| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|
| Filing Date | T Date | Ticker | Issuer | Inc | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 11/3/23 21:15 | 10/31/23 | NXU | Nxu, Inc. | DE | Auto | Truck | Truck & Bus Bodies | Gem Global Yield LLC Scs | N4 | T | S.m | -1,006 | 0.1145 | 0 | -8,786 | -33 | 18,000 | D | |||||||||||||||
| 10/30/23 20:08 | 10/25/23 | NXU | Nxu, Inc. | DE | Auto | Truck | Truck & Bus Bodies | Gem Global Yield LLC Scs | N4 | T | S.m | -234 | 0.0355 | 0 | -6,584 | -20 | 26,642 | D | |||||||||||||||
| 10/24/23 16:05 | 10/16/23 | NXU | Nxu, Inc. | DE | Auto | Truck | Truck & Bus Bodies | Gem Global Yield LLC Scs | N4 | T | S.m | -20 | 0.0734 | 0 | -270 | -1 | 33,226 | D | |||||||||||||||
| 10/13/23 21:30 | 10/10/23 | NXU | Nxu, Inc. | DE | Auto | Truck | Truck & Bus Bodies | Gem Global Yield LLC Scs | N4 | T | S.m | -24 | 0.0962 | 0 | -254 | -1 | 33,496 | D | |||||||||||||||
| 10/10/23 20:22 | 10/3/23 | NXU | Nxu, Inc. | DE | Auto | Truck | Truck & Bus Bodies | Gem Global Yield LLC Scs | N4 | T | S.m | -50 | 0.1661 | 0 | -300 | -1 | 33,700 | D | |||||||||||||||
| 11/14/22 17:52 | 11/2/22 | QNGY | Quanergy Systems, Inc. | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Gem Global Yield LLC Scs | N4 | T | P | 674 | 1.07 | 0 | 630 | 92 | 1,316 | D | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |