| 10/29/25 16:31 | 9/5/25 | HOOD | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | 5 | S.d | -3,040 | 39.33 | 0 | -77 |  | 30 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/23/25 16:36 | 10/21/25 | HOOD | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D |  | 5 | S.d | -309,265 | 109.10 | 0 | -2,835 | -100 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/7/25 17:28 | 10/3/25 | HOOD | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | 5 | S.d | -31,331 | 72.26 | 0 | -434 |  | 636 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/3/25 16:56 | 10/1/25 | HOOD | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | 3 | S.d | -508,773 | 45.46 | 0 | -11,192 | -100 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/2/25 17:15 | 10/1/25 | HOOD | Financ | FinTrd | Security Brokers, Dealers & F | Zoellick Robert B. | CA | D |  | 1 | M.d | 0 | 0.00 | 0 | 1 | 1 | 100 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/2/25 17:15 | 10/1/25 | HOOD | Financ | FinTrd | Security Brokers, Dealers & F | Rubinstein Jonathan | CA | D |  | 1 | M.d | 0 | 0.00 | 0 | 1 | 0 | 189 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/2/25 17:14 | 10/1/25 | HOOD | Financ | FinTrd | Security Brokers, Dealers & F | Treseder Oluwadara Johnson | CA | D |  | 1 | M.d | 0 | 0.00 | 0 | 1 | 1 | 74 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/2/25 17:14 | 10/1/25 | HOOD | Financ | FinTrd | Security Brokers, Dealers & F | Loop Paula | CA | D |  | 1 | M.d | 0 | 0.00 | 0 | 1 | 1 | 70 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/2/25 17:06 | 8/15/25 | HOOD | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | 3 | S.d | -11,093 | 47.89 | 0 | -232 |  | 589 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/2/25 17:00 | 10/1/25 | HOOD | Financ | FinTrd | Security Brokers, Dealers & F | Malka Meyer | CA | D |  | 2 | M.dm | 121,937 | 103.81 | 0 | 1,175 | 19 | 7,322 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/5/25 17:33 | 8/1/25 | HOOD | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | 3 | M.d | 10,268 | 71.48 | 0 | 144 | 850 | 161 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |