| 10/8/25 16:30 | 10/7/25 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | S | -7,137 | 713.74 | 0 | -10 | 0 | 3,034 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/9/25 17:42 | 9/8/25 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | S | -7,436 | 743.64 | 0 | -10 | 0 | 3,044 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/12/25 17:43 | 8/11/25 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | S | -8,313 | 831.29 | 0 | -10 | 0 | 3,054 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 4/23/25 16:42 | 4/21/25 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | S | -5,410 | 540.99 | 0 | -10 | 0 | 3,064 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 2/11/25 17:00 | 2/7/25 | OCX | Oncocyte Corp | CA | Health | Diagn | In Vitro & In Vivo Diagnostic | Smith Patrick W | CA | T |  | P | 2,209 | 2.05 | 0 | 1,078 | 49 | 3,258 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 2/4/25 16:45 | 1/31/25 | OCX | Oncocyte Corp | CA | Health | Diagn | In Vitro & In Vivo Diagnostic | Smith Patrick W | CA | T |  | P.m | 2 | 2.01 | 0 | 1 | 0 | 1,795 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 1/31/25 17:00 | 1/29/25 | OCX | Oncocyte Corp | CA | Health | Diagn | In Vitro & In Vivo Diagnostic | Smith Patrick W | CA | T |  | P.m | 8 | 2.01 | 0 | 4 | 0 | 1,794 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 1/15/25 17:00 | 1/13/25 | OCX | Oncocyte Corp | CA | Health | Diagn | In Vitro & In Vivo Diagnostic | Smith Patrick W | CA | T |  | P.m | 34 | 2.12 | 0 | 16 | 1 | 1,790 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 12/27/24 21:49 | 12/26/24 | OCX | Oncocyte Corp | CA | Health | Diagn | In Vitro & In Vivo Diagnostic | Smith Patrick W | CA | T |  | P | 192 | 2.13 | 0 | 90 | 5 | 1,774 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/4/24 16:26 | 10/3/24 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | S | -1,927 | 404.14 | 0 | -5 | 0 | 2,925 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/2/24 20:27 | 9/30/24 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | M.dm | 68,183 | 401.08 | 0 | 170 | 6 | 2,930 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/2/24 20:27 | 9/30/24 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | S.dm | -66,341 | 402.07 | 0 | -165 | -5 | 2,930 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/4/24 17:51 | 8/30/24 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | M.dm | 61,412 | 361.25 | 0 | 170 | 6 | 2,925 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/4/24 17:51 | 8/30/24 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | S.dm | -60,997 | 357.67 | 0 | -171 | -6 | 2,925 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/27/24 17:26 | 8/23/24 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | M.d | 63,019 | 370.70 | 0 | 170 | 6 | 2,925 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/27/24 17:26 | 8/23/24 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | S.dm | -62,453 | 366.73 | 0 | -170 | -6 | 2,925 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 4/4/23 19:20 | 4/3/23 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | M.d | 1,249 | 227.39 | 0 | 5 | 0 | 2,986 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 4/4/23 19:20 | 4/3/23 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | S.d | -583 | 224.36 | 0 | -3 | 0 | 2,986 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 3/31/23 18:30 | 3/29/23 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | M.dm | 89,864 | 220.97 | 0 | 407 | 16 | 2,983 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 3/31/23 18:30 | 3/29/23 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | S.dm | -49,059 | 220.39 | 0 | -223 | -7 | 2,983 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 3/28/23 21:54 | 3/27/23 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | M.dm | 26,894 | 217.00 | 0 | 124 | 5 | 2,799 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 3/28/23 21:54 | 3/27/23 | AXON | Axon Enterprise, Inc. | DE | Hshld | Guns | Ordnance & Accessories, (No V | Smith Patrick W | AZ | DO | CEO | S.dm | -15,906 | 216.72 | 0 | -73 | -3 | 2,799 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |