TC | 
Stat | 
Stk | 
Ins | 
Fil | 
+d | 
+w | 
+m | 
+q | 
+h | 
+y | 
avg | 
				
|---|---|---|---|---|---|---|---|---|---|---|---|
| P | %ret | 2 | 1 | 2 | 1 | -1 | 1 | 14 | 15 | 23 | 9 | 
| P | %wins | 100 | 50 | 100 | 100 | 100 | 100 | 92 | 
Filing Date | 
					T Date | 
					Ticker | 
					Issuer | Inc | 					Sector | 
					Ind | Industry |  
						Owner | 
						oSt | 
						Rel | 
						Title | 
					 
					T | 
					TVal | 
					Price | 
					L | 
					Qty | 
					oc | 
					Own | 
					H | 
					r2y | 
					r1y | 
					r6m | 
					r3m | 
					r6w | 
					r3w | 
					r7d | 
					r3d | 
					f1d | 
					f1w | 
					f1m | 
					f3m | 
					f6m | 
					f1y | 
				
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
4/23/20 16:40  | 4/21/20  | CFG | Citizens Financial Group Inc/ri | DE | Financ | StBnk | State Commercial Banks | Koch Charles John | CT | D | P.m | 488 | 19.53 | 0 | 25 | 36 | 94 | D | |||||||||||||||
8/22/19 16:50  | 8/20/19  | CFG | Citizens Financial Group Inc/ri | DE | Financ | StBnk | State Commercial Banks | Koch Charles John | CT | D | P | 487 | 32.45 | 0 | 15 | 28 | 69 | D | |||||||||||||||
10/25/18 19:47  | 10/23/18  | CFG | Citizens Financial Group Inc/ri | DE | Financ | StBnk | State Commercial Banks | Koch Charles John | CT | D | P | 508 | 36.32 | 0 | 14 | 39 | 50 | D | |||||||||||||||
9/30/14 15:54  | 9/29/14  | CFG | Citizens Financial Group Inc/ri | RI | Financ | StBnk | State Commercial Banks | Koch Charles John | CT | D | P | 430 | 21.50 | 33 | 20 | 960 | 22 | D | 1 | 1 | -3 | 0 | 10 | 5 | 2 | ||||||||
9/9/05 12:03  | 9/8/05  | AIZ | Assurant Inc | Insur | Insur | Accident & Health Insurance | Koch Charles John | NY | D | P | 559 | 37.25 | 18 | 15 | 952 | 17 | D | 42 | 9 | 4 | -2 | -1 | -1 | 1 | 1 | 2 | 1 | 18 | 24 | 43 | |||
6/14/04 09:24  | 6/10/04  | CF | Charter One Financial Inc | DE | Financ | NtBnk | National Commercial Banks | Koch Charles John | OH | DO | CB,Chief | P.d | 13 | 44.16 | 0 | 0 | 0 | 1,119 | I | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |