5/16/25 17:03  | 5/14/25  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | S.m | -4,655 | 65.40 | 0 | -71 | -9 | 718 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/20/24 07:23  | 11/18/24  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | M.d | 101 | 86.38 | 0 | 1 | 0 | 796 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/14/24 12:59  | 5/10/24  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Zargar Ehsan | WI | O | EVP,GC,C | M.d | 415 | 82.86 | 0 | 5 | 4 | 147 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/14/24 12:56  | 5/10/24  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | M.d | 2,216 | 82.85 | 0 | 27 | 4 | 772 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/28/23 16:21  | 11/27/23  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Zargar Ehsan | WI | O | EVP,GC,C | P | 70 | 66.50 | 0 | 1 | 1 | 145 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/28/23 16:19  | 11/27/23  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | P.m | 2,669 | 66.72 | 0 | 40 | 6 | 764 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/30/23 16:31  | 8/29/23  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Zargar Ehsan | WI | O | EVP,GC,C | P | 70 | 82.98 | 0 | 1 | 1 | 117 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/30/23 16:30  | 8/29/23  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | P | 414 | 82.89 | 0 | 5 | 1 | 694 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/21/23 17:33  | 8/18/23  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | P.m | 792 | 79.21 | 0 | 10 | 1 | 689 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/24/23 17:52  | 5/22/23  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | P.m | 723 | 72.32 | 0 | 10 | 1 | 679 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/6/22 18:16  | 12/2/22  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | M.d | 0 | 0.00 | 0 | 77 | 13 | 669 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/6/22 18:15  | 12/2/22  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Zargar Ehsan | WI | O | EVP,GC,C | M.d | 0 | 0.00 | 0 | 23 | 24 | 116 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/6/22 18:14  | 12/2/22  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Smeltser Jeremy W | WI | O | EVP,CFO | M.d | 0 | 0.00 | 0 | 14 | 83 | 31 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/6/22 18:13  | 12/2/22  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Lewis Randal D. | WI | O | EVP,COO | M.d | 0 | 0.00 | 0 | 31 | 57 | 86 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/6/22 18:12  | 12/2/22  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Long Rebeckah | WI | O | SVP,CHRO | M.d | 0 | 0.00 | 0 | 5 | 434 | 6 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/7/21 17:57  | 12/3/21  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Long Rebeckah | WI | O | SVP,Glob | M.d | 0 | 0.00 | 0 | 6 | 766 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/7/21 17:57  | 12/3/21  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Zargar Ehsan | WI | O | EVP,GC,C | M.d | 0 | 0.00 | 0 | 42 | 89 | 88 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/7/21 17:57  | 12/3/21  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Lewis Randal D. | WI | O | EVP,COO | M.d | 0 | 0.00 | 0 | 39 | 170 | 62 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/7/21 17:56  | 12/3/21  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | M.d | 0 | 0.00 | 0 | 140 | 32 | 573 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/13/21 16:56  | 9/10/21  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | M.d | 3,185 | 52.83 | 0 | 60 | 14 | 488 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/5/21 14:20  | 3/4/21  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | P | 193 | 77.08 | 0 | 3 | 1 | 474 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/9/20 16:15  | 12/8/20  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | M.d | 264 | 52.84 | 0 | 5 | 1 | 447 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/4/20 18:00  | 11/21/20  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | M.d | 0 | 0.00 | 0 | 32 | 8 | 442 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/4/20 18:00  | 11/21/20  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Long Rebeckah | WI | O | SVP,Glob | M.d | 0 | 0.00 | 0 | 0 | 19 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/4/20 17:59  | 11/21/20  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Lewis Randal D. | WI | O | EVP,COO | M.d | 0 | 0.00 | 0 | 10 | 34 | 40 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/4/20 17:58  | 11/21/20  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Zargar Ehsan | WI | O | EVP,GC,C | M.d | 0 | 0.00 | 0 | 14 | 30 | 60 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/7/20 09:38  | 8/5/20  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | M.d | 264 | 52.84 | 0 | 5 | 1 | 393 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/13/20 21:29  | 2/13/20  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Smeltser Jeremy W | WI | O | EVP,CFO | P | 500 | 60.17 | 0 | 8 | New | 8 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/13/20 21:23  | 2/13/20  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | P | 1,000 | 59.84 | 0 | 17 | 5 | 388 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/19/19 17:31  | 12/17/19  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | P | 125 | 62.73 | 0 | 2 | 1 | 371 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/25/19 21:28  | 11/21/19  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Long Rebeckah | WI | O | SVP,Glob | M.d | 0 | 0.00 | 0 | 0 | 76 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/25/19 21:28  | 11/21/19  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | M.d | 0 | 0.00 | 0 | 32 | 10 | 357 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/25/19 21:27  | 11/21/19  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Zargar Ehsan | NY | O | EVP,GC,C | M.d | 0 | 0.00 | 0 | 14 | 52 | 40 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/25/19 21:27  | 11/21/19  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Lewis Randal D. | WI | O | SVP,COO | M.d | 0 | 0.00 | 0 | 10 | 78 | 23 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/25/19 21:26  | 11/21/19  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Martin Douglas L | WI | O | EVP | M.d | 0 | 0.00 | 0 | 17 | 31 | 72 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/12/19 18:48  | 8/9/19  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | P | 1,009 | 50.43 | 0 | 20 | 7 | 308 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/4/18 17:09  | 12/1/18  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | WI | DO | Exec CB, | M.d | 0 | 0.00 | 0 | 9 | 3 | 286 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/4/18 17:08  | 12/1/18  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Martin Douglas L | WI | OT | EVP,CFO | M.d | 0 | 0.00 | 0 | 5 | 10 | 52 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/4/18 17:07  | 12/1/18  | SPB | Electr | ElcEq | Miscellaneous Electrical Mach | Lewis Randal D. | WI | O | SVP,COO | M.d | 0 | 0.00 | 0 | 2 | 24 | 12 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/27/18 16:10  | 11/5/18  | SPB | FdBev | Food | Meat Packing Plants | Jefferies Financial Group Inc. | NY | T |  | S | -117 | 66.02 | 0 | -2 | 0 | 7,526 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/1/18 18:21  | 4/27/18  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Zargar Ehsan | NY | O | EVP,COO, | M.d | 308 | 6.20 | 0 | 50 | 53 | 143 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/4/15 16:55  | 12/3/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | M.d | 863 | 4.86 | 13 | 178 | 16 | 1,288 | D | 15 | -4 | 1 | 2 | 1 | 3 | -5 | -3 | -1 | -3 | -2 | -10 | 1 | 12 | 
12/4/15 16:55  | 12/3/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | S.d | -2,324 | 13.09 | 13 | -178 | -12 | 1,288 | D | 15 | -4 | 1 | 2 | 1 | 3 | -5 | -3 | -1 | -3 | -2 | -10 | 1 | 12 | 
11/12/15 14:29  | 11/10/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | H | *See Rem | S.m | -35,915 | 13.06 | 8 | -2,750 | -14 | 17,000 | D | 22 | 1 | 6 | 0 | 11 | 1 | -4 | 1 | -2 | 2 | -1 | -20 | 5 | 9 | 
11/10/15 10:53  | 11/6/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S.m | -12,275 | 13.14 | 6 | -934 | -5 | 19,750 | D | 26 | 0 | 9 | -3 | 12 | 0 | -2 | -3 | 1 | 1 | 2 | -16 | 10 | 16 | 
11/6/15 10:35  | 11/4/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S | -736 | 13.38 | 5 | -55 | 0 | 20,684 | D | 29 | 1 | 12 | -1 | 11 | 3 | 3 | -3 | -2 | -3 | 0 | -16 | 3 | 9 | 
10/13/15 18:50  | 10/9/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S | -3,000 | 12.00 | 8 | -250 | -1 | 20,739 | D | 30 | 2 | 3 | -3 | 0 | 4 | 8 | 3 | 0 | 2 | 4 | 1 | 9 | 21 | 
9/28/15 18:30  | 9/25/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S | -24,498 | 12.30 | 8 | -1,992 | -9 | 20,989 | D | 23 | -8 | -1 | -9 | -10 | -6 | -8 | -2 | 1 | 6 | 14 | 16 | 19 | 33 | 
7/9/15 19:17  | 7/7/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S.m | -18,521 | 12.96 | 12 | -1,430 | -100 | 0 | D | 74 | 2 | -3 | 4 | -1 | -1 | -3 | -2 | 2 | 3 | 10 | -3 | 1 | 5 | 
7/6/15 20:37  | 7/2/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S.m | -8,161 | 12.98 | 13 | -629 | -59 | 441 | D | 78 | 2 | -7 | 9 | 4 | 2 | 1 | 1 | -1 | 0 | 11 | -9 | 4 | 4 | 
7/6/15 20:35  | 6/26/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Global Opportunities Breakaway Mm, L.L.C. | NY | TH | *See Rem | S.m | -3,391 | 13.14 | 13 | -258 | -84 | 49 | D | 78 | 2 | -7 | 9 | 4 | 2 | 1 | 1 | -1 | 0 | 11 | -9 | 4 | 4 | 
7/2/15 20:07  | 6/30/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S.m | -2,874 | 13.03 | 13 | -221 | -26 | 642 | D | 70 | 1 | -8 | 7 | 3 | 0 | 1 | -1 | -1 | -2 | 9 | -11 | 3 | 5 | 
6/30/15 20:20  | 6/26/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S.m | -85,512 | 13.16 | 12 | -6,498 | -90 | 713 | D | 77 | 2 | -9 | 5 | 2 | 0 | -1 | -1 | 0 | -1 | 8 | -12 | 2 | -1 | 
5/13/15 09:29  | 5/12/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Asali Omar | NY | DO | P,CEO | P | 580 | 11.75 | 9 | 49 | 2 | 2,464 | D | 32 | 5 | -9 | -1 | -5 | -2 | -7 | -4 | 4 | 5 | 10 | 12 | 9 | 19 | 
4/29/15 17:35  | 4/27/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S.m | -13,692 | 12.45 | 7 | -1,100 | -28 | 2,789 | D | 44 | 11 | -4 | -6 | 2 | 0 | 1 | 2 | -4 | -3 | 0 | 5 | 0 | 8 | 
4/24/15 21:09  | 4/22/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S.m | -8,197 | 12.22 | 6 | -671 | -18 | 3,140 | D | 40 | 4 | -6 | -9 | -1 | 1 | -3 | 0 | 0 | 2 | 5 | 11 | 5 | 14 | 
4/21/15 19:40  | 4/17/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S.m | -5,226 | 12.17 | 6 | -429 | -11 | 3,355 | D | 46 | 3 | -3 | -9 | 0 | -2 | -1 | -3 | 0 | 1 | 3 | 13 | 7 | 16 | 
4/16/15 19:47  | 4/14/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S.m | -6,188 | 12.50 | 8 | -495 | -12 | 3,492 | D | 51 | 10 | 1 | -7 | 1 | 3 | 4 | 3 | -2 | -2 | 0 | 7 | 1 | 11 | 
2/18/15 18:17  | 2/17/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | S | -421 | 12.18 | 4 | -35 | -2 | 1,703 | D | 50 | 10 | -4 | -6 | -10 | -7 | -8 | 2 | 0 | 0 | -1 | 4 | 10 | -9 | 
2/13/15 19:44  | 2/10/15  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | S.m | -2,581 | 11.98 | 4 | -215 | -11 | 1,738 | D | 47 | 9 | -6 | -8 | -16 | -10 | -7 | -4 | 3 | 3 | 1 | 5 | 11 | -11 | 
12/5/14 17:30  | 12/4/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | M.d | 863 | 4.86 | 6 | 178 | 10 | 1,989 | D | 62 | 18 | 14 | 7 | 6 | 5 | 6 | 1 | -1 | -4 | -4 | -13 | -6 | -3 | 
12/5/14 17:30  | 12/4/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | S.d | -2,416 | 13.61 | 6 | -178 | -8 | 1,989 | D | 62 | 18 | 14 | 7 | 6 | 5 | 6 | 1 | -1 | -4 | -4 | -13 | -6 | -3 | 
11/28/14 17:01  | 11/25/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S | -64,500 | 12.90 | 6 | -5,000 | -58 | 3,650 | D | 68 | 23 | 17 | 7 | 11 | 6 | 6 | 9 | -1 | 0 | 4 | -9 | -5 | 1 | 
11/26/14 09:00  | 11/25/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Leucadia National Corp | NY | T |  | P | 64,500 | 12.90 | 6 | 5,000 | 12 | 46,632 | D | 58 | 24 | 12 | 4 | 8 | 2 | 2 | 3 | 3 | 3 | 6 | -8 | -2 | 4 | 
5/23/14 18:27  | 5/22/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Asali Omar | NY | DO | P | S | -695 | 11.58 | 3 | -60 | -3 | 2,197 | D | 149 | 35 | 6 | 5 | -2 | 1 | 3 | -1 | 2 | 1 | 12 | 8 | 12 | 10 | 
3/31/14 21:32  | 3/31/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S | -77,000 | 11.00 | 7 | -7,000 | -68 | 3,364 | D | 139 | 45 | 19 | 1 | 5 | -4 | -7 | -3 | 1 | -1 | -6 | 7 | 11 | 4 | 
3/26/14 17:58  | 1/14/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Kuritzkes Michael S | NY | O | EVP,GC | P | 13 | 11.47 | 7 | 1 | 1 | 81 | D | 148 | 51 | 20 | 9 | 9 | 8 | -3 | -4 | 0 | 2 | -1 | 9 | 9 | 3 | 
3/20/14 19:50  | 3/18/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S | -253,000 | 11.00 | 4 | -23,000 | -84 | 4,355 | D | 157 | 58 | 26 | 15 | 10 | 12 | 3 | 1 | -3 | -6 | -7 | -1 | 4 | -3 | 
3/20/14 17:16  | 3/18/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Leucadia National Corp | NY | T |  | P | 253,000 | 11.00 | 4 | 23,000 | 123 | 41,632 | I | 157 | 58 | 26 | 15 | 10 | 12 | 3 | 1 | -3 | -6 | -7 | -1 | 4 | -3 | 
3/19/14 19:28  | 3/17/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Williams Thomas A. | NY | O | EVP,CFO | M.dm | 168 | 4.81 | 4 | 35 | 8 | 475 | D | 167 | 59 | 28 | 18 | 12 | 14 | 10 | 2 | 0 | -4 | -5 | -1 | 3 | -4 | 
3/19/14 19:28  | 3/17/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Williams Thomas A. | NY | O | EVP,CFO | S.dm | -454 | 12.98 | 4 | -35 | -7 | 475 | D | 167 | 59 | 28 | 18 | 12 | 14 | 10 | 2 | 0 | -4 | -5 | -1 | 3 | -4 | 
3/11/14 20:46  | 3/10/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | M.d | 3,350 | 12.15 | 3 | 276 | 16 | 2,016 | D | 184 | 46 | 27 | 7 | 12 | 9 | 9 | 9 | 1 | 2 | -5 | -2 | 4 | -6 | 
3/11/14 20:46  | 3/10/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | S.d | -3,350 | 12.15 | 3 | -276 | -12 | 2,016 | D | 184 | 46 | 27 | 7 | 12 | 9 | 9 | 9 | 1 | 2 | -5 | -2 | 4 | -6 | 
2/26/14 19:37  | 2/24/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Williams Thomas A. | NY | O | EVP,CFO | S | -608 | 11.44 | 3 | -53 | -10 | 475 | D | 142 | 34 | 24 | 0 | -1 | -2 | -1 | 0 | 0 | 1 | 7 | 7 | 16 | 11 | 
2/3/14 19:34  | 1/30/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | M.d | 60 | 12.00 | 3 | 5 | 0 | 2,016 | D | 146 | 45 | 48 | 9 | 5 | 2 | 4 | 5 | -1 | -2 | -2 | 0 | 2 | 9 | 
2/3/14 19:34  | 1/30/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | S.d | -60 | 12.00 | 3 | -5 | 0 | 2,016 | D | 146 | 45 | 48 | 9 | 5 | 2 | 4 | 5 | -1 | -2 | -2 | 0 | 2 | 9 | 
1/8/14 21:27  | 1/6/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | M.d | 5 | 12.00 | 2 | 0 | 0 | 2,016 | D | 187 | 56 | 56 | 15 | 3 | 5 | -1 | -2 | 1 | 0 | 0 | 4 | 12 | 20 | 
1/8/14 21:27  | 1/6/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | S.d | -5 | 12.00 | 2 | 0 | 0 | 2,016 | D | 187 | 56 | 56 | 15 | 3 | 5 | -1 | -2 | 1 | 0 | 0 | 4 | 12 | 20 | 
1/6/14 19:53  | 1/2/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | M.d | 12 | 4.86 | 2 | 2 | 0 | 2,016 | D | 196 | 55 | 58 | 13 | 8 | 9 | 3 | 1 | 0 | -1 | -1 | 3 | 10 | 18 | 
1/6/14 19:53  | 1/2/14  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | S.d | -30 | 12.00 | 2 | -2 | 0 | 2,016 | D | 196 | 55 | 58 | 13 | 8 | 9 | 3 | 1 | 0 | -1 | -1 | 3 | 10 | 18 | 
12/4/13 21:17  | 12/2/13  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | M.dm | 47 | 4.86 | 2 | 10 | 0 | 2,016 | D | 151 | 39 | 41 | 23 | 11 | 7 | 3 | -2 | -1 | -4 | 0 | -2 | 2 | 19 | 
12/4/13 21:17  | 12/2/13  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | DO | MD,EVP | S.dm | -116 | 12.00 | 2 | -10 | 0 | 2,016 | D | 151 | 39 | 41 | 23 | 11 | 7 | 3 | -2 | -1 | -4 | 0 | -2 | 2 | 19 | 
12/2/13 21:10  | 11/27/13  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Williams Thomas A. | NY | O | EVP,CFO | M.d | 168 | 4.81 | 2 | 35 | 20 | 206 | D | 160 | 41 | 43 | 31 | 13 | 9 | 7 | 8 | 1 | -1 | 1 | -2 | 2 | 18 | 
12/2/13 21:10  | 11/27/13  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Williams Thomas A. | NY | O | EVP,CFO | S.d | -420 | 12.00 | 2 | -35 | -15 | 206 | D | 160 | 41 | 43 | 31 | 13 | 9 | 7 | 8 | 1 | -1 | 1 | -2 | 2 | 18 | 
12/2/13 21:09  | 11/27/13  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | D |  | M.dm | 300 | 4.86 | 2 | 62 | 6 | 1,139 | D | 160 | 41 | 43 | 31 | 13 | 9 | 7 | 8 | 1 | -1 | 1 | -2 | 2 | 18 | 
12/2/13 21:09  | 11/27/13  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Maura David M | NY | D |  | S.dm | -741 | 12.00 | 2 | -62 | -5 | 1,139 | D | 160 | 41 | 43 | 31 | 13 | 9 | 7 | 8 | 1 | -1 | 1 | -2 | 2 | 18 | 
9/27/13 16:00  | 9/27/13  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S | -201,450 | 8.50 | 3 | -23,700 | -76 | 7,614 | D | 110 | 9 | 21 | 33 | 11 | 2 | -2 | -3 | 3 | 5 | 8 | 17 | 19 | 35 | 
9/6/13 17:53  | 9/6/13  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S | -7,750 | 7.75 | 2 | -1,000 | -1 | 104,160 | D | 113 | 14 | 11 | 12 | 17 | 6 | 5 | 3 | 1 | 1 | 6 | 21 | 21 | 34 | 
8/14/13 17:39  | 8/14/13  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S | -12,325 | 7.25 | 2 | -1,700 | -2 | 105,160 | D | 129 | 3 | 10 | 0 | 22 | 16 | 15 | 8 | -1 | 1 | 9 | 22 | 23 | 43 | 
5/2/13 20:01  | 4/30/13  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Williams Thomas A. | NY | O | EVP,CFO | S | -289 | 9.00 | 2 | -32 | -13 | 206 | D | 45 | 60 | 1 | 6 | 7 | 0 | 2 | -1 | 1 | 4 | -4 | -12 | 22 | 31 | 
4/10/13 18:34  | 4/8/13  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Leffler Robert V Jr | NY | D |  | S | -99 | 8.40 | 2 | -12 | -38 | 19 | D | 55 | 63 | -4 | 11 | -1 | 3 | 2 | 2 | 2 | 1 | 9 | -12 | 20 | 42 | 
3/18/13 17:30  | 3/14/13  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Leffler Robert V Jr | NY | D |  | S | -23 | 8.41 | 3 | -3 | -8 | 31 | D | 58 | 67 | -2 | -21 | -2 | -5 | -5 | -4 | -1 | 1 | 6 | 0 | 21 | 59 | 
1/16/13 17:15  | 1/16/13  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S | -22,500 | 7.50 | 3 | -3,000 | -23 | 10,094 | D | 30 | 62 | -6 | -21 | -10 | 3 | 0 | 0 | -1 | 4 | 8 | 10 | 3 | 47 | 
12/18/12 17:44  | 12/18/12  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | S | -150,075 | 7.50 | 5 | -20,010 | -66 | 10,399 | D | 34 | 75 | 8 | -6 | -15 | -11 | -17 | -26 | 0 | 0 | 2 | 9 | 7 | 48 | 
2/16/12 20:07  | 2/14/12  | HRG | Electr | ElcEq | Miscellaneous Electrical Mach | Leffler Robert V Jr | NY | D |  | M.d | 27 | 3.33 | 0 | 8 | 49 | 24 | D | -33 | -17 | -4 | 1 | 20 | 1 | 0 | 0 | 1 | -2 | 2 | -1 | 82 | 76 | 
8/27/09 17:02  | 8/26/09  | ZAP | FdBev | Food | Fats & Oils | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | P | 91 | 7.50 | 0 | 12 | 0 | 3,317 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/13/09 17:03  | 7/9/09  | ZAP | FdBev | Food | Fats & Oils | Harbinger Capital Partners Master Fund I, Ltd. | L2 | TH | *See Rem | P | 74,535 | 7.50 | 0 | 9,938 |  | 3,313 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/10/09 15:19  | 7/9/09  | ZAP | FdBev | Food | Fats & Oils | Glazer Bryan G | IL | D |  | S | -186 | 7.50 | 0 | -25 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/10/09 15:19  | 7/9/09  | ZAP | FdBev | Food | Fats & Oils | Glazer Edward S | CA | D |  | S | -93 | 7.50 | 0 | -12 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/22/09 10:03  | 6/17/09  | ZAP | FdBev | Food | Fats & Oils | Malcolm I. Glazer G.P., Inc. | NV | T |  | S | -73,598 | 7.50 | 0 | -9,813 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/19/09 17:00  | 6/17/09  | ZAP | FdBev | Food | Fats & Oils | Malcolm Glazer Revocable Trust U/a/d Dated February 24, 1997, As Amended | FL | T |  | S | -73,598 | 7.50 | 0 | -9,813 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/19/09 14:38  | 6/17/09  | ZAP | FdBev | Food | Fats & Oils | Glazer Avram A | NY | DO | P,CEO | S | -308 | 7.50 | 0 | -41 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/19/09 14:36  | 6/17/09  | ZAP | FdBev | Food | Fats & Oils | Glazer Linda | FL | T |  | S | -73,646 | 7.50 | 0 | -9,820 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/19/09 14:34  | 6/17/09  | ZAP | FdBev | Food | Fats & Oils | Glazer Malcolm I | NY | T |  | S | -73,809 | 7.50 | 0 | -9,841 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/19/09 14:32  | 6/17/09  | ZAP | FdBev | Food | Fats & Oils | Glazer Malcolm I Family Limited Partnership | NY | T |  | S | -73,598 | 7.50 | 0 | -9,813 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/2/07 17:23  | 6/20/07  | ZAP | FdBev | Food | Fats & Oils | Glazer Malcolm I | NY | T |  | M.d | 1,503 | 5.78 | 0 | 260 | 3 | 9,841 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/1/07 15:52  | 5/30/07  | ZAP | FdBev | Food | Fats & Oils | Gfeller Warren H | KS | D |  | M.d | 89 | 5.55 | 0 | 16 |  | 11 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/1/07 13:38  | 5/30/07  | ZAP | FdBev | Food | Fats & Oils | Glazer Bryan G | IL | D |  | M.d | 619 | 5.75 | 0 | 108 |  | 33 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/1/07 13:34  | 5/30/07  | ZAP | FdBev | Food | Fats & Oils | Glazer Avram A | NY | O | P,CEO | M.d | 622 | 5.78 | 0 | 108 |  | 41 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/31/07 16:00  | 5/29/07  | ZAP | FdBev | Food | Fats & Oils | Glazer Edward S | CA | D |  | M.d | 582 | 5.74 | 0 | 101 |  | 20 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/10/06 15:31  | 2/9/06  | ZAP | FdBev | Food | Fats & Oils | Glazer Darcie | FL | D |  | M.d | 88 | 5.81 | 0 | 15 |  | 0 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/9/06 15:40  | 2/7/06  | ZAP | FdBev | Food | Fats & Oils | Glazer Darcie | FL | D |  | M.dm | 13 | 5.78 | 0 | 2 |  | 0 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/7/06 16:05  | 2/3/06  | ZAP | FdBev | Food | Fats & Oils | Glazer Darcie | FL | D |  | M.dm | 52 | 5.78 | 0 | 9 |  | 0 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/27/06 15:47  | 1/25/06  | ZAP | FdBev | Food | Fats & Oils | Glazer Darcie | FL | D |  | M.d | 6 | 5.78 | 0 | 1 |  | 0 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/19/06 16:04  | 1/17/06  | ZAP | FdBev | Food | Fats & Oils | Glazer Darcie | FL | D |  | M.d | 42 | 5.78 | 0 | 7 |  | 0 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/16/05 12:19  | 12/14/05  | ZAP | FdBev | Food | Fats & Oils | Glazer Darcie | FL | D |  | M.d | 23 | 5.78 | 0 | 4 |  | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/14/05 17:42  | 12/12/05  | ZAP | FdBev | Food | Fats & Oils | Glazer Darcie | FL | D |  | M.dm | 45 | 5.78 | 0 | 8 |  | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/14/05 17:42  | 12/12/05  | ZAP | FdBev | Food | Fats & Oils | Glazer Darcie | FL | D |  | S.dm | -49 | 6.30 | 0 | -8 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/26/05 16:02  | 5/24/05  | ZAP | FdBev | Food | Fats & Oils | Leffler Robert V Jr | MD | D |  | M.d | 23 | 4.23 | 0 | 5 | New | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/26/05 16:02  | 5/24/05  | ZAP | FdBev | Food | Fats & Oils | Leffler Robert V Jr | MD | D |  | S.d | -32 | 6.00 | 0 | -5 | -50 | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/2/04 16:06  | 8/31/04  | ZAP | FdBev | Food | Fats & Oils | Glazer Malcolm I Family Limited Partnership | NY | T |  | P | 7,054 | 61.50 | 0 | 115 | 10 | 1,227 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |