9/11/25 13:31 | 9/10/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 923.41 | 0 | 0 | 0 | 1,164 | D | | | | | | | | | | | | | | |
9/11/25 12:52 | 9/10/25 | BHB | Bar Harbor Bankshares | ME | Financ | StBnk | State Commercial Banks | Shaw Brian D | ME | D | | P | 321 | 32.09 | 0 | 10 | 134 | 17 | D | | | | | | | | | | | | | | |
9/11/25 12:17 | 9/10/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.65 | 0 | 1 | 0 | 915 | M | | | | | | | | | | | | | | |
9/11/25 12:00 | 9/9/25 | CALC | Calcimedica, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Roberts Eric W | CA | DOT | CHIEF BU | P | 7 | 3.15 | 0 | 2 | 0 | 1,053 | I | | | | | | | | | | | | | | |
9/11/25 11:30 | 9/10/25 | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Dizon Romeo R | CA | O | CFO | P | 2 | 1.34 | 0 | 2 | 3 | 59 | D | | | | | | | | | | | | | | |
9/11/25 10:46 | 9/10/25 | BWFG | Bankwell Financial Group, Inc. | CT | Financ | StBnk | State Commercial Banks | Seidman Lawrence B | CT | D | | P | 490 | 44.54 | 0 | 11 | 1 | 761 | I | | | | | | | | | | | | | | |
9/11/25 10:43 | 9/9/25 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 589 | 8.60 | 0 | 68 | 3 | 2,235 | I | | | | | | | | | | | | | | |
9/11/25 10:07 | 9/10/25 | PFBX | Peoples Financial Corp /Ms/ | MS | Financ | StBnk | State Commercial Banks | Stilwell Joseph | PR | T | | P | 44 | 20.09 | 0 | 2 | 0 | 681 | I | | | | | | | | | | | | | | |
9/11/25 09:41 | 9/9/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,022 | 40.17 | 0 | 50 | 1 | 4,311 | I | | | | | | | | | | | | | | |
9/11/25 08:30 | 9/10/25 | FDBC | Fidelity D & D Bancorp Inc | PA | Financ | NtBnk | National Commercial Banks | Cali Brian J | PA | DO | CB | P | 12 | 42.25 | 0 | 0 | 0 | 414 | D | | | | | | | | | | | | | | |
9/11/25 08:07 | 9/9/25 | OCTO | Eightco Holdings Inc. | DE | Financ | Loan | Short-Term Business Credit In | O'Donnell Kevin J | FL | DO | CEO | P | 250 | 1.46 | 0 | 171 | 40 | 600 | D | | | | | | | | | | | | | | |
9/10/25 21:07 | 9/8/25 | AVGO | Broadcom Inc. | | Tech | Semicn | Semiconductors & Related Devi | You Harry L. | CA | D | | P.m | 1,228 | 345.88 | 0 | 4 | 11 | 36 | D | | | | | | | | | | | | | | |
9/10/25 19:45 | 9/9/25 | CRM | Salesforce, Inc. | DE | Tech | Softw | Prepackaged Software | Kirk David Blair | CA | D | | P | 866 | 254.66 | 0 | 3 | 69 | 8 | M | | | | | | | | | | | | | | |
9/10/25 19:19 | 9/10/25 | TLNCU | Talon Capital Corp. | E9 | Financ | AcqCo | Blank Checks | Talon Capital Sponsor LLC | TX | T | | P | 0 | 0.00 | 0 | 530 | New | 530 | D | | | | | | | | | | | | | | |
9/10/25 19:19 | 9/10/25 | TLNCU | Talon Capital Corp. | E9 | Financ | AcqCo | Blank Checks | Leykum Charles S. | TX | DOT | CB,CEO | P | 0 | 0.00 | 0 | 530 | New | 530 | I | | | | | | | | | | | | | | |
9/10/25 19:00 | 8/28/25 | TOGI | Turnongreen, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Hyperscale Data, Inc. | NV | T | | P | 7 | 0.0066 | 0 | 1,000 | 8 | 13,837 | I | | | | | | | | | | | | | | |
9/10/25 19:00 | 9/8/25 | GPUS | Hyperscale Data, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Ault Milton C III | NV | DOT | Exec CB | P.m | 1 | 0.3960 | 0 | 4 | 17 | 25 | D | | | | | | | | | | | | | | |
9/10/25 18:52 | 9/9/25 | SLRC | Slr Investment Corp. | | Fund | CEF | Closed-End Funds | Roberts Andrea Colvin | NY | D | | P | 120 | 16.73 | 0 | 7 | 29 | 32 | I | | | | | | | | | | | | | | |
9/10/25 17:55 | 9/8/25 | GLIBK | Gci Liberty, Inc. | NV | Media | PayTv | Cable & Other Pay Television | Malone John C | CO | DT | | P.m | 510 | 35.99 | 0 | 14 | 1 | 1,592 | D | | | | | | | | | | | | | | |
9/10/25 17:36 | 9/9/25 | AARD | Aardvark Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sun Nelson | CA | O | CFO | P | 48 | 8.07 | 0 | 6 | 6 | 105 | D | | | | | | | | | | | | | | |
9/10/25 17:29 | 9/5/25 | CRSF | Crisp Momentum Inc. | DE | Financ | Loan | Finance Services | Jakota Capital AG | V8 | T | | P | 6,000 | 0.0060 | 0 | 1,000,000 | 419 | 1,238,560 | D | | | | | | | | | | | | | | |
9/10/25 17:22 | 9/8/25 | CCEL | Cryo Cell International Inc | DE | Health | Health | Misc Health & Allied Services | Portnoy David | FL | DOT | CB,Co-CE | P.dm | 190 | 4.43 | 0 | 43 | 3 | 1,480 | M | | | | | | | | | | | | | | |
9/10/25 17:19 | 9/8/25 | NAMS | Newamsterdam Pharma Co N.V. | P7 | Health | Drug | Pharmaceutical Preparations | Topper James N | CA | D | | P | 31 | 24.99 | 0 | 1 | 0 | 6,829 | I | | | | | | | | | | | | | | |
9/10/25 16:58 | 8/25/25 | YORK | Yorkville Acquisition Corp. | | Financ | AcqCo | Blank Checks | Rillo Troy | NJ | O | CFO | P | 92 | 1.00 | 0 | 92 | New | 92 | D | | | | | | | | | | | | | | |
9/10/25 16:50 | 9/8/25 | BDCO | Blue Dolphin Energy Co | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Lazarus Energy Holdings, LLC | TX | T | | P.m | 50 | 1.44 | 0 | 35 | 0 | 8,475 | D | | | | | | | | | | | | | | |
9/10/25 16:41 | 9/8/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | P.dm | 4 | 0.0762 | 0 | 48 | 2 | 2,749 | D | | | | | | | | | | | | | | |
9/10/25 16:36 | 9/8/25 | BSM | Black Stone Minerals, L.P. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Carter Thomas L Jr | TX | DO | CEO,P,,C | P.m | 307 | 12.08 | 0 | 25 | 0 | 15,272 | D | | | | | | | | | | | | | | |
9/10/25 16:35 | 9/8/25 | MLP | Maui Land & Pineapple Co Inc | HI | RlEst | RlEst | Real Estate | Case Stephen M | DC | DT | | P.m | 85 | 16.94 | 0 | 5 | 0 | 12,008 | I | | | | | | | | | | | | | | |
9/10/25 16:30 | 9/9/25 | MSIF | Msc Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Niemann John O. Jr. | TX | D | | P | 59 | 13.92 | 0 | 4 | 15 | 32 | D | | | | | | | | | | | | | | |
9/10/25 16:30 | 9/8/25 | SHEN | Shenandoah Telecommunications Co/Va/ | VA | Telco | Telco | Telephone Communications (No | Ecp Controlco, LLC | NJ | T | | P.m | 7 | 13.41 | 0 | 1 | 0 | 3,442 | I | | | | | | | | | | | | | | |
9/10/25 16:30 | 9/8/25 | SHEN | Shenandoah Telecommunications Co/Va/ | VA | Telco | Telco | Telephone Communications (No | Ecp Fiber Holdings Gp, LLC | NJ | T | | P.m | 7 | 13.41 | 0 | 1 | 0 | 3,442 | I | | | | | | | | | | | | | | |
9/10/25 16:19 | 9/8/25 | PRGO | Perrigo Co Plc | L2 | Health | Drug | Pharmaceutical Preparations | Lennox Abigail | MI | O | EVP, CSO | P | 28 | 22.41 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
9/10/25 16:18 | 9/9/25 | OPCH | Option Care Health, Inc. | DE | Health | Health | Home Health Care Services | Wright Norman L. | IL | D | | P | 100 | 29.31 | 0 | 3 | 28 | 16 | D | | | | | | | | | | | | | | |
9/10/25 16:06 | 9/8/25 | CELC | Celcuity Inc. | DE | Health | Health | Medical Laboratories | Baker Bros. Advisors LP | NY | T | | P | 9,571 | 56.27 | 0 | 170 | 2 | 7,211 | I | | | | | | | | | | | | | | |
9/10/25 15:59 | 9/9/25 | OCTO | Eightco Holdings Inc. | DE | Financ | Loan | Short-Term Business Credit In | Jennings Frank D | SC | D | | P | 200 | 1.46 | 0 | 137 | 796 | 154 | D | | | | | | | | | | | | | | |
9/10/25 15:58 | 9/9/25 | OCTO | Eightco Holdings Inc. | DE | Financ | Loan | Short-Term Business Credit In | Caiano Nicola Paul | PA | D | | P | 500 | 1.46 | 0 | 342 | 999% | 350 | D | | | | | | | | | | | | | | |
9/10/25 15:49 | 9/9/25 | AVBC | Avidia Bancorp, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Cozzone Robert D | MA | DO | P,CEO | P | 50 | 15.50 | 0 | 3 | 9 | 38 | I | | | | | | | | | | | | | | |
9/10/25 12:52 | 9/9/25 | PESI | Perma Fix Environmental Services Inc | DE | Utility | Waste | Hazardous Waste Management | Shelton Larry | GA | D | | P | 10 | 9.61 | 0 | 1 | 1 | 189 | D | | | | | | | | | | | | | | |
9/10/25 11:36 | 9/9/25 | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Dizon Romeo R | CA | O | CFO | P | 2 | 1.37 | 0 | 2 | 3 | 58 | D | | | | | | | | | | | | | | |
9/10/25 11:33 | 9/9/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.65 | 0 | 1 | 0 | 913 | M | | | | | | | | | | | | | | |
9/10/25 11:15 | 9/9/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 38.30 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
9/10/25 11:04 | 9/9/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 917.21 | 0 | 0 | 0 | 1,164 | D | | | | | | | | | | | | | | |
9/10/25 09:18 | 9/9/25 | GAIA | Gaia, Inc | CO | PerSv | Entert | Motion Picture & Video Tape P | Medvedich Kiersten | CO | O | CEO | P | 15 | 5.60 | 0 | 3 | 6 | 48 | D | | | | | | | | | | | | | | |
9/10/25 08:53 | 9/8/25 | DGICA | Donegal Group Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Donegal Mutual Insurance Co | PA | T | | P.m | 736 | 19.17 | 0 | 38 | 0 | 18,307 | D | | | | | | | | | | | | | | |
9/9/25 20:45 | 2/4/25 | LCGMF | Lion Copper & Gold Corp. | A1 | Mining | IndMn | Metal Mining | Naugle Charles Travis | CO | D | | P.ad | 4 | 0.0600 | 0 | 65 | 3 | 2,232 | D | | | | | | | | | | | | | | |
9/9/25 20:11 | 9/8/25 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D | | P | 200 | 127.28 | 0 | 2 | 0 | 452 | D | | | | | | | | | | | | | | |
9/9/25 20:02 | 9/8/25 | LCGMF | Lion Copper & Gold Corp. | A1 | Mining | IndMn | Metal Mining | Alford Tony L | NC | DT | | P.dm | 26 | 0.1004 | 0 | 256 | 0 | 142,975 | D | | | | | | | | | | | | | | |
9/9/25 19:02 | 9/8/25 | FFAI | Faraday Future Intelligent Electric Inc. | DE | Auto | Auto | Motor Vehicles & Passenger Ca | Jia Yueting | CA | O | Global C | P | 177 | 1.81 | 0 | 98 | 23 | 532 | D | | | | | | | | | | | | | | |
9/9/25 18:26 | 9/9/25 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Housel David E | AL | D | | P | 3 | 27.19 | 0 | 0 | 1 | 9 | D | | | | | | | | | | | | | | |
9/9/25 18:07 | 2/19/25 | AENT | Alliance Entertainment Holding Corp | DE | Machn | WhDur | Durable Goods | Black Robert R. | FL | O | Chief Co | P.m | 33 | 3.29 | 0 | 10 | 100 | 20 | D | | | | | | | | | | | | | | |
9/9/25 17:42 | 9/3/25 | CHUC | Charlie'S Holdings, Inc. | NV | Health | MdCm | Medicinal Chemicals & Botanic | Carmines Edward | CA | D | | P.m | 13 | 0.2938 | 0 | 45 | 2 | 1,906 | D | | | | | | | | | | | | | | |
9/9/25 17:39 | 9/8/25 | MDU | Mdu Resources Group Inc | | Mining | IndMn | Mining & Quarrying of Nonmeta | Vollmer Jason L | ND | O | CFO | P | 80 | 16.08 | 0 | 5 | 1 | 353 | D | | | | | | | | | | | | | | |
9/9/25 17:36 | 9/9/25 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Hand Joseph Thomas | PA | DO | P,CEO | P | 6 | 30.68 | 0 | 0 | 1 | 38 | D | | | | | | | | | | | | | | |
9/9/25 17:14 | 9/5/25 | DLTR | Dollar Tree, Inc. | VA | Retail | VrtySt | Variety Stores | Glendinning Stewart | VA | O | CFO | P.m | 342 | 97.75 | 0 | 4 | 7 | 53 | D | | | | | | | | | | | | | | |
9/9/25 17:10 | 9/8/25 | MGEE | Mge Energy Inc | WI | Utility | DivUtil | Electric, Gas & Sanitary Serv | Berbee James G | WI | D | | P | 21 | 83.75 | 0 | 0 | 4 | 7 | D | | | | | | | | | | | | | | |
9/9/25 17:00 | 9/8/25 | ACDC | Profrac Holding Corp. | DE | Energy | OilSv | Oil & Gas Field Services | Wilks Matthew | TX | DO | Exec CB | P | 165 | 3.80 | 0 | 43 | 2 | 1,993 | I | | | | | | | | | | | | | | |
9/9/25 16:49 | 9/5/25 | EARN | Ellington Credit Co | DE | RlEst | REIT | Real Estate Investment Trusts | Borenstein Gregory Morris | CT | O | Portfoli | P | 22 | 5.62 | 0 | 4 | 22 | 22 | D | | | | | | | | | | | | | | |
9/9/25 16:42 | 9/5/25 | NAUT | Nautilus Biotechnology, Inc. | | Electr | LabEq | Laboratory Analytical Instrum | Patel Sujal M | WA | DOT | CEO,P,,S | P.m | 136 | 0.6779 | 0 | 200 | 1 | 17,436 | D | | | | | | | | | | | | | | |
9/9/25 16:38 | 9/8/25 | CE | Celanese Corp | DE | Chem | PlMat | Plastic Material, Synth Resin | Go Timothy | TX | D | | P | 48 | 46.25 | 0 | 1 | 31 | 4 | D | | | | | | | | | | | | | | |
9/9/25 16:28 | 9/8/25 | KURA | Kura Oncology, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Wilson Troy Edward | CA | DO | P,CEO | P | 410 | 8.20 | 0 | 50 | 8 | 680 | D | | | | | | | | | | | | | | |
9/9/25 16:23 | 9/8/25 | SFD | Smithfield Foods Inc | VA | FdBev | Food | Meat Packing Plants | France Steven | VA | O | P,Packag | P | 58 | 23.25 | 0 | 3 | 4 | 70 | D | | | | | | | | | | | | | | |
9/9/25 16:23 | 9/8/25 | SFD | Smithfield Foods Inc | VA | FdBev | Food | Meat Packing Plants | Hall Mark L. | VA | O | CFO | P | 47 | 23.25 | 0 | 2 | 3 | 72 | D | | | | | | | | | | | | | | |
9/9/25 16:23 | 9/8/25 | SFD | Smithfield Foods Inc | VA | FdBev | Food | Meat Packing Plants | Wan Long | VA | D | | P | 41,850 | 23.25 | 0 | 1,800 | 55 | 5,060 | D | | | | | | | | | | | | | | |
9/9/25 16:23 | 9/8/25 | SFD | Smithfield Foods Inc | VA | FdBev | Food | Meat Packing Plants | Watts Keller D. | VA | O | Chief Bu | P | 89 | 23.25 | 0 | 4 | 5 | 75 | D | | | | | | | | | | | | | | |
9/9/25 16:22 | 9/8/25 | SFD | Smithfield Foods Inc | VA | FdBev | Food | Meat Packing Plants | He Hank Shenghua | VA | D | | P | 233 | 23.25 | 0 | 10 | 13 | 87 | D | | | | | | | | | | | | | | |
9/9/25 16:22 | 9/8/25 | SFD | Smithfield Foods Inc | VA | FdBev | Food | Meat Packing Plants | Sutton Doug | VA | O | Chief Ma | P | 91 | 23.25 | 0 | 4 | 6 | 69 | D | | | | | | | | | | | | | | |
9/9/25 16:22 | 9/8/25 | SFD | Smithfield Foods Inc | VA | FdBev | Food | Meat Packing Plants | Owens Donovan | VA | O | P,U.S. F | P | 279 | 23.25 | 0 | 12 | 18 | 77 | D | | | | | | | | | | | | | | |
9/9/25 16:18 | 9/9/25 | SEI | Solaris Energy Infrastructure, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Zartler William A | TX | DOT | CB,CEO | P.d | 248 | 24.83 | 0 | 10 | 0 | 5,290 | D | | | | | | | | | | | | | | |
9/9/25 16:17 | 9/9/25 | SEI | Solaris Energy Infrastructure, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Ramachandran Kyle S. | TX | O | P,CFO | P.d | 50 | 25.00 | 0 | 2 | 0 | 917 | D | | | | | | | | | | | | | | |
9/9/25 16:02 | 9/5/25 | TEVA | Teva Pharmaceutical Industries Ltd | L3 | Health | Drug | Pharmaceutical Preparations | McAvoy David R. | L3 | O | EVP,GC | P | 21 | 18.86 | 0 | 1 | 9 | 13 | D | | | | | | | | | | | | | | |
9/9/25 15:47 | 9/5/25 | PRGO | Perrigo Co Plc | L2 | Health | Drug | Pharmaceutical Preparations | Atkinson Charles | MI | O | EVP,GC,S | P | 23 | 23.20 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
9/9/25 15:23 | 9/8/25 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 4 | 8.58 | 0 | 1 | 0 | 2,167 | I | | | | | | | | | | | | | | |
9/9/25 13:52 | 9/4/25 | OBLG | Oblong, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Adelman Jason T | CO | D | | P | 27 | 2.66 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
9/9/25 12:00 | 9/8/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 993 | 40.50 | 0 | 25 | 1 | 4,261 | I | | | | | | | | | | | | | | |
9/9/25 11:38 | 9/8/25 | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Dizon Romeo R | CA | O | CFO | P | 1 | 1.40 | 0 | 1 | 1 | 56 | D | | | | | | | | | | | | | | |
9/9/25 11:25 | 9/8/25 | EMBY | Embassy Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Lobach David M Jr | PA | DO | CB,P,CEO | P | 17 | 17.39 | 0 | 1 | 0 | 537 | I | | | | | | | | | | | | | | |
9/9/25 11:09 | 9/5/25 | CECO | Ceco Environmental Corp | DE | Machn | Mchn | Industrial & Commercial Fans | Wallman Richard F | TX | D | | P | 141 | 46.93 | 0 | 3 | 1 | 300 | I | | | | | | | | | | | | | | |
9/9/25 10:54 | 9/9/25 | USA | Liberty All Star Equity Fund | | Fund | CEF | Closed-End Funds | Haley Mark T | CO | O | P | P | 10 | 6.58 | 0 | 2 | 1 | 156 | D | | | | | | | | | | | | | | |
9/9/25 10:53 | 9/8/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.65 | 0 | 1 | 0 | 912 | M | | | | | | | | | | | | | | |
9/9/25 10:51 | 9/9/25 | ASG | Liberty All Star Growth Fund Inc. | | Fund | CEF | Closed-End Funds | Haley Mark T | CO | O | P | P | 8 | 5.65 | 0 | 2 | 1 | 140 | D | | | | | | | | | | | | | | |
9/9/25 10:47 | 9/8/25 | LKFN | Lakeland Financial Corp | IN | Financ | StBnk | State Commercial Banks | Bartels Robert E Jr | IN | D | | P | 20 | 67.77 | 0 | 0 | 1 | 30 | D | | | | | | | | | | | | | | |
9/9/25 10:43 | 9/8/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 38.85 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
9/9/25 10:42 | 9/8/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 908.90 | 0 | 0 | 0 | 1,164 | D | | | | | | | | | | | | | | |
9/9/25 09:55 | 9/8/25 | BPRN | Princeton Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Tuchman Martin | NJ | DT | | P | 330 | 33.00 | 0 | 10 | 1 | 767 | I | | | | | | | | | | | | | | |
9/9/25 09:00 | 9/8/25 | DC | Dakota Gold Corp. | DE | Mining | IndMn | Metal Mining | Campbell Shawn | SD | O | CFO | P | 0 | 0.00 | 0 | 11 | 3 | 439 | D | | | | | | | | | | | | | | |
9/9/25 07:15 | 9/8/25 | MTDR | Matador Resources Co | TX | Energy | OilPrd | Crude Petroleum & Natural Gas | Ehrman Monika U | TX | D | | P | 12 | 47.04 | 0 | 0 | 1 | 41 | D | | | | | | | | | | | | | | |
9/8/25 21:04 | 9/4/25 | PODC | Podcastone, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Merriman D Jonathan | CA | D | | P | 16 | 1.58 | 0 | 10 | 2 | 464 | I | | | | | | | | | | | | | | |
9/8/25 20:07 | 9/4/25 | MLYS | Mineralys Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Akkaraju Srinivas | CA | D | | P | 15,000 | 25.50 | 0 | 588 | 10 | 6,263 | I | | | | | | | | | | | | | | |
9/8/25 19:54 | 9/4/25 | NYC | American Strategic Investment Co. | MD | RlEst | REIT | Real Estate Investment Trusts | Schorsch Nicholas S | RI | T | | P.m | 11 | 10.12 | 0 | 1 | 0 | 1,565 | I | | | | | | | | | | | | | | |
9/8/25 19:53 | 9/8/25 | BSPK | Bespoke Extracts, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Feinsod Michael | NY | DOT | CEO | P | 0 | 0.1900 | 0 | 3 | 0 | 2,509 | D | | | | | | | | | | | | | | |
9/8/25 19:21 | 8/8/25 | CFND | C1 Fund Inc. | | Fund | CEF | Closed-End Funds | Reed Scott A. | CA | D | | P.m | 554 | 9.23 | 0 | 60 | New | 60 | M | | | | | | | | | | | | | | |
9/8/25 17:59 | 9/4/25 | MLYS | Mineralys Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Ra Capital Management, L.P. | MA | D | | P | 30,000 | 25.50 | 0 | 1,176 | 19 | 7,324 | I | | | | | | | | | | | | | | |
9/8/25 17:54 | 9/8/25 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | P | 5 | 1.19 | 0 | 4 | 1 | 483 | D | | | | | | | | | | | | | | |
9/8/25 17:38 | 3/7/25 | KMTS | Kestra Medical Technologies, Ltd. | D0 | Health | MdEq | Surgical & Medical Instrument | Cohen Raymond W | WA | D | | P | 289 | 17.00 | 0 | 17 | 71 | 41 | D | | | | | | | | | | | | | | |
9/8/25 17:32 | 9/3/25 | MLP | Maui Land & Pineapple Co Inc | HI | RlEst | RlEst | Real Estate | Case Stephen M | DC | DT | | P.am | 17 | 16.99 | 0 | 1 | 0 | 12,003 | I | | | | | | | | | | | | | | |
9/8/25 17:22 | 9/5/25 | AFCG | Advanced Flower Capital Inc. | MD | RlEst | RlEst | Real Estate | Tannenbaum Leonard M | FL | DT | | P | 363 | 4.56 | 0 | 80 | 2 | 5,270 | D | | | | | | | | | | | | | | |
9/8/25 17:19 | 9/8/25 | AFCG | Advanced Flower Capital Inc. | MD | RlEst | RlEst | Real Estate | Neville Daniel | FL | O | CEO | P | 55 | 4.44 | 0 | 12 | 6 | 210 | D | | | | | | | | | | | | | | |
9/8/25 16:57 | 9/5/25 | PROP | Prairie Operating Co. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Gray Jonathan H. | TX | D | | P | 188 | 2.11 | 0 | 89 | 9 | 1,066 | D | | | | | | | | | | | | | | |
9/8/25 16:43 | 9/3/25 | PFX | Phenixfin Corp | | Fund | CEF | Closed-End Funds | Robinson Lowell W | NY | D | | P.m | 7 | 48.20 | 0 | 0 | 7 | 2 | D | | | | | | | | | | | | | | |
9/8/25 16:31 | 9/5/25 | GLP | Global Partners LP | | Energy | OilTr | Petroleum Bulk Stations & Ter | Global Gp LLC | MA | H | General | P | 129 | 51.60 | 0 | 3 | 2 | 150 | D | | | | | | | | | | | | | | |
9/8/25 16:31 | 9/5/25 | NIQ | Niq Global Intelligence Plc | L2 | Tech | Softw | Computer Programming, Data Pr | Massey Tracey Ann | IL | O | COO | P | 305 | 16.97 | 0 | 18 | 3 | 577 | I | | | | | | | | | | | | | | |
9/8/25 16:30 | 9/4/25 | SHEN | Shenandoah Telecommunications Co/Va/ | VA | Telco | Telco | Telephone Communications (No | Ecp Controlco, LLC | NJ | T | | P.m | 67 | 13.25 | 0 | 5 | 0 | 3,441 | I | | | | | | | | | | | | | | |
9/8/25 16:30 | 9/4/25 | SHEN | Shenandoah Telecommunications Co/Va/ | VA | Telco | Telco | Telephone Communications (No | Ecp Fiber Holdings Gp, LLC | NJ | T | | P.m | 67 | 13.25 | 0 | 5 | 0 | 3,441 | I | | | | | | | | | | | | | | |
9/8/25 16:17 | 9/5/25 | HGTY | Hagerty, Inc. | DE | Insur | InsBrk | Insurance Agents, Brokers & S | Kuczinski Anthony J | MI | D | | P | 12 | 11.62 | 0 | 1 | 4 | 28 | D | | | | | | | | | | | | | | |
9/8/25 16:04 | 9/4/25 | GCTS | Gct Semiconductor Holding, Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Shin Hyunsoo | CA | DH | Class II | P.m | 24 | 1.28 | 0 | 19 | 3 | 650 | D | | | | | | | | | | | | | | |
9/8/25 15:35 | 9/5/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Shattuck Katherine W | PA | D | | P | 0 | 20.34 | 0 | 0 | 0 | 10 | D | | | | | | | | | | | | | | |
9/8/25 15:34 | 9/5/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Pellegrino Frank G | PA | D | | P | 4 | 20.34 | 0 | 0 | 0 | 46 | D | | | | | | | | | | | | | | |
9/8/25 15:06 | 9/8/25 | MNSB | Mainstreet Bancshares, Inc. | VA | Financ | StBnk | State Commercial Banks | Dick Jeff W | VA | DO | CB,P,CEO | P | 4 | 22.15 | 0 | 0 | 0 | 250 | D | | | | | | | | | | | | | | |
9/8/25 14:49 | 9/5/25 | BLNK | Blink Charging Co. | NV | Auto | RecVh | Miscellaneous Transportation | Levine Jack | MD | D | | P | 22 | 1.03 | 0 | 21 | 6 | 401 | I | | | | | | | | | | | | | | |
9/8/25 14:34 | 9/5/25 | LAC | Lithium Americas Corp. | A1 | Mining | IndMn | Metal Mining | Brown Michael John | NV | D | | P | 3 | 2.84 | 0 | 1 | 19 | 6 | D | | | | | | | | | | | | | | |
9/8/25 14:23 | 9/5/25 | DMA | Destra Multi-Alternative Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 239 | 8.57 | 0 | 28 | 1 | 2,166 | I | | | | | | | | | | | | | | |
9/8/25 14:21 | 8/14/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Simpson Christine Elizabeth | CA | O | Chief Po | P.a | 102 | 4.84 | 0 | 21 | 59 | 57 | I | | | | | | | | | | | | | | |
9/8/25 14:17 | 8/14/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Sherpa Angche | CA | O | CFO | P.a | 102 | 4.84 | 0 | 21 | 59 | 57 | I | | | | | | | | | | | | | | |
9/8/25 14:15 | 9/4/25 | ASA | Asa Gold & Precious Metals Ltd | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,295 | 38.71 | 0 | 33 | 1 | 4,236 | I | | | | | | | | | | | | | | |
9/8/25 14:13 | 8/14/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Fuller Glen W | CA | O | TREASURE | P.a | 102 | 4.84 | 0 | 21 | 59 | 57 | I | | | | | | | | | | | | | | |
9/8/25 14:08 | 8/14/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Dixon Robert E | CA | O | CEO,P | P.a | 102 | 4.84 | 0 | 21 | 59 | 57 | I | | | | | | | | | | | | | | |
9/8/25 14:02 | 8/14/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Patterson Charles E. II | CA | DO | GC,Secre | P.a | 102 | 4.84 | 0 | 21 | 59 | 57 | I | | | | | | | | | | | | | | |
9/8/25 13:57 | 8/14/25 | MKZR | Mackenzie Realty Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Bluth Jeri Ruth | CA | O | Chief Co | P.a | 102 | 4.84 | 0 | 21 | 59 | 57 | I | | | | | | | | | | | | | | |
9/8/25 13:36 | 9/5/25 | DMLP | Dorchester Minerals, L.P. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Box Frank Damon | TX | D | | P | 102 | 25.57 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
9/8/25 12:52 | 9/5/25 | FINW | Finwise Bancorp | UT | Financ | StBnk | State Commercial Banks | Giordano James N | UT | D | | P | 48 | 19.32 | 0 | 3 | 1 | 399 | I | | | | | | | | | | | | | | |
9/8/25 11:42 | 9/5/25 | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Dizon Romeo R | CA | O | CFO | P | 1 | 1.35 | 0 | 1 | 2 | 56 | D | | | | | | | | | | | | | | |
9/8/25 11:34 | 9/5/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.68 | 0 | 1 | 0 | 911 | M | | | | | | | | | | | | | | |
9/8/25 10:34 | 9/8/25 | CMTV | Community Bancorp /Vt | VT | Financ | NtBnk | National Commercial Banks | Lamberton Wayne | VT | D | | P | 43 | 22.75 | 0 | 2 | 41 | 7 | D | | | | | | | | | | | | | | |
9/8/25 10:29 | 9/5/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 39.00 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
9/8/25 10:29 | 9/5/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 920.69 | 0 | 0 | 0 | 1,164 | D | | | | | | | | | | | | | | |
9/8/25 09:08 | 9/5/25 | GAIA | Gaia, Inc | CO | PerSv | Entert | Motion Picture & Video Tape P | Preston Ned | CO | O | CFO | P | 11 | 5.64 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
9/8/25 09:00 | 9/4/25 | AEYE | Audioeye Inc | DE | Tech | Softw | Prepackaged Software | Tahir Jamil A. | AZ | D | | P.m | 316 | 12.65 | 0 | 25 | 8 | 350 | I | | | | | | | | | | | | | | |
9/8/25 09:00 | 9/4/25 | SBH | Sally Beauty Holdings, Inc. | | Retail | Retail | Retail Stores | Rangel Max R. | TX | D | | P | 49 | 14.07 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
9/8/25 08:59 | 9/4/25 | DGICA | Donegal Group Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Donegal Mutual Insurance Co | PA | T | | P | 369 | 19.22 | 0 | 19 | 0 | 18,268 | D | | | | | | | | | | | | | | |
9/8/25 08:22 | 9/5/25 | BW | Babcock & Wilcox Enterprises, Inc. | DE | Build | BldMt | Heating Equipment, Except Ele | Young Kenneth M | OH | DO | CEO | P | 20 | 2.14 | 0 | 9 | 1 | 1,714 | I | | | | | | | | | | | | | | |
9/8/25 07:23 | 9/5/25 | NTST | Netstreit Corp. | MD | RlEst | REIT | Real Estate Investment Trusts | Manheimer Mark | TX | DO | P,CEO,Se | P | 100 | 17.94 | 0 | 6 | 2 | 316 | D | | | | | | | | | | | | | | |
9/8/25 07:10 | 9/5/25 | NVCR | Novocure Ltd | | Health | MdEq | Surgical & Medical Instrument | Cordova Ashley | PA | O | CEO | P | 997 | 12.22 | 0 | 82 | 23 | 438 | D | | | | | | | | | | | | | | |
9/8/25 06:30 | 9/5/25 | ADC | Agree Realty Corp | DE | RlEst | REIT | Real Estate Investment Trusts | Lehmkuhl Greg | MI | D | | P | 55 | 72.84 | 0 | 1 | 3 | 28 | D | | | | | | | | | | | | | | |
9/5/25 20:11 | 9/5/25 | SAFT | Safety Insurance Group Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Langwell Dennis J. | MA | D | | P | 145 | 72.39 | 0 | 2 | 33 | 8 | D | | | | | | | | | | | | | | |
9/5/25 19:23 | 9/5/25 | BLNK | Blink Charging Co. | NV | Auto | RecVh | Miscellaneous Transportation | Bercovich Michael | MD | O | CFO | P | 6 | 1.02 | 0 | 6 | 5 | 123 | D | | | | | | | | | | | | | | |
9/5/25 19:14 | 9/5/25 | BSPK | Bespoke Extracts, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Feinsod Michael | NY | DOT | CEO | P | 1 | 0.2000 | 0 | 3 | 0 | 2,506 | D | | | | | | | | | | | | | | |
9/5/25 19:08 | 9/3/25 | LAB | Standard Biotools Inc. | DE | Electr | LabEq | Laboratory Analytical Instrum | Casdin Partners Master Fund, L.P. | NY | DT | | P.m | 636 | 1.27 | 0 | 500 | 1 | 80,360 | I | | | | | | | | | | | | | | |
9/5/25 18:34 | 9/4/25 | NAUT | Nautilus Biotechnology, Inc. | | Electr | LabEq | Laboratory Analytical Instrum | Murphy Matthew B. | WA | O | GC | P | 13 | 0.6429 | 0 | 20 | 36 | 75 | I | | | | | | | | | | | | | | |
9/5/25 18:21 | 9/3/25 | LYFT | Lyft, Inc. | DE | BizSv | BizSv | Business Services | Risher John David | CA | DO | CEO | P | 100 | 16.88 | 0 | 6 | 0 | 11,797 | D | | | | | | | | | | | | | | |
9/5/25 17:46 | 9/4/25 | PGEN | Precigen, Inc. | VA | Health | Drug | Pharmaceutical Preparations | Agee Nancy H | MD | D | | P | 69 | 4.60 | 0 | 15 | 7 | 218 | D | | | | | | | | | | | | | | |
9/5/25 17:41 | 9/5/25 | NNOX | Nano-X Imaging Ltd. | L3 | Health | OthMd | X-Ray Apparatus & Tubes & Rel | Daniel Ran | NY | O | CFO | P | 4 | 3.65 | 0 | 1 | 17 | 7 | D | | | | | | | | | | | | | | |
9/5/25 17:33 | 9/4/25 | BWB | Bridgewater Bancshares Inc | MN | Financ | StBnk | State Commercial Banks | Crocker Mary Jayne | MN | O | EVP,CHIE | P | 2 | 19.48 | 0 | 0 | 2 | 5 | I | | | | | | | | | | | | | | |
9/5/25 17:25 | 9/3/25 | PBI | Pitney Bowes Inc /De/ | DE | Tech | Hardw | Office Machines | Rosenthal Brent D | CT | D | | P | 36 | 11.97 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
9/5/25 17:10 | 9/5/25 | COO | Cooper Companies, Inc. | DE | Health | OthMd | Ophthalmic Goods | White Albert G III | CA | DO | P,CEO | P | 684 | 68.39 | 0 | 10 | 5 | 226 | D | | | | | | | | | | | | | | |
9/5/25 17:00 | 9/3/25 | VBIX | Viewbix Inc. | DE | Tech | Softw | Prepackaged Software | Yoresh Eliyahu | L3 | D | | P | 260 | 1.00 | 0 | 260 | | 171 | D | | | | | | | | | | | | | | |
9/5/25 16:44 | 9/3/25 | OMCC | Old Market Capital Corp | FL | Financ | Loan | Short-Term Business Credit In | Krebs Charles | NE | O | CFO | P | 0 | 5.36 | 0 | 0 | 0 | 12 | D | | | | | | | | | | | | | | |
9/5/25 16:39 | 9/4/25 | AVBC | Avidia Bancorp, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Cozzone Robert D | MA | DO | P,CEO | P | 50 | 15.25 | 0 | 3 | 10 | 35 | I | | | | | | | | | | | | | | |
9/5/25 16:37 | 9/3/25 | SND | Smart Sand, Inc. | DE | Mining | IndMn | Mining & Quarrying of Nonmeta | Young Charles Edwin | PA | DOT | CEO | P.m | 74 | 1.91 | 0 | 39 | 1 | 7,320 | D | | | | | | | | | | | | | | |
9/5/25 16:35 | 9/3/25 | MLP | Maui Land & Pineapple Co Inc | HI | RlEst | RlEst | Real Estate | Case Stephen M | DC | DT | | P.m | 17 | 16.99 | 0 | 1 | 0 | 120,003 | I | | | | | | | | | | | | | | |
9/5/25 16:34 | 9/3/25 | PFX | Phenixfin Corp | | Fund | CEF | Closed-End Funds | Lorber David A | NY | DOT | CB,CEO | P.m | 29 | 48.30 | 0 | 1 | 0 | 229 | D | | | | | | | | | | | | | | |
9/5/25 16:25 | 8/29/25 | GTHP | Guided Therapeutics Inc | DE | Health | ElcMd | Electromedical & Electrothera | Grujic Alan | GA | D | | P.d | 0 | 0.00 | 0 | 152 | 9 | 1,818 | D | | | | | | | | | | | | | | |
9/5/25 16:22 | 9/3/25 | NIQ | Niq Global Intelligence Plc | L2 | Tech | Softw | Computer Programming, Data Pr | Kapoor Mohit | IL | O | CTO | P | 251 | 16.76 | 0 | 15 | New | 15 | D | | | | | | | | | | | | | | |
9/5/25 16:16 | 8/29/25 | GTHP | Guided Therapeutics Inc | DE | Health | ElcMd | Electromedical & Electrothera | Imhoff John E | GA | DT | | P.d | 30 | 0.1800 | 0 | 167 | 1 | 19,464 | D | | | | | | | | | | | | | | |
9/5/25 16:07 | 9/5/25 | COO | Cooper Companies, Inc. | DE | Health | OthMd | Ophthalmic Goods | Warner Gerard H III | CA | O | P,Cooper | P | 100 | 69.23 | 0 | 1 | 9 | 18 | D | | | | | | | | | | | | | | |
9/5/25 16:01 | 9/3/25 | FSK | Fs Kkr Capital Corp | | Fund | CEF | Closed-End Funds | Hopkins Jerel A | PA | D | | P | 6 | 18.13 | 0 | 0 | 4 | 10 | I | | | | | | | | | | | | | | |
9/5/25 15:50 | 9/4/25 | BWFG | Bankwell Financial Group, Inc. | CT | Financ | StBnk | State Commercial Banks | Drexler Blake S | CT | D | | P | 7 | 42.45 | 0 | 0 | 0 | 258 | I | | | | | | | | | | | | | | |
9/5/25 15:49 | 9/4/25 | BWFG | Bankwell Financial Group, Inc. | CT | Financ | StBnk | State Commercial Banks | Dunne Jeffrey R | CT | D | | P | 17 | 42.45 | 0 | 0 | 4 | 11 | I | | | | | | | | | | | | | | |
9/5/25 15:48 | 9/4/25 | BWFG | Bankwell Financial Group, Inc. | CT | Financ | StBnk | State Commercial Banks | Porto Carl M | CT | D | | P | 21 | 42.45 | 0 | 1 | 1 | 50 | I | | | | | | | | | | | | | | |
9/5/25 15:32 | 9/4/25 | BUSE | First Busey Corp /Nv/ | NV | Financ | StBnk | State Commercial Banks | Maddox Mike | KS | DO | P | P.dm | 469 | 25.48 | 0 | 18 | 8 | 255 | I | | | | | | | | | | | | | | |
9/5/25 15:03 | 9/3/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | P.dm | 3 | 0.0639 | 0 | 43 | 2 | 2,701 | D | | | | | | | | | | | | | | |
9/5/25 14:02 | 9/4/25 | BWFG | Bankwell Financial Group, Inc. | CT | Financ | StBnk | State Commercial Banks | Dale Eric J | CT | D | | P | 35 | 42.45 | 0 | 1 | 1 | 80 | I | | | | | | | | | | | | | | |
9/5/25 14:01 | 9/4/25 | BWFG | Bankwell Financial Group, Inc. | CT | Financ | StBnk | State Commercial Banks | Seidman Lawrence B | CT | D | | P.m | 27 | 42.47 | 0 | 1 | 0 | 750 | M | | | | | | | | | | | | | | |
9/5/25 13:24 | 9/5/25 | LUCK | Lucky Strike Entertainment Corp | VA | PerSv | Entert | Amusement & Recreation Servic | Lavan Robert M. | VA | O | CFO | P | 25 | 9.94 | 0 | 3 | 3 | 87 | D | | | | | | | | | | | | | | |
9/5/25 13:24 | 9/5/25 | LUCK | Lucky Strike Entertainment Corp | VA | PerSv | Entert | Amusement & Recreation Servic | Ekster Lev | VA | O | P | P | 25 | 9.99 | 0 | 3 | 4 | 72 | D | | | | | | | | | | | | | | |
9/5/25 12:52 | 9/4/25 | BWG | Brandywineglobal-Global Income Opportunities Fund Inc | | Fund | CEF | Closed-End Funds | Mason Peter Daniel Charles | NY | D | | P | 20 | 8.68 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
9/5/25 12:15 | 9/4/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 912.22 | 0 | 0 | 0 | 1,164 | D | | | | | | | | | | | | | | |
9/5/25 11:59 | 9/5/25 | GLO | Clough Global Opportunities Fund | | Fund | CEF | Closed-End Funds | Clough Charles Jr | MA | H | Person a | P | 49 | 5.62 | 0 | 9 | 3 | 359 | D | | | | | | | | | | | | | | |
9/5/25 11:50 | 8/29/25 | GTHP | Guided Therapeutics Inc | DE | Health | ElcMd | Electromedical & Electrothera | James Michael C | GA | D | | P.d | 5 | 0.1800 | 0 | 28 | 5 | 553 | D | | | | | | | | | | | | | | |
9/5/25 11:11 | 9/4/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | P | 3 | 2.69 | 0 | 1 | 0 | 910 | M | | | | | | | | | | | | | | |
9/5/25 10:59 | 9/4/25 | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Dizon Romeo R | CA | O | CFO | P | 2 | 1.36 | 0 | 1 | 2 | 55 | D | | | | | | | | | | | | | | |
9/5/25 10:51 | 9/4/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 39.45 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
9/5/25 10:19 | 9/4/25 | CCFN | Muncy Columbia Financial Corp | PA | Financ | StBnk | State Commercial Banks | Wenner Edwin A | PA | D | | P | 6 | 49.00 | 0 | 0 | 3 | 4 | D | | | | | | | | | | | | | | |
9/4/25 19:06 | 9/2/25 | QRHC | Quest Resource Holding Corp | NV | Utility | Waste | Refuse Systems | Dunning Audrey | TX | D | | P | 7 | 1.82 | 0 | 4 | 8 | 54 | D | | | | | | | | | | | | | | |
9/4/25 18:58 | 9/2/25 | REZI | Resideo Technologies, Inc. | DE | Retail | BldSt | Hardware | Cd&R Channel Holdings Ii, L.P. | E9 | T | | P.m | 13,726 | 33.60 | 0 | 409 | 3 | 13,271 | D | | | | | | | | | | | | | | |
9/4/25 18:32 | 9/2/25 | NYC | American Strategic Investment Co. | MD | RlEst | REIT | Real Estate Investment Trusts | Schorsch Nicholas S | RI | T | | P.m | 7 | 10.59 | 0 | 1 | 0 | 1,563 | I | | | | | | | | | | | | | | |
9/4/25 17:37 | 9/2/25 | HSON | Hudson Global, Inc. | DE | BizSv | Staff | Help Supply Services | Fruhbeis Todd Michael | CT | D | | P | 7 | 9.58 | 0 | 1 | 40 | 3 | D | | | | | | | | | | | | | | |
9/4/25 17:37 | 9/2/25 | HSON | Hudson Global, Inc. | DE | BizSv | Staff | Help Supply Services | Eberwein Jeffrey E. | CT | DOT | CEO | P | 2 | 9.60 | 0 | 0 | 0 | 1,791 | D | | | | | | | | | | | | | | |
9/4/25 17:16 | 9/2/25 | UMBF | Umb Financial Corp | MO | Financ | NtBnk | National Commercial Banks | Graves Greg M | KS | D | | P | 28 | 120.44 | 0 | 0 | 1 | 38 | D | | | | | | | | | | | | | | |
9/4/25 17:04 | 9/2/25 | GLIBK | Gci Liberty, Inc. | NV | Media | PayTv | Cable & Other Pay Television | Malone John C | CO | DT | | P.m | 133 | 36.00 | 0 | 4 | 0 | 1,258 | D | | | | | | | | | | | | | | |
9/4/25 16:50 | 9/4/25 | ADMQ | Adm Endeavors, Inc. | NV | BizSv | Ads | Advertising | Johnson Marc | TX | DO | CEO | P | 10 | 0.0430 | 0 | 235 | 0 | 61,156 | D | | | | | | | | | | | | | | |
9/4/25 16:48 | 9/3/25 | ORRF | Orrstown Financial Services Inc | PA | Financ | StBnk | State Commercial Banks | Brown Sarah M | PA | D | | P | 10 | 35.00 | 0 | 0 | 2 | 12 | D | | | | | | | | | | | | | | |
9/4/25 16:39 | 9/3/25 | NWPP | New Peoples Bankshares Inc | VA | Financ | StBnk | State Commercial Banks | White Blaine Scott | VA | DT | | P | 252 | 3.21 | 0 | 79 | 1 | 5,718 | I | | | | | | | | | | | | | | |
9/4/25 16:39 | 9/2/25 | FTRE | Fortrea Holdings Inc. | | Health | Health | Medical Laboratories | Russell Erin L | NC | D | | P | 100 | 10.15 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
9/4/25 16:38 | 9/2/25 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Labe James | CA | DO | CEO | P.m | 693 | 6.74 | 0 | 103 | 14 | 825 | I | | | | | | | | | | | | | | |
9/4/25 16:37 | 9/2/25 | TPVG | Triplepoint Venture Growth Bdc Corp. | | Fund | CEF | Closed-End Funds | Srivastava Sajal | CA | DO | P,CIO | P.m | 693 | 6.74 | 0 | 103 | 13 | 887 | I | | | | | | | | | | | | | | |
9/4/25 16:32 | 9/3/25 | KTCC | Key Tronic Corp | WA | Electr | ElcPrt | Printed Circuit Boards | Voorhees Anthony Gene | WA | O | EVP-Admi | P | 29 | 2.91 | 0 | 10 | 131 | 18 | I | | | | | | | | | | | | | | |
9/4/25 16:30 | 9/2/25 | SHEN | Shenandoah Telecommunications Co/Va/ | VA | Telco | Telco | Telephone Communications (No | Ecp Controlco, LLC | NJ | T | | P.m | 760 | 12.90 | 0 | 59 | 2 | 3,436 | I | | | | | | | | | | | | | | |
9/4/25 16:30 | 9/2/25 | SHEN | Shenandoah Telecommunications Co/Va/ | VA | Telco | Telco | Telephone Communications (No | Ecp Fiber Holdings Gp, LLC | NJ | T | | P.m | 760 | 12.90 | 0 | 59 | 2 | 3,436 | I | | | | | | | | | | | | | | |
9/4/25 16:30 | 9/2/25 | ANNX | Annexon, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Carson William H. | CA | D | | P | 9 | 2.09 | 0 | 4 | 12 | 38 | D | | | | | | | | | | | | | | |
9/4/25 16:29 | 9/2/25 | NWPP | New Peoples Bankshares Inc | VA | Financ | StBnk | State Commercial Banks | Cox John D | VA | D | | P.m | 218 | 3.21 | 0 | 68 | 9 | 843 | I | | | | | | | | | | | | | | |
9/4/25 16:24 | 9/2/25 | BUSE | First Busey Corp /Nv/ | NV | Financ | StBnk | State Commercial Banks | Maddox Mike | KS | DO | P | P.d | 550 | 25.26 | 0 | 22 | 10 | 237 | M | | | | | | | | | | | | | | |
9/4/25 16:18 | 8/28/25 | W | Wayfair Inc. | | Retail | eCom | Catalog & Mail-Order Houses | Kumin Michael Andrew | MA | D | | P | 12 | 74.97 | 0 | 0 | 0 | 321 | D | | | | | | | | | | | | | | |
9/4/25 16:11 | 9/3/25 | TRIN | Trinity Capital Inc. | | Fund | CEF | Closed-End Funds | Estes Ronald E. | AZ | D | | P | 16 | 16.15 | 0 | 1 | 3 | 40 | D | | | | | | | | | | | | | | |
9/4/25 16:09 | 9/3/25 | PPTIN | Presidio Property Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Heilbron Jack Kendrick | CA | DO | CEO | P.m | 7 | 4.74 | 0 | 2 | 2 | 101 | D | | | | | | | | | | | | | | |
9/4/25 16:06 | 9/2/25 | UMBF | Umb Financial Corp | MO | Financ | NtBnk | National Commercial Banks | Peterman Tamara | KS | D | | P | 20 | 120.44 | 0 | 0 | 2 | 9 | D | | | | | | | | | | | | | | |
9/4/25 15:38 | 9/2/25 | GGT | Gabelli Multimedia Trust Inc. | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | P | 1 | 4.24 | 0 | 0 | 0 | 2,661 | D | | | | | | | | | | | | | | |
9/4/25 14:29 | 8/13/25 | DMAC | Diamedica Therapeutics Inc. | Z4 | Health | Drug | Pharmaceutical Preparations | Stahlberg Jan | V7 | T | | P.m | 5,958 | 5.96 | 0 | 1,000 | 15 | 7,764 | I | | | | | | | | | | | | | | |
9/4/25 14:14 | 9/3/25 | FCF | First Commonwealth Financial Corp /Pa/ | PA | Financ | NtBnk | National Commercial Banks | McCuen Michael P | PA | O | EVP,Chie | P.d | 50 | 17.67 | 0 | 3 | 5 | 59 | D | | | | | | | | | | | | | | |
9/4/25 13:42 | 9/3/25 | BLNE | Beeline Holdings, Inc. | NV | Financ | Loan | Mortgage Bankers & Loan Corre | Moe Christopher R. | RI | O | CFO | P | 33 | 1.64 | 0 | 20 | New | 20 | D | | | | | | | | | | | | | | |
9/4/25 12:03 | 9/4/25 | NGS | Natural Gas Services Group Inc | | Energy | OilSv | Oil & Gas Field Services | Holley Jean K | FL | D | | P.d | 100 | 26.58 | 0 | 4 | 93 | 8 | D | | | | | | | | | | | | | | |