1/5/16 19:59  | 12/31/15  | CIFC | Financ | Loan | Finance Services | Vaccaro Stephen J | NY | O | Co-P,CIO | M.d | 0 | 0.00 | 0 | 15 | 17 | 102 | D | -19 | -29 | -26 | -17 | -17 | -14 | -12 | -10 | 3 | -4 | -1 | 29 | 31 |  | 
1/5/16 19:15  | 12/31/15  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P | M.d | 0 | 0.00 | 0 | 15 | 4 | 391 | D | -19 | -29 | -26 | -17 | -17 | -14 | -12 | -10 | 3 | -4 | -1 | 29 | 31 |  | 
1/5/16 19:04  | 12/31/15  | CIFC | Financ | Loan | Finance Services | Agarwal Rahul N | NY | O | CFO | M.d | 0 | 0.00 | 0 | 16 | 367 | 21 | D | -19 | -29 | -26 | -17 | -17 | -14 | -12 | -10 | 3 | -4 | -1 | 29 | 31 |  | 
1/5/16 19:00  | 12/31/15  | CIFC | Financ | Loan | Finance Services | Weldon Julian | NY | O | GC,CCO,S | M.d | 0 | 0.00 | 0 | 13 | New | 13 | D | -19 | -29 | -26 | -17 | -17 | -14 | -12 | -10 | 3 | -4 | -1 | 29 | 31 |  | 
12/23/15 16:37  | 12/21/15  | CIFC | Financ | Loan | Finance Services | Agarwal Rahul N | NY | O | CFO | M.d | 0 | 0.00 | 0 | 4 | 50 | 11 | D | -9 | -20 | -16 | -8 | -4 | -5 | -2 | 2 | 1 | -8 | -33 | 7 | 21 |  | 
12/4/15 17:11  | 12/2/15  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P | P.m | 68 | 6.85 | 0 | 10 | 3 | 376 | I | -6 | -19 | -10 | -1 | -1 | 3 | -1 | -3 | -1 | -1 | -17 | -15 | 20 |  | 
11/24/15 18:06  | 11/23/15  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P | P | 68 | 6.75 | 0 | 10 | 3 | 366 | I | -6 | -21 | -11 | 1 | -3 | -1 | 4 | 1 | 1 | -2 | -2 | -10 | 8 |  | 
11/19/15 16:35  | 11/17/15  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P | P | 82 | 6.80 | 0 | 12 | 3 | 356 | M | -6 | -19 | -13 | -1 | -6 | 0 | 5 | 2 | -1 | 1 | -6 | -13 | 12 | 83 | 
9/30/15 17:55  | 9/30/15  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P | M.d | 0 | 0.00 | 0 | 3 | 1 | 344 | D | -2 | -20 | -8 | -12 | -5 | -2 | -2 | -4 | -5 | -1 | -2 | -11 | 6 | 78 | 
9/30/15 17:53  | 9/30/15  | CIFC | Financ | Loan | Finance Services | Vaccaro Stephen J | NY | O | Co-P,CIO | M.d | 0 | 0.00 | 0 | 3 | 4 | 87 | D | -2 | -20 | -8 | -12 | -5 | -2 | -2 | -4 | -5 | -1 | -2 | -11 | 6 | 78 | 
7/2/15 13:01  | 6/30/15  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P | M.d | 0 | 0.00 | 0 | 3 | 1 | 341 | D | 24 | -5 | 0 | 1 | 2 | 4 | 0 | -4 | -2 | -5 | -5 | -10 | -20 | -1 | 
7/2/15 13:00  | 6/30/15  | CIFC | Financ | Loan | Finance Services | Vaccaro Stephen J | NY | O | Co-P,CIO | M.d | 0 | 0.00 | 0 | 3 | 4 | 84 | D | 24 | -5 | 0 | 1 | 2 | 4 | 0 | -4 | -2 | -5 | -5 | -10 | -20 | -1 | 
7/1/15 15:12  | 6/26/15  | CIFC | Financ | Loan | Finance Services | Bakaleynik Iosif | NY | D |  | M.d | 0 | 0.00 | 0 | 6 | 999% | 6 | D | 16 | -8 | -3 | 5 | 2 | 0 | -4 | 0 | 2 | -2 | -2 | -12 | -18 | 0 | 
6/30/15 12:13  | 6/26/15  | CIFC | Financ | Loan | Finance Services | Smith Stephen Franklin | NY | D |  | M.d | 0 | 0.00 | 0 | 3 | 999% | 4 | D | 15 | -9 | -6 | -2 | 0 | 1 | -1 | -1 | 1 | 0 | 0 | -14 | -17 | 0 | 
6/30/15 12:13  | 6/26/15  | CIFC | Financ | Loan | Finance Services | Serota Jeffrey | NY | D |  | M.d | 0 | 0.00 | 0 | 5 | 999% | 5 | D | 15 | -9 | -6 | -2 | 0 | 1 | -1 | -1 | 1 | 0 | 0 | -14 | -17 | 0 | 
6/30/15 12:13  | 6/26/15  | CIFC | Financ | Loan | Finance Services | Schrupp Daniel | NY | D |  | M.d | 0 | 0.00 | 0 | 3 | 107 | 7 | D | 15 | -9 | -6 | -2 | 0 | 1 | -1 | -1 | 1 | 0 | 0 | -14 | -17 | 0 | 
6/30/15 12:12  | 6/26/15  | CIFC | Financ | Loan | Finance Services | Musetti Marco | NY | D |  | M.d | 0 | 0.00 | 0 | 6 | 999% | 6 | D | 15 | -9 | -6 | -2 | 0 | 1 | -1 | -1 | 1 | 0 | 0 | -14 | -17 | 0 | 
6/30/15 12:10  | 6/26/15  | CIFC | Financ | Loan | Finance Services | Machinist Robert | NY | D |  | M.d | 0 | 0.00 | 0 | 18 | 31 | 74 | D | 15 | -9 | -6 | -2 | 0 | 1 | -1 | -1 | 1 | 0 | 0 | -14 | -17 | 0 | 
6/30/15 12:10  | 6/26/15  | CIFC | Financ | Loan | Finance Services | Lipari Paul | NY | D |  | M.d | 0 | 0.00 | 0 | 6 |  | 0 | D | 15 | -9 | -6 | -2 | 0 | 1 | -1 | -1 | 1 | 0 | 0 | -14 | -17 | 0 | 
6/30/15 12:09  | 6/26/15  | CIFC | Financ | Loan | Finance Services | Intrater Andrew | NY | D |  | M.d | 0 | 0.00 | 0 | 6 |  | 0 | D | 15 | -9 | -6 | -2 | 0 | 1 | -1 | -1 | 1 | 0 | 0 | -14 | -17 | 0 | 
6/30/15 12:09  | 6/26/15  | CIFC | Financ | Loan | Finance Services | Epstein Jason | NY | D |  | M.d | 0 | 0.00 | 0 | 6 |  | 0 | D | 15 | -9 | -6 | -2 | 0 | 1 | -1 | -1 | 1 | 0 | 0 | -14 | -17 | 0 | 
6/30/15 12:09  | 6/26/15  | CIFC | Financ | Loan | Finance Services | Barak Ehud | NY | D |  | M.d | 0 | 0.00 | 0 | 6 | 999% | 6 | D | 15 | -9 | -6 | -2 | 0 | 1 | -1 | -1 | 1 | 0 | 0 | -14 | -17 | 0 | 
6/3/15 16:53  | 6/1/15  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P | P | 39 | 7.80 | 0 | 5 | 2 | 338 | I | 13 | 0 | -8 | 3 | 5 | 6 | -1 | 2 | 0 | 1 | 4 | -7 | -6 | 1 | 
5/27/15 16:17  | 5/22/15  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P | P.m | 24 | 7.85 | 0 | 3 | 1 | 285 | D | 14 | -2 | -8 | 0 | 5 | 11 | -2 | -2 | -2 | 0 | 0 | -17 | -12 | 0 | 
5/21/15 16:07  | 5/19/15  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P | P.m | 92 | 8.02 | 0 | 11 | 4 | 282 | D | 6 | 2 | -7 | 2 | 3 | 7 | 8 | 0 | -1 | -3 | 3 | -11 | -13 | -2 | 
5/18/15 16:18  | 5/14/15  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P | P | 9 | 7.89 | 0 | 1 | 0 | 270 | D | 9 | 3 | -11 | -4 | 2 | 6 | 12 | 5 | -1 | 0 | -2 | -7 | -14 | -1 | 
5/13/15 16:42  | 5/11/15  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P | P.m | 98 | 7.34 | 0 | 13 | 5 | 269 | D | 1 | -2 | -18 | -10 | -1 | 2 | 0 | 6 | 5 | 3 | 2 | -3 | -13 | -1 | 
4/1/15 17:10  | 4/8/13  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P | P.d | 0 | 8.04 | 0 | 0 | 0 | 304 | M | 4 | 0 | -13 | -7 | -5 | 3 | -4 | -2 | -2 | -5 | -7 | 0 | -13 | -4 | 
4/1/15 17:10  | 3/31/15  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P | M.d | 0 | 0.00 | 0 | 3 | 1 | 304 | M | 4 | 0 | -13 | -7 | -5 | 3 | -4 | -2 | -2 | -5 | -7 | 0 | -13 | -4 | 
4/1/15 17:05  | 3/31/15  | CIFC | Financ | Loan | Finance Services | Vaccaro Stephen J | NY | O | Co-P,CIO | M.d | 0 | 0.00 | 0 | 3 | 4 | 81 | D | 4 | 0 | -13 | -7 | -5 | 3 | -4 | -2 | -2 | -5 | -7 | 0 | -13 | -4 | 
2/23/15 16:59  | 2/19/15  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P | M.d | 121 | 4.83 | 0 | 25 | 9 | 301 | D | 0 | 5 | -12 | -11 | -9 | -10 | -8 | -6 | -1 | -1 | 2 | 2 | -11 | -22 | 
1/2/15 19:42  | 12/31/14  | CIFC | Financ | Loan | Finance Services | Vaccaro Stephen J | NY | O | Co-P,CIO | M.dm | 0 | 0.00 | 0 | 62 | 135 | 108 | D | 11 | 11 | -2 | -7 | -6 | -6 | 4 | -3 | 0 | 2 | 3 | -6 | -5 | -31 | 
1/2/15 19:36  | 12/31/14  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P | M.dm | 0 | 0.00 | 0 | 62 | 29 | 276 | D | 11 | 11 | -2 | -7 | -6 | -6 | 4 | -3 | 0 | 2 | 3 | -6 | -5 | -31 | 
12/22/14 21:04  | 12/21/14  | CIFC | Financ | Loan | Finance Services | Agarwal Rahul N | NY | O | CFO | M.d | 0 | 0.00 | 0 | 4 | 100 | 8 | D | 13 | 7 | -7 | -12 | -14 | -10 | -10 | -2 | 14 | -2 | 4 | -5 | -5 | -22 | 
5/13/14 19:40  | 5/12/14  | CIFC | Financ | Loan | Finance Services | Arnold Frederick | NY | D |  | M.d | 0 | 0.00 | 0 | 2 | 13 | 21 | D | 44 | 3 | 4 | 7 | 1 | 5 | 5 | 5 | 0 | 3 | 8 | 8 | 18 | -3 | 
5/13/14 19:22  | 5/12/14  | CIFC | Financ | Loan | Finance Services | Puleo Frank C | NY | D |  | M.d | 0 | 0.00 | 0 | 2 | 13 | 21 | D | 44 | 3 | 4 | 7 | 1 | 5 | 5 | 5 | 0 | 3 | 8 | 8 | 18 | -3 | 
5/13/14 19:20  | 5/12/14  | CIFC | Financ | Loan | Finance Services | Machinist Robert | NY | D |  | M.d | 0 | 0.00 | 0 | 2 | 5 | 50 | D | 44 | 3 | 4 | 7 | 1 | 5 | 5 | 5 | 0 | 3 | 8 | 8 | 18 | -3 | 
4/8/14 19:05  | 4/7/14  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P,Hea | P | 15 | 7.60 | 0 | 2 | 1 | 194 | D | 27 | -4 | -2 | -3 | -5 | -7 | -6 | -5 | 0 | -2 | 2 | 15 | 23 | 6 | 
4/7/14 19:05  | 4/4/14  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P,Hea | P | 39 | 7.80 | 0 | 5 | 3 | 192 | D | 27 | -3 | -1 | -1 | -3 | -3 | -3 | -1 | 1 | 0 | 2 | 19 | 23 | 7 | 
4/4/14 11:55  | 4/2/14  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P,Hea | P.m | 6 | 7.85 | 0 | 1 | 0 | 187 | D | 33 | 0 | 3 | 3 | 0 | 1 | -1 | -1 | -3 | -6 | -2 | 12 | 18 | 4 | 
4/2/14 10:17  | 3/31/14  | CIFC | Financ | Loan | Finance Services | Wriedt Oliver | NY | O | Co-P,Hea | P | 17 | 8.00 | 0 | 2 | 2 | 138 | D | 54 | 0 | 1 | 1 | 3 | -2 | -2 | -3 | 1 | -3 | 0 | 16 | 19 | 8 | 
1/17/14 19:34  | 12/21/13  | CIFC | Financ | Loan | Finance Services | Agarwal Rahul N | NY | O | CFO | M.d | 0 | 0.00 | 0 | 4 | New | 4 | D | 58 | 3 | 11 | 1 | -2 | 1 | -1 | -2 | 1 | -3 | -2 | -2 | 15 | 18 | 
1/2/14 09:20  | 12/31/13  | CIFC | Financ | Loan | Finance Services | Dfr Holdings, LLC | NY | T |  | P.d | 9,000 | 9.00 | 0 | 1,000 | 7 | 14,659 | D | 69 | 0 | 14 | 0 | -1 | 2 | 0 | 0 | 0 | 3 | 2 | 3 | 14 | 11 | 
1/2/14 09:13  | 12/31/13  | CIFC | Financ | Loan | Finance Services | Bounty Investments, LLC | NY | T |  | P.d | 9,000 | 9.00 | 0 | 1,000 | 8 | 13,659 | I | 69 | 0 | 14 | 0 | -1 | 2 | 0 | 0 | 0 | 3 | 2 | 3 | 14 | 11 | 
12/19/13 17:59  | 12/18/13  | CIFC | Financ | Loan | Finance Services | Cifc Parent Holdings LLC | MA | DT |  | S | -81,818 | 9.00 | 0 | -9,091 | -100 | 0 | D | 76 | 10 | 14 | 3 | 3 | 3 | 6 | 7 | 0 | 0 | 1 | 3 | 15 | 8 | 
12/19/13 17:28  | 12/18/13  | CIFC | Financ | Loan | Finance Services | Bounty Investments, LLC | NY | T |  | P | 81,818 | 9.00 | 0 | 9,091 | 199 | 13,659 | I | 76 | 10 | 14 | 3 | 3 | 3 | 6 | 7 | 0 | 0 | 1 | 3 | 15 | 8 | 
12/19/13 17:14  | 12/18/13  | CIFC | Financ | Loan | Finance Services | Dfr Holdings, LLC | NY | T |  | P | 81,818 | 9.00 | 0 | 9,091 | 199 | 13,659 | D | 76 | 10 | 14 | 3 | 3 | 3 | 6 | 7 | 0 | 0 | 1 | 3 | 15 | 8 | 
6/19/13 13:05  | 6/17/13  | CIFC | Financ | Loan | Finance Services | Machinist Robert | NY | D |  | M.d | 0 | 0.00 | 0 | 11 | 37 | 41 | D | 1 | 15 | 7 | -9 | -11 | -8 | -1 | 3 | -2 | -1 | -1 | 9 | 6 | 32 | 
5/15/13 18:27  | 5/13/13  | CIFC | Financ | Loan | Finance Services | Machinist Robert | NY | D |  | M.d | 0 | 0.00 | 0 | 2 | 9 | 30 | D | 32 | 39 | 25 | -5 | 2 | 6 | 2 | 7 | -1 | -3 | -11 | 0 | 2 | 6 | 
5/15/13 18:13  | 5/13/13  | CIFC | Financ | Loan | Finance Services | Arnold Frederick | NY | D |  | M.d | 0 | 0.00 | 0 | 2 | 26 | 12 | D | 32 | 39 | 25 | -5 | 2 | 6 | 2 | 7 | -1 | -3 | -11 | 0 | 2 | 6 | 
5/15/13 17:52  | 5/13/13  | CIFC | Financ | Loan | Finance Services | Puleo Frank C | NY | D |  | M.d | 0 | 0.00 | 0 | 2 | 26 | 12 | D | 32 | 39 | 25 | -5 | 2 | 6 | 2 | 7 | -1 | -3 | -11 | 0 | 2 | 6 | 
6/7/12 17:13  | 5/19/12  | DFR | Financ | Loan | Finance Services | Machinist Robert | NY | D |  | M.d | 0 | 0.00 | 0 | 12 | 78 | 27 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/7/12 17:11  | 5/12/12  | DFR | Financ | Loan | Finance Services | Machinist Robert | NY | D |  | M.d | 0 | 0.00 | 0 | 2 | 19 | 15 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/7/12 17:09  | 5/12/12  | DFR | Financ | Loan | Finance Services | Puleo Frank C | NY | D |  | M.d | 0 | 0.00 | 0 | 2 | 35 | 9 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/7/12 17:02  | 5/12/12  | DFR | Financ | Loan | Finance Services | Arnold Frederick | NY | D |  | M.d | 0 | 0.00 | 0 | 2 | 35 | 9 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/2/11 16:26  | 9/1/11  | DFR | Financ | Loan | Finance Services | Gleysteen Peter | NY | DO | CEO,P | P | 53 | 5.32 | 0 | 10 | New | 10 | D | -25 | -12 | -19 | -25 | -30 | -16 | -10 | -4 | -2 | -11 | -18 | 7 | -1 |  | 
9/2/11 16:25  | 9/1/11  | DFR | Financ | Loan | Finance Services | Milton Robert C. III | NY | O | GC (Asse | P | 13 | 5.35 | 0 | 3 | New | 3 | D | -25 | -12 | -19 | -25 | -30 | -16 | -10 | -4 | -2 | -11 | -18 | 7 | -1 |  | 
3/4/11 16:37  | 3/3/11  | DFR | Financ | Loan | Finance Services | Machinist Robert | IL | D |  | M.d | 0 | 0.00 | 0 | 5 | 646 | 6 | D | 402 | 22 | 13 | 6 | 3 | 2 | 2 | -2 | -3 | 1 | 10 | 8 | -17 | -23 | 
3/4/11 16:34  | 3/3/11  | DFR | Financ | Loan | Finance Services | Fischer Robert E | IL | D |  | M.d | 0 | 0.00 | 0 | 5 | 451 | 6 | D | 402 | 22 | 13 | 6 | 3 | 2 | 2 | -2 | -3 | 1 | 10 | 8 | -17 | -23 | 
3/4/11 16:32  | 3/3/11  | DFR | Financ | Loan | Finance Services | Rothschild Peter | IL | D |  | M.d | 0 | 0.00 | 0 | 5 | 293 | 7 | D | 402 | 22 | 13 | 6 | 3 | 2 | 2 | -2 | -3 | 1 | 10 | 8 | -17 | -23 | 
3/4/11 16:28  | 3/3/11  | DFR | Financ | Loan | Finance Services | Peck Aaron Daniel | IL | O | (see bel | M.d | 0 | 0.00 | 0 | 8 |  | 6 | D | 402 | 22 | 13 | 6 | 3 | 2 | 2 | -2 | -3 | 1 | 10 | 8 | -17 | -23 | 
3/4/11 16:25  | 3/3/11  | DFR | Financ | Loan | Finance Services | Trutter Jonathan W | IL | DO | CEO | M.d | 0 | 0.00 | 0 | 57 | 993 | 63 | D | 402 | 22 | 13 | 6 | 3 | 2 | 2 | -2 | -3 | 1 | 10 | 8 | -17 | -23 | 
3/4/11 16:20  | 3/3/11  | DFR | Financ | Loan | Finance Services | Contreras Robert Anthony | IL | O | SVP,Gen. | M.d | 0 | 0.00 | 0 | 5 |  | 4 | D | 402 | 22 | 13 | 6 | 3 | 2 | 2 | -2 | -3 | 1 | 10 | 8 | -17 | -23 | 
8/25/10 17:03  | 8/25/10  | DFR | Financ | Loan | Finance Services | Oran Stuart I | IL | D |  | S.d | -2 | 5.32 | 0 | 0 | -22 | 1 | I | -39 | -29 | 10 | -1 | 9 | 5 | -3 | -10 | -1 | 6 | 21 | 15 | 15 | 1 | 
10/20/09 16:38  | 10/16/09  | DFR | RlEst | REIT | Real Estate Investment Trusts | May Peter W | NY | D |  | S.m | -58 | 7.00 | 0 | -8 | -7 | 115 | D | -91 | 43 | 47 | 55 | -10 | -8 | -2 | 2 | 0 | -6 | -13 | -27 | -6 | -7 | 
10/10/08 18:51  | 10/9/08  | DFR | RlEst | REIT | Real Estate Investment Trusts | Dart Robert C | E9 | T |  | S | -17 | 0.4004 | 0 | -42 | 0 | 11,922 | I | -96 | -95 | -53 | -9 | -55 | -43 | -38 | -17 | 3 | 13 | -25 | -27 | -76 | 62 | 
10/8/08 17:48  | 10/6/08  | DFR | RlEst | REIT | Real Estate Investment Trusts | Dart Robert C | E9 | T |  | S.m | -47 | 0.4385 | 0 | -108 | -1 | 12,005 | I | -95 | -95 | -48 | -7 | -51 | -22 | -24 | -24 | 2 | 17 | -5 | -14 | -59 | 66 | 
10/3/08 17:32  | 10/1/08  | DFR | RlEst | REIT | Real Estate Investment Trusts | Dart Robert C | E9 | T |  | S.m | -75 | 0.6381 | 0 | -118 | -1 | 12,220 | I | -94 | -92 | -46 | 11 | -32 | -16 | 2 | 2 | -14 | -26 | -38 | -36 | -72 | 21 | 
9/30/08 17:50  | 9/26/08  | DFR | RlEst | REIT | Real Estate Investment Trusts | Dart Robert C | E9 | T |  | S.m | -81 | 0.5974 | 0 | -135 | -1 | 12,455 | I | -94 | -92 | -49 | -16 | -33 | -28 | -13 | -21 | 3 | -28 | -67 | -61 | -90 | 11 | 
9/25/08 17:32  | 9/23/08  | DFR | RlEst | REIT | Real Estate Investment Trusts | Dart Robert C | E9 | T |  | S.m | -120 | 0.6766 | 0 | -178 | -1 | 12,726 | I | -92 | -90 | -34 | 7 | -26 | -5 | 28 | 10 | -8 | 0 | -41 | -47 | -74 | 10 | 
9/22/08 17:35  | 9/18/08  | DFR | RlEst | REIT | Real Estate Investment Trusts | Dart Robert C | E9 | T |  | S.m | -105 | 0.7100 | 0 | -148 | -1 | 13,081 | I | -93 | -90 | -32 | -4 | 11 | -18 | -18 | 19 | -5 | -3 | -36 | -50 | -77 | 17 | 
9/22/08 11:27  | 9/12/08  | DFR | RlEst | REIT | Real Estate Investment Trusts | Dart Robert C | E9 | T |  | S.am | -21 | 0.7478 | 0 | -28 | 0 | 13,376 | I | -93 | -90 | -32 | -4 | 11 | -18 | -18 | 19 | -9 | -11 | -45 | -58 | -86 | 8 | 
9/22/08 11:08  | 9/9/08  | DFR | RlEst | REIT | Real Estate Investment Trusts | Dart Robert C | E9 | T |  | S.am | -73 | 0.8330 | 0 | -87 | -1 | 13,431 | I | -93 | -90 | -32 | -4 | 11 | -18 | -18 | 19 | -9 | -11 | -45 | -58 | -86 | 8 | 
9/16/08 17:27  | 9/12/08  | DFR | RlEst | REIT | Real Estate Investment Trusts | Dart Robert C | E9 | T |  | S.m | -21 | 0.7478 | 0 | -28 | -1 | 4,660 | I | -94 | -91 | -29 | -28 | 6 | -34 | -26 | -29 | 2 | 8 | -20 | -48 | -82 | 27 | 
9/11/08 17:42  | 9/9/08  | DFR | RlEst | REIT | Real Estate Investment Trusts | Dart Robert C | E9 | T |  | S.m | -73 | 0.8330 | 0 | -87 | -1 | 9,441 | D | -91 | -87 | -36 | 12 | 57 | -6 | 0 | 2 | -2 | -19 | -42 | -51 | -75 | -2 | 
3/19/08 13:03  | 3/18/08  | DFR | RlEst | REIT | Real Estate Investment Trusts | Knecht Luke | IL | O | (see rem | P | 5 | 0.9700 | 0 | 5 | 33 | 20 | D | -91 | -93 | -88 | -87 | -89 | -88 | -57 | -36 | -1 | 49 | 6 | -1 | -25 | -87 | 
3/18/08 14:38  | 3/14/08  | DFR | RlEst | REIT | Real Estate Investment Trusts | Rushmore Investments Ltd. | E9 | T |  | S | -238 | 1.19 | 0 | -200 | -2 | 8,119 | D | -91 | -93 | -88 | -86 | -89 | -87 | -53 | -37 | -5 | 52 | -19 | -1 | -29 | -88 | 
3/7/08 16:26  | 3/6/08  | DFR | RlEst | REIT | Real Estate Investment Trusts | Grien Robert C | IL | O | P | S | -14 | 2.52 | 0 | -6 | -8 | 67 | D | -80 | -85 | -73 | -71 | -74 | -73 | -72 | -40 | -33 | -32 | -42 | -56 | -56 | -95 | 
8/17/07 17:42  | 8/16/07  | DFR | RlEst | REIT | Real Estate Investment Trusts | William & Claire Dart Foundation | MI | T |  | P | 1,167 | 5.90 | 1 | 198 | 6 | 3,376 | D | -48 | -50 | -63 | -61 | -60 | -49 | -27 | -28 | 3 | 25 | 7 | 15 | 4 | -114 | 
8/15/07 18:16  | 8/14/07  | DFR | RlEst | REIT | Real Estate Investment Trusts | William & Claire Dart Foundation | MI | T |  | P.m | 5,411 | 6.75 | 1 | 802 | 34 | 3,178 | D | -36 | -38 | -54 | -53 | -51 | -41 | -9 | -19 | -6 | 30 | 27 | 37 | 28 | -69 | 
8/13/07 17:42  | 8/9/07  | DFR | RlEst | REIT | Real Estate Investment Trusts | William & Claire Dart Foundation | MI | T |  | P.m | 1,668 | 8.25 | 1 | 202 | 9 | 2,376 | D | -28 | -28 | -47 | -47 | -42 | -36 | -10 | 5 | -12 | -3 | -4 | 6 | -2 | -89 | 
6/16/06 17:41  | 6/14/06  | DFR | RlEst | REIT | Real Estate Investment Trusts | Rushmore Investments Ltd. | E9 | T |  | P | 127 | 12.70 | 0 | 10 | 0 | 4,255 |  |  |  |  |  |  |  |  |  | 0 | 0 | 1 | 6 | 31 | 35 | 
5/30/06 16:39  | 5/25/06  | DFR | RlEst | REIT | Real Estate Investment Trusts | Rushmore Investments Ltd. | E9 | T |  | P | 1,567 | 12.70 | 0 | 123 | 3 | 4,245 |  |  |  |  |  |  |  |  |  | 1 | 0 | 1 | 5 | 23 | 38 | 
5/22/06 12:22  | 5/18/06  | DFR | RlEst | REIT | Real Estate Investment Trusts | Smith Richard Gerard | IL | O | CFO | P | 130 | 13.00 | 0 | 10 | New | 10 |  |  |  |  |  |  |  |  |  | 0 | 0 | -1 | 5 | 23 | 37 | 
5/3/06 16:57  | 5/1/06  | DFR | RlEst | REIT | Real Estate Investment Trusts | Rushmore Investments Ltd. | E9 | T |  | P | 51,759 | 13.34 | 0 | 3,880 | 999% | 4,122 |  |  |  |  |  |  |  |  |  | 0 | 1 | 0 | 4 | 17 | 38 | 
5/3/06 16:40  | 5/1/06  | DFR | RlEst | REIT | Real Estate Investment Trusts | Ross Financial Corp | E9 | T |  | S | -115,458 | 13.34 | 0 | -8,655 | -100 | 0 |  |  |  |  |  |  |  |  |  | 0 | 1 | 0 | 4 | 17 | 38 | 
5/3/06 16:23  | 5/1/06  | DFR | RlEst | REIT | Real Estate Investment Trusts | Copper Mountain Investments Ltd | E9 | T |  | P | 63,699 | 13.34 | 0 | 4,775 | New | 4,775 |  |  |  |  |  |  |  |  |  | 0 | 1 | 0 | 4 | 17 | 38 | 
4/12/06 14:29  | 4/11/06  | DFR | RlEst | REIT | Real Estate Investment Trusts | Trutter Jonathan W | IL | DO | CEO | P | 91 | 13.06 | 0 | 7 | 34 | 28 |  |  |  |  |  |  |  |  |  | 0 | 3 | 2 | 2 | 10 | 27 | 
3/16/06 17:54  | 3/14/06  | DFR | RlEst | REIT | Real Estate Investment Trusts | Rushmore Investments Ltd. | E9 | T |  | P.m | 779 | 12.99 | 0 | 60 | 16 | 438 |  |  |  |  |  |  |  |  |  | 2 | 2 | -1 | -1 | 5 | 23 | 
3/14/06 14:39  | 3/13/06  | DFR | RlEst | REIT | Real Estate Investment Trusts | Ross Financial Corp | E9 | T |  | P.a | 388 | 12.95 | 0 | 30 | 20 | 182 |  |  |  |  |  |  |  |  |  | 1 | 5 | 2 | 3 | 6 | 27 | 
3/13/06 17:41  | 3/9/06  | DFR | RlEst | REIT | Real Estate Investment Trusts | Ross Financial Corp | E9 | T |  | P.m | 2,359 | 12.96 | 0 | 182 | 178 | 284 |  |  |  |  |  |  |  |  |  | 1 | 4 | 2 | 4 | 7 | 25 | 
12/19/05 14:52  | 12/16/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Sachs Gregory H | IL | D |  | P.d | 641 | 12.82 | 0 | 50 | 10 | 537 | D |  |  |  | 1 | 0 | -4 | -4 | -2 | -1 | 8 | 8 | 8 | 5 | 41 | 
11/21/05 15:32  | 11/21/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Rubin Howard | IL | D |  | P | 117 | 13.35 | 0 | 9 | 20 | 53 | D |  |  |  | -1 | 0 | 6 | 4 | 3 | 0 | 0 | -6 | -1 | 1 | 24 | 
11/18/05 16:48  | 11/17/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Rubin Howard | IL | D |  | P | 115 | 13.07 | 0 | 9 | 25 | 44 | D |  |  |  | -3 | -3 | 5 | 5 | 2 | 0 | 2 | -5 | -1 | 1 | 25 | 
11/17/05 15:52  | 11/16/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Rubin Howard | IL | D |  | P | 424 | 13.10 | 0 | 32 | 999% | 35 | D |  |  |  | -4 | -4 | 4 | 3 | 1 | 1 | 4 | -2 | 1 | 3 | 27 | 
11/8/05 16:19  | 11/4/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Ross Financial Corp | E9 | T |  | P.m | 272 | 12.66 | 0 | 22 | 0 | 10,829 | D |  |  |  | -8 | -4 | 0 | 0 | 1 | 2 | 3 | 6 | 5 | 8 | 26 | 
11/3/05 16:56  | 11/1/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Ross Financial Corp | E9 | T |  | P | 1,442 | 12.89 | 0 | 112 | 1 | 10,807 | D |  |  |  | -13 | -1 | -4 | -1 | 0 | -1 | 0 | 7 | 4 | 6 | 25 | 
10/24/05 17:10  | 10/20/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Ross Financial Corp |  | T |  | P.m | 333 | 12.87 | 0 | 26 | 0 | 10,695 | D |  |  |  | -13 | -6 | -8 | -4 | -1 | 0 | 0 | 6 | 6 | 9 | 19 | 
9/27/05 11:41  | 9/23/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Grien Robert C | IL | O | P | P | 21 | 13.00 | 0 | 2 | 24 | 8 | D |  |  |  |  | -2 | -3 | 5 | 5 | 0 | 3 | -4 | 5 | 4 | 8 | 
9/22/05 16:32  | 9/20/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Ross Financial Corp | E9 | T |  | P.m | 8,695 | 12.99 | 0 | 669 | 7 | 10,669 | D |  |  |  |  | -8 | -8 | -6 | -2 | 4 | 6 | -1 | -1 | 9 | 13 | 
9/19/05 16:18  | 9/19/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Trutter Jonathan W | IL | DO | CEO | P | 98 | 13.09 | 0 | 8 | 57 | 21 | D |  |  |  |  | -11 | -4 | -5 | -4 | 0 | 3 | 1 | 2 | 9 | 14 | 
8/18/05 16:31  | 8/18/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Fischer Robert E | IL | D |  | P | 2 | 13.94 | 0 | 0 | 2 | 6 | D |  |  |  |  | -8 | -6 | -3 | 1 | 0 | -1 | -6 | -4 | -3 | 6 | 
8/4/05 15:32  | 6/29/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Sachs Gregory H | IL | D |  | P.ad | 788 | 15.75 | 0 | 50 | 11 | 487 | D |  |  |  |  |  | -3 | 0 | -1 | 1 | -5 | -6 | -14 | -8 | -1 | 
7/20/05 16:37  | 7/20/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Trutter Jonathan W | IL | DO | CEO | P | 35 | 14.79 | 2 | 2 | 22 | 13 | D |  |  |  |  |  |  | -5 | -3 | 0 | 1 | -4 | -10 | -2 | -3 | 
7/13/05 12:06  | 7/12/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Trutter Jonathan W | IL | DO | CEO | P.a | 62 | 15.23 | 3 | 4 | 62 | 11 | D |  |  |  |  |  |  | -2 | 0 | 0 | -4 | -8 | -10 | -7 | -8 | 
7/13/05 11:44  | 7/12/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Trutter Jonathan W | IL | DO | CEO | P | 62 | 15.23 | 3 | 4 | 4 | 108 | D |  |  |  |  |  |  | -2 | 0 | 0 | -4 | -8 | -10 | -7 | -8 | 
6/30/05 16:55  | 6/29/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Peltz Nelson | NY | D |  | P | 47 | 15.68 | 21 | 3 | 0 | 1,407 | I |  |  |  |  |  |  |  |  | 2 | -3 | -4 | -12 | -9 | -10 | 
6/30/05 12:00  | 6/29/05  | DFR | RlEst | REIT | Real Estate Investment Trusts | Sachs Gregory H | IL | D |  | P.d | 788 | 15.75 | 21 | 50 | 11 | 492 | D |  |  |  |  |  |  |  |  | -2 | -5 | -6 | -14 | -11 | -12 |