| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|
| Filing Date | T Date | Ticker | Issuer | Inc | Sector | Ind | Industry | #o | #f | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 8/7/25 16:36 | 8/5/25 | EPIX | Essa Pharma Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 1 | S.d | 0 | 1.88 | 0 | 0 | 0 | 561 | D | ||||||||||||||
| 5/20/25 18:56 | 5/16/25 | XOMA | Xoma Royalty Corp | DE | Financ | InvAdv | Investment Advice | 1 | 2 | S.d | -27,627 | 26.48 | 0 | -1,043 | 1,268 | D | |||||||||||||||
| 10/31/24 17:53 | 10/29/24 | THRD | Third Harmonic Bio, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 1 | S | -14,300 | 14.30 | 0 | -1,000 | 177 | D | |||||||||||||||
| 10/8/24 18:50 | 10/4/24 | MLTX | Moonlake Immunotherapeutics | DE | Financ | InvAdv | Investment Advice | 1 | 1 | S.d | -100,003 | 50.00 | 0 | -2,000 | 1,288 | D | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |