8/11/06 11:16  | 8/7/06  | MPE | Mpower Holding Corp | DE | Telco | Telco | Telephone Communications (No  | Aspen Advisors LLC | NY | T |  | S.d | -19,757 | 1.92 | 0 | -10,290 | -100 | 0 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/10/05 13:13  | 8/8/05  | NLEQ | Nes Rentals Holdings Inc | DE | Other | Other | Asset-Backed Securities | Aspen Advisors LLC | NY | T |  | S | -15,190 | 10.00 | 0 | -1,519 | -72 | 584 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/15/05 16:38  | 6/13/05  | MPE | Mpower Holding Corp | DE | Telco | Telco | Telephone Communications (No  | Aspen Advisors LLC | NY | T |  | P.m | 67 | 1.76 | 0 | 38 | 1 | 3,134 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/9/05 18:50  | 6/7/05  | MPE | Mpower Holding Corp | DE | Telco | Telco | Telephone Communications (No  | Aspen Advisors LLC | NY | T |  | P.m | 408 | 1.74 | 0 | 235 | 8 | 3,115 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/7/05 19:06  | 6/3/05  | MPE | Mpower Holding Corp | DE | Telco | Telco | Telephone Communications (No  | Aspen Advisors LLC | NY | T |  | P.m | 344 | 1.66 | 0 | 207 | 7 | 2,997 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/17/04 17:16  | 11/16/04  | MPE | Mpower Holding Corp | DE | Telco | Telco | Telephone Communications (No  | Aspen Advisors LLC | NY | T |  | P | 480 | 1.60 | 0 | 300 | 3 | 9,810 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/4/04 15:15  | 9/30/04  | FRNS | First Avenue Networks Inc | DE | Telco | Telco | Radiotelephone Communications | Aspen Advisors LLC | NY | T |  | P | 386 | 4.52 | 0 | 85 | 1 | 7,524 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/4/04 10:05  | 1/28/04  | FRNS | First Avenue Networks Inc | DE | Telco | Telco | Radiotelephone Communications | Aspen Advisors LLC | NY | T |  | P.ad | 0 | 0.00 | 0 | 625 | 20 | 3,702 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/30/04 13:10  | 1/28/04  | FRNS | First Avenue Networks Inc | DE | Telco | Telco | Radiotelephone Communications | Aspen Advisors LLC | NY | T |  | P.d | 1,125 | 1.80 | 0 | 625 | 20 | 3,702 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/6/04 17:28  | 1/2/04  | RBAKQ | Redback Networks Inc | DE | Tech | Softw | Computer Integrated Systems D | Aspen Advisors LLC | NY | T |  | P.e | 3,950 | 0.2170 | 0 | 18,200 | 36 | 68,400 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/5/04 18:26  | 12/31/03  | RBAKQ | Redback Networks Inc | DE | Tech | Softw | Computer Integrated Systems D | Aspen Advisors LLC | NY | T |  | P.e | 5,480 | 0.2278 | 0 | 24,056 | 92 | 50,200 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/2/04 16:32  | 12/30/03  | RBAKQ | Redback Networks Inc | DE | Tech | Softw | Computer Integrated Systems D | Aspen Advisors LLC | NY | T |  | P.e | 348 | 0.3043 | 0 | 1,144 | 5 | 26,144 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/30/03 18:01  | 12/29/03  | RBAKQ | Redback Networks Inc | DE | Tech | Softw | Computer Integrated Systems D | Aspen Advisors LLC |  | T |  | P.e | 927 | 0.3090 | 0 | 3,000 | 14 | 25,000 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/24/03 12:09  | 12/23/03  | RBAKQ | Redback Networks Inc | DE | Tech | Softw | Computer Integrated Systems D | Aspen Advisors LLC | NY | T |  | P.e | 639 | 0.3194 | 0 | 2,000 | 10 | 22,000 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/21/03 17:02  | 11/20/03  | FRNS | First Avenue Networks Inc | DE | Telco | Telco | Radiotelephone Communications | Aspen Advisors LLC | NY | T |  | P.ed | 150 | 1.76 | 0 | 85 | 3 | 2,950 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  |