-1	3	4	18	-19	7
5/13/08 17:38	5/9/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Leucadia National Corp	NY	T		P	5,725	17.98	33	318	1	44,274	I	-44	-43	-21	-5	3	21	-9	-4	-1	3	4	18	-19	7
5/13/08 17:36	5/9/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M	NY	D		P	5,725	17.98	33	318	1	44,274	I	-44	-43	-21	-5	3	21	-9	-4	-1	3	4	18	-19	7
5/8/08 21:30	5/6/08	JEF	Financ	Loan	Finance Services	Leucadia National Corp	NY	T		P.m	30,951	19.30	33	1,603	4	43,956	I	-42	-41	-20	2	17	25	0	-6	-4	-4	-1	10	-13	1
5/8/08 19:42	5/6/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P.m	30,951	19.30	33	1,603	4	43,956	I	-42	-41	-20	2	17	25	0	-6	-4	-4	-1	10	-13	1
5/8/08 19:41	5/6/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M	NY	D		P.m	30,951	19.30	33	1,603	4	43,956	I	-42	-41	-20	2	17	25	0	-6	-4	-4	-1	10	-13	1
5/5/08 20:43	5/1/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Leucadia National Corp	NY	T		P.m	42,868	19.91	33	2,153	5	42,352	I	-34	-36	-24	-3	12	39	36	6	2	-11	-10	-3	-24	0
5/5/08 20:43	5/1/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P.m	42,868	19.91	33	2,153	5	42,352	I	-34	-36	-24	-3	12	39	36	6	2	-11	-10	-3	-24	0
5/5/08 20:41	5/1/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M	NY	D		P.m	42,868	19.91	33	2,153	5	42,352	I	-34	-36	-24	-3	12	39	36	6	2	-11	-10	-3	-24	0
5/1/08 16:09	4/30/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Campbell W Patrick	NY	D		M.d	184	10.23	33	18	34	71	D	-41	-39	-25	-1	20	24	25	5	1	-5	-9	-3	-28	-1
4/30/08 20:52	4/28/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P.m	72,883	18.81	33	3,876	11	40,199	I	-43	-39	-25	0	14	24	27	12	6	8	-4	-1	-30	4
4/30/08 20:50	4/28/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Leucadia National Corp	NY	T		P.m	72,883	18.81	33	3,876	11	40,199	I	-43	-39	-25	0	14	24	27	12	6	8	-4	-1	-30	4
4/30/08 20:49	4/28/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M	NY	D		P.m	72,883	18.81	33	3,876	11	40,199	I	-43	-39	-25	0	14	24	27	12	6	8	-4	-1	-30	4
4/28/08 18:38	4/28/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Macchiarola Frank J	NY	D		S	-142	18.97	33	-7	-3	290	D	-45	-39	-27	1	13	5	17	21	0	6	-3	-2	-36	0
4/28/08 12:09	4/25/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Macchiarola Frank J	NY	D		M.d	184	10.23	33	18	6	297	D	-45	-39	-27	1	13	5	17	21	6	12	2	4	-30	6
4/25/08 18:54	4/23/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Cumming Ian M	NY	D		P.m	91,071	16.64	33	5,472	18	36,324	I	-48	-43	-32	-9	1	1	19	13	6	11	0	3	-21	9
4/25/08 17:58	4/23/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	D		P.m	91,071	16.64	33	5,472	18	36,324	I	-48	-43	-32	-9	1	1	19	13	6	11	0	3	-21	9
4/25/08 17:52	4/23/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Leucadia National Corp	NY	T		P.m	91,071	16.64	33	5,472	18	36,324	I	-48	-43	-32	-9	1	1	19	13	6	11	0	3	-21	9
4/25/08 12:52	4/25/08	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Dooley Richard G	NY	D		M.d	184	10.23	33	18	4	460	D	-48	-43	-32	-9	1	1	19	13	6	18	6	9	-15	15
11/29/07 16:50	11/28/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Schenk Joseph A	NY	O	Exec. VP	S	-1,012	25.31	33	-40	-17	192	D	11	-10	-15	1	1	10	6	9	2	-3	-9	-28	-27	-49
11/21/07 12:39	11/21/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Joyal Robert Eugene	NY	D		P	92	22.96	33	4	17	27	D	6	-19	-22	-6	-17	-11	-2	-4	-3	9	-2	-24	-23	-58
11/9/07 13:27	11/9/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Joyal Robert Eugene	NY	D		P	100	23.28	33	4	23	23	D	8	-20	-27	-9	-17	-7	-11	-3	4	7	11	-18	-21	-37
9/11/07 16:20	9/10/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Macchiarola Frank J	NY	D		P	753	24.62	30	31	12	291	D	27	3	0	-12	-8	-2	-2	-3	0	2	12	-3	-34	-31
9/7/07 16:31	9/7/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Macchiarola Frank J	NY	D		S	-770	25.15	33	-31	-11	261	D	31	4	1	-9	-5	2	-1	-1	1	3	16	-2	-32	-24
8/14/07 15:56	8/14/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Joyal Robert Eugene	NY	D		P	97	24.15	33	4	27	19	D	26	1	-11	-18	-11	-11	-6	-10	-3	3	4	-3	-24	-19
8/13/07 12:26	8/13/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Joyal Robert Eugene	NY	D		P	103	25.66	33	4	37	15	D	30	3	-10	-20	-5	-14	-2	-6	-2	2	1	-9	-25	-16
7/23/07 09:12	7/19/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	P.d	9,821	30.07	33	327	3	11,694	D	50	18	0	-1	4	10	7	0	0	-9	-13	-14	-45	-40
7/23/07 09:12	7/19/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	M.d	9,759	11.70	33	834	8	11,694	D	50	18	0	-1	4	10	7	0	0	-9	-13	-14	-45	-40
7/19/07 16:33	7/19/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Feller Lloyd H	NY	O	EVP,GC,S	M.d	1,109	11.09	33	100	105	195	D	56	16	4	-5	1	7	6	0	-2	-7	-17	-14	-43	-41
6/8/07 12:51	6/7/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Schenk Joseph A	NY	O	CFO	S.a	-7,000	28.00	33	-250	-49	259	D	60	3	-4	11	-6	-7	-3	-7	1	1	-2	-9	-13	-34
6/8/07 12:21	6/7/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Schenk Joseph A	NY	O	CFO	S	-7,000	28.00	33	-250	-49	259	D	60	3	-4	11	-6	-7	-3	-7	1	1	-2	-9	-13	-34
5/18/07 14:24	5/18/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Macchiarola Frank J	NY	D		S	-443	30.70	33	-14	-5	287	D	77	-1	4	5	6	-7	-7	0	1	-2	-8	-17	-16	-40
5/16/07 13:09	5/15/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Macchiarola Frank J	NY	D		M.d	220	12.24	33	18	6	301	D	80	-6	6	5	3	-1	-9	-5	0	1	-5	-19	-19	-40
5/8/07 12:45	5/7/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Campbell W Patrick	NY	D		M.d	220	12.24	33	18	44	59	D	80	0	15	9	11	12	7	0	1	-5	-9	-18	-24	-35
5/2/07 14:41	5/1/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Macchiarola Frank J	NY	D		M.d	55	2.32	33	24	9	290	D	83	-3	9	9	19	11	5	5	2	3	-3	-17	-19	-39
3/7/07 13:34	3/6/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Syrjamaki Maxine	NY	O	Controll	M.d	13	10.60	22	1	1	103	D	34	-10	3	-12	-14	-10	-12	-6	-1	-5	13	17	5	-31
2/2/07 16:38	2/2/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Dooley Richard G	NY	D		M.d	275	6.60	25	42	11	431	D	56	10	15	4	7	7	0	2	0	-2	-16	9	-11	-29
2/2/07 16:38	2/2/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Dooley Richard G	NY	D		S.d	-1,241	29.75	25	-42	-9	431	D	56	10	15	4	7	7	0	2	0	-2	-16	9	-11	-29
1/29/07 13:42	1/29/07	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Macchiarola Frank J	NY	D		S	-231	28.91	24	-8	-3	270	D	57	13	16	0	2	8	3	-2	0	2	-6	12	-7	-34
12/6/06 19:25	12/5/06	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Schenk Joseph A	NY	O	Exec. VP	M.d	2,554	10.87	17	235	63	605	D	49	36	7	20	2	0	0	3	-2	-4	-9	-13	-3	-13
12/6/06 18:32	12/6/06	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P		DO	CB,Exec	M.d	2,064	10.50	17	197	6	3,366	D	49	36	7	20	2	0	0	3	-2	-4	-9	-13	-3	-13
11/21/06 15:04	11/20/06	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Syrjamaki Maxine	NY	O	Controll	M.d	18	8.34	19	2	2	95	D	48	30	1	16	-5	3	4	-1	1	0	-9	-1	1	-21
11/7/06 13:12	11/6/06	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CB,CEO	P.dm	3,763	28.76	28	131	1	10,614	D	40	33	-13	11	-1	-1	-2	2	2	3	3	1	10	-17
11/7/06 13:12	11/6/06	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CB,CEO	M.d	3,740	8.99	28	416	4	10,614	D	40	33	-13	11	-1	-1	-2	2	2	3	3	1	10	-17
5/2/06 15:34	5/2/06	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	S	-6,326	62.74	33	-101	-2	4,531										1	8	-6	-17	-8	5
5/1/06 19:27	5/1/06	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	S	-11,419	64.11	33	-178	-4	4,632										1	8	-7	-16	-5	3
4/26/06 21:27	4/26/06	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Campbell W Patrick	NY	D		M.d	144	16.05	33	9	70	22										1	-7	-14	-24	-12	-10
4/25/06 20:21	4/24/06	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Macchiarola Frank J	NY	D		M.dm	231	6.26	33	37	37	138										0	-8	-13	-25	-13	-10
3/8/06 14:16	3/7/06	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Dooley Richard G	NY	D		M.d	231	6.26	33	37	21	212	D	49	41	39	26	6	6	-1	-3	-1	1	8	0	-10	-7
3/8/06 14:16	3/7/06	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Dooley Richard G	NY	D		S.d	-507	56.35	33	-9	-4	212	D	49	41	39	26	6	6	-1	-3	-1	1	8	0	-10	-7
2/10/06 13:32	2/10/06	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Joyal Robert Eugene	MA	D		P	105	52.61	33	2	New	2										-1	2	4	23	-6	7
10/27/05 10:21	10/25/05	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	P.dm	4,497	41.97	31	107	1	9,615	M	45	4	19	1	1	-3	2	2	-6	3	14	28	59	42
10/27/05 10:21	10/25/05	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	M.dm	4,498	13.23	31	340	4	9,615	M	45	4	19	1	1	-3	2	2	-6	3	14	28	59	42
5/25/05 13:58	5/24/05	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Macchiarola Frank J	NY	D		M.d	79	9.88	26	8	8	106	D	78	15	-12	-3	-4	-2	6	-2	-3	1	6	12	31	63
5/20/05 17:27	5/19/05	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Dooley Richard G	NY	D		M.d	79	9.88	28	8	5	181	D	81	16	-14	-5	-4	1	2	4	2	-3	5	10	27	67
1/25/05 12:43	1/24/05	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Shaw John C Jr	NY	DO	P,COO	M.d	3,225	10.75	27	300	48	929	D	90	-1	25	-1	-4	-5	-1	-2	1	3	-2	-3	12	42
1/25/05 12:27	1/24/05	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Campbell W Patrick	NY	D		P.d	114	37.96	27	3	31	13	D	90	-1	25	-1	-4	-5	-1	-2	1	3	-2	-3	12	42
1/25/05 12:27	1/24/05	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Campbell W Patrick	NY	D		M.d	110	11.03	27	10	368	13	D	90	-1	25	-1	-4	-5	-1	-2	1	3	-2	-3	12	42
11/30/04 16:37	11/30/04	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	P.d	1,062	40.79	26	26	1	4,392	D	98	33	28	25	22	0	-3	1	3	1	-2	-3	-12	7
11/30/04 16:37	11/30/04	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	M.d	1,069	10.69	26	100	2	4,392	D	98	33	28	25	22	0	-3	1	3	1	-2	-3	-12	7
7/28/04 13:08	7/28/04	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Macchiarola Frank J	NY	D		P	9	30.92	33	0	0	98	D	64	6	-17	-14	5	7	9	4	-2	-1	8	21	22	35
7/28/04 12:43	7/27/04	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	P.d	1,504	30.87	33	49	1	3,811	D	64	6	-17	-14	5	7	9	4	-2	-1	8	21	22	35
7/28/04 12:43	7/27/04	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	M.d	1,502	13.66	33	110	3	3,811	D	64	6	-17	-14	5	7	9	4	-2	-1	8	21	22	35
6/8/04 18:33	6/8/04	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Schenk Joseph A	NY	O	EVP,CFO	M.d	62	16.96	21	4	2	183	D	51	30	1	-15	-10	4	1	2	-1	-8	-11	7	27	12
4/27/04 21:08	4/27/04	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Shaw John C Jr	NY	DO	P,COO	M.d	1,917	11.28	33	170	28	787	D	57	92	24	-4	0	3	4	3	-1	-4	-10	-14	5	0
4/20/04 17:34	4/19/04	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Macchiarola Frank J	NY	D		M.d	93	11.28	33	8	9	95	D	47	85	19	-2	-6	0	3	1	1	4	-9	-13	-2	6
4/20/04 17:13	4/16/04	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Dooley Richard G	NY	D		M.d	91	11.28	33	8	5	171	D	47	85	19	-2	-6	0	3	1	1	4	-9	-13	-2	6
3/3/04 12:39	3/2/04	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	M.d	2,279	11.28	33	202	6	3,687	D	71	109	27	20	3	2	0	1	0	1	-6	-15	-10	6
3/2/04 13:08	3/2/04	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	P	2,328	38.47	33	61	2	3,545	D	75	105	27	19	3	3	2	2	0	2	-5	-13	-11	5
2/20/04 19:16	2/19/04	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	P.d	2,493	37.49	23	67	2	3,484	D	81	97	24	19	9	0	1	-1	-1	-1	-5	-15	-11	4
2/20/04 19:16	2/19/04	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	M.d	2,482	9.51	23	261	8	3,484	D	81	97	24	19	9	0	1	-1	-1	-1	-5	-15	-11	4
10/24/03 16:28	10/24/03	JEF	Financ	FinTrd	Security Brokers, Dealers & F	Macchiarola Frank J	NY	D		S	-100	29.27	18	-3	-4	90	D	76	42	55	-1	-4	0	-5	-2	2	5	6	30	25	31

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y