| 9/9/25 20:11 | 9/8/25 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | P | 200 | 127.28 | 0 | 2 | 0 | 452 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 5/29/25 19:00 | 5/27/25 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | S.m | -783 | 104.45 | 0 | -8 | -2 | 450 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 5/20/25 21:46 | 5/20/25 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | S | -322 | 107.49 | 0 | -3 | -1 | 458 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 1/6/25 16:06 | 1/3/25 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | M.d | 82 | 9.00 | 0 | 9 | 2 | 461 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 11/20/24 16:30 | 11/19/24 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | M.d | 198 | 5.94 | 0 | 33 | 8 | 452 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 5/29/24 20:11 | 5/28/24 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | S.m | -789 | 75.17 | 0 | -10 | -42 | 15 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/15/23 18:30 | 9/15/23 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | M.d | 40 | 3.67 | 0 | 11 | 3 | 429 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/15/23 18:30 | 9/15/23 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | S.d | -2,224 | 75.18 | 0 | -30 | -6 | 429 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 1/4/23 16:11 | 1/3/23 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | M.d | 23 | 1.30 | 0 | 18 | 4 | 448 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 3/17/22 07:05 | 3/15/22 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | M.d | 5 | 1.30 | 0 | 3 | 1 | 430 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 11/22/21 07:30 | 11/18/21 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | P | 50 | 35.09 | 0 | 1 | 0 | 427 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 5/13/21 07:05 | 5/12/21 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | P | 29 | 58.15 | 0 | 1 | 0 | 425 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 6/30/20 08:20 | 6/29/20 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | P | 51 | 78.50 | 0 | 1 | 0 | 409 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 6/27/19 07:18 | 6/25/19 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | P.m | 374 | 23.10 | 0 | 16 | 2 | 674 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 5/15/19 07:21 | 5/13/19 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | P | 100 | 21.44 | 0 | 5 | 1 | 658 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 3/21/19 07:05 | 3/19/19 | AXSM | Axsome Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Coleman Mark | NY | D |  | P | 62 | 12.18 | 0 | 5 | 1 | 653 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  |