Ubs AG - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	8	1	19	3	2	-22	-40	-44	-36	-23
P	%wins				89	89	16	37	32	32	49

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
4/3/14 15:50	4/2/14	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs AG	V8	T	P	0	0.00	1	0	0	3	I	11	-3	2	1	0	0	0	-1	0	-1	-1	-1	-2	2
2/26/14 21:21	2/25/14	EVF	Eaton Vance Senior Income Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs AG	V8	T	P	0	0.00	1	0	0	2	I	14	-3	4	3	0	0	1	0	0	0	-2	-1	-3	-1
2/26/14 21:21	2/25/14	PTY	Pimco Corporate & Income Opportunity Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs AG	V8	T	P	0	0.00	5	0	0	3	I	30	4	25	18	4	3	1	2	1	1	-5	3	4	-2
2/26/14 21:20	2/25/14	PFN	Pimco Income Strategy Fund II	V8	Financ	NtBnk	National Commercial Banks	Ubs AG	V8	T	P	0	0.00	2	0	0	1	I	26	1	11	7	2	1	1	0	0	0	0	7	9	10
2/4/14 16:45	2/3/14	PFN	Pimco Income Strategy Fund II	V8	Financ	NtBnk	National Commercial Banks	Ubs AG	V8	T	P	0	0.00	2	0	0	1	I	23	-3	5	0	2	0	-2	0	0	0	1	5	9	10
11/13/13 14:51	11/12/13	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs AG	V8	T	P	0	0.00	1	0	0	3	I	24	1	-7	-4	0	-2	-2	-1	0	0	-2	1	-1	-2
11/12/13 14:11	11/8/13	AKP	Alliance California Municipal Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs AG	V8	T	P	0	0.00	0	0	0	0	I	-1	-19	-11	5	1	-1	-2	-1	-1	-1	-3	4	11	20
10/22/13 13:24	10/18/13	NCV	Allianzgi Convertible & Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs AG	V8	T	P	0	0.00	2	0	0	8	I	44	16	7	3	2	1	2	1	1	2	3	8	15	12
6/21/13 16:43	6/19/13	EVV	Eaton Vance Ltd Duration Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs AG	V8	T	P	0	0.00	8	0	0	5	I	11	4	-3	-10	-10	-7	-1	-2	-2	2	-1	0	0	9
4/15/11 14:17	4/13/11	DUNR	Dune Energy Inc	DE	Energy	OilSv	Oil & Gas Field Services	Ubs AG	V8	T	P.m	15	0.8196	0	19	0	11,709	D
9/18/08 13:09	7/11/08	IGC	India Globalization Capital, Inc.	MD	Machn	HvyCn	Heavy Construction Non-Bldg C	Ubs AG		T	P.dm	9	4.85	0	2	6	31	I	-16	-20	14	-12	0	-1	-4	-8	5	4	-41	-78	-88	-74
9/18/08 13:07	6/23/08	IGC	India Globalization Capital, Inc.	MD	Machn	HvyCn	Heavy Construction Non-Bldg C	Ubs AG		T	P.dm	76	4.63	0	16	111	31	I	-16	-20	14	-12	0	-1	-4	-8	5	4	-41	-78	-88	-74
9/18/08 13:05	6/13/08	IGC	India Globalization Capital, Inc.	MD	Machn	HvyCn	Heavy Construction Non-Bldg C	Ubs AG		T	P.dm	133	4.95	0	27	461	33	I	-16	-20	14	-12	0	-1	-4	-8	5	4	-41	-78	-88	-74
9/18/08 13:04	6/9/08	IGC	India Globalization Capital, Inc.	MD	Machn	HvyCn	Heavy Construction Non-Bldg C	Ubs AG		T	P.dm	138	5.39	0	26	404	32	I	-16	-20	14	-12	0	-1	-4	-8	5	4	-41	-78	-88	-74
9/18/08 13:02	6/3/08	IGC	India Globalization Capital, Inc.	MD	Machn	HvyCn	Heavy Construction Non-Bldg C	Ubs AG		T	P.dm	106	5.65	0	19	163	30	I	-16	-20	14	-12	0	-1	-4	-8	5	4	-41	-78	-88	-74
9/18/08 13:00	5/23/08	IGC	India Globalization Capital, Inc.	MD	Machn	HvyCn	Heavy Construction Non-Bldg C	Ubs AG		T	P.dm	177	5.21	0	34	168	54	I	-16	-20	14	-12	0	-1	-4	-8	5	4	-41	-78	-88	-74
9/18/08 12:57	5/19/08	IGC	India Globalization Capital, Inc.	MD	Machn	HvyCn	Heavy Construction Non-Bldg C	Ubs AG		T	P.dm	291	5.04	0	58		32	I	-16	-20	14	-12	0	-1	-4	-8	5	4	-41	-78	-88	-74
9/18/08 12:53	5/2/08	IGC	India Globalization Capital, Inc.	MD	Machn	HvyCn	Heavy Construction Non-Bldg C	Ubs AG		T	P.dm	111	4.68	0	24	264	33	I	-16	-20	14	-12	0	-1	-4	-8	5	4	-41	-78	-88	-74
9/18/08 12:51	4/10/08	IGC	India Globalization Capital, Inc.	MD	Machn	HvyCn	Heavy Construction Non-Bldg C	Ubs AG		T	P.dm	128	4.33	0	30	730	34	I	-16	-20	14	-12	0	-1	-4	-8	5	4	-41	-78	-88	-74
9/18/08 12:48	3/20/08	IGC	India Globalization Capital, Inc.	MD	Machn	HvyCn	Heavy Construction Non-Bldg C	Ubs AG		T	P.dm	63	4.38	0	14	82	32	I	-16	-20	14	-12	0	-1	-4	-8	5	4	-41	-78	-88	-74
5/23/08 19:07	3/26/08	DNE	Dune Energy Inc	DE	Energy	OilSv	Oil & Gas Field Services	Ubs AG	CT	T	P.m	51	1.77	0	29		0	D
5/23/08 19:06	3/18/08	DNE	Dune Energy Inc	DE	Energy	OilSv	Oil & Gas Field Services	Ubs AG	CT	T	P.m	50	1.71	0	29		0	D
5/23/08 19:03	2/25/08	DNE	Dune Energy Inc	DE	Energy	OilSv	Oil & Gas Field Services	Ubs AG	CT	T	P.m	119	1.69	0	71		13	D
5/23/08 19:00	1/22/08	DNE	Dune Energy Inc	DE	Energy	OilSv	Oil & Gas Field Services	Ubs AG	CT	T	P.dm	45	1.90	0	24		0	D
5/23/08 18:57	12/10/07	DNE	Dune Energy Inc	DE	Energy	OilSv	Oil & Gas Field Services	Ubs AG	CT	T	P.m	52	1.90	0	27		0	D
5/23/08 18:56	10/11/07	DNE	Dune Energy Inc	DE	Energy	OilSv	Oil & Gas Field Services	Ubs AG	CT	T	P.dm	38	2.05	0	19		0	D
5/23/08 18:54	8/3/07	DNE	Dune Energy Inc	DE	Energy	OilSv	Oil & Gas Field Services	Ubs AG	CT	T	P.dm	50	2.17	0	23		5	D
5/23/08 18:53	6/15/07	DNE	Dune Energy Inc	DE	Energy	OilSv	Oil & Gas Field Services	Ubs AG	CT	T	P.dm	87	2.38	0	36		2	D
5/23/08 18:51	5/1/07	DNE	Dune Energy Inc	DE	Energy	OilSv	Oil & Gas Field Services	Ubs AG	CT	T	P.dm	97	2.32	0	42		0	D
1/26/07 15:44	1/24/07	OTD	O2Diesel Corp		Retail	Grocer	Groceries & Related Products	Ubs AG		T	P	19	0.8994	0	21	0	8,260	D
9/14/06 16:58	9/7/06	OTD	O2Diesel Corp		Retail	Grocer	Groceries & Related Products	Ubs AG		T	P	31	1.14	0	28	0	8,260	D
9/14/06 16:57	9/7/06	OTD	O2Diesel Corp		Retail	Grocer	Groceries & Related Products	Ubs AG		T	P	45	1.09	0	41	1	8,232	D
9/14/06 16:56	9/7/06	OTD	O2Diesel Corp		Retail	Grocer	Groceries & Related Products	Ubs AG		T	P	16	1.11	0	15	0	8,191	D
3/15/05 21:04	3/8/05	IMFN	Impsat Fiber Networks Inc	DE	Telco	Telco	Communications Services	Ubs AG	CT	T	P	3,408	6.30	0	541	39	1,918	D
2/24/05 10:48	2/17/05	IMFN	Impsat Fiber Networks Inc	DE	Telco	Telco	Communications Services	Ubs AG	CT	T	P.m	1,036	5.92	0	175	15	1,377	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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