3/1/22 18:22  | 2/25/22  | APEN | Health | MdEq | Surgical & Medical Instrument | Black Jeffrey G. | TX | O | CFO | P.m | 229 | 5.73 | 0 | 40 | 18 | 265 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/19/21 18:43  | 10/15/21  | APEN | Health | MdEq | Surgical & Medical Instrument | Cpmg Inc | TX | T |  | P | 5,300 | 7.75 | 0 | 684 | 21 | 3,879 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/19/21 18:41  | 10/15/21  | APEN | Health | MdEq | Surgical & Medical Instrument | McGaughy R Kent Jr | TX | DT |  | P | 5,300 | 7.75 | 0 | 684 | 21 | 3,879 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/11/21 20:25  | 8/11/21  | APEN | Health | MdEq | Surgical & Medical Instrument | Black Jeffrey G. | TX | O | CFO | P.d | 219 | 8.75 | 0 | 25 | 13 | 225 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/13/21 16:05  | 4/5/21  | APEN | Health | MdEq | Surgical & Medical Instrument | Gagnon Neil | NY | T |  | P | 2 | 5.48 | 0 | 0 | 0 | 1,829 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/12/21 17:44  | 3/10/21  | APEN | Health | MdEq | Surgical & Medical Instrument | Barr John R | TX | D |  | P | 59 | 5.89 | 0 | 10 | 63 | 26 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/24/21 16:06  | 2/22/21  | APEN | Health | MdEq | Surgical & Medical Instrument | Gagnon Neil | NY | T |  | P.m | 105 | 4.70 | 0 | 22 | 1 | 1,828 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/22/21 16:06  | 2/18/21  | APEN | Health | MdEq | Surgical & Medical Instrument | Gagnon Neil | NY | T |  | P | 10 | 4.75 | 0 | 2 | 0 | 1,806 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/8/21 17:13  | 2/5/21  | APEN | Health | MdEq | Surgical & Medical Instrument | Gagnon Neil | NY | T |  | P | 260 | 4.85 | 0 | 54 | 3 | 1,804 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/5/21 16:31  | 2/3/21  | APEN | Health | MdEq | Surgical & Medical Instrument | Gagnon Neil | NY | T |  | P.m | 172 | 4.52 | 0 | 38 | 2 | 1,750 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/3/21 16:05  | 2/1/21  | APEN | Health | MdEq | Surgical & Medical Instrument | Gagnon Neil | NY | T |  | P.m | 50 | 4.41 | 0 | 11 | 1 | 1,712 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/21/20 18:40  | 7/17/20  | APEN | Health | MdEq | Surgical & Medical Instrument | McGaughy R Kent Jr | TX | DT |  | P | 2,225 | 1.25 | 0 | 1,780 | 134 | 3,110 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/21/20 18:39  | 7/17/20  | APEN | Health | MdEq | Surgical & Medical Instrument | Cpmg Inc | TX | T |  | P | 2,225 | 1.25 | 0 | 1,780 | 134 | 3,110 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/14/19 17:28  | 5/10/19  | APEN | Health | MdEq | Surgical & Medical Instrument | Newton Todd | TX | DO | CEO | P | 88 | 3.53 | 0 | 25 | 8 | 321 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/21/18 17:32  | 11/19/18  | APEN | Health | MdEq | Surgical & Medical Instrument | Stonepine Capital, L.P. | OR | T |  | P.m | 196 | 3.41 | 0 | 57 | 2 | 2,935 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/6/18 16:22  | 11/2/18  | APEN | Health | MdEq | Surgical & Medical Instrument | Stonepine Capital, L.P. | OR | T |  | P | 1,500 | 5.00 | 0 | 300 | 12 | 2,878 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/22/18 16:37  | 6/20/18  | APEN | Health | MdEq | Surgical & Medical Instrument | Crawford Matthew S | TX | DT |  | P | 1,999 | 5.50 | 0 | 364 | 677 | 417 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/22/18 16:35  | 6/20/18  | APEN | Health | MdEq | Surgical & Medical Instrument | Cavanaugh Stefanie L. | TX | O | CFO,Trea | P | 25 | 5.50 | 0 | 5 | 30 | 20 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/22/18 16:34  | 6/20/18  | APEN | Health | MdEq | Surgical & Medical Instrument | Newton Todd | TX | DO | CEO | P | 400 | 5.50 | 0 | 73 | 37 | 269 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/13/18 18:15  | 3/9/18  | APEN | Health | MdEq | Surgical & Medical Instrument | Crawford Matthew S | TX | DT |  | P | 25 | 6.20 | 0 | 4 | 8 | 54 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/3/18 17:33  | 12/29/17  | APEN | Health | MdEq | Surgical & Medical Instrument | Stonepine Capital, L.P. | OR | T |  | P.m | 130 | 5.71 | 0 | 23 | 1 | 2,578 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/28/17 17:03  | 12/26/17  | APEN | Health | MdEq | Surgical & Medical Instrument | Stonepine Capital, L.P. | OR | T |  | P | 26 | 5.00 | 0 | 5 | 0 | 2,555 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/22/17 17:26  | 12/20/17  | APEN | Health | MdEq | Surgical & Medical Instrument | Stonepine Capital, L.P. | OR | T |  | P.m | 897 | 4.85 | 0 | 185 | 8 | 2,550 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/9/17 19:10  | 11/7/17  | APEN | Health | MdEq | Surgical & Medical Instrument | Schwartzhoff Bret | TX | O | VP U.S.  | P | 40 | 4.24 | 0 | 10 | 155 | 16 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/25/17 15:50  | 9/5/17  | APEN | Health | MdEq | Surgical & Medical Instrument | Ptv Sciences II L P | TX | T |  | P.m | 685 | 3.89 | 0 | 176 | 3 | 5,419 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/25/17 15:23  | 9/5/17  | APEN | Health | MdEq | Surgical & Medical Instrument | Crawford Matthew S | TX | DT |  | P.m | 685 | 3.89 | 0 | 176 | 3 | 5,465 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/25/17 15:15  | 9/5/17  | APEN | Health | MdEq | Surgical & Medical Instrument | Anderson Rick D | TX | DT |  | P.m | 685 | 3.89 | 0 | 176 | 3 | 5,465 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/26/17 19:27  | 7/25/17  | APEN | Health | BioPrd | Biological Products, (No Diag | Ptv Sciences II L P | TX | T |  | P | 6,000 | 5.50 | 0 | 1,091 | 26 | 5,243 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/26/17 18:39  | 7/25/17  | APEN | Health | BioPrd | Biological Products, (No Diag | Anderson Rick D | TX | DT |  | P | 6,250 | 5.50 | 0 | 1,136 | 22 | 6,380 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/26/17 18:38  | 7/25/17  | APEN | Health | BioPrd | Biological Products, (No Diag | Crawford Matthew S | TX | DT |  | P | 6,250 | 5.50 | 0 | 1,136 | 22 | 6,380 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/26/17 18:20  | 7/25/17  | APEN | Health | BioPrd | Biological Products, (No Diag | Meelia Richard J | MA | D |  | P | 250 | 5.50 | 0 | 45 | 201 | 68 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/26/17 18:02  | 7/25/17  | APEN | Health | BioPrd | Biological Products, (No Diag | McGaughy R Kent Jr | TX | D |  | P | 2,500 | 5.50 | 0 | 455 | 56 | 1,272 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/26/17 17:59  | 7/25/17  | APEN | Health | BioPrd | Biological Products, (No Diag | Cavanaugh Stefanie L. | TX | O | CFO,Trea | P | 25 | 5.50 | 0 | 5 | 98 | 9 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/26/17 17:54  | 7/25/17  | APEN | Health | BioPrd | Biological Products, (No Diag | Newton Todd | TX | DO | CEO | P | 750 | 5.50 | 0 | 136 | 443 | 167 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/30/17 19:46  | 5/16/17  | APEN | Health | BioPrd | Biological Products, (No Diag | McClellan William D. Jr. | TX | D |  | P.am | 13 | 6.33 | 0 | 2 | New | 2 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/18/17 20:48  | 5/16/17  | APEN | Health | BioPrd | Biological Products, (No Diag | McClellan William D. Jr. | TX | D |  | P.m | 13 | 6.33 | 0 | 2 | New | 2 | I | -96 | -55 | -60 | -50 | -50 | -39 | -10 | 12 |  |  |  |  |  |  | 
5/18/17 20:44  | 5/16/17  | APEN | Health | BioPrd | Biological Products, (No Diag | Newton Todd | TX | DO | CEO | P.m | 13 | 6.22 | 0 | 2 | 7 | 31 | D | -96 | -55 | -60 | -50 | -50 | -39 | -10 | 12 |  |  |  |  |  |  | 
12/12/14 16:58  | 12/12/14  | LPTN | Health | BioPrd | Biological Products, (No Diag | Petree Daniel H | CA | D |  | P | 28 | 2.79 | 0 | 10 | 304 | 13 | I | -54 | -31 | -28 | -16 | -5 | 8 | 17 | -8 | -2 | 2 | 4 | 21 | -92 | -94 | 
8/21/14 12:29  | 8/20/14  | LPTN | Health | BioPrd | Biological Products, (No Diag | Atkinson Gary J G | CA | O | SVP.,CFO | P | 16 | 3.10 | 0 | 5 | 31 | 21 | D | -46 | -48 | -34 | -19 | -15 | -22 | -16 | -9 | 3 | 11 | 5 | -13 | -1 | -92 | 
8/19/14 17:15  | 8/19/14  | LPTN | Health | BioPrd | Biological Products, (No Diag | Pancoast Scott R | CA | DO | P,CEO | P | 30 | 3.00 | 0 | 10 | 9 | 116 | D | -43 | -44 | -29 | -20 | -15 | -17 | -11 | -5 | 0 | 12 | 13 | -11 | -1 | -85 | 
8/18/14 18:37  | 8/18/14  | LPTN | Health | BioPrd | Biological Products, (No Diag | Pancoast Scott R | CA | DO | P,CEO | P | 32 | 3.22 | 0 | 10 | 10 | 106 | D | -45 | -42 | -27 | -18 | -15 | -11 | -14 | -6 | -8 | -3 | 3 | -18 | -9 | -92 | 
12/20/12 13:56  | 12/19/12  | LPTN | Health | BioPrd | Biological Products, (No Diag | Mathews Charles | CA | D |  | P | 25 | 4.98 | 0 | 5 | 175 | 8 | D | -5 | -24 | -13 | -3 | -24 | -19 | -17 | 3 | -1 | 3 | 1 | -7 | -5 | -19 | 
12/19/12 12:02  | 12/18/12  | LPTN | Health | BioPrd | Biological Products, (No Diag | Pancoast Scott R | CA | DO | P,CEO | P | 25 | 4.95 | 0 | 5 | 8 | 67 | D | -18 | -29 | 2 | -6 | -24 | -15 | -18 | -18 | 1 | -1 | 1 | -15 | -7 | -16 | 
4/1/09 16:12  | 3/31/09  | LPTN | Health | BioPrd | Biological Products, (No Diag | Pancoast Scott R | CA | DO | P,CEO | P | 3 | 0.9100 | 0 | 4 | 3 | 128 | D |  | -46 | -22 | -15 | 18 | 54 | 25 | 4 | -2 | -23 | -18 | 53 | -9 | -14 | 
3/30/09 15:51  | 3/26/09  | LPTN | Health | BioPrd | Biological Products, (No Diag | Sabbadini Roger Allen | CA | O | VP,Chief | P | 1 | 0.9500 | 0 | 1 | 0 | 837 | S |  |  |  |  |  |  |  |  | -1 | -26 | -11 | 42 | 0 | -21 | 
3/27/09 15:04  | 3/25/09  | LPTN | Health | BioPrd | Biological Products, (No Diag | Pancoast Scott R | CA | DO | P,CEO | P.m | 16 | 0.7963 | 0 | 20 | 19 | 125 |  |  |  |  |  |  |  |  |  | -11 | 0 | -6 | 56 | 10 | -17 | 
2/10/09 18:35  | 8/12/08  | LPTN | Health | BioPrd | Biological Products, (No Diag | Pancoast Scott R | CA | DO | P,CEO | P.a | 24 | 0.9500 | 0 | 25 | 24 | 130 |  |  |  |  |  |  |  |  |  | 14 | 12 | -22 | 12 | 39 | 19 | 
8/15/08 17:09  | 8/13/08  | LPTN | Health | BioPrd | Biological Products, (No Diag | Lehman Brothers Holdings Inc | NY | T |  | P.d | 3,500 | 0.9500 | 0 | 3,684 | 44 | 12,105 | I |  | -22 | -32 | -11 | 19 | 17 | 22 | 8 | 1 | 0 | -7 | -7 | -36 | -17 | 
8/15/08 16:13  | 8/12/08  | LPTN | Health | BioPrd | Biological Products, (No Diag | Swortwood Donald | CA | D |  | P.d | 125 | 0.9500 | 0 | 132 | 3 | 5,376 | D |  | -22 | -32 | -11 | 19 | 17 | 22 | 8 | 1 | 0 | -7 | -7 | -36 | -17 | 
8/15/08 15:02  | 8/12/08  | LPTN | Health | BioPrd | Biological Products, (No Diag | Pancoast Scott R | CA | DO | P,CEO | P.d | 24 | 0.9500 | 0 | 25 | 12 | 242 | D |  | -22 | -32 | -11 | 19 | 17 | 22 | 8 | -3 | -4 | -11 | -11 | -39 | -20 | 
6/15/07 17:08  | 6/13/07  | LPTN | Health | BioPrd | Biological Products, (No Diag | Hansen Genevieve | CA | O | VP Resea | P.d | 3 | 0.9500 | 0 | 4 | 21 | 21 | D |  |  |  |  | 16 | -4 | 6 | 5 | -6 | -8 | -1 | -8 | 28 | -18 | 
6/15/07 16:30  | 6/13/07  | LPTN | Health | BioPrd | Biological Products, (No Diag | Pancoast Scott R | CA | DO | P,CEO | P.d | 2 | 0.9500 | 0 | 2 | 2 | 85 | D |  |  |  |  | 16 | -4 | 6 | 5 | -6 | -8 | -1 | -8 | 28 | -18 | 
6/14/07 17:20  | 6/12/07  | LPTN | Health | BioPrd | Biological Products, (No Diag | Lehman Brothers Holdings Inc | NY | T |  | P.d | 1,400 | 0.9500 | 0 | 1,474 | 21 | 8,421 | I |  |  |  |  | 13 | -3 | 0 | 5 | -3 | -11 | -8 | -11 | 30 | -22 | 
4/10/07 17:00  | 4/6/07  | LPTN | Health | BioPrd | Biological Products, (No Diag | Pancoast Scott R | CA | DO | P,CEO | P.d | 8 | 0.9500 | 0 | 8 | 11 | 83 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/10/07 17:00  | 4/6/07  | LPTN | Health | BioPrd | Biological Products, (No Diag | Hansen Genevieve | CA | O | VP Resea | P.d | 16 | 0.9500 | 0 | 17 | New | 17 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/6/07 15:10  | 4/5/07  | LPTN | Health | BioPrd | Biological Products, (No Diag | Roaring Fork Capital Sbic, L.P. | CO | T |  | P.d | 619 | 0.9500 | 0 | 651 | 34 | 2,564 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/6/06 13:00  | 12/4/06  | LPTN | Health | BioPrd | Biological Products, (No Diag | Pancoast Scott R | CA | DO | P,CEO | P | 0 | 0.9400 | 0 | 1 | 1 | 75 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/25/06 15:44  | 9/21/06  | LPTN | Health | BioPrd | Biological Products, (No Diag | Pancoast Scott R | CA | DO | P,CEO | P | 1 | 1.05 | 0 | 1 | 1 | 75 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/12/06 16:50  | 9/8/06  | LPTN | Health | BioPrd | Biological Products, (No Diag | Pancoast Scott R | CA | DO | P,CEO | P | 1 | 1.00 | 0 | 1 | 1 | 74 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/8/06 17:30  | 9/6/06  | LPTN | Health | BioPrd | Biological Products, (No Diag | Pancoast Scott R | CA | DO | P,CEO | P.m | 3 | 1.00 | 0 | 3 | 4 | 73 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/5/06 17:21  | 8/31/06  | LPTN | Health | BioPrd | Biological Products, (No Diag | Pancoast Scott R | CA | DO | P,CEO | P | 7 | 0.9567 | 0 | 8 | 12 | 70 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |