7/9/26 20:21 | 7/7/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Craig Jonathan M. | TX | O | MD,Head | 8 | S.d | -18,114 | 89.61 | 0 | -202 | | 23 | M | | | | | | | | | | | | | | |
7/8/26 17:06 | 7/7/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | 9 | S.dm | -2,982 | 96.05 | 0 | -31 | | 62 | I | | | | | | | | | | | | | | |
5/20/26 20:40 | 5/19/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | 16 | S.dm | -189,837 | 96.06 | 0 | -1,976 | | 98,080 | I | | | | | | | | | | | | | | |
5/14/26 20:54 | 5/13/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Sarin Arun | TX | D | | 1 | S.d | -228 | 91.16 | 0 | -3 | | 35 | M | | | | | | | | | | | | | | |
5/6/26 17:55 | 5/5/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Schwab-Pomerantz Carolyn | TX | D | | 13 | S.d | -25,565 | 90.27 | 0 | -283 | | 2,086 | M | | | | | | | | | | | | | | |
4/29/26 19:39 | 4/28/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Herringer Frank C | TX | D | | 2 | S.d | -495 | 81.00 | 0 | -6 | | 239 | M | | | | | | | | | | | | | | |
4/16/26 19:43 | 4/14/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Woolway Paul V | TX | O | MD,Chief | 14 | S.dm | -9,759 | 88.59 | 0 | -110 | | 102 | M | | | | | | | | | | | | | | |
4/15/26 19:53 | 4/14/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Murtagh Nigel J | TX | O | Chief Ri | 7 | S.d | -14,486 | 91.28 | 0 | -159 | | 61 | D | | | | | | | | | | | | | | |
3/5/26 17:38 | 3/3/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Howard Dennis | TX | O | MD,Chief | 2 | S.d | -3,608 | 94.91 | 0 | -38 | | 10 | D | | | | | | | | | | | | | | |
3/3/26 17:44 | 2/26/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Ellis Stephen A | TX | D | | 1 | S | -1,036 | 96.57 | 0 | -11 | | 88 | I | | | | | | | | | | | | | | |
2/10/26 19:49 | 2/6/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Bettinger Walter W | TX | DO | Co-CB | 4 | S.dm | -68,049 | 98.58 | 0 | -690 | | 778 | I | | | | | | | | | | | | | | |
2/10/26 19:32 | 2/6/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Dodds Christopher V | TX | D | | 1 | S.d | -1,236 | 104.55 | 0 | -12 | | 453 | I | | | | | | | | | | | | | | |
2/3/26 21:40 | 2/2/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Morgan Peter J. III | TX | O | GC | 3 | S.d | -6,534 | 96.39 | 0 | -68 | | 1 | D | | | | | | | | | | | | | | |
7/31/25 17:13 | 7/29/25 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Wurster Richard A | TX | DO | P,CEO | 2 | S | -3,323 | 92.71 | 0 | -36 | | 182 | D | | | | | | | | | | | | | | |
5/29/25 19:00 | 5/27/25 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Sneed Paula A | TX | D | | 1 | S.d | -761 | 88.06 | 0 | -9 | | 114 | M | | | | | | | | | | | | | | |
5/22/25 20:53 | 5/21/25 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Ruffel Charles A. | TX | D | | 1 | S | -487 | 87.65 | 0 | -6 | | 30 | D | | | | | | | | | | | | | | |