12/6/18 20:36  | 7/31/17  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.m | -180 | 7.20 | 0 | -25 | -59 | 17 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/31/17 19:17  | 10/27/17  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -35 | 7.00 | 0 | -5 | -18 | 23 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/16/17 18:39  | 8/14/17  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -34 | 6.87 | 0 | -5 | -17 | 25 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/8/17 21:19  | 8/4/17  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.m | -105 | 7.00 | 0 | -15 | -33 | 30 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/26/17 17:13  | 7/24/17  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -33 | 6.67 | 0 | -5 | -10 | 45 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/19/17 18:03  | 7/17/17  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -32 | 6.39 | 0 | -5 | -9 | 50 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/17/17 17:45  | 7/13/17  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -33 | 6.58 | 0 | -5 | -8 | 55 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/6/15 18:45  | 7/1/15  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -24 | 9.56 | 3 | -3 | -7 | 35 | D | 61 | 30 | 8 | 1 | 1 | -5 | -6 | 0 | -8 | -15 | -26 | -23 | -15 | -32 | 
6/3/15 17:50  | 6/1/15  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.m | -117 | 9.33 | 2 | -13 | -25 | 38 | D | 85 | 26 | 8 | -2 | -2 | -4 | -2 | -1 | -3 | 2 | 0 | -14 | -13 | -27 | 
5/5/15 17:52  | 5/1/15  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -127 | 10.18 | 2 | -13 | -24 | 40 | D | 140 | 2 | 48 | 24 | 7 | 5 | 5 | 4 | 1 | 5 | 1 | -22 | -19 | -24 | 
4/3/15 18:01  | 4/1/15  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -241 | 9.64 | 3 | -25 | -32 | 52 | D | 125 | -11 | 52 | 7 | 10 | -5 | -1 | -3 | 0 | 4 | 8 | 1 | -22 | -30 | 
3/3/15 17:55  | 2/27/15  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.m | -258 | 9.37 | 3 | -28 | -26 | 77 | D | 126 | -6 | 51 | 5 | 11 | 9 | 8 | 1 | 1 | 5 | 2 | -4 | -15 | -23 | 
2/4/15 18:22  | 2/2/15  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -186 | 8.25 | 4 | -23 | -18 | 103 | D | 109 | -1 | 36 | 0 | 0 | -6 | 1 | 0 | 4 | 2 | 15 | 12 | -16 | -19 | 
1/21/15 16:33  | 1/20/15  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -189 | 8.40 | 4 | -23 | -15 | 125 | D | 112 | -6 | 28 | 14 | 2 | -6 | -9 | -7 | -1 | 5 | 8 | 19 | -8 | -13 | 
6/6/14 17:11  | 6/2/14  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.ad | -42 | 7.63 | 3 | -6 | -80 | 1 | D | 68 | 47 | -15 | -24 | -28 | -2 | -5 | -1 | 1 | 2 | -1 | -17 | 16 | 27 | 
6/4/14 16:43  | 6/2/14  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.d | -52 | 7.63 | 3 | -7 | -83 | 1 | D | 69 | 46 | -16 | -25 | -29 | -5 | -4 | -5 | 0 | 1 | 0 | -16 | 19 | 29 | 
5/5/14 16:47  | 5/1/14  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.d | -83 | 10.01 | 2 | -8 | -74 | 3 | D | 117 | 136 | -6 | 18 | -12 | 6 | -2 | 4 | -2 | -23 | -26 | -38 | -31 | 2 | 
4/3/14 17:19  | 4/1/14  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.d | -91 | 11.09 | 6 | -8 | -66 | 4 | D | 132 | 153 | -10 | 47 | 15 | 5 | -6 | 0 | -4 | -3 | -3 | -29 | -39 | -9 | 
3/5/14 12:56  | 3/3/14  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.d | -81 | 9.88 | 3 | -8 | -59 | 6 | D | 109 | 137 | 38 | 12 | 13 | 0 | 5 | 0 | -2 | 9 | 9 | -25 | -37 | -2 | 
2/5/14 18:08  | 2/3/14  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.d | -72 | 8.74 | 3 | -8 | -54 | 7 | D | 55 | 119 | 69 | -14 | 24 | 2 | 8 | 4 | 1 | 10 | 9 | 11 | -31 | -5 | 
1/6/14 16:52  | 1/2/14  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.d | -62 | 7.47 | 4 | -8 | -49 | 9 | D | 43 | 116 | 46 | -24 | -16 | 16 | 17 | 24 | 1 | 5 | 4 | 18 | -14 | 7 | 
12/4/13 16:18  | 12/2/13  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.d | -75 | 9.12 | 4 | -8 | -45 | 10 | D | 47 | 109 | 74 | 1 | -25 | -15 | 2 | -1 | 2 | -2 | -3 | 9 | -17 | -3 | 
11/5/13 16:39  | 11/1/13  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.d | -88 | 10.61 | 4 | -8 | -37 | 14 | D | 70 | 158 | 133 | 98 | -10 | -8 | -8 | -3 | -1 | -4 | -14 | -14 | -6 | -17 | 
10/3/13 21:50  | 10/1/13  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.d | -101 | 12.28 | 4 | -8 | -37 | 14 | D | 104 | 155 | 181 | 96 | 66 | 22 | 13 | -8 | 0 | 3 | -11 | -32 | -7 | -44 | 
9/5/13 17:39  | 9/3/13  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -61 | 7.38 | 2 | -8 | -34 | 16 | D | 69 | 109 | 107 | 72 | 44 | 17 | 20 | 21 | -1 | -1 | 22 | -8 | 3 | -38 | 
8/5/13 16:33  | 8/1/13  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -43 | 5.24 | 0 | -8 | -26 | 24 | D | -4 | 22 | 33 | 21 | -9 | -11 | -10 | 0 | 1 | 40 | 36 | 90 | 60 | 18 | 
7/3/13 14:00  | 7/1/13  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -53 | 6.40 | 1 | -8 | -20 | 32 | D | -2 | 38 | 56 | 41 | 17 | 8 | 1 | -1 | -1 | -2 | -8 | 98 | 21 | 24 | 
6/13/12 18:08  | 6/11/12  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.dm | -72 | 5.00 | 0 | -14 | -38 | 24 | D |  | -13 | -20 | 0 | 3 | 6 | 8 | 5 | 1 | 1 | -10 | -13 | -14 | 16 | 
6/11/12 21:18  | 6/7/12  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.dm | -8 | 5.01 | 0 | -2 | -6 | 24 | D |  | -15 | -20 | -3 | -5 | 2 | 5 | 3 | 4 | 6 | 0 | -7 | -8 | 22 | 
5/8/12 20:49  | 5/4/12  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.d | -13 | 5.00 | 0 | -3 | -10 | 24 | D |  | -20 | -31 | -20 | -3 | -2 | -2 | -2 | -1 | -11 | -2 | -2 | -9 | 3 | 
5/3/12 19:46  | 5/1/12  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.dm | -68 | 5.06 | 0 | -13 | -36 | 24 | D |  | -17 | -26 | -20 | -6 | -1 | -1 | -4 | -1 | -1 | -4 | -6 | -8 | -7 | 
4/4/12 20:21  | 3/1/12  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.dm | -169 | 5.30 | 0 | -32 | -58 | 24 | D |  | -28 | -11 | -24 | -19 | -1 | -2 | 1 | -1 | 0 | -1 | 5 | -2 | -13 | 
2/7/12 18:25  | 2/3/12  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.d | -36 | 6.38 | 0 | -6 | -37 | 9 | D |  | -29 | 10 | -14 | -10 | 2 | -1 | -1 | 0 | 0 | -20 | -21 | -21 | -25 | 
2/3/12 18:39  | 2/1/12  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.dm | -66 | 6.38 | 0 | -10 | -53 | 9 | D |  | -32 | 7 | -7 | -9 | -1 | 1 | 3 | -1 | 0 | -19 | -20 | -25 | -26 | 
1/9/12 18:42  | 1/5/12  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.d | -19 | 6.36 | 0 | -3 | -24 | 9 | D |  | -34 | -5 | -8 | 6 | -4 | -8 | -8 | 0 | -1 | 0 | -19 | -20 | -32 | 
1/5/12 19:23  | 1/4/12  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.d | -41 | 6.48 | 0 | -6 | -41 | 9 | D |  | -29 | -4 | 2 | 3 | 0 | -8 | -3 | 0 | 2 | 1 | -18 | -16 | -28 | 
1/5/12 19:16  | 1/3/12  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.d | -45 | 6.86 | 0 | -7 | -41 | 9 | D |  | -29 | -4 | 2 | 3 | 0 | -8 | -3 | 0 | 2 | 1 | -18 | -16 | -28 | 
12/6/11 09:18  | 12/2/11  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -70 | 6.27 | 0 | -11 | -44 | 14 | D |  |  | 6 | 19 | -7 | -7 | 7 | -4 | -1 | 2 | -1 | -20 | -21 | -27 | 
12/5/11 18:55  | 12/1/11  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -32 | 6.52 | 0 | -5 | -16 | 25 | D |  |  | 4 | 17 | -8 | -8 | 0 | 1 | -1 | 4 | 1 | -21 | -23 | -28 | 
11/3/11 17:04  | 11/1/11  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -112 | 6.99 | 1 | -16 | -35 | 30 | D |  |  | 9 | 23 | 32 | -1 | 2 | 2 | 1 | -6 | -16 | -14 | -33 | -41 | 
10/5/11 18:31  | 10/3/11  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -95 | 5.91 | 1 | -16 | -26 | 46 | D |  |  | -13 | -6 | 23 | 13 | 15 | -1 | -2 | 1 | 1 | -8 | -28 | -31 | 
9/6/11 18:21  | 9/1/11  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.m | -88 | 5.49 | 0 | -16 | -21 | 62 | D |  |  | -31 | -11 | -20 | -2 | -1 | -8 | 4 | 1 | 18 | 16 | -5 | -14 | 
8/3/11 13:18  | 8/1/11  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -97 | 6.04 | 0 | -16 | -17 | 78 | D |  |  | -36 | -2 | -8 | -9 | -9 | -2 | -2 | -12 | -7 | 14 | 5 | -22 | 
7/6/11 19:09  | 7/1/11  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S.m | -108 | 6.77 | 1 | -16 | -15 | 94 | D |  |  | -26 | -8 | 11 | 11 | 0 | -1 | 0 | 0 | -11 | -13 | 3 | -19 | 
1/21/11 18:19  | 1/19/11  | GCAP | Gain Capital Holdings, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Calhoun Christopher Warren | NJ | D |  | S | -10 | 8.37 | 1 | -1 | -1 | 101 | D |  |  |  |  |  | 7 | -3 | 1 | 1 | -2 | -15 | -33 | -35 | -36 |