9/26/23 17:33  | 9/25/23  | GLAE | Glassbridge Enterprises, Inc. | DE | Financ | InvAdv | Investment Advice | Clinton Group Inc | NY | H | See Expl | S | -1,250 | 164.95 | 0 | -8 | -100 | 0 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/15/16 17:56  | 6/13/16  | IMN | Imation Corp | DE | Tech | CStrg | Magnetic & Optical Recording  | Clinton Group Inc | NY | TH | See rema | P.m | 65 | 1.72 | 0 | 38 | 3 | 1,428 | I | -49 | -60 | 24 | 8 | 10 | 2 | -1 | 1 | -5 | -3 | -32 | -57 | -41 |  | 
3/16/16 18:01  | 3/14/16  | IMN | Imation Corp | DE | Tech | CStrg | Magnetic & Optical Recording  | Clinton Group Inc | NY | DH | See rema | P | 133 | 1.48 | 0 | 90 | 7 | 1,390 | I | -74 | -60 | -35 | 15 | 104 | 92 | 66 | 31 | 0 | -1 | -10 | 9 | -54 |  | 
12/15/15 18:37  | 12/14/15  | IMN | Imation Corp | DE | Tech | CStrg | Magnetic & Optical Recording  | Clinton Group Inc | NY | DH | See rema | P | 38 | 1.28 | 0 | 30 | 2 | 1,787 | I | -71 | -60 | -71 | -49 | -46 | -24 | -30 | -18 | 5 | 18 | -12 | 23 | 33 | -26 | 
12/15/15 18:37  | 12/14/15  | IMN | Imation Corp | DE | Tech | CStrg | Magnetic & Optical Recording  | Clinton Group Inc | NY | DH | See rema | S | -47 | 1.31 | 0 | -36 | -2 | 1,787 | I | -71 | -60 | -71 | -49 | -46 | -24 | -30 | -18 | 5 | 18 | -12 | 23 | 33 | -26 | 
12/14/15 20:20  | 12/10/15  | PMBC | Pacific Mercantile Bancorp | CA | Financ | NtBnk | National Commercial Banks | Clinton Group Inc | NY | H | See rema | S.m | -1,679 | 7.01 | 0 | -240 | -18 | 1,100 | I | 15 | -1 | -8 | 6 | 4 | 5 | 3 | 0 | 0 | 0 | 0 | 3 | -1 | -6 | 
12/9/15 20:37  | 12/7/15  | IMN | Imation Corp | DE | Tech | CStrg | Magnetic & Optical Recording  | Clinton Group Inc | NY | DH | See rema | S | -166 | 1.50 | 0 | -110 | -6 | 1,793 | I | -64 | -49 | -63 | -39 | -13 | -2 | -13 | -7 | -6 | -16 | -19 | -20 | 9 | -35 | 
12/9/15 20:37  | 12/8/15  | IMN | Imation Corp | DE | Tech | CStrg | Magnetic & Optical Recording  | Clinton Group Inc | NY | DH | See rema | P | 174 | 1.57 | 0 | 111 | 7 | 1,793 | I | -64 | -49 | -63 | -39 | -13 | -2 | -13 | -7 | -6 | -16 | -19 | -20 | 9 | -35 | 
12/1/15 19:05  | 11/27/15  | PMBC | Pacific Mercantile Bancorp | CA | Financ | NtBnk | National Commercial Banks | Clinton Group Inc | NY | H | See rema | S.m | -475 | 6.73 | 0 | -71 | -5 | 1,339 | I | 10 | -1 | -6 | -7 | -3 | 2 | 2 | -1 | 0 | 1 | 5 | 3 | 6 | -9 | 
11/24/15 19:34  | 11/20/15  | PMBC | Pacific Mercantile Bancorp | CA | Financ | NtBnk | National Commercial Banks | Clinton Group Inc | NY | H | See rema | S.m | -616 | 6.71 | 0 | -92 | -6 | 1,410 | I | 11 | 1 | -5 | -9 | -1 | 0 | 4 | 3 | 0 | 0 | 4 | 3 | 11 | -1 | 
11/12/15 17:15  | 11/10/15  | IMN | Imation Corp | DE | Tech | CStrg | Magnetic & Optical Recording  | Clinton Group Inc | NY | DH | See rema | P | 40 | 2.09 | 0 | 19 | 1 | 1,793 | I | -57 | -41 | -60 | -47 | -11 | -9 | -25 | -20 | 0 | 1 | -22 | -55 | -10 | -64 | 
11/4/15 19:46  | 11/2/15  | PMBC | Pacific Mercantile Bancorp | CA | Financ | NtBnk | National Commercial Banks | Clinton Group Inc | NY | H | See rema | S.m | -3,547 | 6.51 | 0 | -545 | -27 | 1,502 | I | 10 | 0 | -5 | -8 | 2 | 1 | 2 | 0 | -2 | -1 | 2 | 5 | 13 | -17 | 
10/29/15 17:27  | 10/27/15  | PMBC | Pacific Mercantile Bancorp | CA | Financ | NtBnk | National Commercial Banks | Clinton Group Inc | NY | H | See rema | S.m | -211 | 6.66 | 0 | -32 | -2 | 2,047 | I | 7 | 2 | -5 | -11 | -7 | -4 | -4 | 0 | -1 | -3 | -1 | 2 | 10 | -21 | 
9/16/15 16:34  | 9/9/15  | PMBC | Pacific Mercantile Bancorp | CA | Financ | NtBnk | National Commercial Banks | Clinton Group Inc | NY | H | See rema | S.m | -609 | 6.85 | 0 | -89 | -58 | 63 | I | 8 | -2 | -7 | -12 | -8 | -10 | -6 | -1 | 7 | 0 | 1 | 5 | 6 | 11 | 
3/5/15 17:28  | 3/3/15  | PMBC | Pacific Mercantile Bancorp | CA | Financ | NtBnk | National Commercial Banks | Clinton Group Inc | NY | H | See rema | P.m | 175 | 7.09 | 0 | 25 | 19 | 152 | I | 16 | 13 | -1 | 3 | 1 | -1 | -1 | 1 | 0 | 1 | 2 | 2 | 0 | -2 | 
2/5/15 17:56  | 2/3/15  | PMBC | Pacific Mercantile Bancorp | CA | Financ | NtBnk | National Commercial Banks | Clinton Group Inc | NY | H | See rema | P.m | 191 | 7.01 | 0 | 27 | 27 | 128 | I | 16 | 12 | 1 | 3 | 1 | 0 | 0 | 2 | -1 | 1 | 1 | 3 | 6 | 0 | 
12/16/14 18:09  | 12/15/14  | PMBC | Pacific Mercantile Bancorp | CA | Financ | NtBnk | National Commercial Banks | Clinton Group Inc | NY | H | See rema | P.m | 202 | 7.06 | 0 | 29 | 40 | 100 | I | 17 | 16 | 7 | 5 | 4 | 3 | 1 | -1 | -1 | -1 | -2 | 2 | 3 | 0 | 
12/12/14 18:05  | 12/10/14  | PMBC | Pacific Mercantile Bancorp | CA | Financ | NtBnk | National Commercial Banks | Clinton Group Inc | NY | H | See rema | P.m | 292 | 7.07 | 0 | 41 | 135 | 72 | I | 16 | 16 | 8 | 1 | 1 | 2 | 3 | 1 | -1 | -1 | 0 | 1 | 7 | -1 | 
12/4/14 19:23  | 12/2/14  | PMBC | Pacific Mercantile Bancorp | CA | Financ | NtBnk | National Commercial Banks | Clinton Group Inc | NY | H | See rema | P.m | 75 | 6.95 | 0 | 11 | 55 | 31 | I | 13 | 12 | 5 | -1 | 5 | 2 | 3 | 2 | 0 | 2 | 2 | 2 | 3 | -2 | 
11/7/14 17:05  | 10/28/14  | PMBC | Pacific Mercantile Bancorp | CA | Financ | NtBnk | National Commercial Banks | Clinton Group Inc | NY | H | See rema | P.m | 134 | 6.77 | 0 | 20 | New | 20 | I | -1 | 7 | 6 | -6 | -5 | -4 | 2 | -2 | -1 | 3 | 3 | 6 | 5 | -2 | 
5/19/14 11:12  | 5/15/14  | PMBC | Pacific Mercantile Bancorp | CA | Financ | NtBnk | National Commercial Banks | Clinton Group Inc | NY | D |  | S | -765 | 6.40 | 0 | -119 | -8 | 1,410 | I | 9 | 2 | 5 | 4 | 4 | -2 | 0 | 0 | 0 | 0 | 1 | 8 | 7 | 10 | 
12/23/13 20:07  | 12/19/13  | VVTV | Valuevision Media Inc | MN | Retail | eCom | Catalog & Mail-Order Houses | Clinton Group Inc | NY | TH | SEE REMA | S.dm | -1,922 | 6.64 | 0 | -290 | -9 | 3,078 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/7/13 10:11  | 9/30/13  | CFIS | Community Financial Shares Inc | DE | Financ | SvBnk | Savings Institution, Federall | Clinton Group Inc | NY | D |  | P.d | 316 | 1.00 | 0 | 316 | 38 | 1,150 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/23/13 14:23  | 5/21/13  | EVRY | Everyware Global, Inc. | DE | Financ | AcqCo | Blank Checks | Clinton Group Inc | NY | T |  | P.dm | 16,551 | 10.00 | 0 | 1,655 | 131 | 2,918 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/1/13 14:03  | 4/1/13  | ROIQ | Roi Acquisition Corp. | DE | Financ | AcqCo | Blank Checks | Clinton Group Inc | NY | T |  | S | 0 | 0.0115 | 0 | -12 | -1 | 1,863 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/21/13 19:39  | 3/12/13  | PMBC | Pacific Mercantile Bancorp | CA | Financ | NtBnk | National Commercial Banks | Clinton Group Inc | NY | D |  | P.m | 710 | 5.94 | 0 | 119 | 8 | 1,529 | I | 35 | 31 | -15 | -5 | 0 | 1 | 4 | -2 | 5 | 5 | 6 | -9 | 6 | 6 | 
9/18/12 16:32  | 9/14/12  | OVRL | Overland Storage Inc | CA | Tech | CStrg | Computer Storage Devices | Clinton Group Inc | NY | T |  | P | 34 | 1.93 | 0 | 18 | 1 | 2,897 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/13/12 15:14  | 3/21/11  | OVRL | Overland Storage Inc | CA | Tech | CStrg | Computer Storage Devices | Clinton Group Inc | NY | T |  | P.dm | 5,103 | 1.77 | 0 | 2,880 | New | 2,880 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/19/07 20:07  | 11/15/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | T |  | P.m | 58 | 3.83 | 0 | 15 | 1 | 2,730 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/19/07 20:01  | 11/13/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc |  | T |  | P.am | 122 | 3.81 | 0 | 32 | 1 | 2,715 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/15/07 14:00  | 11/13/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | T |  | P.m | 287 | 3.80 | 0 | 76 | 3 | 2,683 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/13/07 20:12  | 11/9/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc |  | T |  | P | 1,456 | 3.53 | 0 | 413 | 19 | 2,607 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/14/07 17:52  | 9/12/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | DT |  | P.m | 508 | 5.21 | 0 | 98 | 5 | 2,195 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/12/07 17:56  | 9/10/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | DT |  | P.m | 488 | 5.01 | 0 | 97 | 5 | 2,097 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/10/07 15:35  | 9/6/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | DT |  | P | 172 | 5.18 | 0 | 33 | 2 | 2,000 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/6/07 18:47  | 9/4/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | DT |  | P.m | 70 | 5.02 | 0 | 14 | 1 | 1,967 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/4/07 21:15  | 8/30/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | DT |  | P | 44 | 5.05 | 0 | 9 | 0 | 1,953 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/29/07 17:14  | 8/29/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | DT |  | P | 56 | 5.07 | 0 | 11 | 1 | 1,944 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/27/07 18:26  | 8/23/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | DT |  | P.m | 392 | 5.21 | 0 | 75 | 4 | 1,933 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/22/07 17:38  | 8/20/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | DT |  | P | 52 | 5.30 | 0 | 10 | 1 | 1,858 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/20/07 13:54  | 8/17/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | DT |  | P | 109 | 5.35 | 0 | 20 | 1 | 1,848 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/17/07 15:30  | 8/15/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | DT |  | P | 217 | 4.89 | 0 | 44 | 2 | 1,828 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/14/07 19:01  | 8/13/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | DT |  | P.m | 538 | 4.59 | 0 | 117 | 7 | 1,783 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/30/07 16:26  | 5/25/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | DT |  | P | 34 | 6.88 | 0 | 5 | 0 | 1,666 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/24/07 19:38  | 5/22/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | DT |  | P.m | 90 | 6.86 | 0 | 13 | 1 | 1,661 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/22/07 17:57  | 5/17/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc |  | DT |  | P.am | 187 | 6.99 | 0 | 27 | 2 | 1,648 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/21/07 21:50  | 5/17/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc |  | T |  | P.m | 187 | 6.99 | 0 | 27 | 2 | 1,648 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/27/07 18:19  | 3/23/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | T |  | P.m | 271 | 5.63 | 0 | 48 | 3 | 1,621 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/19/07 21:28  | 3/15/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | T |  | P | 184 | 5.17 | 0 | 36 | 2 | 1,573 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/14/07 21:35  | 3/12/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | T |  | P.m | 304 | 5.03 | 0 | 60 | 4 | 1,537 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/12/07 20:50  | 3/9/07  | LNX | Lenox Group Inc | DE | Hshld | Hshld | Pottery & Related Products | Clinton Group Inc | NY | T |  | P | 111 | 5.04 | 0 | 22 | 2 | 1,477 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  |