3/12/26 10:13 | 3/10/26 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | H | Chairman | 7 | S.dm | -45,601 | 82.35 | 0 | -554 | | 7,372 | D | | | | | | | | | | | | | | |
2/26/26 11:59 | 2/25/26 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | Warner Mark Andrew | PA | H | See Rema | 3 | S.d | -1,173 | 83.76 | 0 | -14 | | 1 | D | | | | | | | | | | | | | | |
2/2/26 11:52 | 8/19/25 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | Hicke Ryan | PA | DO | CEO | 3 | S.d | -11,830 | 86.99 | 0 | -136 | | 212 | D | | | | | | | | | | | | | | |
12/23/25 11:15 | 12/22/25 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | Doran William | PA | D | | 1 | S | -587 | 83.85 | 0 | -7 | | 624 | D | | | | | | | | | | | | | | |
12/8/25 16:20 | 12/4/25 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | McCabe Philip | PA | O | See Rema | 1 | S.d | -973 | 81.11 | 0 | -12 | | 65 | D | | | | | | | | | | | | | | |
11/13/25 14:21 | 11/12/25 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | Peterson Michael | PA | O | EVP | 5 | S.d | -7,426 | 84.86 | 0 | -88 | | 14 | D | | | | | | | | | | | | | | |
11/12/25 11:20 | 11/11/25 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | Romeo Carmen | PA | D | | 1 | S.d | -420 | 84.01 | 0 | -5 | 0 | 1,574 | D | | | | | | | | | | | | | | |
9/29/25 16:18 | 9/29/25 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | McCarthy Kathryn | PA | D | | 1 | S.d | -857 | 85.66 | 0 | -10 | | 76 | D | | | | | | | | | | | | | | |
9/24/25 17:53 | 9/23/25 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | Guarino Carl | PA | D | | 1 | S.d | -864 | 86.41 | 0 | -10 | | 16 | D | | | | | | | | | | | | | | |
5/16/25 08:56 | 5/14/25 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | Sharma Sanjay | PA | O | See Rema | 1 | S.d | -1,668 | 83.40 | 0 | -20 | | 26 | D | | | | | | | | | | | | | | |