2/28/22 16:31  | 2/25/22  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Kim Lorence H. | NY | D |  | P | 901 | 30.03 | 0 | 30 | New | 30 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/23/22 16:36  | 2/23/22  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Barth Brett H | NY | D |  | P | 288 | 28.78 | 0 | 10 | 10 | 110 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/29/21 16:10  | 11/26/21  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Barth Brett H | NY | D |  | P | 358 | 35.85 | 0 | 10 | 11 | 100 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/20/20 16:16  | 3/19/20  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Barth Brett H | NY | D |  | P | 63 | 6.29 | 0 | 10 | 12 | 91 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/13/20 16:21  | 3/12/20  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Barth Brett H | NY | D |  | P | 100 | 10.04 | 0 | 10 | 14 | 81 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/11/20 07:57  | 3/9/20  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Solomon Jeffrey M | NY | DO | CB,CEO | P | 121 | 12.13 | 0 | 10 | 1 | 861 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/11/20 07:56  | 3/9/20  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Littman Owen S | NY | O | GC | P | 24 | 12.13 | 0 | 2 | 1 | 183 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/11/20 07:56  | 3/9/20  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Leibowitz Lawrence E | NY | D |  | P | 97 | 12.13 | 0 | 8 | 43 | 27 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/11/20 07:54  | 3/9/20  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Lasota Stephen | NY | O | CFO | P | 24 | 12.13 | 0 | 2 | 1 | 230 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/11/20 07:53  | 3/9/20  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Holmes John J | NY | O | COO | P | 24 | 12.13 | 0 | 2 | 1 | 187 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/11/20 07:52  | 3/9/20  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Barth Brett H | NY | D |  | P | 121 | 12.13 | 0 | 10 | 16 | 71 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/4/19 16:31  | 5/31/19  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Barth Brett H | NY | D |  | P | 306 | 15.29 | 0 | 20 | 73 | 47 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/26/18 16:09  | 12/21/18  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Barth Brett H | NY | D |  | P | 65 | 12.92 | 0 | 5 | 22 | 27 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/26/18 16:08  | 11/21/18  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Barth Brett H | NY | D |  | P | 153 | 15.33 | 0 | 10 | 81 | 22 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/3/16 16:36  | 3/1/16  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Solomon Jeffrey M | NY | DO | P | P | 53 | 3.52 | 4 | 15 | 1 | 2,523 | D | -20 | -33 | -34 | -27 | 33 | 29 | 3 | 0 | 5 | 4 | 9 | -1 | 7 | 3 | 
5/20/14 19:13  | 5/16/14  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Solomon Jeffrey M | NY | D |  | P | 96 | 3.85 | 4 | 25 | 1 | 1,761 | D | 59 | 37 | -2 | -2 | -4 | -7 | -4 | -5 | 3 | 7 | 13 | 7 | 8 | 48 | 
3/12/13 17:26  | 3/11/13  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Markowitz Jerome S | NY | D |  | P | 270 | 2.70 | 1 | 100 | 49 | 306 | D | -36 | -1 | 0 | 18 | 1 | -5 | 2 | 1 | 1 | 3 | -1 | 18 | 19 | 56 | 
3/7/13 16:55  | 3/5/13  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Markowitz Jerome S | NY | D |  | P.m | 179 | 2.60 | 1 | 69 | 50 | 206 | D | -37 | -5 | 1 | 18 | 0 | -7 | -1 | 5 | 2 | 6 | 4 | 17 | 26 | 59 | 
6/9/10 12:06  | 6/8/10  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Kotler Steven | NY | D |  | P | 40 | 3.96 | 1 | 10 | New | 10 | D | -49 | -45 | -37 | -31 | -26 | -15 | -18 | -17 | 2 | 11 | -2 | -11 | 12 | -1 | 
12/22/09 17:07  | 12/18/09  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Nusbaum Jack H | NY | D |  | P | 150 | 5.00 | 3 | 30 | New | 30 | D | -45 | -17 | -29 | -18 | -20 | -14 | -3 | 4 | 2 | 7 | -6 | -4 | -21 | -13 | 
12/22/09 17:05  | 12/18/09  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Markowitz Jerome S | NY | D |  | P | 125 | 5.00 | 3 | 25 | 8 | 346 | D | -45 | -17 | -29 | -18 | -20 | -14 | -3 | 4 | 2 | 7 | -6 | -4 | -21 | -13 | 
12/22/09 17:03  | 12/18/09  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Lasota Stephen | NY | O | CFO | P | 100 | 5.00 | 3 | 20 | 32 | 83 | D | -45 | -17 | -29 | -18 | -20 | -14 | -3 | 4 | 2 | 7 | -6 | -4 | -21 | -13 | 
12/22/09 17:03  | 12/18/09  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | White Christopher A | NY | O | COO | P | 38 | 5.00 | 3 | 8 | 3 | 252 | D | -45 | -17 | -29 | -18 | -20 | -14 | -3 | 4 | 2 | 7 | -6 | -4 | -21 | -13 | 
12/22/09 17:01  | 12/18/09  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Malcolm David M. | NY | DO | CEO of C | P | 125 | 5.00 | 3 | 25 | 5 | 575 | D | -45 | -17 | -29 | -18 | -20 | -14 | -3 | 4 | 2 | 7 | -6 | -4 | -21 | -13 | 
12/22/09 17:00  | 12/18/09  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Wright Joseph R Jr | NY | D |  | P | 250 | 5.00 | 3 | 50 | New | 50 | D | -45 | -17 | -29 | -18 | -20 | -14 | -3 | 4 | 2 | 7 | -6 | -4 | -21 | -13 | 
12/22/09 16:59  | 12/18/09  | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Kroll Jules B | NY | D |  | P | 350 | 5.00 | 3 | 70 | New | 70 | D | -45 | -17 | -29 | -18 | -20 | -14 | -3 | 4 | 2 | 7 | -6 | -4 | -21 | -13 |