10/10/25 20:06  | 9/10/25  | RIOT | Financ | Loan | Finance Services | Jackman William Richard | CO | O | EVP,GC | S.a | -3,916 | 15.78 | 0 | -248 | -10 | 2,261 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/10/25 19:27  | 10/10/25  | RIOT | Financ | Loan | Finance Services | Werner Ryan D. | CO | O | SVP,CAO | S | -345 | 23.00 | 0 | -15 | -2 | 823 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/3/25 17:44  | 10/3/25  | RIOT | Financ | Loan | Finance Services | Les Jason | CO | DO | CEO | S | -2,284 | 20.04 | 0 | -114 | -1 | 8,023 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/1/25 17:30  | 9/29/25  | RIOT | Financ | Loan | Finance Services | Les Jason | CO | DO | CEO | S | -256 | 20.00 | 0 | -13 | 0 | 8,137 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/26/25 17:03  | 9/24/25  | RIOT | Financ | Loan | Finance Services | Les Jason | CO | DO | CEO | S | -466 | 20.04 | 0 | -23 | 0 | 8,150 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/12/25 17:30  | 9/10/25  | RIOT | Financ | Loan | Finance Services | Jackman William Richard | CO | O | EVP,GC | S | -3,916 | 15.78 | 0 | -248 | -10 | 2,261 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/23/25 18:30  | 7/21/25  | RIOT | Financ | Loan | Finance Services | Les Jason | CO | DO | CEO | S | -1,512 | 15.12 | 0 | -100 | -1 | 8,173 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/9/25 19:14  | 7/7/25  | RIOT | Financ | Loan | Finance Services | Werner Ryan D. | CO | O | SVP,CAO | S.a | -45 | 11.88 | 0 | -4 | 0 | 838 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/9/25 18:20  | 7/7/25  | RIOT | Financ | Loan | Finance Services | Werner Ryan D. | CO | O | SVP,CAO | S | -45 | 11.88 | 0 | -4 | 0 | 838 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/2/25 18:43  | 7/1/25  | RIOT | Financ | Loan | Finance Services | Yee Colin M. | CO | O | EVP,CFO | M.d | 0 | 0.00 | 0 | 125 | 61 | 328 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/2/25 18:20  | 6/30/25  | RIOT | Financ | Loan | Finance Services | Leverton Jaime | CO | D |  | M.d | 0 | 0.00 | 0 | 12 | New | 12 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/20/25 06:00  | 3/17/25  | RIOT | Financ | Loan | Finance Services | Mouton Douglas | CO | D |  | P | 65 | 7.74 | 0 | 8 | 70 | 20 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/18/25 16:33  | 3/14/25  | RIOT | Financ | Loan | Finance Services | Cho Hannah | CO | D |  | S | -92 | 7.70 | 0 | -12 | -17 | 59 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/5/25 17:44  | 3/3/25  | RIOT | Financ | Loan | Finance Services | Marleau Hubert | CO | D |  | S | -584 | 9.58 | 0 | -61 | -92 | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/12/24 18:03  | 12/10/24  | RIOT | Financ | Loan | Finance Services | Les Jason | CO | DO | CEO | S | -567 | 11.34 | 0 | -50 | -1 | 8,375 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/20/24 19:40  | 11/18/24  | RIOT | Financ | Loan | Finance Services | Cho Hannah | CO | D |  | S | -126 | 12.57 | 0 | -10 | -12 | 71 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/18/24 16:30  | 9/16/24  | RIOT | Financ | Loan | Finance Services | D'Ambrosio Lance Varro | CO | D |  | S | -175 | 7.00 | 0 | -25 | -36 | 44 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/15/24 21:15  | 8/14/24  | RIOT | Financ | Loan | Finance Services | Marleau Hubert | CO | D |  | S | -138 | 7.70 | 0 | -18 | -21 | 66 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/8/24 19:30  | 8/7/24  | RIOT | Financ | Loan | Finance Services | Cho Hannah | CO | D |  | S | -240 | 8.61 | 0 | -28 | -26 | 81 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/3/24 18:30  | 7/1/24  | RIOT | Financ | Loan | Finance Services | Yee Colin M. | CO | O | EVP,CFO | M.d | 0 | 0.00 | 0 | 41 | 25 | 203 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/19/24 21:04  | 3/15/24  | RIOT | Financ | Loan | Finance Services | Werner Ryan D. | CO | O | SVP,CAO | S | -390 | 11.15 | 0 | -35 | -7 | 463 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/1/24 20:59  | 2/28/24  | RIOT | Financ | Loan | Finance Services | Cho Hannah | CO | D |  | S | -261 | 17.42 | 0 | -15 | -15 | 85 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/12/23 18:33  | 12/8/23  | RIOT | Financ | Loan | Finance Services | Jackman William Richard | CO | O | EVP,GC | S | -894 | 15.68 | 0 | -57 | -6 | 948 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/21/23 20:18  | 8/17/23  | RIOT | Financ | Loan | Finance Services | Marleau Hubert | CO | D |  | S | -628 | 12.28 | 0 | -51 | -65 | 28 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/19/23 18:51  | 7/17/23  | RIOT | Financ | Loan | Finance Services | D'Ambrosio Lance Varro | CO | D |  | S | -498 | 19.16 | 0 | -26 | -66 | 13 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/5/23 21:37  | 6/1/23  | RIOT | Financ | Loan | Finance Services | Yi Soo Il Benjamin | CO | DO | Exec CB | S.m | -9,026 | 11.87 | 0 | -761 | -21 | 2,831 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/5/23 21:31  | 6/1/23  | RIOT | Financ | Loan | Finance Services | Les Jason | CO | DO | CEO | S | -582 | 11.63 | 0 | -50 | -2 | 2,918 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/5/23 21:26  | 6/2/23  | RIOT | Financ | Loan | Finance Services | Jackman William Richard | CO | O | EVP,GC | S | -4,506 | 12.13 | 0 | -371 | -37 | 635 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/2/23 16:28  | 5/31/23  | RIOT | Financ | Loan | Finance Services | Werner Ryan D. | CO | O | SVP,CAO | S | -266 | 11.92 | 0 | -22 | -7 | 283 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/1/23 18:52  | 5/30/23  | RIOT | Financ | Loan | Finance Services | Cho Hannah | CO | D |  | S | -172 | 12.26 | 0 | -14 | -17 | 68 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/30/23 18:06  | 5/25/23  | RIOT | Financ | Loan | Finance Services | Yee Colin M. | CO | O | CFO | S | -550 | 10.93 | 0 | -50 | -12 | 354 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/30/23 18:02  | 5/25/23  | RIOT | Financ | Loan | Finance Services | Les Jason | CO | O | CEO | S | -542 | 10.83 | 0 | -50 | -1 | 3,740 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/19/23 16:55  | 4/17/23  | RIOT | Financ | Loan | Finance Services | D'Ambrosio Lance Varro | CO | D |  | S | -325 | 12.51 | 0 | -26 | -40 | 39 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/19/23 18:50  | 1/17/23  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | D'Ambrosio Lance Varro | CO | D |  | S | -166 | 6.39 | 0 | -26 | -27 | 69 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/19/22 17:44  | 12/15/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Jackman William Richard | CO | O | EVP,GC | S | -100 | 4.00 | 0 | -25 | -2 | 1,018 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/9/22 17:45  | 12/7/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Harris Chad Everett | CO | O | EVP,CCO | S | -314 | 4.15 | 0 | -76 | -7 | 985 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/1/22 19:50  | 10/31/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | D'Ambrosio Lance Varro | CO | D |  | S | -181 | 6.97 | 0 | -26 | -21 | 95 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/29/22 21:02  | 9/27/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Les Jason | CO | DO | CEO | M.d | 0 | 0.00 | 0 | 425 | 11 | 4,274 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/29/22 21:00  | 9/27/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Marleau Hubert | CO | D |  | M.d | 0 | 0.00 | 0 | 13 | 11 | 124 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/29/22 20:59  | 9/27/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Jackman William Richard | CO | O | EVP,GC | M.d | 0 | 0.00 | 0 | 242 | 30 | 1,043 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/29/22 20:58  | 9/27/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | McGonegal Jeffrey | CO | O | CFO (For | M.d | 0 | 0.00 | 0 | 323 | 57 | 889 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/29/22 20:50  | 9/27/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Harris Chad Everett | CO | O | EVP,CCO  | M.d | 0 | 0.00 | 0 | 242 | 30 | 1,061 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/29/22 20:45  | 9/27/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Cho Hannah | CO | D |  | M.d | 0 | 0.00 | 0 | 13 | 11 | 127 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/29/22 20:40  | 9/27/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Werner Ryan D. | CO | O | SVP,CAO  | M.d | 0 | 0.00 | 0 | 86 | 33 | 343 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/29/22 20:37  | 9/27/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Yee Colin M. | CO | O | CFO | M.d | 0 | 0.00 | 0 | 330 | 410 | 411 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/29/22 19:44  | 9/27/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Yi Soo Il Benjamin | CO | DO | Exec CB | M.ad | 0 | 0.00 | 0 | 427 | 13 | 3,591 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/29/22 19:42  | 9/27/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | D'Ambrosio Lance Varro | CO | D |  | M.ad | 0 | 0.00 | 0 | 6 | 5 | 121 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/28/22 21:57  | 9/26/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | D'Ambrosio Lance Varro | CO | D |  | M.d | 0 | 0.00 | 0 | 6 | 5 | 121 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/28/22 21:55  | 9/26/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Yi Soo Il Benjamin | CO | DO | Exec CB | M.d | 0 | 0.00 | 0 | 427 | 13 | 3,591 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/14/22 20:45  | 9/12/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | McGonegal Jeffrey | CO | O | CFO | M.d | 0 | 0.00 | 0 | 10 | 3 | 343 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/14/22 20:43  | 9/12/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Jackman William Richard | CO | O | EVP,GC | M.d | 0 | 0.00 | 0 | 55 | 999% | 58 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/2/22 20:37  | 9/1/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | D'Ambrosio Lance Varro | CO | D |  | S | -67 | 6.69 | 0 | -10 | -73 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/31/22 19:47  | 8/30/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | D'Ambrosio Lance Varro | CO | D |  | M.d | 0 | 0.00 | 0 | 11 | 450 | 14 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/3/22 17:53  | 8/2/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Jackman William Richard | CO | O | EVP,GC | M.d | 0 | 0.00 | 0 | 12 | 64 | 31 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/21/22 19:24  | 7/19/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Harris Chad Everett | CO | O | EVP,CCO | M.d | 0 | 0.00 | 0 | 28 | 61 | 76 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/15/22 21:57  | 7/13/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Brooks Megan M. | CO | O | [See Rem | M.d | 0 | 0.00 | 0 | 41 | 30 | 180 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/16/22 18:21  | 6/14/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Brooks Megan M. | CO | O | [See Rem | M.d | 0 | 0.00 | 0 | 25 | 20 | 151 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/19/22 17:31  | 5/17/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | McGonegal Jeffrey | CO | O | CFO | M.d | 0 | 0.00 | 0 | 78 | 30 | 338 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/19/22 17:30  | 5/17/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Brooks Megan M. | CO | O | [See Rem | M.d | 0 | 0.00 | 0 | 25 | 23 | 133 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/22/22 21:01  | 4/20/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Brooks Megan M. | CO | O | [See Rem | M.d | 0 | 0.00 | 0 | 23 | 25 | 116 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/8/22 16:34  | 4/7/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Marleau Hubert | CO | D |  | S | -44 | 17.73 | 0 | -3 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/21/22 17:02  | 3/16/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Marleau Hubert | CO | D |  | M.a | 0 | 0.00 | 0 | 3 | New | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/18/22 17:11  | 3/16/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Marleau Hubert | CO | D |  | M.d | 0 | 0.00 | 0 | 3 | 17 | 18 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/18/22 17:10  | 3/16/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Jackman William Richard | CO | O | GC | M.d | 0 | 0.00 | 0 | 3 | 12 | 25 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/18/22 17:09  | 3/16/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | D'Ambrosio Lance Varro | CO | D |  | M.d | 0 | 0.00 | 0 | 3 | New | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/18/22 17:07  | 3/16/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Cho Hannah | CO | D |  | M.d | 0 | 0.00 | 0 | 3 | 67 | 6 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/22/22 16:35  | 2/17/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Yi Soo Il Benjamin | CO | DO | Exec CB | M.d | 0 | 0.00 | 0 | 349 |  | 191 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/22/22 16:34  | 2/17/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Les Jason | CO | DO | CEO | M.d | 0 | 0.00 | 0 | 345 | 368 | 438 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/22/22 16:30  | 2/17/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Brooks Megan M. | CO | O | COO | M.d | 0 | 0.00 | 0 | 43 | 76 | 100 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/18/22 21:41  | 1/18/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Theriot Lyle Joseph | CO | O | see Rema | M.d | 0 | 0.00 | 0 | 44 | 399 | 56 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/18/22 21:39  | 1/14/22  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Harris Chad Everett | CO | O | see Rema | M.d | 0 | 0.00 | 0 | 44 | 399 | 56 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/16/21 18:34  | 12/15/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Brooks Megan M. | CO | O | COO | S | -130 | 25.91 | 0 | -5 | -7 | 69 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/15/21 19:32  | 12/13/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | D'Ambrosio Lance Varro | CO | D |  | S | -125 | 24.98 | 0 | -5 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/15/21 19:29  | 12/15/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Marleau Hubert | CO | D |  | S | -234 | 23.35 | 0 | -10 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/7/21 21:14  | 12/6/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | McGonegal Jeffrey | CO | O | CFO | M.dm | 49 | 0.7436 | 0 | 66 | 29 | 292 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/7/21 21:14  | 12/6/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | McGonegal Jeffrey | CO | O | CFO | S.d | -1,400 | 28.00 | 0 | -50 | -15 | 292 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/7/21 21:13  | 12/6/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Marleau Hubert | CO | D |  | M.d | 0 | 0.00 | 0 | 10 | New | 10 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/7/21 21:13  | 12/7/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Les Jason | CO | DO | CEO | M.d | 0 | 0.00 | 0 | 63 | 13 | 538 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/7/21 21:11  | 12/7/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Jackman William Richard | CO | O | GC | M.d | 0 | 0.00 | 0 | 39 |  | 23 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/7/21 21:10  | 12/6/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | D'Ambrosio Lance Varro | CO | D |  | M.d | 0 | 0.00 | 0 | 5 | New | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/7/21 21:09  | 12/6/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Cho Hannah | CO | D |  | M.d | 0 | 0.00 | 0 | 10 |  | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/7/21 21:08  | 12/6/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Brooks Megan M. | CO | O | COO | M.d | 0 | 0.00 | 0 | 43 | 137 | 74 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/14/21 19:10  | 10/13/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Theriot Lyle Joseph | CO | O | See Rema | M.d | 0 | 0.00 | 0 | 35 |  | 24 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/14/21 19:09  | 10/13/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Harris Chad Everett | CO | O | See Rema | M.d | 0 | 0.00 | 0 | 35 |  | 24 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/7/21 16:12  | 9/2/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Northern Data AG | 2M | T |  | S | -109,830 | 36.61 | 0 | -3,000 | -30 | 6,950 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/3/21 16:08  | 9/1/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Northern Data AG | 2M | T |  | S | -68,154 | 36.84 | 0 | -1,850 | -16 | 9,950 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/14/21 18:12  | 6/10/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Les Jason | CO | DO | CEO | S | -1,564 | 31.27 | 0 | -50 | -17 | 238 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/3/21 16:25  | 6/1/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | McGonegal Jeffrey | CO | O | CFO | M.d | 0 | 0.00 | 0 | 5 | 2 | 299 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/27/21 18:53  | 4/26/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | Les Jason | CO | DO | CEO | M.d | 0 | 0.00 | 0 | 6 | 2 | 288 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/10/21 18:15  | 2/8/21  | RIOT | BizSv | DocSv | Computer Processing & Data Pr | McGonegal Jeffrey | CO | O | CFO | M.d | 0 | 0.00 | 0 | 105 | 55 | 296 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/25/20 16:10  | 11/23/20  | RIOT | Health | Diagn | In Vitro & In Vivo Diagnostic | Yi Soo Il Benjamin | CO | D |  | S | -979 | 7.00 | 0 | -140 | -89 | 17 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/25/20 16:10  | 11/24/20  | RIOT | Health | Diagn | In Vitro & In Vivo Diagnostic | Les Jason | CO | D |  | S | -506 | 7.38 | 0 | -69 | -19 | 283 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/18/20 17:07  | 11/16/20  | RIOT | Health | Diagn | In Vitro & In Vivo Diagnostic | Mancini Remo | CO | D |  | M.d | 0 | 0.00 | 0 | 472 | New | 472 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/3/20 17:03  | 9/1/20  | RIOT | Health | Diagn | In Vitro & In Vivo Diagnostic | Yi Soo Il Benjamin | CO | D |  | S | -154 | 3.50 | 0 | -44 | -21 | 163 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/15/20 16:38  | 5/13/20  | RIOT | Health | Diagn | In Vitro & In Vivo Diagnostic | Yi Soo Il Benjamin | CO | D |  | M.d | 0 | 0.00 | 0 | 276 |  | 207 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/15/20 16:36  | 5/13/20  | RIOT | Health | Diagn | In Vitro & In Vivo Diagnostic | Mancini Remo | CO | D |  | M.d | 0 | 0.00 | 0 | 820 | 999% | 896 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/15/20 16:35  | 5/13/20  | RIOT | Health | Diagn | In Vitro & In Vivo Diagnostic | Les Jason | CO | D |  | M.d | 0 | 0.00 | 0 | 368 |  | 355 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/15/19 09:35  | 9/20/18  | RIOT | Health | Diagn | In Vitro & In Vivo Diagnostic | Ensey Christopher | FL | O | Interim  | M.ad | 0 | 0.00 | 0 | 0 |  | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/24/18 20:59  | 9/20/18  | RIOT | Health | Diagn | In Vitro & In Vivo Diagnostic | Ensey Christopher | CO | O | Interim  | M.d | 0 | 0.00 | 0 | 24 | 48 | 74 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/24/18 20:48  | 9/20/18  | RIOT | Health | Diagn | In Vitro & In Vivo Diagnostic | Mancini Remo | CO | D |  | M.d | 0 | 0.00 | 0 | 24 | 46 | 77 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/24/18 20:46  | 9/20/18  | RIOT | Health | Diagn | In Vitro & In Vivo Diagnostic | Les Jason | CO | D |  | M.d | 0 | 0.00 | 0 | 12 | 40 | 42 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/24/18 20:45  | 9/20/18  | RIOT | Health | Diagn | In Vitro & In Vivo Diagnostic | Kaplan Andrew J | CO | D |  | M.d | 0 | 0.00 | 0 | 12 | 41 | 42 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/24/18 20:40  | 9/20/18  | RIOT | Health | Diagn | In Vitro & In Vivo Diagnostic | Chang Robby Sai Kit | CO | O | CFO | M.d | 0 | 0.00 | 0 | 12 | 20 | 72 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/29/17 17:23  | 12/29/17  | RIOT | Health | Diagn | In Vitro & In Vivo Diagnostic | O'Rourke John R. III | CO | DO | P,CEO,CB | S | -869 | 28.61 | 0 | -30 | -37 | 52 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/4/17 18:10  | 1/4/17  | BIOP | Health | Diagn | In Vitro & In Vivo Diagnostic | Honig Barry C | FL | T |  | P | 17 | 4.22 | 0 | 4 | 1 | 444 | I |  |  |  |  |  |  |  |  | -5 | -19 | -32 | -12 |  |  | 
12/2/16 17:16  | 12/1/16  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Honig Barry C | FL | T |  | P | 150 | 5.04 | 1 | 30 | 6 | 500 | D | -65 | 72 | 23 | 14 | 59 | 71 | 56 | 50 | 1 | -2 |  |  |  |  | 
11/8/16 19:22  | 9/30/16  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Honig Barry C | FL | T |  | P.m | 160 | 2.52 | 0 | 63 |  | 13 | I | -74 | 22 | -12 | -13 | -14 | 1 | 7 | 12 | -4 | 4 | 58 |  |  |  | 
4/17/14 11:38  | 4/14/14  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hurd Donald R | CO | O | SVP,Chie | P | 71 | 2.04 | 0 | 35 | 233 | 50 | D | -43 | 23 | 26 | -8 | -11 | -8 | 11 | 14 | -3 | -6 | -15 | -14 | -48 | -79 | 
9/24/12 13:46  | 9/21/12  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hurd Donald R | CO | O | SVP,Chie | P | 30 | 1.99 | 0 | 15 | New | 15 | D | -86 | -88 | -52 | 2 | 28 | 36 | 9 | 4 | -2 | 36 | 40 | 26 | 6 | 6 | 
8/7/12 11:23  | 8/3/12  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Schoettler Gail | CO | D |  | P | 4 | 1.58 | 0 | 3 | 500 | 3 | D | -92 | -90 | -68 | -61 | -23 | -20 | -3 | -3 | -2 | 4 | -3 | 70 | 55 | -8 | 
7/3/12 13:16  | 6/29/12  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Merson Michael R | CO | D |  | P | 2 | 1.92 | 0 | 1 | 556 | 1 | D | -94 | -91 | -67 | -55 | -47 | -33 | -5 | -3 | 1 | 3 | -16 | 36 | 38 | -28 | 
7/2/12 14:43  | 6/29/12  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Lundy Steve | CO | DO | P,CEO | P | 8 | 1.93 | 0 | 4 | New | 4 | D | -94 | -90 | -69 | -57 | -44 | -40 | -5 | -3 | 1 | 3 | -11 | 47 | 40 | -27 | 
7/2/12 14:41  | 6/29/12  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Pusey Gregory | CO | DO | VP | P | 4 | 1.94 | 0 | 2 | 7 | 32 | D | -94 | -90 | -69 | -57 | -44 | -40 | -5 | -3 | 1 | 3 | -11 | 47 | 40 | -27 | 
6/29/12 17:27  | 6/28/12  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | McGonegal Jeffrey | CO | O | CFO | P | 10 | 1.92 | 0 | 5 | 58 | 14 | D | -93 | -90 | -70 | -54 | -49 | -38 | -38 | -3 | 1 | 0 | -11 | 44 | 35 | -28 | 
12/15/11 14:35  | 12/13/11  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | McGonegal Jeffrey | CO | O | CFO | P | 6 | 1.58 | 0 | 4 | 8 | 52 | D | -78 | -42 | -54 | -53 | -32 | -27 | -16 | -6 | -3 | -16 | -41 | -53 | -68 | -73 | 
7/27/10 09:43  | 7/26/10  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | McGonegal Jeffrey | CO | O | CFO | P | 11 | 0.7129 | 0 | 15 | 7 | 241 | D | -88 | -70 | -67 | -84 | -49 | -28 | -32 | 1 | -1 | -10 | -15 | -49 | -8 | -6 | 
4/1/10 15:19  | 3/30/10  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | CO | D |  | M.d | 38 | 0.7500 | 0 | 50 |  | 46 | I | -63 | 37 | 12 | 27 | 12 | 2 | 4 | 1 | -2 | 3 | 67 | -57 | -78 | -65 | 
4/1/10 15:19  | 3/30/10  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | CO | D |  | S.d | -38 | 2.17 | 0 | -18 | -28 | 46 | I | -63 | 37 | 12 | 27 | 12 | 2 | 4 | 1 | -2 | 3 | 67 | -57 | -78 | -65 | 
1/4/10 18:08  | 12/30/09  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S | -9 | 1.76 | 0 | -5 | -26 | 14 | I | -79 | -72 | -27 | -8 | 4 | 14 | 24 | 12 | 0 | 12 | 19 | 22 | -54 | -76 | 
8/12/09 15:43  | 8/10/09  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.d | -18 | 2.94 | 0 | -6 | -24 | 19 | I | -53 | -58 | 39 | 45 | -6 | 0 | -14 | -12 | 0 | -11 | -16 | -34 | -15 | -78 | 
8/11/09 19:10  | 8/6/09  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Merson Michael R | MD | D |  | P.d | 3 | 2.85 | 0 | 1 | 26 | 5 | D | -46 | -52 | 63 | 67 | 13 | 32 | -1 | 5 | 0 | -8 | -13 | -30 | -7 | -67 | 
8/5/09 18:31  | 7/31/09  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Merson Michael R | MD | D |  | P.d | 2 | 2.80 | 0 | 1 | 23 | 4 | D | -49 | -53 | 88 | 53 | 12 | 36 | 17 | -6 | 4 | -9 | -22 | -38 | -19 | -77 | 
7/2/09 17:28  | 7/1/09  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.d | -13 | 2.54 | 0 | -5 | -17 | 25 | I | -46 | -58 | -58 | 58 | 55 | 45 | 4 | 0 | -4 | -10 | 21 | -14 | -26 | -57 | 
5/21/09 13:16  | 5/19/09  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Faulkner Daryl | CO | DO | CEO,Exec | P.d | 16 | 1.55 | 0 | 10 | New | 10 | I | -63 | -70 | -69 | 14 | -12 | -6 | -8 | 1 | -1 | -3 | 48 | 46 | 3 | 89 | 
5/19/09 15:59  | 5/18/09  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Caspari Robert Frederick | CO | O | COO,Chie | P.d | 5 | 1.57 | 0 | 3 | New | 3 | D | -65 | -73 | -65 | -2 | -18 | -3 | -11 | -4 | 3 | 1 | 30 | 46 | 10 | 116 | 
5/7/09 15:43  | 5/6/09  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.d | -9 | 1.77 | 0 | -5 | -14 | 30 | I | -61 | -61 | -63 | 6 | 8 | -2 | 11 | 0 | -1 | -8 | -11 | 56 | -3 | 105 | 
4/30/09 08:21  | 4/29/09  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.d | -17 | 1.65 | 0 | -10 | -22 | 35 | I | -64 | -62 | -69 | 5 | -5 | -11 | -2 | -2 | 6 | 10 | -1 | 79 | 13 | 187 | 
3/31/09 16:35  | 3/30/09  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.d | -16 | 1.63 | 0 | -10 | -18 | 45 | H |  |  |  |  |  |  |  |  | -6 | 14 | -4 | 52 | 20 | 34 | 
1/6/09 16:51  | 1/5/09  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.d | -32 | 6.36 | 0 | -5 | -8 | 55 | H |  |  |  |  |  |  |  |  | 0 | -2 | -74 | -71 | -66 | -70 | 
12/23/08 17:59  | 12/22/08  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.dm | -42 | 5.54 | 0 | -8 | -11 | 60 | I | 173 | -33 | 6 | -13 | 20 | 11 | -17 | -5 | 8 | 5 | -74 | -73 | -55 | -75 | 
9/15/08 17:21  | 9/12/08  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.d | -53 | 7.12 | 0 | -8 | -10 | 68 | I | 349 | 24 | 31 | 39 | 22 | 15 | 0 | 1 | -1 | -2 | -27 | -1 | -73 | -66 | 
7/24/08 15:32  | 7/22/08  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.d | -38 | 6.28 | 0 | -6 | -7 | 75 | I | 367 | 12 | -6 | 46 | 32 | 4 | 9 | 2 | -3 | -4 | -5 | -7 | -76 | -61 | 
7/3/08 16:23  | 7/1/08  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.d | -30 | 6.06 | 0 | -5 | -6 | 81 | I | 313 | 26 | -29 | 0 | 19 | 19 | 28 | -9 | -1 | 1 | -2 | 6 | 4 | -60 | 
1/29/08 16:33  | 1/29/08  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Donnelly Richard G | CO | DO | P,CEO | P.d | 12 | 5.92 | 0 | 2 | 1 | 332 | I | 312 | 104 | 11 | -59 | -44 | -25 | -18 | -8 | 1 | 8 | 5 | -28 | 2 | -76 | 
1/22/08 14:36  | 1/18/08  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Pusey Gregory | CO | DO | CB | P.d | 13 | 6.62 | 0 | 2 | 0 | 1,119 | D | 450 | 107 | 21 | -51 | -42 | -18 | -21 | -13 | -8 | -9 | -7 | -35 | -10 | -80 | 
1/22/08 08:40  | 1/18/08  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Donnelly Richard G | CO | DO | P,CEO | P.d | 27 | 6.75 | 0 | 4 | 1 | 330 | D | 450 | 107 | 21 | -51 | -42 | -18 | -21 | -13 | -8 | -9 | -7 | -35 | -10 | -80 | 
10/29/07 16:35  | 10/29/07  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.d | -75 | 15.00 | 0 | -5 | -5 | 101 | I | 999 | 779 | 236 | 179 | 162 | 41 | 14 | 11 | -2 | -13 | -23 | -60 | -71 | -65 | 
10/17/07 12:27  | 10/16/07  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.d | -52 | 13.00 | 0 | -4 | -4 | 106 | I | 999 | 647 | 201 | 138 | 122 | 47 | 25 | 9 | 1 | 3 | -14 | -44 | -61 | -66 | 
10/16/07 14:07  | 10/15/07  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.d | -42 | 12.00 | 0 | -4 | -3 | 110 | I | 999 | 591 | 181 | 128 | 102 | 41 | 19 | 2 | 8 | 9 | -1 | -37 | -55 | -61 | 
10/2/07 15:17  | 10/1/07  | APPY | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.d | -74 | 9.87 | 0 | -8 | -6 | 114 | I | 999 | 461 | 169 | 122 | 98 | 70 | 70 | 13 | -1 | 5 | 44 | -14 | -41 | -38 | 
8/31/07 19:26  | 8/29/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.d | -30 | 5.98 | 0 | -5 | -4 | 121 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/16/07 15:38  | 8/16/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Donnelly Richard G | CO | DO | P,CEO | P.d | 9 | 4.60 | 0 | 2 | 1 | 326 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/19/07 10:37  | 7/18/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | S | -204 | 5.43 | 0 | -38 | -1 | 2,763 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/18/07 11:02  | 7/16/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | S.m | -32 | 5.33 | 0 | -6 | 0 | 2,800 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/12/07 10:16  | 7/11/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | S | -184 | 4.66 | 0 | -39 | -1 | 2,806 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/11/07 12:25  | 7/10/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | S | -47 | 4.58 | 0 | -10 | 0 | 2,846 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/10/07 10:40  | 7/6/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | S.a | -35 | 4.64 | 0 | -8 | 0 | 2,858 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/10/07 10:28  | 7/9/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | S | -11 | 4.65 | 0 | -2 | 0 | 2,856 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/9/07 12:44  | 7/6/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | S | -35 | 4.64 | 0 | -8 | 0 | 2,585 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/6/07 11:10  | 7/5/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | S | -28 | 4.65 | 0 | -6 | 0 | 2,866 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/3/07 10:30  | 7/2/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | S | -325 | 4.56 | 0 | -71 | -2 | 2,872 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/3/07 10:30  | 7/2/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | P | 327 | 4.59 | 0 | 71 | 3 | 2,872 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/14/07 11:14  | 6/13/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | S | -30 | 4.74 | 0 | -6 | 0 | 2,872 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/14/07 11:14  | 6/13/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | P | 30 | 4.76 | 0 | 6 | 0 | 2,872 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/4/07 11:00  | 6/1/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | S | -352 | 4.65 | 0 | -76 | -3 | 2,872 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/4/07 11:00  | 6/1/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | P | 354 | 4.67 | 0 | 76 | 3 | 2,872 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/16/07 10:21  | 5/15/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | P | 14 | 4.51 | 0 | 3 | 0 | 2,872 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/14/07 11:01  | 5/11/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | P | 22 | 4.40 | 0 | 5 | 0 | 2,869 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/10/07 10:23  | 5/9/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | S | -104 | 4.41 | 0 | -24 | -1 | 2,864 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/10/07 10:23  | 5/9/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | P | 105 | 4.44 | 0 | 24 | 1 | 2,864 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/9/07 10:57  | 5/8/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | P.a | 27 | 4.47 | 0 | 6 | 0 | 2,864 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/8/07 10:20  | 5/7/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | S | -9 | 4.58 | 0 | -2 | 0 | 2,858 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/8/07 10:20  | 5/7/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | P | 9 | 4.58 | 0 | 2 | 0 | 2,858 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/7/07 10:18  | 5/3/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | P | 501 | 4.54 | 0 | 110 | 4 | 2,858 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/3/07 10:56  | 5/1/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | P.m | 133 | 4.29 | 0 | 31 | 1 | 2,748 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/25/07 17:48  | 4/23/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | P.m | 452 | 4.62 | 0 | 98 | 4 | 2,717 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/25/07 13:11  | 4/23/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Pusey Gregory | CO | DO | CB | S.d | -445 | 4.45 | 0 | -100 | -8 | 1,139 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/13/07 13:10  | 4/10/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | P.m | 304 | 4.28 | 0 | 71 | 3 | 2,619 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/9/07 13:21  | 4/9/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | S.d | -66 | 4.43 | 0 | -15 | -11 | 126 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/26/07 15:33  | 3/22/07  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | P.m | 862 | 3.77 | 0 | 228 | 10 | 2,548 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/27/06 12:00  | 12/26/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Roaring Fork Capital Sbic, L.P. | CO | T |  | S | -61 | 2.43 | 0 | -25 | -3 | 769 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/7/06 18:00  | 12/6/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Roaring Fork Capital Sbic, L.P. | CO | T |  | S | -66 | 1.89 | 0 | -35 | -4 | 794 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/16/06 15:00  | 11/15/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Roaring Fork Capital Sbic, L.P. | CO | T |  | S | -226 | 1.62 | 0 | -140 | -14 | 829 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/24/06 20:31  | 10/23/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Donnelly Richard G | CO | DO | P,CEO | P.d | 9 | 1.80 | 0 | 5 | 2 | 242 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/29/06 16:31  | 9/22/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | P.a | 450 | 1.50 | 0 | 300 | 15 | 2,319 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/26/06 16:18  | 9/22/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | 1837 Rmb Managers L.L.C. | IL | T |  | P | 450 | 1.50 | 0 | 300 | 15 | 2,319 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/25/06 17:22  | 9/22/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Roaring Fork Capital Sbic, L.P. | CO | T |  | S | -127 | 1.49 | 0 | -85 | -8 | 969 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/22/06 18:04  | 8/21/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | McGonegal Jeffrey | CO | O | CFO | P.d | 12 | 1.20 | 0 | 10 | 13 | 88 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/22/06 17:48  | 8/21/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Donnelly Richard G | CO | DO | P,CEO | P.d | 12 | 1.20 | 0 | 10 | 4 | 237 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/22/06 13:29  | 8/17/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Roaring Fork Capital Sbic, L.P. | CO | T |  | S | -135 | 1.45 | 0 | -93 | -8 | 1,054 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/10/06 10:55  | 8/9/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Hurst Roger |  | T |  | P | 21 | 1.41 | 0 | 15 | 1 | 1,785 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/9/06 13:17  | 8/9/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Hurst Roger |  | T |  | P | 3 | 1.43 | 0 | 2 | 0 | 1,800 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/8/06 14:01  | 8/8/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Hurst Roger |  | T |  | P | 66 | 1.42 | 0 | 47 | 3 | 1,802 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/2/06 16:24  | 7/31/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Hurst Roger |  | T |  | P | 16 | 1.54 | 0 | 11 | 1 | 1,848 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/27/06 12:18  | 7/26/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Hurst Roger |  | T |  | P | 25 | 1.42 | 0 | 18 | 1 | 1,859 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/26/06 12:38  | 7/25/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Donnelly Richard G | CO | DO | P,CEO | P.d | 7 | 1.36 | 0 | 5 | 2 | 227 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/26/06 12:26  | 7/25/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Pusey Gregory | CO | DO | CB | P.d | 7 | 1.40 | 0 | 5 | 1 | 734 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/25/06 16:37  | 7/24/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Pusey Gregory | CO | DO | CB | P.d | 14 | 1.37 | 0 | 10 | 1 | 729 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/19/06 13:27  | 7/14/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Pusey Gregory | CO | DO | CB | P.d | 5 | 1.34 | 0 | 4 | 1 | 719 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/14/06 16:34  | 7/13/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Donnelly Richard G | CO | DO | P,CEO | P.ad | 15 | 1.45 | 0 | 10 | 5 | 222 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/13/06 17:15  | 7/13/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Donnelly Richard G | CO | DO | P,CEO | P.d | 15 | 1.45 | 0 | 10 | 5 | 222 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/3/06 09:30  | 6/29/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | McGonegal Jeffrey | CO | O | CFO | P.d | 14 | 1.43 | 0 | 10 | 15 | 78 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/27/06 15:39  | 6/22/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Hurst Roger |  | T |  | P | 2 | 1.60 | 0 | 1 | 0 | 1,876 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/19/06 13:00  | 6/15/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Hurst Roger |  | T |  | P | 6 | 1.40 | 0 | 4 | 0 | 1,877 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/9/06 19:27  | 5/8/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Roaring Fork Capital Sbic, L.P. | CO | T |  | S | -86 | 1.72 | 0 | -50 | -4 | 1,146 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/8/06 13:16  | 5/8/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Donnelly Richard G | CO | DO | P,CEO | P.d | 50 | 1.40 | 0 | 36 | 20 | 212 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/28/06 12:27  | 3/7/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Hurst Roger |  | T |  | P | 222 | 1.79 | 0 | 124 | 7 | 1,881 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/18/06 15:46  | 4/17/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | P.d | 28 | 1.40 | 0 | 20 | 17 | 141 | H |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/7/06 15:24  | 3/29/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Hepler Douglas I | NC | D |  | P.d | 2 | 1.63 | 0 | 1 | 1 | 121 | H |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/5/06 16:52  | 4/3/06  | APNB | Health | Diagn | In Vitro & In Vivo Diagnostic | Talon Opportunity Partners, L.P. | IL | T |  | S.d | -3,275 | 1.40 | 0 | -2,339 | -100 | 0 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |