Lillis Terrance - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	2	2	2	16	-14	35	50	15
P	%wins				50	50	50	0	50	50	42
S	%ret	1	1	9	0	0	-2	-1	-11	5	-1
S	%wins				67	44	67	63	71	57	61

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/31/23 16:55	10/27/23	CFG	Citizens Financial Group Inc/ri	DE	Financ	StBnk	State Commercial Banks	Lillis Terrance	CT	D		P	23	22.87	0	1	4	29	I
5/18/23 18:14	5/17/23	CFG	Citizens Financial Group Inc/ri	DE	Financ	StBnk	State Commercial Banks	Lillis Terrance	CT	D		P	26	26.39	0	1	4	28	M
4/28/22 18:34	4/26/22	CFG	Citizens Financial Group Inc/ri	DE	Financ	StBnk	State Commercial Banks	Lillis Terrance	CT	D		P	41	41.31	0	1	6	17	I
3/12/20 16:37	3/10/20	CFG	Citizens Financial Group Inc/ri	DE	Financ	StBnk	State Commercial Banks	Lillis Terrance	CT	D		P	24	24.46	0	1	21	6	D
2/15/17 15:36	2/14/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	EVP	M.d	444	60.10	33	7	9	90	D	28	76	34	9	6	4	4	2	1	1	4
2/15/17 15:36	2/14/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	EVP	S.d	-461	62.50	33	-7	-8	90	D	28	76	34	9	6	4	4	2	1	1	4
12/9/16 17:45	12/8/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	EVP,CFO	M.d	1,642	41.94	33	39	77	90	D	22	33	46	27	14	6	7	2	-1	-2	-3	6
12/9/16 17:45	12/8/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	EVP,CFO	S.d	-2,993	60.87	33	-49	-35	90	D	22	33	46	27	14	6	7	2	-1	-2	-3	6
8/3/15 15:04	7/31/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	EVP,CFO	M.d	159	49.25	33	3	4	82	D	35	15	20	8	6	6	5	2	1	-1	-9	-8	-31	-14
8/3/15 15:04	7/31/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	EVP,CFO	S.d	-180	55.75	33	-3	-4	82	D	35	15	20	8	6	6	5	2	1	-1	-9	-8	-31	-14
7/27/15 14:58	7/24/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	EVP,CFO	M.d	1,363	27.46	33	50	154	82	D	43	8	13	6	3	7	4	2	0	2	-7	-8	-31	-15
7/27/15 14:58	7/24/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	EVP,CFO	S.d	-2,656	53.50	33	-50	-38	82	D	43	8	13	6	3	7	4	2	0	2	-7	-8	-31	-15
7/22/15 14:55	7/21/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	EVP,CFO	M.d	61	27.46	33	2	3	82	D	41	6	13	5	3	4	4	0	0	2	8	-7	-30	-13
7/22/15 14:55	7/21/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	EVP,CFO	S.d	-118	53.50	33	-2	-3	82	D	41	6	13	5	3	4	4	0	0	2	8	-7	-30	-13
9/4/14 14:35	9/2/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	EVP,CFO	M.d	750	22.21	33	34	114	63	D	109	34	19	14	6	7	3	1	0	-1	-6	-2	-5	-8
9/4/14 14:35	9/2/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	EVP,CFO	S.d	-1,835	54.34	33	-34	-35	63	D	109	34	19	14	6	7	3	1	0	-1	-6	-2	-5	-8
10/21/13 17:49	10/17/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	SVP,CFO	M.d	293	39.02	33	8	15	56	D	110	71	36	15	9	8	10	6	1	1	6	3	-1	9
10/21/13 17:49	10/17/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	SVP,CFO	S.d	-338	45.00	33	-8	-12	56	D	110	71	36	15	9	8	10	6	1	1	6	3	-1	9
7/30/13 14:49	7/26/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	SVP,CFO	M.d	240	36.30	33	7	21	38	D	61	74	40	19	10	10	7	6	0	3	-5	11	5	23
7/30/13 14:49	7/26/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	SVP,CFO	S.d	-278	42.10	33	-7	-15	38	D	61	74	40	19	10	10	7	6	0	3	-5	11	5	23
9/17/12 17:24	9/14/12	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	SVP,CFO	M.d	616	13.72	33	45		36	D	22	19	1	16	13	8	6	4	-1	-3	-6	-3	18	56
9/17/12 17:24	9/14/12	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	SVP,CFO	S.d	-876	29.00	33	-30	-45	36	D	22	19	1	16	13	8	6	4	-1	-3	-6	-3	18	56
7/26/11 15:57	7/22/11	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	SVP,CFO	P	20	29.17	33	1	3	24	D	30	14	-11	-10	1	-5	1	0	-1	-4	-18	-9	-2	-9
11/25/08 16:07	11/24/08	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Lillis Terrance J.	IA	O	SVP,CFO	P	14	11.15	33	1	21	7	D	-78	-80	-76	-70	-48	-54	-34	7	5	8	50	-18	72	109

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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