3/10/22 16:31  | 3/8/22  | HYMC | Hycroft Mining Holding Corp | DE | Mining | Gold | Gold & Silver Ores | Whitebox Advisors LLC | MN | T |  | S.d | -7,229 | 0.9247 | 0 | -7,817 | -91 | 735 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/12/21 20:00  | 11/10/21  | HYMC | Hycroft Mining Holding Corp | DE | Mining | Gold | Gold & Silver Ores | Whitebox Advisors LLC | MN | T |  | S.dm | -202 | 1.06 | 0 | -191 | -2 | 8,553 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/7/21 18:38  | 9/2/21  | HYMC | Hycroft Mining Holding Corp | DE | Mining | Gold | Gold & Silver Ores | Whitebox Advisors LLC | MN | T |  | S.d | -5,920 | 1.85 | 0 | -3,200 | -27 | 8,743 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/1/21 17:53  | 2/25/21  | HYMC | Hycroft Mining Holding Corp | DE | Mining | Gold | Gold & Silver Ores | Whitebox Advisors LLC | MN | T |  | S.m | -70 | 7.11 | 0 | -10 | 0 | 11,943 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/22/20 18:07  | 12/18/20  | HYMC | Hycroft Mining Holding Corp | DE | Mining | Gold | Gold & Silver Ores | Whitebox Advisors LLC | MN | T |  | S.m | -418 | 8.38 | 0 | -50 | 0 | 11,953 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/3/20 18:49  | 12/1/20  | HYMC | Hycroft Mining Holding Corp | DE | Mining | Gold | Gold & Silver Ores | Whitebox Advisors LLC | MN | T |  | S.m | -725 | 7.52 | 0 | -96 | -1 | 12,003 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/20/19 18:37  | 9/19/19  | CTRA | Contura Energy, Inc. | DE | Mining | Coal | Bituminous Coal & Lignite Sur | Whitebox Advisors LLC | MN | T |  | S | -16,495 | 32.99 | 0 | -500 | -22 | 1,784 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/10/19 16:28  | 4/9/19  | PKD | Parker Drilling Co /de/ | DE | Energy | OilDrl | Drilling Oil & Gas Wells | Whitebox Advisors LLC | MN | T |  | S | -2,116 | 18.24 | 0 | -116 | -8 | 1,415 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/1/19 16:22  | 3/28/19  | SAEX | Saexploration Holdings, Inc. | DE | Energy | OilSv | Oil & Gas Field Exploration S | Whitebox Advisors LLC | MN | T |  | P | 184 | 3.33 | 0 | 55 | 40 | 192 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/7/19 17:54  | 1/3/19  | CTRA | Contura Energy, Inc. | DE | Mining | Coal | Bituminous Coal & Lignite Sur | Whitebox Advisors LLC | MN | T |  | S.m | -1,668 | 64.91 | 0 | -26 | -1 | 2,284 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/17/17 18:07  | 11/15/17  | BCEI | Bonanza Creek Energy, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -16,005 | 32.01 | 0 | -500 | -22 | 1,821 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/20/17 18:23  | 10/30/15  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.a | -2,208 | 22.86 | 0 | -97 | -1 | 8,419 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/20/17 18:20  | 11/30/16  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.am | -1,812 | 14.91 | 0 | -122 | -2 | 7,158 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/20/17 18:13  | 10/18/17  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -2,206 | 20.50 | 0 | -108 | -2 | 4,243 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/13/17 17:34  | 10/11/17  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -2,408 | 20.63 | 0 | -117 | -3 | 4,351 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/10/17 18:40  | 10/5/17  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -10,499 | 20.75 | 0 | -506 | -10 | 4,468 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/4/17 17:57  | 10/2/17  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -7,520 | 20.91 | 0 | -360 | -7 | 4,974 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/29/17 18:07  | 9/27/17  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -5,848 | 21.08 | 0 | -277 | -5 | 5,334 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/26/17 17:26  | 9/22/17  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -2,084 | 20.49 | 0 | -102 | -1 | 11,253 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/19/17 17:32  | 9/15/17  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -3,684 | 19.74 | 0 | -187 | -3 | 5,713 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/13/17 18:48  | 9/11/17  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -7,285 | 18.49 | 0 | -394 | -6 | 5,899 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/7/17 17:52  | 9/5/17  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -6,678 | 17.57 | 0 | -380 | -6 | 6,293 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/30/17 18:04  | 8/28/17  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -1,738 | 17.77 | 0 | -98 | -1 | 6,673 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/5/17 20:07  | 6/1/17  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -3,981 | 16.89 | 0 | -236 | -3 | 6,771 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/12/17 16:32  | 5/10/17  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S | -170 | 17.13 | 2 | -10 | 0 | 7,007 | I | -26 | -1 | 18 | 13 | 3 | 2 | 3 | -1 |  |  |  |  |  |  | 
5/3/17 17:33  | 5/1/17  | BCEI | Bonanza Creek Energy, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S | -794 | 39.22 | 2 | -20 | -1 | 2,319 | I | -99 | -90 | -67 | -85 | -69 | -64 | -61 | -56 | -7 | 3 |  |  |  |  | 
3/3/17 18:19  | 3/1/17  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -2,203 | 15.65 | 4 | -141 | -2 | 7,017 | I | -17 | -19 | 26 | 8 | 10 | 5 | 4 | 5 | 0 | 0 | 7 |  |  |  | 
12/2/16 18:50  | 11/30/16  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -10,072 | 14.85 | 4 | -678 | -9 | 7,158 | I | 2 | -38 | -4 | 19 | 5 | 2 | 0 | 3 | 1 | 1 | 0 | 2 |  |  | 
11/18/16 18:06  | 11/16/16  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -1,548 | 14.65 | 4 | -106 | -1 | 7,836 | I | -6 | -46 | -11 | 4 | 3 | 8 | 1 | -3 | 2 | -1 | -3 | 2 |  |  | 
10/11/16 17:58  | 10/6/16  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -752 | 14.27 | 4 | -53 | -1 | 7,942 | I | -10 | -34 | -27 | -11 | 14 | 4 | 9 | -1 | -1 | -3 | 1 | -6 | 21 |  | 
9/13/16 16:52  | 9/9/16  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -2,427 | 13.32 | 3 | -182 | -2 | 7,218 | I | -15 | -34 | -30 | -8 | -13 | -5 | 6 | 1 | 1 | 9 | 9 | 18 | 24 |  | 
9/9/16 16:56  | 9/7/16  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -5,789 | 12.97 | 3 | -446 | -6 | 7,400 | I | -17 | -31 | -27 | -12 | -9 | -1 | 10 | 7 | -3 | 1 | 4 | 14 | 15 |  | 
2/12/16 19:25  | 2/10/16  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -5,318 | 23.78 | 3 | -224 | -3 | 7,846 | I | 12 | 22 | 9 | -7 | -4 | -4 | 0 | 5 | -1 | -1 | -20 | -30 | -44 | -37 | 
2/2/16 20:19  | 1/29/16  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -2,603 | 23.82 | 3 | -109 | -1 | 8,070 | I | 3 | 29 | 32 | 2 | 5 | 2 | 3 | 4 | 0 | -4 | -16 | -15 | -34 | -35 | 
12/2/15 19:05  | 11/30/15  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.m | -5,086 | 24.92 | 5 | -204 | -2 | 8,179 | I | 20 | 68 | 5 | 33 | 14 | 0 | -10 | 0 | -2 | -4 | -1 | -19 | -34 | -36 | 
11/3/15 21:26  | 10/30/15  | PARR | Par Pacific Holdings, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.dm | -3,030 | 22.78 | 2 | -133 | -2 | 8,383 | I | -4 | 42 | -5 | 25 | 13 | 6 | 5 | 4 | 1 | 11 | 6 | 3 | -15 | -41 | 
8/20/15 21:06  | 8/18/15  | PARR | Par Petroleum Corp/co | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | T |  | S.d | -2,100 | 21.00 | 3 | -100 | -1 | 8,517 | I | 23 | 14 | 13 | -9 | 12 | 17 | 0 | -1 | -6 | -11 | -4 | 25 | 11 | -33 | 
10/2/13 18:12  | 9/25/13  | PARR | Par Petroleum Corp/co | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | TH | See Rema | P | 46,299 | 1.39 | 0 | 33,309 | 88 | 71,282 | I |  | 76 | 14 | 4 | 9 | 9 | 0 | -1 | -1 | 12 | 28 | 19 | 6 | -13 | 
11/30/12 16:14  | 11/28/12  | PARR | Par Petroleum Corp/co | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Whitebox Advisors LLC | MN | TH | See Rema | S | -1,580 | 1.07 | 0 | -1,477 | -4 | 38,595 | I |  |  |  |  | 7 | -10 | -7 | -4 | -12 | -12 | 6 | 7 | 34 | 85 | 
6/27/12 19:02  | 6/25/12  | ETRM | Enteromedics Inc |  | Health | ElcMd | Electromedical & Electrothera | Whitebox Advisors LLC | MN | TH | See Rema | S.m | -153 | 3.22 | 0 | -47 | -2 | 2,350 | I | 6 | 15 | 75 | 37 | 4 | -8 | -6 | 0 | -3 | 0 | 15 | 24 | -26 | -68 | 
6/25/12 16:58  | 6/21/12  | ETRM | Enteromedics Inc |  | Health | ElcMd | Electromedical & Electrothera | Whitebox Advisors LLC | MN | TH | See Rema | S.m | -60 | 3.14 | 0 | -19 | -1 | 2,398 | I | -17 | 21 | 86 | 38 | 13 | -3 | -3 | -4 | -2 | 9 | 22 | 25 | -24 | -67 | 
5/16/12 17:01  | 5/14/12  | ETRM | Enteromedics Inc |  | Health | ElcMd | Electromedical & Electrothera | Whitebox Advisors LLC | MN | TH | See Rema | S.m | -109 | 2.85 | 0 | -38 | -2 | 2,417 | I | 22 | 17 | 72 | 37 | 23 | 6 | 11 | 10 | -3 | 12 | 9 | -5 | -15 | -67 | 
5/14/12 16:33  | 5/10/12  | ETRM | Enteromedics Inc |  | Health | ElcMd | Electromedical & Electrothera | Whitebox Advisors LLC | MN | TH | See Rema | S.m | -30 | 2.76 | 0 | -11 | 0 | 2,455 | I | 5 | 7 | 46 | 26 | 23 | 9 | -5 | 1 | 5 | 4 | 15 | 11 | -8 | -73 | 
5/1/12 16:55  | 4/27/12  | ETRM | Enteromedics Inc |  | Health | ElcMd | Electromedical & Electrothera | Whitebox Advisors LLC | MN | TH | See Rema | S | -70 | 2.80 | 0 | -25 | -1 | 2,466 | I | -9 | 7 | 57 | 34 | 28 | 29 | 16 | 4 | 0 | -3 | 22 | 18 | 6 | -70 | 
4/19/12 13:00  | 4/16/12  | ETRM | Enteromedics Inc |  | Health | ElcMd | Electromedical & Electrothera | Whitebox Advisors LLC | MN | TH | See Rema | S.m | -60 | 2.35 | 0 | -25 | -1 | 4,994 | I | -22 | 2 | 29 | 32 | 24 | 9 | 7 | 6 | 3 | 15 | 20 | 76 | 39 | -65 | 
11/14/11 14:40  | 11/9/11  | ETRM | Enteromedics Inc |  | Health | ElcMd | Electromedical & Electrothera | Whitebox Advisors LLC | MN | TH | See Rema | S.m | -1 | 1.90 | 0 | -1 | 0 | 2,576 | I | -58 | -9 | -32 | -32 | 7 | -10 | -6 | -8 | -6 | 5 | 11 | 26 | 72 | 49 | 
11/9/11 15:11  | 11/7/11  | ETRM | Enteromedics Inc |  | Health | ElcMd | Electromedical & Electrothera | Whitebox Advisors LLC | MN | TH | See Rema | S.m | -8 | 1.90 | 0 | -4 | 0 | 5,153 | I | -55 | -8 | -24 | -14 | 14 | 1 | -1 | 0 | 0 | -6 | 8 | 17 | 44 | 47 | 
11/7/11 15:30  | 11/3/11  | ETRM | Enteromedics Inc |  | Health | ElcMd | Electromedical & Electrothera | Whitebox Advisors LLC | MN | TH | See Rema | S.m | -4 | 1.90 | 0 | -2 | 0 | 5,163 | I | -54 | -6 | -29 | -15 | 14 | -2 | -2 | -2 | -1 | -7 | 9 | 23 | 46 | 36 | 
11/3/11 16:11  | 11/1/11  | ETRM | Enteromedics Inc |  | Health | ElcMd | Electromedical & Electrothera | Whitebox Advisors LLC | MN | TH | See Rema | S.m | -1 | 1.92 | 0 | 0 | 0 | 5,166 | I | -51 | -6 | -29 | -25 | 1 | 4 | -4 | -3 | -1 | 0 | 5 | 16 | 43 | 30 | 
11/1/11 15:29  | 10/28/11  | ETRM | Enteromedics Inc |  | Health | ElcMd | Electromedical & Electrothera | Whitebox Advisors LLC | MN | TH | See Rema | S.m | -4 | 1.90 | 0 | -2 | 0 | 2,583 | I | -44 | -5 | -29 | -26 | -5 | 7 | 6 | -1 | 1 | -2 | 2 | 18 | 54 | 50 | 
10/28/11 16:13  | 10/26/11  | ETRM | Enteromedics Inc |  | Health | ElcMd | Electromedical & Electrothera | Whitebox Advisors LLC | MN | TH | See Rema | S.m | -11 | 1.92 | 0 | -6 | 0 | 2,585 | I | -40 | -6 | -32 | -28 | -16 | 7 | -1 | -3 | -1 | -1 | -1 | 15 | 55 | 63 | 
10/26/11 20:29  | 10/24/11  | ETRM | Enteromedics Inc |  | Health | ElcMd | Electromedical & Electrothera | Whitebox Advisors LLC | MN | TH | See Rema | S.m | -1 | 1.93 | 0 | -1 | 0 | 2,591 | I | -57 | -5 | -28 | -23 | -10 | 16 | 1 | 7 | -2 | 0 | -2 | -1 | 44 | 67 | 
10/26/11 20:08  | 9/23/11  | ETRM | Enteromedics Inc |  | Health | ElcMd | Electromedical & Electrothera | Whitebox Advisors LLC | MN | TH | See Rema | P.ad | 1,087 | 1.65 | 0 | 659 | 34 | 2,592 | I | -57 | -5 | -28 | -23 | -10 | 16 | 1 | 7 | -2 | 0 | -2 | -1 | 44 | 67 | 
9/27/11 21:28  | 9/23/11  | ETRM | Enteromedics Inc |  | Health | ElcMd | Electromedical & Electrothera | Whitebox Advisors LLC | MN | TH | See Rema | P.d | 1,090 | 1.65 | 0 | 661 | 15 | 5,126 | I | -94 | -7 | -41 | -40 | -36 | -31 | -22 | -10 | -2 | -4 | 14 | 5 | 36 | 142 | 
2/10/11 15:48  | 2/9/11  | TWO | Two Harbors Investment Corp. |  | RlEst | REIT | Real Estate Investment Trusts | Whitebox Advisors LLC | MN | TH | See Rema | S | -377 | 10.46 | 5 | -36 | -2 | 1,496 | I |  | 36 | 35 | 16 | 6 | 6 | 3 | 2 | 1 | 2 | 4 | 6 | -1 | 13 | 
1/3/11 17:38  | 12/30/10  | TWO | Two Harbors Investment Corp. |  | RlEst | REIT | Real Estate Investment Trusts | Whitebox Advisors LLC | MN | TH | See Rema | S | -271 | 9.85 | 9 | -27 | -2 | 1,532 | I |  | 17 | 28 | 14 | 5 | 0 | 1 | 2 | -1 | 1 | 4 | 11 | 20 | 11 | 
12/28/10 13:24  | 12/27/10  | TWO | Two Harbors Investment Corp. |  | RlEst | REIT | Real Estate Investment Trusts | Whitebox Advisors LLC | MN | TH | See Rema | S | -2 | 9.83 | 9 | 0 | 0 | 1,559 | I |  | 19 | 27 | 13 | 6 | 1 | 1 | 1 | -1 | 0 | 3 | 11 | 15 | 12 | 
12/17/10 15:53  | 12/16/10  | TWO | Two Harbors Investment Corp. |  | RlEst | REIT | Real Estate Investment Trusts | Whitebox Advisors LLC | MN | TH | See Rema | S | -972 | 9.72 | 6 | -100 | -6 | 1,560 | I |  | 20 | 25 | 14 | 9 | 3 | 0 | -1 | -3 | 0 | 2 | 11 | 12 | 9 | 
12/15/10 14:43  | 12/13/10  | TWO | Two Harbors Investment Corp. |  | RlEst | REIT | Real Estate Investment Trusts | Whitebox Advisors LLC | MN | TH | See Rema | S | -179 | 10.30 | 5 | -17 | -1 | 1,660 | I |  | 20 | 26 | 14 | 11 | 5 | 1 | 0 | -1 | 0 | 3 | 12 | 13 | 7 | 
12/10/10 15:00  | 12/9/10  | TWO | Two Harbors Investment Corp. |  | RlEst | REIT | Real Estate Investment Trusts | Whitebox Advisors LLC | MN | TH | See Rema | S | -250 | 10.20 | 5 | -25 | -1 | 1,677 | I |  | 20 | 28 | 20 | 10 | 5 | 3 | 1 | 0 | 0 | 0 | 11 | 11 | 7 | 
12/9/10 14:24  | 12/8/10  | TWO | Two Harbors Investment Corp. |  | RlEst | REIT | Real Estate Investment Trusts | Whitebox Advisors LLC | MN | TH | See Rema | S | -252 | 10.09 | 4 | -25 | -1 | 1,702 | I |  | 19 | 31 | 20 | 10 | 5 | 3 | 2 | 0 | -1 | 0 | 14 | 13 | 10 | 
12/8/10 14:27  | 12/7/10  | TWO | Two Harbors Investment Corp. |  | RlEst | REIT | Real Estate Investment Trusts | Whitebox Advisors LLC | MN | TH | See Rema | S | -554 | 10.03 | 4 | -55 | -3 | 1,727 | I |  | 24 | 33 | 21 | 10 | 5 | 3 | 2 | 0 | 0 | 0 | 16 | 15 | 10 | 
12/7/10 15:24  | 12/6/10  | TWO | Two Harbors Investment Corp. |  | RlEst | REIT | Real Estate Investment Trusts | Whitebox Advisors LLC | MN | TH | See Rema | S | -448 | 10.00 | 4 | -45 | -2 | 1,782 | I |  | 23 | 31 | 21 | 8 | 4 | 2 | 0 | 1 | 3 | 2 | 18 | 14 | 11 | 
11/8/10 16:42  | 11/5/10  | TWO | Two Harbors Investment Corp. |  | RlEst | REIT | Real Estate Investment Trusts | Whitebox Advisors LLC | MN | TH | See Rema | S | -90 | 9.28 | 2 | -10 | -1 | 1,827 | I |  | 15 | 15 | 12 | 4 | 0 | 0 | 1 | 1 | 3 | 9 | 14 | 23 | 17 | 
11/4/10 13:13  | 11/3/10  | TWO | Two Harbors Investment Corp. |  | RlEst | REIT | Real Estate Investment Trusts | Whitebox Advisors LLC | MN | TH | See Rema | S | -409 | 9.15 | 2 | -45 | -2 | 1,837 | I |  | 11 | 16 | 13 | 3 | -1 | -1 | -1 | 1 | 3 | 9 | 14 | 24 | 16 | 
10/20/10 16:09  | 10/19/10  | EPCC | Epic Energy Resources, Inc. | CO | BizSv | Conslt | Management Consulting Service | Whitebox Advisors LLC | MN | TH | See Rema | S | 0 | 0.00 | 0 | -2,015 | -7 | 28,952 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/20/10 13:21  | 10/5/10  | AVRW | Aventine Renewable Energy Holdings Inc | DE | Chem | OChm | Industrial Organic Chemicals | Whitebox Advisors LLC | MN | TH | See Rema | S.am | -8,507 | 26.14 | 0 | -325 | -37 | 560 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/18/10 11:25  | 10/5/10  | AVRW | Aventine Renewable Energy Holdings Inc | DE | Chem | OChm | Industrial Organic Chemicals | Whitebox Advisors LLC | MN | TH | See Rema | S.m | -9,125 | 28.04 | 0 | -325 | -18 | 1,446 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/4/10 11:51  | 6/18/10  | AVRW | Aventine Renewable Energy Holdings Inc | DE | Chem | OChm | Industrial Organic Chemicals | Whitebox Advisors LLC | MN | TH | See Rema | S.m | -7,253 | 30.06 | 0 | -241 | -21 | 908 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/4/10 11:51  | 7/7/10  | AVRW | Aventine Renewable Energy Holdings Inc | DE | Chem | OChm | Industrial Organic Chemicals | Whitebox Advisors LLC | MN | TH | See Rema | P | 0 | 0.00 | 0 | 42 | 5 | 908 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/14/09 17:16  | 8/13/09  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | H | See Rema | S | -4 | 1.10 | 0 | -3 | 0 | 1,615 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/13/09 14:01  | 8/12/09  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | S.m | -46 | 1.10 | 0 | -42 | -2 | 1,655 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/11/09 11:44  | 8/10/09  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | S | -33 | 1.10 | 0 | -30 | -2 | 1,661 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/5/09 15:18  | 8/4/09  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | S | -67 | 1.10 | 0 | -61 | -3 | 1,691 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/4/09 15:33  | 8/3/09  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | S | -28 | 1.10 | 0 | -25 | -1 | 1,752 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/3/09 15:34  | 7/31/09  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | S | -390 | 1.08 | 0 | -361 | -17 | 1,777 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/3/09 15:34  | 7/31/09  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | P | 390 | 1.08 | 0 | 361 | 25 | 1,777 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/31/09 14:33  | 7/30/09  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | S | -9 | 1.11 | 0 | -8 | 0 | 1,777 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/30/09 14:23  | 7/29/09  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | S | -4 | 1.10 | 0 | -4 | 0 | 1,785 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/27/09 15:34  | 7/24/09  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | S | 0 | 1.12 | 0 | 0 | 0 | 1,789 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/22/09 16:13  | 7/15/09  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | S.a | -1 | 1.15 | 0 | -1 | -40 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/22/09 16:10  | 7/13/09  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | S.a | -1 | 1.15 | 0 | -1 | -47 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/16/09 16:26  | 7/15/09  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | S | -1 | 1.15 | 0 | -1 | 0 | 1,789 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/15/09 17:47  | 7/13/09  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | S | -1 | 1.15 | 0 | -1 | -47 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/5/09 14:48  | 12/29/08  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | P.m | 24 | 1.48 | 0 | 17 | 3 | 638 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/29/08 14:43  | 12/23/08  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | P.m | 2 | 1.60 | 0 | 1 | 0 | 622 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/23/08 13:13  | 12/19/08  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | P.a | 9 | 1.60 | 0 | 6 | 0 | 1,145 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/23/08 11:53  | 12/22/08  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | P | 12 | 1.60 | 0 | 8 | 1 | 1,152 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/22/08 21:41  | 12/19/08  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | P | 9 | 1.60 | 0 | 6 | 0 | 1,145 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/19/08 14:00  | 12/16/08  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | P.m | 102 | 1.60 | 0 | 64 | 6 | 1,139 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/16/08 16:20  | 12/8/08  | CRMH | Crm Holdings, Ltd. |  | BizSv | Conslt | Management Services | Whitebox Advisors LLC | MN | TH | See Rema | P.m | 121 | 1.53 | 0 | 79 | 15 | 621 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/6/05 17:05  | 8/31/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S | -98 | 9.75 | 0 | -10 | -95 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/1/05 17:22  | 7/28/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S | -47 | 10.26 | 0 | -5 | -90 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/1/05 17:20  | 7/28/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S | -158 | 10.26 | 0 | -15 | -97 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/29/05 17:10  | 7/27/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S | -19 | 10.36 | 0 | -2 | -78 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/29/05 17:08  | 7/27/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S | -59 | 10.36 | 0 | -6 | -92 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/27/05 19:34  | 7/13/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S | -157 | 9.75 | 0 | -16 | -97 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/27/05 19:32  | 7/13/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S | -198 | 10.40 | 0 | -19 | -97 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/27/05 19:16  | 7/6/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S.m | -82 | 2.41 | 0 | -34 | -94 | 2 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/27/05 19:13  | 6/24/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S.m | -44 | 2.42 | 0 | -18 | -90 | 2 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/27/05 18:57  | 7/25/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S | -12 | 10.60 | 0 | -1 | -69 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/27/05 18:55  | 7/25/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S | -31 | 10.60 | 0 | -3 | -85 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/18/05 21:43  | 7/14/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S | -4 | 9.88 | 0 | 0 | -44 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/18/05 21:42  | 7/14/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S.d | -133 | 9.88 | 0 | -13 | -96 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/13/05 21:36  | 7/11/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S.m | -29 | 9.98 | 0 | -3 | -85 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/13/05 21:34  | 7/11/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S | -91 | 9.80 | 0 | -9 | -95 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/12/05 16:16  | 6/22/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S | -12 | 2.44 | 0 | -5 | -72 | 2 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/12/05 16:12  | 6/9/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S.m | -468 | 2.44 | 0 | -192 | -99 | 2 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/12/05 16:08  | 6/2/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S.m | -360 | 2.38 | 0 | -151 | -99 | 2 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/12/05 16:04  | 5/24/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S.dm | -309 | 2.17 | 0 | -142 | -99 | 2 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/27/05 21:06  | 6/23/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S | -1 | 2.44 | 0 | -1 | -20 | 2 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/27/05 21:04  | 6/23/05  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S | -48 | 2.44 | 0 | -20 | -91 | 2 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/6/05 14:37  | 2/18/04  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | P.dm | 31 | 1.79 | 0 | 17 |  | 2 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/6/05 14:37  | 2/18/04  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S.dm | -47 | 1.79 | 0 | -26 | -93 | 2 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/6/05 14:34  | 12/30/03  | PTA | Penn Treaty American Corp | PA | Insur | Insur | Accident & Health Insurance | Whitebox Advisors LLC | MN | T |  | S.dm | -943 | 1.76 | 0 | -537 | -100 | 0 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/31/05 17:42  | 10/1/04  | TCHC | 21St Century Holding Co | FL | Insur | Insur | Fire, Marine & Casualty Insur | Whitebox Advisors LLC | MN | T |  | S.dm | -283 | 11.10 | 0 | -25 | -3 | 905 | I | 107 | 2 | -7 | 29 | 8 | 7 | 10 | 3 | -1 | -2 | -6 | 5 | -8 | 39 | 
1/31/05 17:41  | 10/1/04  | TCHC | 21St Century Holding Co | FL | Insur | Insur | Fire, Marine & Casualty Insur | Whitebox Advisors LLC | MN | T |  | S.dm | -283 | 11.10 | 0 | -25 | -3 | 905 | I | 107 | 2 | -7 | 29 | 8 | 7 | 10 | 3 | -1 | -2 | -6 | 5 | -8 | 39 |