LSCG - Lighting Science Group Corp - Insider Stock Trading

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
7/5/17 16:02	6/30/17	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Harkleroad Donald R	RI	D		S	-8	0.0286	-270	-88	37	D
6/16/17 16:01	6/14/17	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Harkleroad Donald R	RI	D		S	-6	0.0194	-293	-49	307	D
6/14/17 17:14	6/12/17	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Harkleroad Donald R	RI	D		S	-4	0.0219	-201	-25	600	I
5/26/17 16:06	5/24/17	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Harkleroad Donald R	RI	D		S	-1	0.0447	-20	-2	881	I
12/14/16 10:23	12/12/16	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Harkleroad Donald R	RI	D		S	0	0.0154	-21	-2	903	I
6/19/15 17:51	1/26/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Wagner Leon	FL	D		P.a	2,094	3.30	634	952	701	D
6/6/14 18:07	6/5/14	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Harkleroad Donald R	FL	D		S	-2	0.3700	-5	-1	924	I
5/30/14 16:44	5/27/14	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Harkleroad Donald R	FL	D		S.m	-4	0.3660	-10	-1	929	M
2/14/13 14:30	3/21/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Wagner Leon	FL	D		M.d	0	0.00	84	6	1,463	D
2/14/13 14:30	4/12/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Wagner Leon	FL	D		P.dm	0	0.00	252	21	1,463	D
2/14/13 14:30	9/12/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Wagner Leon	FL	D		S.dm	-48	0.8905	-54	-4	1,463	D
2/14/13 14:24	3/19/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Harkleroad Donald R	FL	D		M.d	0	0.00	105	32	432	D
2/13/13 19:14	3/19/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Bachman Robert E	FL	D		M.d	0	0.00	105	42	356	D
2/13/13 19:12	3/19/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Moseley T Michael	FL	D		M.d	0	0.00	84	150	140	D
2/13/13 19:09	3/22/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Kempner Michael W	FL	D		M.d	0	0.00	84	42	284	D
2/13/13 19:06	3/18/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Bell David Arthur	FL	D		M.d	0	0.00	84	43	278	D
2/13/13 18:20	2/24/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Wagner Leon	FL	D		P.a	0	0.00	168	16	1,187	D
9/25/12 09:43	9/21/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Cogut Craig M	CT	DT		S	0	0.00	-8,200	-5	161,661	I
7/20/12 14:19	7/10/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Pegasus Capital Advisors Iv, L.P.	CT	DT		M.d	121	1.52	79	44	259	D
7/20/12 14:19	7/10/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Cogut Craig M	CT	DT		M.d	121	1.52	79	0	169,861	I
5/10/12 17:50	3/23/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Cogut Craig M	CT	DT		M.d	100	1.19	84	0	172,163	I
5/10/12 17:48	3/23/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Pegasus Capital Advisors Iv, L.P.	CT	DT		M.d	100	1.19	84	61	222	D
2/29/12 17:16	2/24/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Wagner Leon	FL	D		P	0	0.00	168	17	1,186	D
1/19/12 17:17	1/17/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Cogut Craig M	CT	DT		S.d	0	0.00	-120	0	171,581	I
1/19/12 17:15	1/17/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Pegasus Partners IV LP	CT	DT		S.d	0	0.00	-120	0	170,476	I
1/19/12 17:12	1/17/12	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Lsgc Holdings LLC	CT	DT		S	0	0.00	-120	0	164,795	D
12/16/11 18:23	12/16/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Pegasus Partners IV LP	CT	DT		M.d	0	0.00	546	0	170,609	I
12/16/11 18:20	12/9/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Cogut Craig M	CT	DT		M.dm	0	0.00	685	0	342,904	I
12/16/11 18:13	12/16/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Lsgc Holdings II LLC	CT	DT		M.d	0	0.00	546	25	2,724	D
12/5/11 17:07	12/1/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Cogut Craig M	CT	DT		M.d	0	0.00	542	0	171,051	I
12/5/11 17:07	12/1/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Pegasus Partners IV LP	CT	DT		M.d	0	0.00	542	0	170,063	I
12/5/11 17:05	12/1/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Lsgc Holdings II LLC	CT	D		M.d	0	0.00	542	33	2,178	D
12/1/11 20:20	11/17/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Wagner Leon	FL	D		M.d	0	0.00	126	14	1,019	D
11/22/11 16:53	11/17/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Cogut Craig M	CT	DT		M.d	0	0.00	840	0	170,498	I
8/22/11 17:40	8/18/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Wagner Leon	FL	D		P.m	44	2.41	18	2	893	D
5/26/11 12:28	5/24/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Wagner Leon	FL	D		P	89	3.57	25	3	875	D
5/23/11 16:26	1/26/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Wagner Leon	FL	D		P.m	2,596	3.31	783	999%	850	D
5/18/11 18:27	5/16/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Pegasus Partners IV LP	CT	DT		M.d	6,543	4.00	1,636	1	169,520	I
5/18/11 18:24	5/16/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Lsgc Holdings II LLC	CT	D		M.d	6,543	4.00	1,636	New	1,636	D
5/18/11 18:23	5/16/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Cogut Craig M	CT	DT		M.d	6,543	4.00	1,636	1	169,658	I
2/25/11 17:38	1/3/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Wagner Leon	FL	D		M.d	220	3.30	67	New	67	D
2/7/11 15:35	1/26/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Kempner Michael W	FL	D		P	200	3.30	61	33	242	D
1/31/11 18:59	1/3/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Kempner Michael W	FL	D		M.d	120	3.30	36	25	181	D
1/18/11 20:46	1/3/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Harkleroad Donald R	FL	D		M.d	100	3.30	30	10	327	D
1/18/11 18:40	1/3/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Darnell Charles	FL	D		M.d	275	3.30	83	481	101	D
1/14/11 18:52	1/3/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Moseley T Michael	FL	D		M.d	60	3.30	18	23	98	D
1/11/11 21:56	1/3/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Pegasus Capital Advisors Iv, L.P.	CT	D		M.d	120	3.30	36	36	138	D
1/11/11 21:55	1/3/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Cogut Craig M	CT	DT		M.d	120	3.30	36	0	107,928	I
1/11/11 19:38	1/3/11	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Bachman Robert E	FL	D		M.d	50	3.30	15	5	304	D
12/27/10 18:21	12/22/10	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Lsgc Holdings LLC	CT	DT		M.d	0	0.00	39,801	59	107,790	D
12/27/10 18:21	12/22/10	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Cogut Craig M	CT	DT		M.d	0	0.00	39,801	58	107,891	I
11/4/10 20:59	10/5/10	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Pp IV Led, LLC	CT	DT		M.d	5,000	1.60	3,125	3	97,161	I
11/4/10 20:58	10/5/10	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Pegasus Partners IV LP	CT	DT		M.d	5,000	1.60	3,125	4	91,180	M
11/4/10 20:58	10/5/10	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Lsgc Holdings LLC	CT	DT		M.d	5,000	1.60	3,125	5	67,989	D
11/4/10 20:55	10/5/10	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Cogut Craig M	CT	DT		M.d	5,000	1.60	3,125	5	68,090	I
4/21/10 19:44	4/19/10	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Pegasus Partners IV LP	CT	DT		M.d	0	0.00	24,097	66	60,671	D
4/21/10 18:16	4/19/10	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Kempner Michael W	FL	D		P.d	2,147,484	100,000	99	New	99	D
3/5/10 16:08	3/3/10	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Pegasus Partners IV LP	CT	DT		M.d	0	0.00	35,018	New	35,018	D
11/19/09 06:54	11/18/09	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Kelson Richard B	NY	D		P	20	0.7500	27	15	203	D
1/30/09 10:33	1/28/09	LSCG	Electr	ElcEq	Electric Lighting & Wiring Eq	Rao Govi	NJ	DO	Dir,CB,C	P.d	150	12.75	12	New	12
1/29/09 16:15	1/28/09	LSGC	Electr	ElcEq	Electric Lighting & Wiring Eq	Pegasus Partners IV LP	CT	T		S.d	-150	12.75	-12	-5	240	D
1/8/09 19:07	1/7/09	LSGC	Electr	ElcEq	Electric Lighting & Wiring Eq	Pegasus Partners IV LP	CT	T		P.d	3,210	12.75	252	New	252	D
5/2/07 19:59	4/13/07	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Ardsley Advisory Partners	CT	T		P.m	36	0.2866	125	1	11,792	I
2/26/07 16:50	12/14/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Collingwood John	LA	D		P.d	2	0.2400	10	0	10,258	M
1/11/07 15:43	1/9/07	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Lusk Ronald E	TX	DO	CB,CEO	P	2	0.3000	7	0	6,635	D
11/22/06 14:17	11/20/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Harkleroad Donald R	GA	D		P	1	0.3000	3	0	2,140	I
11/22/06 13:37	11/20/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Snadon Daryl N	TX	D		P	2	0.3000	7	0	2,687	D
11/22/06 13:06	11/20/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Lacerte Philip R	TX	T		P	1	0.3000	2	0	6,023	D
11/22/06 12:46	11/20/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Collingwood John	LA	D		P	0	0.3000	1	0	5,082	D
11/22/06 11:10	11/20/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Bachman Robert E	TX	D		P	1	0.3000	2	0	2,269	I
11/20/06 14:14	11/16/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Hartman Kenneth Shane	TX	O	CIO	S	-7	0.3300	-20	-2	968	D
10/13/06 17:46	10/11/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Harkleroad Donald R	GA	D		P	0	0.00	195	10	2,138	I
10/13/06 17:25	10/11/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Lusk Ronald E	TX	DOT	CEO	P	0	0.00	60	1	6,628	D
10/13/06 17:03	10/11/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Woodson Robert L III	TN	D		P	0	0.00	54	8	741	D
10/13/06 16:45	10/11/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Collingwood John	NV	D		P	0	0.00	294	6	5,081	D
10/13/06 16:29	10/11/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Snadon Daryl N	TX	D		P	0	0.00	294	12	2,680	D
10/13/06 16:21	10/11/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Bachman Robert E	TX	D		P	0	0.00	234	12	2,267	I
9/27/06 16:56	9/18/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Lusk Ronald E	TX	DOT	CB,CEO	P.d	0	0.00	50	1	6,628	D
9/27/06 12:29	9/18/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Collingwood John	LA	D		P.d	0	0.00	200	4	4,786	D
9/27/06 11:34	9/18/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Bachman Robert E	TX	D		P.d	0	0.00	150	8	2,033	I
9/26/06 17:45	9/18/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Snadon Daryl N	TX	D		P.d	0	0.00	200	9	2,385	I
9/20/06 15:41	9/18/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Lacerte Philip R	TX	T		P	0	0.00	2,375	65	6,021	D
9/19/06 17:14	9/19/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Hartman Kenneth Shane	TX	O	CIO	S	-8	0.1500	-50	-5	988	D
9/15/06 16:00	9/13/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Hamilton Stephen Alexander	TX	O	CFO	P	1	0.1800	6	7	91	D
9/12/06 16:26	9/12/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Warshauer Robert Herman	TX	DO	P	P	5	0.2300	20	1	2,070	D
9/12/06 15:39	9/12/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Lusk Ronald E	TX	DOT	CB	P	5	0.2200	23	0	6,476	D
6/9/06 18:36	6/7/06	LSGP	Electr	ElcEq	Electric Lighting & Wiring Eq	Hartman Kenneth Shane	TX	O	CIO	S	-11	0.4200	-25	-2	1,038
7/18/05 11:21	7/15/05	LSGP	Health	Health	Skilled Nursing Care Faciliti	Fuller Kathryn D	TX	H	Former C	S	-75	1.00	-75	-4	1,925	D
7/7/05 12:51	7/6/05	LSGP	Health	Health	Skilled Nursing Care Faciliti	Fuller Kathryn D	TX	H	Former C	S	-25	1.00	-25	-1	2,000	D
6/20/05 18:48	6/15/05	LSGP	Health	Health	Skilled Nursing Care Faciliti	Lacerte Philip R	TX	O	EVP of S	P	33	3.20	10	New	10	D
6/20/05 18:40	6/15/05	LSGP	Health	Health	Skilled Nursing Care Faciliti	Collingwood John	NV	D		P	15	3.20	5	New	5	D
6/20/05 18:32	6/14/05	LSGP	Health	Health	Skilled Nursing Care Faciliti	Bachman Robert E	TX	D		P	33	3.20	10	New	10	I
6/20/05 18:21	6/15/05	LSGP	Health	Health	Skilled Nursing Care Faciliti	Snadon Daryl N	TX	D		P	144	3.20	45	New	45	D
6/20/05 18:13	6/15/05	LSGP	Health	Health	Skilled Nursing Care Faciliti	Lusk Ronald E	TX	DO	CB,CEO	P.a	25	3.20	8	New	8	I
6/20/05 18:04	6/16/05	LSGP	Health	Health	Skilled Nursing Care Faciliti	Harkleroad Donald R	GA	D		P	50	3.20	16	New	16	I
6/20/05 17:53	6/15/05	LSGP	Health	Health	Skilled Nursing Care Faciliti	Lusk Ronald E	TX	O	CB,CEO	P	25	3.20	8	11	78	I
6/15/05 17:22	4/29/05	LSGP	Health	Health	Skilled Nursing Care Faciliti	Collingwood John	NV	D		P	100	1.00	100	3	3,655	D
5/10/05 17:17	5/6/05	LSGP	Health	Health	Skilled Nursing Care Faciliti	Lusk Ronald E	TX	DO	CEO	S.a	-2,807	1.73	-1,627	-21	6,253	I
4/29/05 15:32	4/29/05	LSGP	Health	Health	Skilled Nursing Care Faciliti	Fuller Kathryn D	TX	O	Corporat	S	-116	1.00	-116	-11	897	M
4/26/05 17:03	4/22/05	LSGP	Health	Health	Skilled Nursing Care Faciliti	Fuller Kathryn D	TX	O	Corporat	S.m	-405	1.00	-405	-20	1,603	M
10/17/03 15:13	9/30/03	PXGP	Health	Health	Skilled Nursing Care Faciliti	Lusk Ronald E	TX	D		S.a	-30	0.0300	-1,000	-5	18,922	M
10/17/03 14:24	9/30/03	PXGP	Health	Health	Skilled Nursing Care Faciliti	Lusk Ronald E	TX	D		P	13	0.0300	444	5	9,485	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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