| Filing Date | T Date | Ticker | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 11/17/20 06:02 | 11/13/20 | KXIN | Retail | AutoSt | Auto Dealers & Gasoline Stati | Shareholder Value Fund | E9 | T | S | -503 | 3.15 | 0 | -160 | -2 | 9,253 | D | |||||||||||||||
| 1/7/19 16:07 | 1/3/19 | CMSS | Retail | AutoSt | Auto Dealers & Gasoline Stati | Polar Asset Management Partners Inc. | A6 | T | S | -2,026 | 10.13 | 0 | -200 | -7 | 2,630 | I | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |