6/17/25 16:57 | 6/13/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Quinif Jo Ann | OH | O | P of DHC | 2 | S | -792 | 144.01 | 0 | -6 | | 27 | D | | | | | | | | | | | | | | |
6/17/25 16:57 | 6/13/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Quinif Jo Ann | OH | O | P of DHC | 2 | P | 792 | 144.01 | 0 | 6 | 26 | 27 | D | | | | | | | | | | | | | | |
6/17/25 16:03 | 6/16/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Fede | 2 | S | -574 | 42.91 | 0 | -13 | | 178 | D | | | | | | | | | | | | | | |
6/17/25 16:02 | 6/16/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | 2 | S | -298 | 42.21 | 0 | -7 | | 317 | D | | | | | | | | | | | | | | |
6/16/25 20:08 | 6/12/25 | BTSG | Brightspring Health Services, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | 2 | S | -448,109 | 18.00 | 0 | -24,888 | | 100,729 | I | | | | | | | | | | | | | | |
6/16/25 16:47 | 6/12/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | McCabe Michael I | NY | DOH | Head of | 2 | S | -18,875 | 59.20 | 0 | -319 | | 3,532 | D | | | | | | | | | | | | | | |
6/16/25 09:34 | 6/13/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Wimmer Andreas | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 23 | | 23 | D | | | | | | | | | | | | | | |
6/16/25 09:34 | 6/13/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Brophy Warson Tracey | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 22 | | 22 | D | | | | | | | | | | | | | | |
6/16/25 09:33 | 6/13/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Keaney Timothy F | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 34 | | 34 | D | | | | | | | | | | | | | | |
6/16/25 09:32 | 6/13/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Corio Norma | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 22 | | 22 | D | | | | | | | | | | | | | | |
6/16/25 09:32 | 6/13/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Cetin Nazim | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 23 | | 23 | D | | | | | | | | | | | | | | |
6/16/25 09:31 | 6/13/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Furlong Mark F | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 22 | | 22 | D | | | | | | | | | | | | | | |
6/16/25 09:30 | 6/13/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Bouzarif Ali | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 22 | | 22 | D | | | | | | | | | | | | | | |
6/13/25 19:54 | 6/12/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | 2 | S.d | -21,122 | 168.98 | 0 | -125 | | 1,161 | I | | | | | | | | | | | | | | |
6/13/25 17:47 | 6/11/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Soto Alexandra | NY | O | COO | 1 | S | -3,763 | 43.81 | 0 | -86 | | 114 | D | | | | | | | | | | | | | | |
6/13/25 16:32 | 6/11/25 | SVV | Savers Value Village, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | 2 | S | -152,427 | 8.86 | 0 | -17,210 | | 119,699 | I | | | | | | | | | | | | | | |
6/13/25 16:27 | 6/13/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | 3 | S | -101 | 169.08 | 0 | -1 | | 6 | D | | | | | | | | | | | | | | |
6/12/25 09:20 | 6/11/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Sawyer Dorothy C | MD | H | VP | 1 | S | -191 | 95.43 | 0 | -2 | | 46 | D | | | | | | | | | | | | | | |
6/11/25 16:30 | 6/9/25 | LOAR | Loar Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Blackstone Holdings IV L.P. | NY | T | | 2 | S.m | -392,862 | 81.97 | 0 | -4,793 | | 291 | I | | | | | | | | | | | | | | |
6/11/25 11:05 | 6/10/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | 14 | P | 6 | 42.41 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
6/11/25 09:06 | 6/10/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Bigelow Robert E III | NJ | O | VP,Head | 6 | P | 48 | 4.03 | 0 | 12 | 10 | 133 | D | | | | | | | | | | | | | | |
6/9/25 18:17 | 6/9/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Sarsfield Luke A. III | TX | DO | See Rema | 1 | P | 49 | 9.87 | 0 | 5 | 3 | 188 | D | | | | | | | | | | | | | | |
6/9/25 17:54 | 6/9/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Hood Mark C | TX | O | See rema | 1 | P | 49 | 9.81 | 0 | 5 | 6 | 88 | D | | | | | | | | | | | | | | |
6/9/25 09:08 | 6/6/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Wolfe Daniel B | NJ | DO | P | 2 | P.m | 8 | 3.96 | 0 | 2 | 1 | 252 | D | | | | | | | | | | | | | | |
6/6/25 16:39 | 6/4/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Daley Charles J Jr | WI | OT | EVP,CFO, | 1 | S | -625 | 40.45 | 0 | -15 | | 92 | D | | | | | | | | | | | | | | |
6/6/25 16:18 | 6/4/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Elsnab Katherine | UT | O | CFO | 1 | S.m | -833 | 9.25 | 0 | -90 | | 358 | D | | | | | | | | | | | | | | |
6/6/25 13:03 | 6/4/25 | ABL | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | McNealy Sean | FL | DOT | Co-Found | 1 | P | 498 | 5.77 | 0 | 86 | 1 | 12,456 | D | | | | | | | | | | | | | | |
6/6/25 13:03 | 6/4/25 | ABL | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kirby Kevin Scott | FL | OT | Co-Found | 1 | P | 498 | 5.77 | 0 | 86 | 1 | 12,447 | D | | | | | | | | | | | | | | |
6/6/25 13:02 | 6/4/25 | ABL | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | McCauley William Hugh Jr | FL | O | CFO | 1 | P | 192 | 5.82 | 0 | 33 | 61 | 87 | D | | | | | | | | | | | | | | |
6/5/25 16:01 | 6/5/25 | WHG | Westwood Holdings Group Inc | DE | Financ | InvAdv | Investment Advice | Gomez Fabian | TX | O | P | 1 | S | -109 | 15.50 | 0 | -7 | | 97 | D | | | | | | | | | | | | | | |
6/5/25 12:03 | 6/4/25 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Herndon Mark | NY | O | CFO | 1 | P | 1 | 40.20 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
6/5/25 11:25 | 6/3/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Moran Kevin P. | NY | O | P,COO | 1 | S | -99 | 3.47 | 0 | -29 | | 60 | D | | | | | | | | | | | | | | |
6/5/25 11:24 | 6/3/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Connell Brooke | NY | O | P,US Wea | 1 | S | -74 | 3.47 | 0 | -21 | | 216 | D | | | | | | | | | | | | | | |
6/5/25 11:24 | 6/3/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Tiedemann Michael | NY | DO | CEO | 1 | S | -146 | 3.47 | 0 | -42 | | 678 | D | | | | | | | | | | | | | | |
6/5/25 11:23 | 6/3/25 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Graham Colleen A | NY | O | Chief Le | 1 | S | -80 | 3.47 | 0 | -23 | | 42 | D | | | | | | | | | | | | | | |
6/4/25 17:00 | 6/2/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Costos James | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 18 | 11 | D | | | | | | | | | | | | | | |
6/4/25 17:00 | 6/2/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Ryan Thomas M | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 3 | 10 | 39 | D | | | | | | | | | | | | | | |
6/4/25 17:00 | 6/2/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Whitney Kenneth C | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 19 | 11 | D | | | | | | | | | | | | | | |
6/4/25 17:00 | 6/2/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Rafferty Emily K | NY | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 23 | 9 | D | | | | | | | | | | | | | | |
6/3/25 18:37 | 5/30/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | 3 | S.m | -20,903 | 167.22 | 0 | -125 | | 1,088 | I | | | | | | | | | | | | | | |
6/3/25 16:26 | 5/31/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Pollock Frederick | IL | O | Chief In | 1 | M.d | 0 | 0.00 | 0 | 25 | 4 | 669 | D | | | | | | | | | | | | | | |
6/3/25 16:26 | 5/31/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Levin Jonathan Reisin | IL | DO | P | 1 | M.d | 0 | 0.00 | 0 | 49 | 10 | 545 | D | | | | | | | | | | | | | | |
6/3/25 16:25 | 5/31/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Sullivan Kathleen Patricia | IL | O | Principa | 2 | M.d | 0 | 0.00 | 0 | 29 | 78 | 66 | D | | | | | | | | | | | | | | |
6/3/25 16:24 | 5/31/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Buchanan Sandra M | IL | O | CHRO | 2 | M.d | 0 | 0.00 | 0 | 35 | 279 | 47 | D | | | | | | | | | | | | | | |
6/3/25 16:23 | 5/31/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Bentley Pamela L | IL | O | CFO | 2 | M.d | 0 | 0.00 | 0 | 48 | 133 | 83 | D | | | | | | | | | | | | | | |
6/3/25 16:22 | 6/2/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Blanton Angela | IL | D | | 1 | S | -176 | 12.65 | 0 | -14 | -100 | 0 | D | | | | | | | | | | | | | | |
6/3/25 09:02 | 6/2/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Crain Christopher M | CA | O | GC | 1 | S.d | -87 | 173.02 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
6/2/25 21:15 | 6/2/25 | KKR | Kkr & Co. Inc. | | Financ | InvAdv | Investment Advice | Roberts George R | CA | DO | Co-Exec | 1 | S | -142,573 | 119.80 | 0 | -1,190 | | 84,673 | I | | | | | | | | | | | | | | |
6/2/25 21:10 | 6/2/25 | KKR | Kkr & Co. Inc. | | Financ | InvAdv | Investment Advice | Kravis Henry R | NY | DO | Co-Exec | 1 | S | -153,756 | 119.99 | 0 | -1,281 | | 81,381 | M | | | | | | | | | | | | | | |
6/2/25 16:30 | 5/29/25 | SARO | Standardaero, Inc. | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | 3 | S | -1,566,091 | 27.23 | 0 | -57,517 | | 180,820 | I | | | | | | | | | | | | | | |
5/30/25 17:00 | 5/29/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Cornwell Kievdi Don | NY | D | | 1 | S.m | -3,013 | 150.67 | 0 | -20 | | 9 | D | | | | | | | | | | | | | | |
5/28/25 20:47 | 5/23/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Hart Scott W | NY | DOH | CEO | 2 | S.m | -1,802 | 60.06 | 0 | -30 | | 3,222 | I | | | | | | | | | | | | | | |
5/28/25 20:46 | 5/23/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Ment Jason P | NY | OH | See rema | 2 | S.m | -3,478 | 60.69 | 0 | -57 | | 1,219 | D | | | | | | | | | | | | | | |
5/28/25 16:00 | 5/27/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Germain Peter J | PA | O | EVP,CLO, | 1 | S | -17 | 41.94 | 0 | 0 | 0 | 211 | D | | | | | | | | | | | | | | |
5/28/25 16:00 | 5/28/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | 1 | S | -250 | 42.26 | 0 | -6 | | 30 | D | | | | | | | | | | | | | | |
5/27/25 20:01 | 5/22/25 | KKR | Kkr & Co. Inc. | | Financ | InvAdv | Investment Advice | Barakett Timothy R | NY | D | | 1 | P | 4,127 | 117.92 | 0 | 35 | 23 | 186 | I | | | | | | | | | | | | | | |
5/27/25 16:54 | 5/22/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | 8 | S.m | -30,275 | 302.75 | 0 | -100 | | 15,000 | D | | | | | | | | | | | | | | |
5/27/25 16:44 | 5/22/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Holloway Samantha | TX | H | Former 1 | 1 | S | -977,970 | 46.57 | 0 | -21,000 | | 250 | I | | | | | | | | | | | | | | |
5/22/25 18:41 | 5/20/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | 3 | S.dm | -115,684 | 165.06 | 0 | -701 | | 1,658 | I | | | | | | | | | | | | | | |
5/21/25 09:00 | 5/19/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Jon I. Madorsky Revocable Trust Dated December 1, 2008 | TX | H | See Rema | 1 | S | -120 | 12.00 | 0 | -10 | | 496 | D | | | | | | | | | | | | | | |
5/20/25 19:35 | 5/16/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Williams Mel | TX | TH | See Rema | 2 | S.m | -2,536 | 12.10 | 0 | -210 | | 4,189 | I | | | | | | | | | | | | | | |
5/20/25 18:56 | 5/16/25 | XOMA | Xoma Royalty Corp | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/il | CA | T | | 1 | S.d | -10,643 | 27.10 | 0 | -393 | | 1,268 | D | | | | | | | | | | | | | | |
5/20/25 17:27 | 5/16/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | 5 | S.d | -1,437 | 8.43 | 0 | -171 | | 357 | D | | | | | | | | | | | | | | |
5/20/25 17:22 | 5/19/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Beiser Scott L | CA | DOT | CO-CB | 1 | S.d | -1,431 | 178.71 | 0 | -8 | -100 | 0 | D | | | | | | | | | | | | | | |
5/19/25 21:37 | 5/16/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Kapoor Kunal | IL | DO | CEO | 1 | M.d | 0 | 0.00 | 0 | 7 | 2 | 276 | D | | | | | | | | | | | | | | |
5/19/25 21:05 | 5/16/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Wiersema Conan | IL | O | CAO,PAO | 1 | M.d | 0 | 0.00 | 0 | 0 | 2 | 3 | D | | | | | | | | | | | | | | |
5/19/25 21:04 | 5/16/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Tsay Caroline J | IL | D | | 1 | S | -62 | 309.84 | 0 | 0 | | 9 | D | | | | | | | | | | | | | | |
5/19/25 20:49 | 5/16/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Dunn Daniel Joseph | IL | O | Chief Re | 1 | M.d | 0 | 0.00 | 0 | 1 | 4 | 29 | D | | | | | | | | | | | | | | |
5/19/25 20:40 | 5/16/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Holt Michael | IL | O | CFO | 2 | M.d | 109 | 116.17 | 0 | 1 | 9 | 11 | D | | | | | | | | | | | | | | |
5/16/25 21:00 | 5/14/25 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Rees Michael Douglass | NY | DO | Co-P | 1 | S.d | 0 | 0.00 | 0 | -20,000 | | 51,117 | I | | | | | | | | | | | | | | |
5/16/25 16:50 | 5/15/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Sellers Samuel Bentson | WI | O | EVP | 1 | S | -301 | 44.24 | 0 | -7 | | 41 | D | | | | | | | | | | | | | | |
5/15/25 17:53 | 5/13/25 | AAMI | Acadian Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Paulson John | MA | DT | | 1 | M.d | 0 | 0.00 | 0 | 8 | 49 | 24 | D | | | | | | | | | | | | | | |
5/15/25 16:30 | 5/13/25 | AAMI | Acadian Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Trebbi Barbara | MA | D | | 1 | M.d | 0 | 0.00 | 0 | 4 | 11 | 45 | D | | | | | | | | | | | | | | |
5/15/25 16:29 | 5/13/25 | AAMI | Acadian Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Chersi Robert J | MA | D | | 1 | M.d | 0 | 0.00 | 0 | 4 | 7 | 66 | D | | | | | | | | | | | | | | |
5/15/25 08:43 | 5/14/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Shanley Richard P | NJ | D | | 2 | P | 4 | 4.04 | 0 | 1 | 3 | 31 | D | | | | | | | | | | | | | | |
5/14/25 17:54 | 5/13/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Fahy Kathryn | CA | O | SVP,CFO | 1 | S | -107 | 10.71 | 0 | -10 | | 64 | D | | | | | | | | | | | | | | |
5/14/25 17:24 | 5/12/25 | BBIO | Bridgebio Pharma, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Genetic Disorder L.P. | NY | T | | 1 | S | -205,200 | 34.20 | 0 | -6,000 | | 13,261 | I | | | | | | | | | | | | | | |
5/13/25 17:57 | 5/12/25 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Kaye Daniel G | TN | D | | 1 | S | -197 | 40.80 | 0 | -5 | | 40 | D | | | | | | | | | | | | | | |
5/13/25 17:07 | 5/9/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Padiyar Kavita | FL | O | GC,Corp. | 1 | M.d | 1,845 | 73.81 | 0 | 25 | 999% | 26 | D | | | | | | | | | | | | | | |
5/13/25 17:06 | 5/12/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Churchill Dwight D. | FL | D | | 1 | M.d | 216 | 160.01 | 0 | 1 | 5 | 28 | D | | | | | | | | | | | | | | |
5/13/25 17:04 | 5/12/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Palandjian Tracy P. | FL | D | | 1 | M.d | 531 | 118.02 | 0 | 5 | 37 | 17 | D | | | | | | | | | | | | | | |
5/13/25 16:39 | 5/9/25 | AFL | Aflac Inc | DE | Financ | InvAdv | Investment Advice | Kenny Thomas J | GA | D | | 1 | S | -762 | 106.34 | 0 | -7 | | 13 | D | | | | | | | | | | | | | | |
5/13/25 16:38 | 5/12/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Richards Pauline | NY | D | | 1 | P | 78 | 141.95 | 0 | 1 | 1 | 86 | D | | | | | | | | | | | | | | |
5/13/25 11:16 | 5/12/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Hiebler Jessica M | MD | O | Principa | 1 | S | -94 | 96.98 | 0 | -1 | | 14 | D | | | | | | | | | | | | | | |
5/12/25 16:15 | 5/9/25 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Cheigh Jon | NY | O | P,CIO | 1 | S | -2,040 | 80.01 | 0 | -26 | | 142 | D | | | | | | | | | | | | | | |
5/9/25 16:54 | 5/8/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Finley John G | NY | O | GC | 1 | S | -3,462 | 138.47 | 0 | -25 | | 523 | D | | | | | | | | | | | | | | |
5/8/25 19:01 | 5/6/25 | KKR | Kkr & Co. Inc. | | Financ | InvAdv | Investment Advice | Scully Robert W | NY | D | | 1 | P | 1,504 | 113.49 | 0 | 13 | 8 | 188 | I | | | | | | | | | | | | | | |
5/7/25 21:26 | 5/6/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | 1 | S | -530 | 132.57 | 0 | -4 | | 373 | D | | | | | | | | | | | | | | |
5/7/25 16:22 | 5/5/25 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Hogbin Christopher | TN | O | Global H | 1 | S | -246 | 40.87 | 0 | -6 | -100 | 0 | D | | | | | | | | | | | | | | |
5/7/25 16:16 | 5/5/25 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Stonehill Charles G.T. | TN | D | | 1 | S | -206 | 41.18 | 0 | -5 | | 21 | D | | | | | | | | | | | | | | |
5/7/25 09:09 | 5/6/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Cooley Richard Scott | OH | D | | 6 | P | 287 | 128.09 | 0 | 2 | 19 | 14 | D | | | | | | | | | | | | | | |
5/6/25 17:41 | 5/5/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Behling Garrett | UT | O | Chief Ac | 1 | S | -5 | 9.34 | 0 | -1 | | 45 | D | | | | | | | | | | | | | | |
5/6/25 17:22 | 5/5/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Porat Ruth | NY | D | | 1 | P | 40 | 136.29 | 0 | 0 | 1 | 46 | M | | | | | | | | | | | | | | |
5/5/25 14:49 | 11/15/24 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Horizon Common Inc | NY | T | | 2 | P.m | 4 | 39.61 | 0 | 0 | 0 | 8,217 | D | | | | | | | | | | | | | | |
5/5/25 14:49 | 11/25/24 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Horizon Common Inc | NY | T | | 2 | S.m | -4 | 39.61 | 0 | 0 | 0 | 8,217 | D | | | | | | | | | | | | | | |
5/2/25 17:00 | 5/2/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Travin David Adam | NY | O | GC | 1 | S | -709 | 141.74 | 0 | -5 | | 2 | D | | | | | | | | | | | | | | |
5/2/25 16:30 | 5/1/25 | BMACX | Blackstone Private Multi-Asset Credit & Income Fund | DE | Financ | InvAdv | Investment Advice | Blackstone Private Credit Strategies LLC | NY | TH | Adviser | 1 | P | 24,900 | 15.00 | 0 | 1,660 | 999% | 1,667 | I | | | | | | | | | | | | | | |
4/8/25 18:20 | 4/4/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Lb 2018 Gst Trust | NY | H | See Rema | 1 | P | 67,698 | 111.40 | 0 | 608 | 999% | 622 | D | | | | | | | | | | | | | | |
4/8/25 18:18 | 4/4/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Black Leon D | NY | H | See rema | 2 | S | -138,699 | 125.21 | 0 | -1,108 | | 40,105 | D | | | | | | | | | | | | | | |
4/7/25 15:03 | 4/4/25 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | 2 | P | 15 | 17.64 | 0 | 1 | 0 | 93,459 | D | | | | | | | | | | | | | | |
4/7/25 15:03 | 4/4/25 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | 2 | S | -15 | 17.64 | 0 | -1 | 0 | 93,459 | D | | | | | | | | | | | | | | |
4/1/25 19:16 | 3/28/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Cornelli Francesca | IL | D | | 1 | M.d | 0 | 0.00 | 0 | 3 | 11 | 31 | D | | | | | | | | | | | | | | |
4/1/25 12:02 | 3/31/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Maclellan Robert F. | MD | D | | 2 | M.d | 721 | 86.06 | 0 | 8 | 24 | 43 | D | | | | | | | | | | | | | | |
4/1/25 12:02 | 3/31/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Maclellan Robert F. | MD | D | | 2 | S.d | -721 | 86.06 | 0 | -8 | | 43 | D | | | | | | | | | | | | | | |
3/31/25 18:11 | 3/28/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Nilsen Teresa M | CA | DO | P,COO,Se | 3 | S.m | -208 | 10.47 | 0 | -20 | | 167 | I | | | | | | | | | | | | | | |
3/27/25 17:55 | 3/25/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | DH | See Rema | 2 | S | -1,810 | 12.06 | 0 | -150 | | 304 | D | | | | | | | | | | | | | | |
3/27/25 17:36 | 3/27/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | 1 | S | -6 | 10.52 | 0 | -1 | | 12 | D | | | | | | | | | | | | | | |
3/21/25 16:37 | 3/19/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Berenson Bradford | TX | O | GC | 1 | S | -126 | 50.04 | 0 | -3 | | 291 | D | | | | | | | | | | | | | | |