7/31/20 16:57  | 7/31/20  | TERP | RlEst | RlEst | Operators of Nonresidential B | Brookfield Asset Management Inc. | A6 | T |  | P | 0 | 0.00 | 0 | 86,236 |  | 0 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/10/19 16:41  | 10/8/19  | TERP | RlEst | RlEst | Operators of Nonresidential B | Brookfield Asset Management Inc. | A6 | T |  | P | 50,000 | 16.77 | 0 | 2,982 | 10 | 32,860 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/17/19 15:02  | 5/15/19  | TERP | Utility | ElcPwr | Electric Services | Fong Christian S. | NY | D |  | P | 27 | 13.43 | 0 | 2 | 25 | 10 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/12/18 06:19  | 6/11/18  | TERP | RlEst | RlEst | Operators of Nonresidential B | Brookfield Asset Management Inc. | A6 | T |  | P | 650,000 | 10.66 | 0 | 60,976 | 81 | 136,570 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/22/18 17:24  | 11/30/17  | TERP | Utility | ElcPwr | Electric Services | Stinebaugh John | MD | O | CEO | P | 101 | 12.42 | 0 | 8 | New | 8 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/15/17 13:39  | 10/16/17  | TERP | Tech | Semicn | Semiconductors & Related Devi | Sunedison, Inc. | MO | T |  | P.d | 74,546 | 11.46 | 0 | 6,507 | 8 | 88,969 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/15/17 13:39  | 10/16/17  | TERP | Tech | Semicn | Semiconductors & Related Devi | Sunedison, Inc. | MO | T |  | S.d | -194,549 | 9.52 | 0 | -20,436 | -19 | 88,969 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/18/17 19:29  | 10/16/17  | TERP | Utility | ElcPwr | Electric Services | Cranna Rebecca | MD | O | CFO | M.d | 0 | 0.00 | 0 | 25 | 62 | 65 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/18/17 19:07  | 10/16/17  | TERP | Utility | ElcPwr | Electric Services | Dahya Hanif | MD | D |  | M.d | 0 | 0.00 | 0 | 13 | New | 13 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/18/17 19:05  | 10/16/17  | TERP | Utility | ElcPwr | Electric Services | Stark Jack | MD | D |  | M.d | 0 | 0.00 | 0 | 13 | New | 13 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/18/17 19:04  | 10/16/17  | TERP | Utility | ElcPwr | Electric Services | Pauker David I | MD | D |  | M.d | 0 | 0.00 | 0 | 7 | New | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/18/17 19:01  | 10/16/17  | TERP | Utility | ElcPwr | Electric Services | Rosenberg Marc | MD | D |  | M.d | 0 | 0.00 | 0 | 7 | New | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/18/17 18:59  | 10/16/17  | TERP | Utility | ElcPwr | Electric Services | Hall, III Edward C | MD | D |  | M.d | 0 | 0.00 | 0 | 7 | New | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/18/17 18:58  | 10/16/17  | TERP | Utility | ElcPwr | Electric Services | Compton Christopher | MD | D |  | M.d | 0 | 0.00 | 0 | 13 | New | 13 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/18/17 18:57  | 10/16/17  | TERP | Utility | ElcPwr | Electric Services | Blackmore Peter | MD | D |  | M.d | 0 | 0.00 | 0 | 13 | New | 13 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/18/17 18:55  | 10/16/17  | TERP | Utility | ElcPwr | Electric Services | Fox Kerri L. | MD | D |  | M.d | 0 | 0.00 | 0 | 7 | New | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/18/17 18:54  | 10/16/17  | TERP | Utility | ElcPwr | Electric Services | Fong Christian S. | MD | D |  | M.d | 0 | 0.00 | 0 | 8 | New | 8 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/10/17 18:47  | 10/9/17  | TERP | RlEst | RlEst | Operators of Nonresidential B | Brookfield Asset Management Inc. | A6 | T |  | S | -8,094 | 12.95 | 0 | -625 | -6 | 10,450 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/6/17 16:34  | 9/1/17  | TERP | Utility | ElcPwr | Electric Services | Cranna Rebecca | MD | O | CFO | M.d | 828 | 13.80 | 0 | 60 | 257 | 83 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/30/17 18:25  | 3/10/16  | TERP | Utility | ElcPwr | Electric Services | Cranna Rebecca | MD | O | CFO | M.dm | 4 | 11.17 | 0 | 0 | 1 | 43 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/24/17 19:12  | 12/23/16  | TERP | Utility | ElcPwr | Electric Services | Deschler Sebastian | MD | O | SVP,GC,S | M.ad | 19 | 12.92 | 5 | 2 | 1 | 142 | D | -69 | 17 | -8 | 1 | 0 | -1 | 0 | -1 | 2 | 1 |  |  |  |  | 
12/29/16 19:23  | 12/22/16  | TERP | Utility | ElcPwr | Electric Services | Scallen Gregory William | MD | D |  | M.d | 6 | 12.84 | 11 | 0 | 281 | 1 | D | -54 | 6 | 25 | -7 | 0 | -2 | 5 | 1 | -1 | 1 | -11 | -5 |  |  | 
12/27/16 21:54  | 12/23/16  | TERP | Utility | ElcPwr | Electric Services | Cranna Rebecca | MD | O | CFO | M.d | 58 | 12.92 | 11 | 5 | 12 | 43 | D | -52 | 6 | 55 | -6 | 2 | 3 | -3 | 1 | 0 | -1 | -10 | -4 |  |  | 
12/27/16 21:53  | 12/23/16  | TERP | Utility | ElcPwr | Electric Services | Deschler Sebastian | MD | O | SVP,GC,S | M.d | 19 | 12.92 | 11 | 2 | 1 | 142 | D | -52 | 6 | 55 | -6 | 2 | 3 | -3 | 1 | 0 | -1 | -10 | -4 |  |  | 
5/17/16 14:01  | 5/13/16  | TERP | Utility | ElcPwr | Electric Services | Bluemountain Capital Management, LLC | NY | T |  | S | -1,687 | 8.78 | 22 | -192 | -27 | 530 | M |  | -75 | -27 | 12 | -6 | -18 | -9 | 0 | 0 | -1 | -17 | 35 | 40 |  | 
5/17/16 13:59  | 5/13/16  | TERP | Utility | ElcPwr | Electric Services | Bluemountain Montenvers Gp S.A.R.L. | NY | T |  | S | -1,687 | 8.78 | 22 | -192 | -27 | 530 | M |  | -75 | -27 | 12 | -6 | -18 | -9 | 0 | 0 | -1 | -17 | 35 | 40 |  | 
3/15/16 19:49  | 3/10/16  | TERP | Utility | ElcPwr | Electric Services | Truong Martin H. | MD | D |  | M.a | 0 | 0.00 | 28 | 1 | 3 | 29 | D |  | -68 | -45 | -7 | 8 | 21 | 9 | 0 | -8 | -10 | -5 | -28 | 26 | 18 | 
3/15/16 19:40  | 3/10/16  | TERP | Utility | ElcPwr | Electric Services | Chatila Ahmad R | MD | D |  | M.a | 0 | 0.00 | 28 | 1 | 5 | 20 | D |  | -68 | -45 | -7 | 8 | 21 | 9 | 0 | -8 | -10 | -5 | -28 | 26 | 18 | 
3/14/16 18:57  | 3/10/16  | TERP | Utility | ElcPwr | Electric Services | Wuebbels Brian | MD | DO | P,CEO | M | 0 | 0.00 | 28 | 2 | 2 | 94 | D |  | -67 | -45 | -1 | 7 | 24 | 5 | 0 | 2 | -15 | -8 | -22 | 27 | 21 | 
3/14/16 18:51  | 3/10/16  | TERP | Utility | ElcPwr | Electric Services | Truong Martin H. | MD | D |  | M | 0 | 0.00 | 28 | 1 | 3 | 29 | D |  | -67 | -45 | -1 | 7 | 24 | 5 | 0 | 2 | -15 | -8 | -22 | 27 | 21 | 
3/14/16 18:47  | 3/10/16  | TERP | Utility | ElcPwr | Electric Services | Chatila Ahmad R | MD | D |  | M | 0 | 0.00 | 28 | 1 | 5 | 20 | D |  | -67 | -45 | -1 | 7 | 24 | 5 | 0 | 2 | -15 | -8 | -22 | 27 | 21 | 
11/25/15 11:47  | 11/24/15  | TERP | Utility | ElcPwr | Electric Services | Bluemountain Capital Management, LLC | NY | T |  | P | 878 | 0.9879 | 33 | 888 |  | 532 | M |  | -72 | -78 | -59 | -53 | -53 | -36 | 5 | -18 | 8 | 45 | 3 | 2 | 63 | 
11/25/15 11:41  | 11/24/15  | TERP | Utility | ElcPwr | Electric Services | Bluemountain Montenvers Gp S.A.R.L. | NY | T |  | P | 878 | 0.9879 | 33 | 888 |  | 532 | M |  | -72 | -78 | -59 | -53 | -53 | -36 | 5 | -18 | 8 | 45 | 3 | 2 | 63 | 
11/20/15 18:54  | 11/18/15  | TERP | Utility | ElcPwr | Electric Services | Bluemountain Capital Management, LLC | NY | T |  | P | 0 | 0.00 | 33 | 3,319 |  | 521 | M |  | -73 | -78 | -64 | -58 | -54 | -42 | -36 | -9 | -20 | 46 | -3 | 3 | 61 | 
11/20/15 18:48  | 11/18/15  | TERP | Utility | ElcPwr | Electric Services | Bluemountain Montenvers Gp S.A.R.L. | NY | T |  | P | 0 | 0.00 | 33 | 3,319 |  | 521 | M |  | -73 | -78 | -64 | -58 | -54 | -42 | -36 | -9 | -20 | 46 | -3 | 3 | 61 | 
8/26/15 06:07  | 8/25/15  | TERP | Utility | ElcPwr | Electric Services | Domenech Carlos | MD | DO | P,CEO | P | 123 | 20.49 | 33 | 6 | 0 | 1,745 | D |  | -31 | -42 | -50 | -48 | -31 | -21 | -17 | 8 | 14 | -15 | -58 | -55 | -40 | 
9/10/14 17:15  | 9/8/14  | TERP | Utility | ElcPwr | Electric Services | Domenech Carlos | MD | DO | See Rema | P.m | 324 | 32.38 | 8 | 10 | 1 | 1,739 | D |  |  |  |  | 1 | 4 | 2 | -2 | 1 | -6 | -13 | -6 | 10 | -30 | 
7/23/14 16:58  | 7/23/14  | TERP | Utility | ElcPwr | Electric Services | Kumar Sanjeev | MD | O | CFO | P | 38 | 25.00 | 33 | 2 | 1 | 204 | D |  |  |  |  |  |  |  |  | 2 | -4 | -7 | -16 | -7 | 1 | 
7/23/14 16:55  | 7/23/14  | TERP | Utility | ElcPwr | Electric Services | Lapidus Kevin | MD | O | See Rema | P | 325 | 25.00 | 33 | 13 | 4 | 341 | M |  |  |  |  |  |  |  |  | 2 | -4 | -7 | -16 | -7 | 1 | 
7/23/14 16:54  | 7/23/14  | TERP | Utility | ElcPwr | Electric Services | Truong Martin H. | MO | D |  | P | 188 | 25.00 | 33 | 8 | New | 8 | D |  |  |  |  |  |  |  |  | 2 | -4 | -7 | -16 | -7 | 1 | 
7/23/14 16:53  | 7/23/14  | TERP | Utility | ElcPwr | Electric Services | Tesoriere Steven Vincent | MD | D |  | P | 45,000 | 25.00 | 33 | 1,800 | New | 1,800 | I |  |  |  |  |  |  |  |  | 2 | -4 | -7 | -16 | -7 | 1 | 
7/23/14 16:49  | 7/23/14  | TERP | Utility | ElcPwr | Electric Services | Deschler Sebastian | MD | O | See Rema | P | 50 | 25.00 | 33 | 2 | 1 | 141 | D |  |  |  |  |  |  |  |  | 2 | -4 | -7 | -16 | -7 | 1 | 
7/23/14 16:48  | 7/23/14  | TERP | Utility | ElcPwr | Electric Services | Wuebbels Brian | MO | D |  | P | 125 | 25.00 | 33 | 5 | New | 5 | D |  |  |  |  |  |  |  |  | 2 | -4 | -7 | -16 | -7 | 1 | 
7/23/14 16:47  | 7/23/14  | TERP | Utility | ElcPwr | Electric Services | Lerdal Mark D | MD | D |  | P | 250 | 25.00 | 33 | 10 | New | 10 | D |  |  |  |  |  |  |  |  | 2 | -4 | -7 | -16 | -7 | 1 | 
7/23/14 16:46  | 7/23/14  | TERP | Utility | ElcPwr | Electric Services | Domenech Carlos | MD | DO | See Rema | P | 1,000 | 25.00 | 33 | 40 | 2 | 1,719 | M |  |  |  |  |  |  |  |  | 2 | -4 | -7 | -16 | -7 | 1 |