1/11/22 17:05  | 1/10/22  | PZN | Pzena Investment Management, Inc. | DE | Financ | InvAdv | Investment Advice | Cai Chenyu Caroline | NY | DO | EVP | S.m | -59 | 9.84 | 0 | -6 | -3 | 179 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/6/22 16:46  | 1/4/22  | PZN | Pzena Investment Management, Inc. | DE | Financ | InvAdv | Investment Advice | Cai Chenyu Caroline | NY | DO | EVP | S | -5 | 9.76 | 0 | -1 | 0 | 185 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/3/22 06:01  | 12/29/21  | PZN | Pzena Investment Management, Inc. | DE | Financ | InvAdv | Investment Advice | Cai Chenyu Caroline | NY | DO | EVP | S.m | -40 | 9.78 | 0 | -4 | -2 | 185 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/28/21 17:07  | 12/23/21  | PZN | Pzena Investment Management, Inc. | DE | Financ | InvAdv | Investment Advice | Cai Chenyu Caroline | NY | DO | EVP | S.m | -103 | 9.65 | 0 | -11 | -5 | 189 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/23/21 16:30  | 12/21/21  | PZN | Pzena Investment Management, Inc. | DE | Financ | InvAdv | Investment Advice | Cai Chenyu Caroline | NY | DO | EVP | S.m | -269 | 9.39 | 0 | -29 | -13 | 200 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/21/21 16:27  | 12/19/21  | PZN | Pzena Investment Management, Inc. | DE | Financ | InvAdv | Investment Advice | Cai Chenyu Caroline | NY | DO | EVP | M.dm | 0 | 0.00 | 0 | 58 | 7 | 891 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/15/21 17:12  | 11/12/21  | PZN | Pzena Investment Management, Inc. | DE | Financ | InvAdv | Investment Advice | Cai Chenyu Caroline | NY | DO | EVP | M.d | 0 | 0.00 | 0 | 6 | 1 | 834 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/4/21 16:19  | 6/3/21  | PZN | Pzena Investment Management, Inc. | DE | Financ | InvAdv | Investment Advice | Cai Chenyu Caroline | NY | O | EVP | M.d | 0 | 0.00 | 0 | 6 | 1 | 832 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/29/20 16:48  | 12/18/20  | PZN | Pzena Investment Management, Inc. | DE | Financ | InvAdv | Investment Advice | Cai Chenyu Caroline | NY | O | EVP | S | -3 | 7.90 | 0 | 0 | 0 | 229 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/22/20 17:00  | 12/19/20  | PZN | Pzena Investment Management, Inc. | DE | Financ | InvAdv | Investment Advice | Cai Chenyu Caroline | NY | O | EVP | M.dm | 0 | 0.00 | 0 | 58 | 8 | 819 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/18/20 16:51  | 12/16/20  | PZN | Pzena Investment Management, Inc. | DE | Financ | InvAdv | Investment Advice | Cai Chenyu Caroline | NY | O | EVP | M.d | 0 | 0.00 | 0 | 6 | 1 | 761 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/23/19 16:28  | 12/19/19  | PZN | Pzena Investment Management, Inc. | DE | Financ | InvAdv | Investment Advice | Cai Chenyu Caroline | NY | O | EVP | M.dm | 0 | 0.00 | 0 | 113 | 13 | 973 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/16/19 16:21  | 12/12/19  | PZN | Pzena Investment Management, Inc. | DE | Financ | InvAdv | Investment Advice | Cai Chenyu Caroline | NY | O | EVP | M.dm | 0 | 0.00 | 0 | 80 | 55 | 226 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/3/19 16:49  | 11/29/19  | PZN | Pzena Investment Management, Inc. | DE | Financ | InvAdv | Investment Advice | Cai Chenyu Caroline | NY | O | EVP | M.d | 0 | 0.00 | 0 | 100 | 82 | 222 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |