10/2/25 16:33  | 9/11/25  | EFC | Ellington Financial Inc. | DE | RlEst | RlEst | Real Estate | Simon Ronald I | CT | D |  | P | 75 | 13.56 | 0 | 6 | 7 | 80 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/2/25 16:29  | 9/11/25  | EARN | Ellington Credit Co | DE | RlEst | REIT | Real Estate Investment Trusts | Simon Ronald I | CT | D |  | P | 60 | 5.68 | 0 | 11 | 15 | 80 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/24/18 16:13  | 5/22/18  | EARN | Ellington Residential Mortgage Reit | MD | RlEst | REIT | Real Estate Investment Trusts | Simon Ronald I | CT | D |  | P.m | 43 | 11.44 | 0 | 4 | 18 | 25 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/24/18 16:07  | 5/23/18  | EFC | Ellington Financial LLC | DE | RlEst | RlEst | Real Estate | Simon Ronald I | CT | D |  | P | 30 | 16.20 | 0 | 2 | 9 | 23 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/10/18 18:12  | 5/9/18  | EARN | Ellington Residential Mortgage Reit | MD | RlEst | REIT | Real Estate Investment Trusts | Simon Ronald I | CT | D |  | P | 27 | 10.81 | 0 | 3 | 13 | 21 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/21/16 17:37  | 3/17/16  | EARN | Ellington Residential Mortgage Reit | MD | RlEst | REIT | Real Estate Investment Trusts | Simon Ronald I | CT | D |  | P | 30 | 12.17 | 0 | 3 | 22 | 14 | D | -6 | -15 | -1 | 3 | 6 | 1 | -1 | 2 | 1 | 0 | 5 | 12 | 17 | 36 | 
8/29/13 16:58  | 8/29/13  | EARN | Ellington Residential Mortgage Reit | MD | RlEst | REIT | Real Estate Investment Trusts | Simon Ronald I | CT | D |  | P | 23 | 15.03 | 1 | 2 | 43 | 5 | D |  |  |  | -23 | -4 | 0 | 2 | 2 | 0 | -3 | 7 | 8 | 20 | 32 | 
5/10/13 07:43  | 5/8/13  | EARN | Ellington Residential Mortgage Reit | MD | RlEst | REIT | Real Estate Investment Trusts | Simon Ronald I | CT | D |  | P | 68 | 19.46 | 20 | 4 | New | 4 | D |  |  |  |  |  |  |  | 0 | 0 | -1 | -6 | -23 | -20 | -3 | 
12/23/08 15:54  | 12/22/08  | AMIC | American Independence Corp | DE | Insur | Insur | Accident & Health Insurance | Simon Ronald I | NY | D |  | P.m | 44 | 2.22 | 0 | 20 | 50 | 60 | D | -80 | -78 | -70 | -68 | -54 | -45 | -34 | -5 | 3 | 29 | 54 | 60 | 100 | 110 | 
5/17/07 15:56  | 5/15/07  | AMIC | American Independence Corp | DE | Insur | Insur | Accident & Health Insurance | Simon Ronald I | NY | D |  | P.m | 41 | 10.24 | 0 | 4 | 11 | 40 | D | -22 | -6 | -4 | 0 | -2 | 0 | -2 | 1 | 0 | 2 | 4 | 3 | -10 | -31 | 
12/19/06 09:31  | 12/15/06  | AMIC | American Independence Corp | DE | Insur | Insur | Accident & Health Insurance | Simon Ronald I | NY | D |  | P | 10 | 10.20 | 0 | 1 | 3 | 36 | D | -31 | -11 | -8 | -6 | -7 | -7 | -3 | 0 | 0 | 2 | 5 | 7 | 10 | -8 | 
12/8/06 16:35  | 12/7/06  | AMIC | American Independence Corp | DE | Insur | Insur | Accident & Health Insurance | Simon Ronald I | NY | D |  | P | 17 | 10.28 | 0 | 2 | 5 | 35 | D | -30 | -6 | -4 | -2 | -2 | -5 | -4 | -3 | 0 | 0 | 4 | 7 | 5 | -10 | 
11/29/06 13:32  | 11/27/06  | AMIC | American Independence Corp | DE | Insur | Insur | Accident & Health Insurance | Simon Ronald I | NY | D |  | P.m | 4 | 10.30 | 0 | 0 | 1 | 33 | D | -28 | -1 | -2 | -1 | -1 | 0 | -1 | 1 | -1 | -3 | -3 | -1 | 0 | -14 | 
12/15/05 14:19  | 12/13/05  | AMIC | American Independence Corp | DE | Insur | Insur | Accident & Health Insurance | Simon Ronald I | NY | D |  | P.m | 22 | 11.14 | 0 | 2 | 6 | 33 | D | 2 | -23 | -13 | -12 | -6 | 4 | 3 | 2 | 0 | -3 | 1 | 13 | -4 | -10 | 
12/13/05 14:43  | 12/12/05  | AMIC | American Independence Corp | DE | Insur | Insur | Accident & Health Insurance | Simon Ronald I | NY | D |  | P.m | 39 | 11.06 | 0 | 4 | 13 | 31 | D | 2 | -24 | -14 | -14 | -8 | -1 | 0 | 0 | 1 | 0 | 6 | 15 | -4 | -9 | 
12/5/03 10:49  | 12/5/03  | AMIC | American Independence Corp | DE | Insur | Insur | Accident & Health Insurance | Simon Ronald I | NY | D |  | P | 11 | 10.75 | 0 | 1 | 5 | 20 | D |  |  | 21 | 0 | -2 | -1 | 5 | 1 | 0 | -2 | 8 | 49 | 45 | 34 | 
12/1/03 15:14  | 12/1/03  | AMIC | American Independence Corp | DE | Insur | Insur | Accident & Health Insurance | Simon Ronald I | NY | D |  | P | 16 | 10.59 | 0 | 2 | 9 | 19 | D |  |  | 20 | -5 | -2 | -6 | -2 | 3 | 1 | 1 | 10 | 48 | 42 | 36 | 
11/25/03 17:01  | 11/25/03  | AMIC | American Independence Corp | DE | Insur | Insur | Accident & Health Insurance | Simon Ronald I | CA | D |  | P | 27 | 10.60 | 0 | 3 | 17 | 18 | D |  |  | 17 | -12 | -4 | -9 | -5 | -4 | 6 | 8 | 14 | 47 | 50 | 46 | 
11/4/03 16:41  | 11/4/03  | AMIC | American Independence Corp | DE | Insur | Insur | Accident & Health Insurance | Simon Ronald I | CA | D |  | P | 7 | 11.88 | 0 | 1 | 4 | 15 | D |  |  | 38 | 8 | -1 | 9 | 6 | 3 | -5 | -3 | -6 | 21 | 34 | 28 |