11/15/22 20:58  | 11/11/22  | MODN | Model N, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Henricks Alan S. | CA | D |  | S | -983 | 39.50 | 0 | -25 | -50 | 25 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/30/21 19:50  | 8/27/21  | MODN | Model N, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Henricks Alan S. | CA | D |  | S | -81 | 34.71 | 0 | -2 | -5 | 43 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/26/21 19:29  | 8/24/21  | MODN | Model N, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Henricks Alan S. | CA | D |  | S.m | -178 | 33.34 | 0 | -5 | -11 | 45 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/24/21 18:03  | 5/20/21  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.dm | -1,021 | 340.33 | 0 | -3 | -41 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/19/21 18:24  | 5/18/21  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.d | -389 | 324.00 | 0 | -1 | -22 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/11/21 19:37  | 5/10/21  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S | -316 | 316.00 | 0 | -1 | -19 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/23/20 18:59  | 11/20/20  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.d | -650 | 260.00 | 0 | -3 | -32 | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/19/20 20:55  | 11/17/20  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.dm | -3,682 | 245.46 | 0 | -15 | -74 | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/13/20 18:01  | 11/10/20  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.dm | -4,155 | 230.82 | 0 | -18 | -77 | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/17/20 20:11  | 8/13/20  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.d | -2,990 | 149.49 | 0 | -20 | -76 | 6 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/20/20 19:27  | 5/18/20  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.dm | -3,259 | 118.52 | 0 | -28 | -84 | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/18/19 20:55  | 11/18/19  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.d | -800 | 160.00 | 0 | -5 | -49 | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/14/19 18:56  | 11/12/19  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.dm | -2,100 | 140.03 | 0 | -15 | -74 | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/9/19 19:51  | 8/9/19  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.d | -1,251 | 125.10 | 0 | -10 | -66 | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/7/19 16:51  | 6/5/19  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.d | -600 | 100.00 | 0 | -6 | -53 | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/24/19 19:39  | 5/23/19  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.d | -540 | 90.00 | 0 | -6 | -53 | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/13/19 21:06  | 5/9/19  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.d | -480 | 80.00 | 0 | -6 | -67 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/7/19 20:20  | 3/6/19  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.d | -350 | 70.01 | 0 | -5 | -63 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/27/19 16:36  | 2/25/19  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.d | -324 | 64.83 | 0 | -5 | -63 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/21/19 20:50  | 2/21/19  | MODN | Model N, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Henricks Alan S. | CA | D |  | S | -221 | 17.08 | 0 | -13 | -24 | 41 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/14/18 17:28  | 8/10/18  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S | -1,513 | 58.20 | 0 | -26 | -78 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/29/18 18:27  | 5/24/18  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.dm | -363 | 36.27 | 0 | -10 | -23 | 33 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/21/18 17:29  | 5/17/18  | ROKU | Roku, Inc | DE | Media | PayTv | Cable & Other Pay Television  | Henricks Alan S. | CA | D |  | S.dm | -236 | 35.46 | 0 | -7 | -13 | 43 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/14/17 19:49  | 11/10/17  | MODN | Model N, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Henricks Alan S. | CA | D |  | S.m | -195 | 14.50 | 0 | -13 | -30 | 31 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/1/17 19:29  | 10/31/17  | ATEN | A10 Networks, Inc. | DE | Tech | CNtwk | Computer Communications Equip | Henricks Alan S. | CA | D |  | S | -166 | 7.34 | 0 | -23 | -35 | 42 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/15/17 16:03  | 8/14/17  | ATEN | A10 Networks, Inc. | DE | Tech | CNtwk | Computer Communications Equip | Henricks Alan S. | CA | D |  | S | -64 | 6.40 | 0 | -10 | -13 | 65 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/16/15 20:09  | 6/15/15  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -66 | 65.87 | 20 | -1 | -59 | 1 | D | 178 | 130 | 68 | 23 | 1 | 6 | 3 | 0 | 1 | 6 | 9 | 12 | -9 | 28 | 
5/19/15 17:53  | 5/18/15  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -758 | 63.20 | 29 | -12 | -94 | 1 | M | 163 | 144 | 54 | 21 | 10 | 8 | 2 | 3 | 0 | -2 | 6 | 31 | -2 | 24 | 
5/8/15 20:26  | 5/7/15  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -246 | 61.41 | 25 | -4 | -41 | 6 | M | 141 | 154 | 57 | 36 | 15 | 10 | 5 | -5 | -2 | 2 | 6 | 29 | 11 | 25 | 
2/23/15 18:09  | 2/19/15  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -875 | 51.46 | 19 | -17 | -72 | 7 | M | 143 | 72 | 55 | 31 | 27 | 22 | 17 | 4 | 4 | 1 | 6 | 18 | 47 | 51 | 
9/4/14 16:26  | 9/2/14  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -208 | 34.71 | 10 | -6 | -32 | 13 | D | 30 | 15 | 8 | 26 | 18 | -2 | -2 | -1 | -2 | -1 | -3 | 17 | 51 | 109 | 
8/12/14 20:05  | 8/11/14  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -434 | 34.27 | 11 | -13 | -50 | 13 | D | 41 | 13 | 35 | 30 | 11 | 20 | 20 | 0 | 0 | 0 | -2 | 16 | 32 | 133 | 
2/18/14 18:17  | 2/14/14  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -31 | 25.00 | 14 | -1 | -9 | 13 | D | 339 | 40 | -1 | 9 | 9 | 14 | 17 | 17 | 0 | 5 | -1 | -14 | 13 | 75 | 
1/16/14 11:41  | 1/14/14  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -33 | 26.75 | 11 | -1 | -9 | 13 | D | 360 | -4 | 3 | -21 | -7 | -8 | -5 | -7 | 4 | 4 | 16 | 0 | 11 | 66 | 
12/16/13 17:00  | 12/13/13  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -33 | 26.19 | 14 | -1 | -9 | 13 | D | 382 | 11 | 8 | -11 | 10 | -5 | -1 | -2 | 1 | 3 | -8 | 9 | 7 | 40 | 
11/18/13 18:43  | 11/14/13  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -34 | 26.80 | 30 | -1 | -9 | 13 | D | 401 | 27 | 22 | -7 | -14 | -10 | 22 | 3 | -3 | 1 | 1 | 9 | -2 | 44 | 
10/15/13 17:06  | 10/14/13  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -40 | 31.75 | 12 | -1 | -9 | 13 | D | 542 | 20 | 36 | 34 | 9 | 6 | 1 | 5 | -6 | -7 | -16 | -19 | -20 | 6 | 
9/16/13 18:39  | 9/13/13  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -37 | 29.57 | 12 | -1 | -9 | 13 | D | 455 | 14 | 36 | 24 | 6 | 2 | -1 | -4 | 5 | 6 | 10 | -12 | -1 | 13 | 
8/14/13 19:31  | 8/14/13  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -38 | 30.77 | 19 | -1 | -9 | 13 | D | 534 | 19 | 45 | 24 | 29 | 28 | 10 | -1 | -2 | 1 | -2 | -21 | -15 | 16 | 
7/16/13 20:31  | 7/12/13  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -31 | 24.69 | 10 | -1 | -9 | 13 | D | 340 | 28 | -5 | 2 | 12 | 12 | 2 | 0 | 1 | -1 | 26 | 30 | 10 | 23 | 
6/17/13 17:25  | 6/14/13  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -30 | 24.39 | 11 | -1 | -9 | 13 | D | 282 | 47 | -2 | 10 | -2 | 7 | 8 | 1 | 2 | -9 | 0 | 22 | 7 | 18 | 
5/14/13 19:04  | 5/14/13  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -31 | 24.83 | 12 | -1 | -9 | 13 | D | 265 | 62 | 8 | 18 | 8 | 4 | 2 | 1 | -2 | -8 | -4 | 24 | -7 | 6 | 
4/19/13 16:45  | 4/12/13  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.a | -30 | 24.14 | 11 | -1 | -100 | 0 | D |  | 91 | -13 | -10 | 6 | -4 | 1 | -4 | 0 | 6 | -1 | 9 | 29 | 8 | 
4/15/13 19:30  | 4/12/13  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -30 | 24.14 | 11 | -1 | -9 | 13 | D |  | 131 | -7 | -1 | 18 | 10 | 12 | 10 | 0 | -2 | 4 | 3 | 29 | 0 | 
3/15/13 13:56  | 3/14/13  | ELLI | Ellie Mae Inc | DE | Tech | Softw | Prepackaged Software | Henricks Alan S. | CA | D |  | S.d | -27 | 21.59 | 21 | -1 | -9 | 13 | D |  | 138 | -18 | -11 | 7 | 10 | -2 | -1 | 2 | 2 | 12 | 10 | 38 | 38 |