Filing Date | 
					T Date | 
					Ticker | 
										Sector | 
					Ind | Industry |  
						Owner | 
						oSt | 
						Rel | 
						Title | 
					#f |  
					T | 
					TVal | 
					Price | 
					L | 
					Qty | 
					oc | 
					Own | 
					H | 
					r2y | 
					r1y | 
					r6m | 
					r3m | 
					r6w | 
					r3w | 
					r7d | 
					r3d | 
					f1d | 
					f1w | 
					f1m | 
					f3m | 
					f6m | 
					f1y | 
				
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
12/18/24 16:14  | 12/17/24  | GAIIX | Fund | CEF | Closed-End Funds | Gladstone Investment Corporation\De | VA | T | 2 | P | 3,750 | 10.00 | 0 | 375 | 300 | 500 | D | |||||||||||||||
12/18/24 16:12  | 12/17/24  | GAIIX | Fund | CEF | Closed-End Funds | Gladstone Capital Corp | VA | T | 2 | P | 3,750 | 10.00 | 0 | 375 | 300 | 500 | D | |||||||||||||||
12/18/24 16:11  | 12/17/24  | GAIIX | Financ | InvAdv | Investment Advice | Gladstone David | VA | OTH | CEO | 3 | P | 10,000 | 10.00 | 0 | 1,000 | 999% | 1,010 | I | ||||||||||||||
12/13/24 14:32  | 12/12/24  | GAIAX | Fund | CEF | Closed-End Funds | Dellafiora John | VA | O | Chief Co | 1 | P | 3 | 10.00 | 0 | 0 | 0 | D | |||||||||||||||
12/10/24 16:08  | 12/9/24  | GAIAX | Fund | CEF | Closed-End Funds | Sateri John | VA | O | P | 1 | P | 100 | 10.00 | 0 | 10 | 10 | D | |||||||||||||||
12/10/24 16:06  | 12/9/24  | GAIAX | Fund | CEF | Closed-End Funds | Licalsi Michael | VA | O | GC,Secre | 1 | P | 15 | 10.00 | 0 | 2 | 2 | D | |||||||||||||||
12/10/24 16:05  | 12/9/24  | GAIAX | Fund | CEF | Closed-End Funds | Smith Jennifer A | VA | O | Chief Va | 1 | P | 3 | 10.00 | 0 | 0 | 0 | D | |||||||||||||||
12/10/24 16:05  | 12/9/24  | GAIAX | Fund | CEF | Closed-End Funds | Malesardi Michael J | VA | O | CFO | 1 | P | 10 | 10.00 | 0 | 1 | 1 | D | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |