Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
5/2/25 10:35	4/30/25	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-4,486	14.39	-312	-3	11,481	I
5/2/25 08:30	5/1/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	Von Zuben Heather	NY	OH	CEO	P	250	15.00	17	New	17	D
5/1/25 17:58	4/29/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	99	10.42	10	1	1,744	I
5/1/25 17:55	4/29/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	245	9.02	27	2	1,598	I
5/1/25 17:52	4/30/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	101	13.21	8	0	6,260	I
5/1/25 17:50	4/29/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	109	8.40	13	1	1,830	I
5/1/25 17:32	4/29/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-645	10.93	-59	-3	1,787	I
5/1/25 17:27	4/29/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	141	8.89	16	0	4,135	I
5/1/25 16:58	4/29/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	2	11.51	0	0	2,160	I
5/1/25 16:56	4/29/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	89	8.09	11	0	4,001	I
5/1/25 15:41	5/1/25	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	Stuebe Nancy E.	IL	DH	TRUSTEE	P	7	11.21	1	8	8	D
5/1/25 13:06	4/30/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.54	1	0	808	M
4/30/25 18:00	4/29/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	16	0.6500	25	1	4,086	D
4/30/25 12:26	4/28/25	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	Ghodoosi Arash	CA	O	P,Princi	P	0	10.77	0	0	41	D
4/30/25 11:08	4/29/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.49	1	0	806	M
4/30/25 09:56	4/29/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Kesslen Jay H	NY	O	Vice-P	P	1	2.51	1	1	43	D
4/29/25 14:20	4/28/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	P	6	13.08	0	2	27	D
4/29/25 13:15	4/28/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.60	1	0	805	M
4/29/25 10:07	4/28/25	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	8	25.80	0	0	1,010	I
4/29/25 10:06	4/28/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1	11.19	0	0	1,549	I
4/29/25 09:56	4/28/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	5	8.97	1	0	1,571	I
4/29/25 09:54	4/28/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	300	8.33	36	2	1,817	I
4/28/25 16:25	4/24/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1	11.19	0	0	1,549	I
4/28/25 16:12	4/24/25	XSPIX	Stepstone Private Venture & Growth Fund		Fund	CEF	Closed-End Funds	Caruvana Dean Anthony	NC	O	Secretar	P	100	43.22	2	New	2	D
4/28/25 13:01	4/25/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	10	14.28	1	35	3	I
4/28/25 10:53	4/25/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.58	1	0	804	M
4/28/25 09:55	4/24/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	185	10.33	18	1	1,735	I
4/28/25 09:47	4/24/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	235	8.14	29	2	1,782	I
4/28/25 09:44	4/24/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-458	10.89	-42	-2	1,846	I
4/28/25 09:39	4/24/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	148	7.99	18	0	3,990	I
4/25/25 13:08	4/23/25	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	Zaharis-Nikas Elaine	NY	OH	VP	S	-12	11.84	-1	-100	0	I
4/25/25 11:55	4/24/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.59	1	0	803	M
4/24/25 18:23	4/21/25	CEDIX	Bluebay Destra International Event-Driven Credit Fund		Fund	CEF	Closed-End Funds	Watson Robert A.	MT	O	P	S	-108	21.67	-5	-17	24	D
4/24/25 12:48	4/23/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.59	1	0	801	M
4/24/25 12:42	4/23/25	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	498	26.02	19	2	1,009	I
4/24/25 12:41	4/22/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	113	11.15	10	1	1,549	I
4/24/25 12:39	4/22/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	101	10.09	10	1	1,717	I
4/24/25 12:36	4/23/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	4	9.47	0	0	1,976	I
4/24/25 12:33	4/22/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	115	8.01	14	1	1,753	I
4/24/25 12:30	4/23/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-210	10.75	-20	-1	1,889	I
4/24/25 12:27	4/22/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	106	9.11	12	0	3,788	I
4/24/25 12:23	4/22/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	3	8.72	0	0	4,119	I
4/24/25 11:56	4/22/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	124	11.29	11	1	2,160	I
4/24/25 11:53	4/22/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	259	7.93	33	1	3,971	I
4/24/25 11:50	4/22/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	82	8.78	9	0	4,202	I
4/23/25 11:51	4/22/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	Dykas James M	IL	O	P,CEO	P	6	13.80	0	New	0	D
4/23/25 11:23	4/22/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.43	1	0	800	M
4/22/25 11:31	4/15/25	PDCC	Pearl Diver Credit Co Inc.		Fund	CEF	Closed-End Funds	University of Wisconsin Foundation	WI	T		S	-4	20.00	0	0	5,726	D
4/22/25 11:22	4/21/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.46	1	0	799	M
4/22/25 10:29	4/21/25	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	486	25.31	19	2	990	I
4/22/25 10:24	4/21/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	51	10.90	5	0	1,539	I
4/22/25 10:16	4/21/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	29	8.58	3	0	1,570	I
4/22/25 10:13	4/21/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	189	9.14	21	1	3,776	I
4/22/25 09:53	4/21/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	231	8.70	27	1	4,119	I
4/22/25 09:52	4/21/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	60	11.24	5	0	2,149	I
4/22/25 09:40	4/21/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	103	7.86	13	0	3,939	I
4/22/25 09:33	4/21/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	116	8.70	13	0	4,193	I
4/21/25 11:52	4/17/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.51	1	0	797	M
4/21/25 10:54	4/17/25	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	8	24.80	0	0	971	I
4/21/25 08:55	4/17/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	11	11.15	1	0	1,534	I
4/21/25 08:54	4/17/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-108	11.78	-9	0	3,068	I
4/21/25 08:52	4/17/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	97	9.19	11	0	3,755	I
4/18/25 20:47	4/17/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Sack Peter	NY	O	CEO	P	1	10.50	0	1	3	D
4/17/25 16:54	4/15/25	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	29	5.48	5	0	5,146	I
4/17/25 16:51	4/15/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	292	11.00	27	2	1,533	I
4/17/25 16:47	4/15/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	63	8.75	7	0	1,567	I
4/17/25 16:16	4/15/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	29	9.44	3	0	1,975	I
4/17/25 16:13	4/16/25	GNT	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-147	6.10	-24	-1	1,746	I
4/17/25 16:11	4/15/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-20	11.92	-2	0	3,077	I
4/17/25 16:09	4/15/25	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-232	13.92	-17	0	11,793	I
4/17/25 16:08	4/15/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	412	9.13	45	1	3,745	I
4/17/25 15:02	4/17/25	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Sr. Advi	S.m	-670	7.83	-86	-5	1,505	D
4/17/25 11:57	4/16/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.51	1	0	796	M
4/16/25 14:45	4/15/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.50	1	0	795	M
4/16/25 12:51	4/14/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	Rad Investments LLC	PR	T		P	115	0.6700	172	4	4,060	D
4/15/25 17:05	4/11/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.a	-668	10.46	-64	-3	1,908	I
4/15/25 15:48	4/14/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Eldredge William	GA	O	Chief Co	P	10	13.12	1	New	1	D
4/15/25 12:14	4/14/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.52	1	0	794	M
4/15/25 10:37	4/14/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	155	10.78	14	1	1,507	I
4/15/25 10:23	4/14/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	122	8.64	14	1	1,560	I
4/15/25 10:22	4/14/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	15	9.47	2	0	1,972	I
4/15/25 10:20	4/14/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-180	11.67	-15	0	3,079	I
4/15/25 10:18	4/14/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	213	9.05	24	1	3,700	I
4/14/25 21:35	4/10/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Mahajan Umesh	NY	O	Secretar	P	6	10.74	1	New	1	D
4/14/25 15:20	4/11/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.32	1	0	792	M
4/14/25 14:05	4/11/25	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	English Michela A	VA	D		S	-5	23.69	0	-28	1	D
4/14/25 12:53	4/11/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	378	8.67	44	1	4,179	I
4/14/25 12:48	4/11/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	302	11.18	27	1	2,144	I
4/14/25 12:45	4/11/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	514	8.60	60	1	4,092	I
4/14/25 12:41	4/11/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	517	10.23	51	1	4,803	I
4/14/25 12:38	4/10/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-668	10.46	-64	-3	1,908	I
4/14/25 12:33	4/10/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-336	11.14	-30	-1	3,094	I
4/14/25 12:15	4/11/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	10	9.24	1	0	1,971	I
4/14/25 12:08	4/10/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	571	10.46	55	4	1,492	I
4/11/25 18:38	4/10/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Browne Jonathan Paul	FL	H	Portfoli	P	10	13.59	1	New	1	D
4/11/25 18:34	4/10/25	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Browne Jonathan Paul	FL	H	Portfoli	P	10	13.04	1	New	1	D
4/11/25 18:31	4/10/25	RMMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	Browne Jonathan Paul	FL	H	Portfoli	P	10	13.94	1	New	1	D
4/11/25 17:41	4/10/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle Holdings Fund	C3	T		P	14	24.98	1	0	1,496	D
4/11/25 16:49	4/10/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	Grunewald Robert	WY	DOH	CEO	P	100	17.16	6	3	207	I
4/11/25 16:46	4/8/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S.a	-49	24.62	-2	-5	39	I
4/11/25 14:04	4/9/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	Sims David C	WI	DO	CFO,CCO,	P.m	49	9.50	5	2	222	D
4/11/25 13:33	4/10/25	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	10.90	1	New	1	D
4/11/25 12:05	4/10/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.38	1	0	791	M
4/11/25 11:37	4/8/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uw Altschul Frank	NY	H	Trustee	S	-49	24.62	-2	-100	0	D
4/11/25 11:35	4/9/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	Shuman Gregory M.	NJ	H	Portfoli	P	40	9.60	4	4	106	D
4/11/25 11:29	4/8/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-49	24.62	-2	-11	16	I
4/10/25 20:38	4/8/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Sack Peter	NY	O	CEO	P.m	2	10.90	0	6	3	D
4/10/25 18:05	4/9/25	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	Romaglino Christian	NY	H	Portfoli	P	30	23.99	1	38	5	D
4/10/25 17:56	4/8/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P.a	73	13.74	5	379	7	I
4/10/25 17:55	4/8/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P.a	48	14.04	3		2	I
4/10/25 17:52	4/8/25	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P.a	79	13.15	6	120	11	I
4/10/25 17:46	4/9/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	12	13.83	1	13	8	I
4/10/25 17:39	4/9/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	23	14.13	2	30	7	I
4/10/25 17:39	4/9/25	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	53	13.14	4	36	15	I
4/10/25 17:01	4/9/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Sell Moritz A	WI	D		P	5	5.95	1	7	12	D
4/10/25 16:33	4/9/25	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	Staggs Dana	CO	O	P	P	3	18.37	0	3	6	D
4/10/25 11:33	4/8/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	161	10.29	16	1	1,438	I
4/10/25 11:31	4/8/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	94	8.37	11	1	1,546	I
4/10/25 11:16	4/9/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.32	1	0	790	M
4/10/25 10:53	4/8/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	468	9.27	50	1	3,676	I
4/10/25 10:46	4/8/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	28	11.38	2	0	2,117	I
4/10/25 08:57	4/9/25	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	P	40	7.95	5	12	45	D
4/9/25 20:35	4/8/25	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	Bolduc John	FL	D		P	200	8.94	22	11	235	I
4/9/25 17:19	4/8/25	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	79	13.15	6	120	11	I
4/9/25 17:16	4/8/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	73	13.74	5	379	7	I
4/9/25 17:14	4/8/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	48	14.04	3		2	I
4/9/25 17:00	4/7/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	H	Chairman	P	4	2.40	2	0	1,574	D
4/9/25 15:49	4/8/25	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	29.55	0	New	0	D
4/9/25 15:42	4/8/25	HEQ	John Hancock Diversified Income Fund		Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	9.70	1	New	1	D
4/9/25 15:36	4/8/25	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	15.39	1	New	1	D
4/9/25 15:31	4/8/25	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	15.16	1	New	1	D
4/9/25 15:26	4/8/25	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	13.79	1	New	1	D
4/9/25 15:19	4/8/25	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	21.30	1	New	1	D
4/9/25 15:14	4/8/25	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	12.57	1	New	1	D
4/9/25 15:07	4/8/25	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	Wright Thomas Rowe	MA	D		P	11	11.85	1	New	1	D
4/9/25 12:31	4/8/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.39	1	0	789	M
4/8/25 19:36	4/7/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Anagnos Jeremy	PA	H	Portfoli	P	5	11.90	0	2	26	D
4/8/25 17:02	4/4/25	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	DO	CB,Secre	P	41	13.80	3	9	35	D
4/8/25 17:01	4/4/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	Sell Moritz A	WI	D		P.m	34	6.04	6	103	11	D
4/8/25 14:58	4/7/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle Holdings Fund	C3	T		P	247	24.97	10	1	1,496	D
4/8/25 13:55	4/4/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Castle Adam C	NJ	H	Portfoli	P	10	8.41	1	6	20	D
4/8/25 13:29	4/8/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Parker Austin Colby	TX	O	CFO,Trea	P	22	11.13	2	45	6	D
4/8/25 13:09	4/7/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	469	9.55	49	1	3,626	I
4/8/25 13:07	4/7/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	79	9.22	9	0	4,032	I
4/8/25 13:05	4/7/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	8	11.64	1	0	2,114	I
4/8/25 13:03	4/7/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	23	8.19	3	0	3,926	I
4/8/25 13:01	4/7/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	34	9.04	4	0	4,136	I
4/8/25 11:53	4/7/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.33	1	0	787	M
4/8/25 10:03	4/4/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	Sack Peter	NY	O	CEO	P	1	10.70	0	New	0	D
4/7/25 19:27	4/3/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Kang Eric P	NJ	H	Portfoli	P	33	8.59	4	28	17	D
4/7/25 16:37	4/3/25	CCD	Calamos Dynamic Convertible & Income Fund		Fund	CEF	Closed-End Funds	Calamos John P Sr	IL	DO	P,CB	S	0	20.85	0	0	1,450	I
4/7/25 15:26	4/4/25	DHF	Bny Mellon High Yield Strategies Fund		Fund	CEF	Closed-End Funds	Dimartino Joseph S	NY	D		P.m	47	2.35	20	10	220	D
4/7/25 15:23	4/4/25	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	Feldschuh Michael Richard	TN	DO	CEO	P	16	7.89	2	1	213	D
4/7/25 14:27	4/7/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	O'Neil Michael J	TX	O	EVP,Secr	P	25	10.59	2	39	8	I
4/7/25 14:01	4/4/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	Baker James C	TX	DO	P	P	285	11.41	25	3	761	D
4/7/25 13:02	4/3/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	403	11.21	36	3	1,422	I
4/7/25 12:57	4/3/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	774	8.70	89	6	1,534	I
4/7/25 12:53	4/4/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	127	9.62	13	1	1,970	I
4/7/25 12:50	4/3/25	GNT	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-203	6.01	-34	-2	1,770	I
4/7/25 12:41	4/4/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	216	12.46	17	0	6,252	I
4/7/25 12:30	4/3/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-206	11.97	-17	-1	3,124	I
4/7/25 12:25	4/3/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-5	24.32	0	0	7,528	I
4/7/25 12:18	4/3/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	437	9.67	45	1	3,576	I
4/7/25 11:57	4/4/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	2	9.29	0	0	4,024	I
4/7/25 11:19	4/4/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.45	1	0	786	M
4/7/25 08:54	4/3/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	Ma Eagle Holdings Fund	C3	T		P	10,518	24.95	422	40	1,486	D
4/4/25 15:51	4/4/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	Parekh Aashh	IL	H	Portfoli	P	1	17.70	0	1	5	D
4/4/25 12:22	4/3/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.57	1	0	785	M
4/3/25 18:34	4/1/25	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	Ocm Growth Holdings LLC	CA	T		S	-10,350	10.35	-1,000	-9	9,780	D
4/3/25 17:44	4/1/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	28	11.35	2	0	1,386	I
4/3/25 17:37	4/1/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	374	9.05	41	3	1,445	I
4/3/25 17:29	4/1/25	GNT	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-16	6.11	-3	0	1,804	I
4/3/25 17:26	4/1/25	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-459	8.69	-53	-2	2,883	I
4/3/25 17:22	4/1/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-577	12.34	-47	-1	3,142	I
4/3/25 17:06	4/2/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-346	24.98	-14	0	7,528	I
4/3/25 17:00	4/1/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	H	Chairman	P	2	2.65	1	0	1,572	D
4/3/25 17:00	4/1/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Brigitta Suzanne	FL	D		P	3	2.65	1	1	125	D
4/3/25 16:05	4/2/25	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	Hellerman Gerald	FL	D		S	0	9.24	0	-1	5	D
4/3/25 14:47	4/2/25	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	Thrivent Financial For Lutherans	MN	T		P	15,000	25.00	600	25	3,000	D
4/3/25 12:33	4/2/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.63	1	0	783	M
4/2/25 17:45	4/2/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	Parekh Aashh	IL	H	Portfoli	P	2	18.25	0	2	5	D
4/2/25 15:56	4/1/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-50	24.83	-2	-5	41	I
4/2/25 15:45	4/1/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Uw Altschul Helen G	NY	H	Trustee	S	-50	24.83	-2	-100	0	D
4/2/25 14:10	3/31/25	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	Emrich John Scott	CO	D		S	-21	21.01	-1	-17	5	D
4/2/25 13:40	3/31/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Bresner Gregg A.	NY	O	P,CIO	P.m	21	10.45	2	2	128	M
4/2/25 11:39	4/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	Melcher Joseph G	PA	O	VP,CCO,A	P	25	11.51	2	New	2	D
4/2/25 11:13	4/1/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.65	1	0	782	M
4/1/25 18:57	4/1/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-278	24.83	-11	-1	1,561	I
4/1/25 18:32	4/1/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	Priest Jeffrey W	NY	O	P,CEO	P	43	24.75	2	1	296	D
4/1/25 17:33	4/1/25	MCI	Barings Corporate Investors		Fund	CEF	Closed-End Funds	Grace Edward P III	NC	H	Trustee	S	-227	22.71	-10	-50	10	D
4/1/25 17:00	3/28/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Brigitta Suzanne	FL	D		P.m	2	2.60	1	1	123	D
4/1/25 17:00	3/28/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	Herzfeld Thomas J	FL	H	Chairman	P.m	2	2.60	1	0	1,571	D
4/1/25 16:21	3/31/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-612	12.58	-49	-2	3,188	I
4/1/25 16:02	3/28/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	George W Whitney	CT	DTH	Senior P	P	1,461	7.30	200	2	13,538	M
4/1/25 14:43	4/1/25	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	23	15.10	2	12	14	D
4/1/25 12:28	3/31/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	Stahl Murray	NY	DOT	P,CEO	P	3	2.62	1	0	781	M
3/31/25 12:09	3/28/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-14	11.19	-1	0	1,972	I
3/31/25 12:07	3/27/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-475	13.00	-37	-1	3,237	I
3/31/25 12:01	3/27/25	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-38	8.79	-4	0	2,936	I
3/31/25 12:00	3/28/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	Reisner Michael A	NY	DO	Co-CB,Co	P	5	10.45	0	1	45	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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