10/9/26 17:08 | 10/7/26 | RVI | Robinhood Ventures Fund I | DE | Financ | FinTrd | Security Brokers, Dealers & F | Robinhood Markets, Inc. | CA | T | | 27 | S.m | -39,156 | 31.14 | 0 | -1,257 | | 14,125 | D | | | | | | | | | | | | | | |
10/9/26 17:00 | 8/18/25 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Chandhok Nikhil | NY | O | Chief Pr | 15 | S.d | -75,805 | 66.32 | 0 | -1,143 | | 732 | D | | | | | | | | | | | | | | |
10/9/26 16:35 | 10/7/26 | VINP | Vinci Compass Investments Ltd. | E9 | Financ | InvAdv | Investment Advice | Lovisotto Fernando | | O | Head of | 34 | S.dm | -2,963 | 10.54 | 0 | -281 | | 1,214 | I | | | | | | | | | | | | | | |
10/9/26 10:51 | 9/18/26 | AVBC | Avidia Bancorp, Inc. | | Financ | SnBnk | Savings Institutions, Not Fed | Flanigan Micheal Neil | MA | D | | 1 | S.d | -112 | 22.34 | 0 | -5 | | 59 | I | | | | | | | | | | | | | | |
10/8/26 16:38 | 10/7/26 | HIVE | Hive Digital Technologies Ltd. | A1 | Financ | Loan | Finance Services | Perrill Dave | TX | D | | 4 | S.d | -1,399 | 3.61 | 0 | -388 | | 13 | D | | | | | | | | | | | | | | |
10/8/26 11:09 | 10/7/26 | PB | Prosperity Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Holmes Ned S | TX | D | | 71 | S | -5,434 | 69.57 | 0 | -78 | | 349 | M | | | | | | | | | | | | | | |
10/7/26 21:29 | 10/1/26 | STEX | Streamex Corp. | DE | Financ | FinTrd | Security & Commodity Brokers, | Williams Mitchell Young | FL | DO | Chief In | 1 | S | -35 | 0.5377 | 0 | -66 | | 2,820 | D | | | | | | | | | | | | | | |
10/7/26 21:29 | 10/1/26 | STEX | Streamex Corp. | DE | Financ | FinTrd | Security & Commodity Brokers, | Plummer Christine Marie | FL | O | CFO | 1 | S | -7 | 0.5377 | 0 | -13 | | 462 | D | | | | | | | | | | | | | | |
10/7/26 17:53 | 10/5/26 | NU | Nu Holdings Ltd. | E9 | Financ | Loan | Finance Services | Junqueira Cristina Helena Zingaretti | | O | US CEO,C | 4 | S.m | -6,941 | 14.93 | 0 | -465 | | 16,665 | I | | | | | | | | | | | | | | |
10/7/26 17:03 | 10/5/26 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Allaire Jeremy | NY | DO | CB,CEO | 12 | S.d | -119,157 | 52.20 | 0 | -2,283 | | 646 | M | | | | | | | | | | | | | | |
10/7/26 16:50 | 10/5/26 | CORZ | Core Scientific, Inc./Tx | DE | Financ | Loan | Finance Services | Duchene Todd M | DE | O | See rema | 32 | S.d | -7,904 | 17.65 | 0 | -448 | | 2,160 | D | | | | | | | | | | | | | | |
10/7/26 16:34 | 2/3/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | 20 | S | -71,742 | 109.53 | 0 | -655 | | 842 | D | | | | | | | | | | | | | | |
10/7/26 16:33 | 10/5/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | 11 | S.dm | -850,381 | 112.99 | 0 | -7,526 | -100 | 7 | D | | | | | | | | | | | | | | |
10/7/26 16:09 | 10/6/26 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Cooper Matthew W | VA | O | GC,Corp | 11 | S | -6,470 | 208.71 | 0 | -31 | | 100 | D | | | | | | | | | | | | | | |
10/7/26 16:08 | 10/5/26 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Prahm Jeremy | TX | O | Chief In | 15 | S | -1,862 | 19.90 | 0 | -94 | | 238 | D | | | | | | | | | | | | | | |
10/6/26 18:22 | 10/5/26 | FCCO | First Community Corp /Sc/ | SC | Financ | StBnk | State Commercial Banks | Deutsch Fred Joseph | SC | D | | 3 | S.m | -648 | 34.27 | 0 | -19 | | 18 | D | | | | | | | | | | | | | | |
10/6/26 17:28 | 9/2/26 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schafer Douglas M. Jr | NJ | O | EVP,CIO | 7 | S.d | -13,681 | 41.71 | 0 | -328 | | 397 | D | | | | | | | | | | | | | | |
10/6/26 17:16 | 10/5/26 | RGLD | Royal Gold Inc | DE | Financ | Invest | Mineral Royalty Traders | Heissenbuttel William Holmes | CO | DO | P,CEO | 2 | S | -2,484 | 256.05 | 0 | -10 | | 118 | D | | | | | | | | | | | | | | |
10/6/26 15:48 | 10/2/26 | EXOD | Exodus Movement, Inc. | TX | Financ | Loan | Finance Services | Gernetzke James | NE | O | CFO | 3 | S | -115 | 7.11 | 0 | -16 | | 470 | D | | | | | | | | | | | | | | |
10/6/26 11:05 | 10/5/26 | FCF | First Commonwealth Financial Corp /Pa/ | PA | Financ | NtBnk | National Commercial Banks | Reske James R | PA | O | EVP,CFO | 15 | S.d | -568 | 18.45 | 0 | -31 | | 90 | D | | | | | | | | | | | | | | |
10/6/26 06:49 | 11/5/25 | IDCC | Interdigital, Inc. | | Financ | Patent | Patent Owners & Lessors | Pankaj Rajesh | DE | O | CTO | 17 | S | -6,093 | 312.45 | 0 | -20 | | 77 | D | | | | | | | | | | | | | | |
10/5/26 21:42 | 10/5/26 | BULL | Webull Corp | E9 | Financ | FinTrd | Security Brokers, Dealers & F | Denier Anthony Michael | NY | DO | P | 5 | S | -2,301 | 7.92 | 0 | -290 | | 2,386 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Pham Benjamin | TX | DO | CFO | 1 | S | -132 | 31.33 | 0 | -4 | | 17 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Cole Matthew Ryan | TX | DO | CEO | 1 | S | -1,842 | 31.33 | 0 | -59 | | 763 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Macey Jonathan R | TX | D | | 1 | S | -203 | 30.32 | 0 | -7 | | 8 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Lavish James | TX | D | | 1 | S | -185 | 30.76 | 0 | -6 | | 9 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Beirne Brian Logan | TX | DO | GC | 1 | S | -629 | 31.33 | 0 | -20 | | 41 | D | | | | | | | | | | | | | | |
10/5/26 21:35 | 10/5/26 | ASST | Strive, Inc. | NV | Financ | Loan | Finance Services | Sarkhani Arshia | TX | DO | CMO | 1 | S | -177 | 31.33 | 0 | -6 | | 12 | D | | | | | | | | | | | | | | |
10/5/26 21:30 | 10/2/26 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | Repass Wolfe | AZ | O | CFO | 16 | S.dm | -149 | 1.39 | 0 | -107 | | 740 | D | | | | | | | | | | | | | | |
10/5/26 21:30 | 10/2/26 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | Reeves William Brian Poppic | AZ | OT | CEO | 15 | S.dm | -136 | 0.8334 | 0 | -163 | | 5,529 | D | | | | | | | | | | | | | | |
10/5/26 21:30 | 10/2/26 | FLD | Fold Holdings, Inc. | DE | Financ | Loan | Finance Services | Dickman Thomas J | AZ | O | CTO | 13 | S.d | -7 | 1.03 | 0 | -7 | | 544 | D | | | | | | | | | | | | | | |
10/5/26 20:42 | 10/1/26 | DLB | Dolby Laboratories, Inc. | DE | Financ | Patent | Patent Owners & Lessors | Couling John D | CA | O | SVP,Ente | 9 | S.dm | -4,269 | 60.30 | 0 | -71 | | 167 | D | | | | | | | | | | | | | | |
10/5/26 19:38 | 10/1/26 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Brown Sam D. | NY | O | SEVP, Ch | 4 | S.m | -1,677 | 46.54 | 0 | -36 | | 57 | D | | | | | | | | | | | | | | |
10/5/26 19:13 | 9/14/26 | ALP | Alpha Compute Corp | D8 | Financ | Loan | Finance Services | Mitin Yury | | O | See Rema | 1 | S.d | -2 | 4.15 | 0 | 0 | | 17 | M | | | | | | | | | | | | | | |
10/5/26 18:34 | 10/1/26 | CSHR | Coinshares Plc | Y9 | Financ | FinTrd | Security Brokers, Dealers & F | Masters Daniel | | DT | | 2 | S.m | -1,419 | 5.02 | 0 | -282 | | 21,610 | D | | | | | | | | | | | | | | |
10/5/26 17:38 | 9/21/26 | COIN | Coinbase Global, Inc. | TX | Financ | Loan | Finance Services | Andreessen Marc L | CA | D | | 3 | S.m | -7,780 | 189.61 | 0 | -41 | | 1,139 | I | | | | | | | | | | | | | | |
10/5/26 17:02 | 10/2/26 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Fox-Geen Jeremy | NY | O | CFO | 13 | S.dm | -29,592 | 66.50 | 0 | -445 | | 372 | D | | | | | | | | | | | | | | |
10/5/26 17:01 | 10/2/26 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Razzaghi Hossein | NY | O | Chief Co | 6 | S | -8,082 | 89.12 | 0 | -91 | | 711 | D | | | | | | | | | | | | | | |
10/5/26 17:01 | 10/2/26 | CRCL | Circle Internet Group, Inc. | DE | Financ | Loan | Finance Services | Schulz Tamara L | NY | O | Chief Ac | 12 | S | -1,488 | 85.05 | 0 | -18 | | 99 | D | | | | | | | | | | | | | | |
10/5/26 16:59 | 4/17/26 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Rosen Tami | NY | D | | 17 | S.dm | -4,128 | 22.52 | 0 | -183 | | 47 | D | | | | | | | | | | | | | | |
10/5/26 16:10 | 9/15/26 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Bray Jesse K | MI | DO | P,CEO,Ro | 7 | S | -24,770 | 43.46 | 0 | -570 | | 16,749 | I | | | | | | | | | | | | | | |
10/5/26 16:03 | 10/1/26 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Sieffert Kristen N | TX | O | P | 16 | S.d | -259 | 21.56 | 0 | -12 | | 129 | D | | | | | | | | | | | | | | |
10/5/26 16:01 | 10/1/26 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Hathi Neesha | TX | O | MD,Head | 3 | S.d | -1,179 | 103.83 | 0 | -11 | | 6 | M | | | | | | | | | | | | | | |
10/5/26 16:01 | 3/20/26 | GGAL | Grupo Financiero Galicia Sa | C1 | Financ | NtBnk | Commercial Banks | Braun Tomas | | D | | 1 | S.m | -188 | 4.75 | 0 | -40 | | 277 | D | | | | | | | | | | | | | | |
10/2/26 19:00 | 8/18/25 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Thiel Frederick G | FL | DO | CEO | 17 | S.m | -6,450 | 13.03 | 0 | -495 | | 4,789 | D | | | | | | | | | | | | | | |
10/2/26 16:20 | 9/30/26 | VHC | Virnetx Holding Corp | DE | Financ | Patent | Patent Owners & Lessors | Angelo Michael F | NV | D | | 2 | S | -23 | 14.34 | 0 | -2 | | 28 | D | | | | | | | | | | | | | | |
10/2/26 13:23 | 4/3/23 | BPRN | Princeton Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Tuchman Martin | NJ | DT | | 1 | S | -95 | 31.72 | 0 | -3 | 0 | 790 | I | | | | | | | | | | | | | | |
10/2/26 12:30 | 9/29/26 | NOAH | Noah Holdings Ltd | | Financ | InvAdv | Investment Advice | Wu May Yihong | | D | | 1 | S.m | -126 | 7.89 | 0 | -16 | | 20 | D | | | | | | | | | | | | | | |
10/1/26 21:14 | 10/1/26 | CLSK | Cleanspark, Inc. | NV | Financ | Loan | Finance Services | Monnig Taylor | NV | O | CTO,COO | 4 | S.dm | -1,016 | 10.49 | 0 | -97 | | 657 | D | | | | | | | | | | | | | | |
10/1/26 16:05 | 6/26/26 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | H | Chairman | 5 | S.dm | -27,518 | 86.11 | 0 | -320 | | 6,943 | D | | | | | | | | | | | | | | |
10/1/26 11:55 | 4/1/26 | EXOD | Exodus Movement, Inc. | TX | Financ | Loan | Finance Services | Knight Margaret | NE | D | | 7 | S | -6 | 6.51 | 0 | -1 | | 13 | D | | | | | | | | | | | | | | |
9/30/26 17:23 | 9/30/26 | SFBC | Sound Financial Bancorp, Inc. | MD | Financ | SvBnk | Savings Institution, Federall | Stewart Laura Lee | WA | DO | CEO | 3 | S.d | -119 | 44.24 | 0 | -3 | | 93 | I | | | | | | | | | | | | | | |
9/30/26 17:17 | 9/28/26 | BMBL | Bumble Inc. | DE | Financ | InvAdv | Investment Advice | Bx Buzz Ml-1 Gp LLC | NY | T | | 4 | S.d | -170,023 | 4.80 | 0 | -35,413 | | 5,405 | I | | | | | | | | | | | | | | |
9/30/26 16:23 | 9/28/26 | BNY | Bank of New York Mellon Corp | DE | Financ | StBnk | State Commercial Banks | Minaya Jose | NY | O | Senior E | 2 | S | -1,096 | 155.71 | 0 | -7 | | 180 | D | | | | | | | | | | | | | | |
9/30/26 16:03 | 9/29/26 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | 5 | S.m | -23 | 10.09 | 0 | -2 | | 21 | D | | | | | | | | | | | | | | |
9/30/26 12:02 | 9/28/26 | FBNC | First Bancorp /Nc/ | NC | Financ | StBnk | State Commercial Banks | Moore Richard H | NC | DO | CEO | 1 | S.m | -1,467 | 62.85 | 0 | -23 | | 144 | D | | | | | | | | | | | | | | |
9/29/26 21:38 | 9/28/26 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Philip Andrew | NY | DO | CEO | 6 | S.d | -17,515 | 88.09 | 0 | -199 | | 738 | D | | | | | | | | | | | | | | |
9/29/26 20:58 | 3/2/26 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Vieira Cory | NY | O | Chief Ac | 6 | S.d | -385 | 19.45 | 0 | -20 | | 25 | D | | | | | | | | | | | | | | |
9/29/26 18:31 | 8/28/25 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Das Sanjiv | NY | O | P | 16 | S.d | -4,332 | 22.12 | 0 | -196 | | 174 | D | | | | | | | | | | | | | | |
9/29/26 18:31 | 9/28/26 | PGY | Pagaya Technologies Ltd. | L3 | Financ | Loan | Finance Services | Dobres Jonathan | NY | O | CFO | 3 | S.dm | -74 | 19.69 | 0 | -4 | | 10 | D | | | | | | | | | | | | | | |
9/29/26 17:06 | 9/22/26 | BSBR | Banco Santander (Brasil) S.A. | D5 | Financ | NtBnk | Commercial Banks | Viani Ede Ilson | | O | VP Exec | 1 | S | -290 | 5.79 | 0 | -50 | | 300 | D | | | | | | | | | | | | | | |
9/29/26 07:29 | 9/29/26 | QFIN | Qfin Holdings, Inc. | E9 | Financ | Loan | Finance Services | Yan Andrew Y | | D | | 2 | S.m | -4,890 | 7.44 | 0 | -658 | -100 | 1 | I | | | | | | | | | | | | | | |
9/28/26 19:37 | 9/28/26 | OVLY | Oak Valley Bancorp | CA | Financ | StBnk | State Commercial Banks | Barton Don | CA | D | | 13 | S | -148 | 30.36 | 0 | -5 | | 34 | D | | | | | | | | | | | | | | |
9/28/26 18:57 | 9/24/26 | BSBR | Banco Santander (Brasil) S.A. | D5 | Financ | NtBnk | Commercial Banks | Cabral Leonardo Mendes | | O | Officer | 1 | S | -114 | 5.68 | 0 | -20 | | 113 | D | | | | | | | | | | | | | | |
9/28/26 18:55 | 9/22/26 | BSBR | Banco Santander (Brasil) S.A. | D5 | Financ | NtBnk | Commercial Banks | Saes Edmilson | | O | VP Exec | 1 | S | -290 | 5.79 | 0 | -50 | | 300 | D | | | | | | | | | | | | | | |
9/28/26 18:53 | 9/24/26 | BSBR | Banco Santander (Brasil) S.A. | D5 | Financ | NtBnk | Commercial Banks | Ishii Michele Soares | | O | Officer | 2 | S | -76 | 5.93 | 0 | -13 | | 13 | D | | | | | | | | | | | | | | |
9/28/26 18:51 | 9/24/26 | HUT | Hut 8 Corp. | DE | Financ | Loan | Finance Services | Shattuck Mayo A III | FL | D | | 1 | S | -2,000 | 100.00 | 0 | -20 | | 89 | D | | | | | | | | | | | | | | |
9/28/26 17:54 | 9/24/26 | BLSH | Bullish | E9 | Financ | Loan | Finance Services | Bliss Andrew | | D | | 2 | S.m | -9,923 | 40.46 | 0 | -245 | | 4,805 | I | | | | | | | | | | | | | | |
9/28/26 17:31 | 9/24/26 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Seavey Thomas L | CA | D | | 3 | S.m | -234 | 10.70 | 0 | -22 | | 60 | D | | | | | | | | | | | | | | |
9/28/26 16:30 | 9/24/26 | APC | Arko Petroleum Corp. | DE | Financ | InvAdv | Investment Advice | Blackstone Holdings I L.P. | NY | T | | 2 | S.m | -2,525 | 16.84 | 0 | -150 | | 125 | I | | | | | | | | | | | | | | |
9/25/26 18:11 | 12/19/25 | BKKT | Bakkt, Inc. | DE | Financ | Loan | Finance Services | Henderson Joseph Sean-Walsh | GA | O | Chief Ac | 5 | S.m | -36 | 10.44 | 0 | -3 | | 13 | D | | | | | | | | | | | | | | |
9/25/26 18:10 | 4/28/26 | BKKT | Bakkt, Inc. | DE | Financ | Loan | Finance Services | D'Annunzio Marc | GA | O | GC,Secre | 7 | S.dm | -218 | 8.51 | 0 | -26 | | 118 | D | | | | | | | | | | | | | | |
9/25/26 18:07 | 4/28/26 | BKKT | Bakkt, Inc. | | Financ | Loan | Finance Services | Baes Nicholas | GA | O | COO | 4 | S | -50 | 8.51 | 0 | -6 | | 106 | D | | | | | | | | | | | | | | |
9/25/26 16:01 | 9/24/26 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Steadman Daniel B | CA | OH | EVP | 1 | S | -51 | 10.26 | 0 | -5 | | 40 | D | | | | | | | | | | | | | | |
9/24/26 16:52 | 9/15/26 | SBFG | Sb Financial Group, Inc. | OH | Financ | StBnk | State Commercial Banks | Hardgrove Richard L | OH | D | | 3 | S | -144 | 27.07 | 0 | -5 | | 14 | D | | | | | | | | | | | | | | |
9/24/26 16:30 | 6/10/25 | SLNHP | Soluna Holdings, Inc | NV | Financ | Loan | Finance Services | Thomas Jessica L. | NY | O | Chief Ac | 4 | S | -83 | 2.03 | 0 | -41 | | 1,517 | D | | | | | | | | | | | | | | |
9/24/26 16:15 | 9/22/26 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Lane Michael | PA | O | EVP | 1 | S | -247 | 102.78 | 0 | -2 | | 40 | D | | | | | | | | | | | | | | |
9/24/26 16:00 | 9/22/26 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Skule Jeremy | NY | O | EVP,CSO | 11 | S | -1,834 | 90.39 | 0 | -20 | | 102 | D | | | | | | | | | | | | | | |
9/24/26 11:48 | 9/22/26 | EMYB | Embassy Bancorp, Inc. | PA | Financ | StBnk | State Commercial Banks | Boyer Geoffrey F | PA | D | | 1 | S.m | -48 | 21.80 | 0 | -2 | | 108 | I | | | | | | | | | | | | | | |
9/23/26 20:12 | 9/21/26 | SOFI | Sofi Technologies, Inc. | DE | Financ | Loan | Finance Services | Keough Kelli | CA | O | EVP,GBUL | 16 | S | -3,400 | 20.84 | 0 | -163 | | 408 | D | | | | | | | | | | | | | | |
9/23/26 20:10 | 9/21/26 | SOFI | Sofi Technologies, Inc. | DE | Financ | Loan | Finance Services | Rishel Jeremy | CA | O | CTO | 5 | S.d | -8,343 | 22.06 | 0 | -378 | | 1,521 | D | | | | | | | | | | | | | | |
9/23/26 18:34 | 9/23/26 | OSBC | Old Second Bancorp Inc | DE | Financ | StBnk | State Commercial Banks | Collins Gary S | IL | DO | VICE CB | 6 | S | -1,591 | 21.71 | 0 | -73 | | 163 | D | | | | | | | | | | | | | | |
9/23/26 17:27 | 9/23/26 | ABX | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Ganovsky Matthew | FL | T | | 4 | S.m | -1,266 | 8.74 | 0 | -145 | | 8,755 | D | | | | | | | | | | | | | | |
9/23/26 17:27 | 9/23/26 | ABX | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kirby Kevin Scott | FL | T | | 4 | S.m | -1,267 | 8.74 | 0 | -145 | | 12,697 | D | | | | | | | | | | | | | | |
9/23/26 17:27 | 9/23/26 | ABX | Abacus Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | McNealy Sean | FL | T | | 4 | S.m | -1,262 | 8.74 | 0 | -144 | | 12,697 | D | | | | | | | | | | | | | | |
9/23/26 16:18 | 9/21/26 | COIN | Coinbase Global, Inc. | TX | Financ | Loan | Finance Services | Haas Alesia J | NY | O | CFO | 14 | S.d | -87,931 | 178.92 | 0 | -491 | | 402 | D | | | | | | | | | | | | | | |
9/23/26 16:01 | 6/23/26 | MSTR | Strategy Inc | DE | Financ | Loan | Finance Services | Patten Jarrod M | VA | D | | 28 | S.dm | -15,032 | 174.69 | 0 | -86 | | 73 | D | | | | | | | | | | | | | | |
9/22/26 14:02 | 9/21/26 | PGC | Peapack Gladstone Financial Corp | NJ | Financ | NtBnk | Commercial Banks | Hemhauser Maureen | NJ | O | EVP,Chie | 2 | S.d | -292 | 38.54 | 0 | -8 | | 10 | D | | | | | | | | | | | | | | |
9/22/26 12:11 | 9/21/26 | SYBT | Stock Yards Bancorp, Inc. | KY | Financ | StBnk | State Commercial Banks | Woods Michael W | KY | O | SVP | 1 | S | -11 | 79.02 | 0 | 0 | | 1 | D | | | | | | | | | | | | | | |
9/22/26 08:52 | 9/18/26 | SFST | Southern First Bancshares Inc | SC | Financ | NtBnk | National Commercial Banks | Orders James B III | SC | D | | 1 | S | -499 | 62.05 | 0 | -8 | | 50 | D | | | | | | | | | | | | | | |
9/21/26 20:34 | 9/17/26 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Tuffin Paula | NY | O | GC,CCO | 4 | S | -949 | 34.99 | 0 | -27 | | 42 | D | | | | | | | | | | | | | | |
9/21/26 16:30 | 7/14/26 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Fisher David | IL | DO | Exec CB | 19 | S.dm | -51,388 | 164.26 | 0 | -313 | | 348 | D | | | | | | | | | | | | | | |
9/21/26 14:06 | 9/18/26 | ESQ | Esquire Financial Holdings, Inc. | MD | Financ | NtBnk | Commercial Banks | Sagliocca Andrew C | NY | DO | Vice CB, | 1 | S | -1,227 | 122.73 | 0 | -10 | | 289 | D | | | | | | | | | | | | | | |
9/21/26 11:34 | 9/18/26 | KSEZ | Kinetic Seas Inc. | CO | Financ | AcqCo | Blank Checks | Lozinski Jeffrey William | IL | T | | 4 | S | -10 | 0.0313 | 0 | -322 | | 10,491 | D | | | | | | | | | | | | | | |
9/18/26 19:00 | 9/18/26 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Nowaid Zabi | FL | O | GC | 7 | S.m | -1,486 | 13.22 | 0 | -112 | | 1,007 | D | | | | | | | | | | | | | | |
9/18/26 19:00 | 8/15/25 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Khan Salman Hassan | FL | O | CFO | 15 | S | -5,309 | 14.30 | 0 | -371 | | 2,294 | I | | | | | | | | | | | | | | |
9/18/26 17:37 | 9/18/26 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Baratta Joseph | NY | D | | 3 | S | -48,970 | 156.45 | 0 | -313 | | 809 | D | | | | | | | | | | | | | | |
9/18/26 17:05 | 9/3/25 | MCB | Metropolitan Bank Holding Corp. | NY | Financ | StBnk | State Commercial Banks | Fredston Dale C | NY | D | | 2 | S | -414 | 82.83 | 0 | -5 | | 15 | D | | | | | | | | | | | | | | |
9/18/26 16:24 | 9/17/26 | WLTH | Wealthfront Corp | DE | Financ | Loan | Finance Services | Wetterwald Julien | CA | O | CTO | 6 | S.dm | -2,928 | 11.67 | 0 | -251 | | 727 | D | | | | | | | | | | | | | | |
9/18/26 16:22 | 9/17/26 | WLTH | Wealthfront Corp | DE | Financ | Loan | Finance Services | Lin Lauren | CA | O | CLO,CCO, | 4 | S.dm | -734 | 12.08 | 0 | -61 | | 176 | D | | | | | | | | | | | | | | |
9/18/26 16:20 | 9/17/26 | WLTH | Wealthfront Corp | DE | Financ | Loan | Finance Services | Iyer Kal | CA | O | VP,Engin | 5 | S.dm | -3,734 | 11.94 | 0 | -313 | | 259 | D | | | | | | | | | | | | | | |
9/18/26 16:18 | 9/17/26 | WLTH | Wealthfront Corp | DE | Financ | Loan | Finance Services | Imberman Alan | CA | O | CFO,Trea | 3 | S.dm | -2,455 | 12.09 | 0 | -203 | | 474 | D | | | | | | | | | | | | | | |
9/18/26 16:16 | 9/17/26 | WLTH | Wealthfront Corp | DE | Financ | Loan | Finance Services | Fortunato David | CA | DO | CEO,P | 4 | S.dm | -25,070 | 13.57 | 0 | -1,848 | | 2,320 | M | | | | | | | | | | | | | | |
9/18/26 13:10 | 8/7/26 | OCFC | Oceanfirst Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Buran John R | NJ | D | | 4 | S | -7,185 | 19.06 | 0 | -377 | | 339 | I | | | | | | | | | | | | | | |
9/17/26 21:48 | 9/16/26 | XP | Xp Inc. | E9 | Financ | FinTrd | Security Brokers, Dealers & F | Dos Santos Bruno Constantino Alexandre | | D | | 1 | S | -2,414 | 19.58 | 0 | -123 | | 1,500 | I | | | | | | | | | | | | | | |
9/17/26 19:15 | 9/15/26 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Forager Fund, L.P. | AL | T | | 7 | S.m | -6,260 | 37.72 | 0 | -166 | | 1,061 | D | | | | | | | | | | | | | | |
9/17/26 18:41 | 9/15/26 | HAPN | Happen, Inc. | DE | Financ | Loan | Personal Credit Institutions | Selleck Erin | CA | D | | 7 | S | -353 | 16.18 | 0 | -22 | | 95 | D | | | | | | | | | | | | | | |
9/17/26 18:37 | 8/25/25 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Searby Sean | NY | O | EVP Chie | 5 | S | -610 | 36.67 | 0 | -17 | | 23 | D | | | | | | | | | | | | | | |
9/17/26 17:07 | 9/15/26 | FCNCA | First Citizens Bancshares Inc /De/ | DE | Financ | StBnk | State Commercial Banks | Holding Olivia Britton | NC | T | | 1 | S | -137 | 19.53 | 0 | -7 | 0 | 1,611 | I | | | | | | | | | | | | | | |
9/17/26 16:43 | 9/16/26 | MIAX | Miami International Holdings, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brown Shelly | NJ | O | EVP,Chie | 9 | S.dm | -5,114 | 41.64 | 0 | -123 | | 354 | D | | | | | | | | | | | | | | |
9/17/26 16:41 | 9/15/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Verma Shiv | CA | O | CFO | 8 | S | -4,202 | 92.96 | 0 | -45 | | 60 | D | | | | | | | | | | | | | | |
9/17/26 16:30 | 9/16/26 | SBCF | Seacoast Banking Corp of Florida | FL | Financ | StBnk | State Commercial Banks | Hudson Dennis S III | FL | D | | 6 | S.d | -1,537 | 32.02 | 0 | -48 | | 386 | D | | | | | | | | | | | | | | |
9/17/26 16:13 | 9/15/26 | WLTH | Wealthfront Corp | DE | Financ | Loan | Finance Services | Wilson L Michelle | CA | D | | 2 | S.d | -13 | 9.84 | 0 | -1 | | 9 | D | | | | | | | | | | | | | | |
9/17/26 14:28 | 9/16/26 | USO | United States Oil Fund, LP | DE | Financ | FinTrd | Commodity Contracts Brokers & | Hrt Financial LP | NY | T | | 14 | S.m | -15,081 | 40.90 | 0 | -369 | | 227 | D | | | | | | | | | | | | | | |
9/17/26 13:21 | 9/15/26 | NAKA | Nakamoto Inc. | DE | Financ | Loan | Finance Services | Evans Tyler Matthew | TN | DO | Chief In | 1 | S | -7 | 7.63 | 0 | -1 | 0 | 577 | D | | | | | | | | | | | | | | |
9/17/26 10:22 | 9/16/26 | CHMG | Chemung Financial Corp | NY | Financ | StBnk | State Commercial Banks | Cole Loren D | NY | O | EVP,CIO | 1 | S | -431 | 83.50 | 0 | -5 | | 12 | I | | | | | | | | | | | | | | |
9/16/26 21:50 | 9/15/26 | LARK | Landmark Bancorp Inc | CA | Financ | NtBnk | National Commercial Banks | Lewis Jim | KS | D | | 4 | S.m | -76 | 29.52 | 0 | -3 | | 155 | D | | | | | | | | | | | | | | |
9/16/26 20:27 | 9/14/26 | CHYM | Chime Financial, Inc. | DE | Financ | Loan | Finance Services | Dst Global Advisors Ltd | VI | T | | 20 | S.m | -1,070,388 | 32.93 | 0 | -32,500 | | 50,473 | I | | | | | | | | | | | | | | |
9/16/26 20:04 | 9/15/26 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Bentley Pamela L | IL | O | CFO | 2 | S.m | -1,559 | 11.99 | 0 | -130 | | 14 | D | | | | | | | | | | | | | | |
9/16/26 19:04 | 9/16/26 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Scott Julie A | MT | T | | 2 | S | -641 | 36.22 | 0 | -18 | | 488 | I | | | | | | | | | | | | | | |
9/16/26 18:55 | 9/14/26 | CHYM | Chime Financial, Inc. | DE | Financ | Loan | Finance Services | Feuille James | CA | D | | 4 | S.m | -31,293 | 31.84 | 0 | -983 | | 22,888 | I | | | | | | | | | | | | | | |
9/16/26 18:44 | 2/17/26 | AX | Axos Financial, Inc. | DE | Financ | SvBnk | Savings Institution, Federall | Nick Mosich | NV | D | | 4 | S.m | -797 | 93.25 | 0 | -9 | | 81 | D | | | | | | | | | | | | | | |
9/16/26 18:19 | 9/15/26 | CHYM | Chime Financial, Inc. | DE | Financ | Loan | Finance Services | Frankel Adam B | CA | O | GC | 8 | S.d | -3,838 | 31.68 | 0 | -121 | | 365 | D | | | | | | | | | | | | | | |
9/16/26 18:04 | 9/15/26 | BWB | Bridgewater Bancshares Inc | MN | Financ | StBnk | State Commercial Banks | Stejskal Jessica Anne | MN | O | Chief Ex | 1 | S | -9 | 21.25 | 0 | 0 | | 16 | D | | | | | | | | | | | | | | |
9/16/26 18:01 | 9/14/26 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Rotsztain Diego | NY | O | Chief Go | 7 | S.dm | -15,332 | 87.81 | 0 | -175 | | 56 | D | | | | | | | | | | | | | | |
9/16/26 17:18 | 9/15/26 | ACTG | Acacia Research Corp | DE | Financ | Patent | Patent Owners & Lessors | Kohlberg Isaac T. | NY | D | | 3 | S | -321 | 4.45 | 0 | -72 | | 85 | D | | | | | | | | | | | | | | |
9/16/26 16:50 | 9/15/26 | BUSE | First Busey Corp /Nv/ | NV | Financ | StBnk | State Commercial Banks | Cassens Michael David | KS | D | | 11 | S | -446 | 28.11 | 0 | -16 | | 142 | D | | | | | | | | | | | | | | |
9/16/26 16:30 | 9/14/26 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Foley Douglas | GA | O | SVP,HR,A | 7 | S.d | -3,909 | 165.94 | 0 | -24 | | 29 | D | | | | | | | | | | | | | | |
9/16/26 16:09 | 9/14/26 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Perkins Abigail H | NY | O | CIO | 7 | S.dm | -6,182 | 86.67 | 0 | -71 | | 97 | D | | | | | | | | | | | | | | |
9/16/26 16:07 | 9/15/25 | AFRM | Affirm Holdings, Inc. | NV | Financ | Loan | Personal Credit Institutions | Jiyane Siphelele | CA | O | Chief Ac | 6 | S.d | -10,524 | 81.83 | 0 | -129 | | 242 | D | | | | | | | | | | | | | | |
9/16/26 16:06 | 9/15/26 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Karam Celia | VA | O | P,Retail | 7 | S | -2,987 | 215.51 | 0 | -14 | | 63 | D | | | | | | | | | | | | | | |
9/16/26 16:05 | 9/15/26 | COF | Capital One Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Dean Lia | VA | O | P,Bankin | 6 | S | -3,455 | 220.52 | 0 | -16 | | 70 | D | | | | | | | | | | | | | | |
9/16/26 16:05 | 9/14/26 | MRX | Marex Group Ltd | X0 | Financ | FinTrd | Security & Commodity Brokers, | Tonucci Paolo | | O | See Rema | 6 | S | -6,099 | 60.99 | 0 | -100 | | 1,363 | D | | | | | | | | | | | | | | |
9/16/26 16:05 | 9/14/26 | MRX | Marex Group Ltd | X0 | Financ | FinTrd | Security & Commodity Brokers, | Van Den Born Simon | | O | P | 3 | S | -2,335 | 55.87 | 0 | -42 | | 1,522 | D | | | | | | | | | | | | | | |
9/16/26 15:57 | 9/14/26 | MTB | M&T Bank Corp | NY | Financ | StBnk | State Commercial Banks | Jones Rene F | NY | DO | CB,CEO | 1 | S.d | -4,642 | 239.35 | 0 | -19 | | 112 | D | | | | | | | | | | | | | | |
9/16/26 11:24 | 9/2/26 | TLAC | Three Lions Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Three Lions Sponsor, LLC | CA | D | | 1 | S.d | -6 | 0.0070 | 0 | -800 | | 2,658 | D | | | | | | | | | | | | | | |
9/16/26 09:01 | 9/15/26 | IBCP | Independent Bank Corp /Mi/ | MI | Financ | StBnk | State Commercial Banks | Kessel William B | MI | DO | P,CEO | 1 | S | -75 | 37.28 | 0 | -2 | | 167 | D | | | | | | | | | | | | | | |
9/16/26 06:07 | 9/14/26 | BULL | Webull Corp | E9 | Financ | FinTrd | Security Brokers, Dealers & F | Wang Haichen | FL | DO | CFO | 1 | S | -494 | 8.98 | 0 | -55 | | 772 | I | | | | | | | | | | | | | | |
9/15/26 21:41 | 9/14/26 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Maurer Mark Lowry | IL | H | Chief Ri | 7 | S.dm | -30,952 | 90.87 | 0 | -341 | | 237 | D | | | | | | | | | | | | | | |
9/15/26 19:31 | 9/14/26 | LARK | Landmark Bancorp Inc | CA | Financ | NtBnk | National Commercial Banks | Alexander Patrick L | KS | D | | 4 | S.m | -420 | 28.59 | 0 | -15 | | 74 | D | | | | | | | | | | | | | | |
9/15/26 17:33 | 9/14/26 | PFS | Provident Financial Services Inc | DE | Financ | SvBnk | Savings Institution, Federall | Christy James A. | NJ | O | EVP,CRO | 2 | S | -130 | 21.63 | 0 | -6 | | 70 | D | | | | | | | | | | | | | | |
9/15/26 17:17 | 9/15/26 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Morris W Howard | CT | D | | 1 | S | -60 | 138.58 | 0 | 0 | | 7 | I | | | | | | | | | | | | | | |
9/15/26 16:45 | 9/14/26 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Western States Regional Joint Board, Workers United | CA | T | | 4 | S.m | -40,002 | 48.13 | 0 | -831 | | 18,323 | D | | | | | | | | | | | | | | |
9/15/26 16:44 | 9/14/26 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Workers United | PA | T | | 4 | S.m | -40,002 | 48.13 | 0 | -831 | | 18,323 | D | | | | | | | | | | | | | | |
9/15/26 16:25 | 9/11/26 | OPFI | Oppfi Inc. | | Financ | Loan | Finance Services | Johnson Pamela D. | IL | O | CFO | 7 | S.d | -781 | 12.43 | 0 | -63 | | 173 | D | | | | | | | | | | | | | | |
9/15/26 16:15 | 9/14/26 | EBC | Eastern Bankshares, Inc. | MA | Financ | SvBnk | Savings Institution, Federall | Bane Richard Corey | MA | D | | 1 | S | -87 | 21.78 | 0 | -4 | | 198 | D | | | | | | | | | | | | | | |
9/15/26 15:26 | 9/14/26 | ALRS | Alerus Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Koob Kari | ND | O | SVP,Cont | 1 | S | -20 | 33.13 | 0 | -1 | | 1 | D | | | | | | | | | | | | | | |
9/15/26 14:21 | 9/15/26 | HFWA | Heritage Financial Corp /Wa/ | WA | Financ | SnBnk | Savings Institutions, Not Fed | Rivera Frederick B | WA | D | | 2 | S | -84 | 27.25 | 0 | -3 | | 6 | D | | | | | | | | | | | | | | |
9/15/26 10:40 | 9/11/26 | TFSL | Tfs Financial Corp | DE | Financ | SvBnk | Savings Institution, Federall | Stefanski Bradley T | OH | O | Chief St | 1 | S.d | -169 | 16.94 | 0 | -10 | | 57 | D | | | | | | | | | | | | | | |
9/14/26 21:55 | 9/10/26 | CHYM | Chime Financial, Inc. | DE | Financ | Loan | Finance Services | Carolan Shawn T | CA | D | | 1 | S.m | -19,195 | 33.13 | 0 | -579 | | 8,737 | I | | | | | | | | | | | | | | |
9/14/26 20:26 | 9/10/26 | VHC | Virnetx Holding Corp | DE | Financ | Patent | Patent Owners & Lessors | Larsen Kendall | NV | DOT | P,CEO | 2 | S.m | -396 | 11.31 | 0 | -35 | | 480 | D | | | | | | | | | | | | | | |
9/14/26 20:04 | 3/6/26 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Cook Elizabeth A | IL | D | | 2 | S | -460 | 306.70 | 0 | -2 | | 18 | I | | | | | | | | | | | | | | |
9/14/26 19:21 | 9/14/26 | FIBK | First Interstate Bancsystem Inc | DE | Financ | StBnk | State Commercial Banks | Scott Jonathan R | MT | T | | 13 | S.m | -5,485 | 35.37 | 0 | -155 | | 954 | I | | | | | | | | | | | | | | |
9/14/26 18:11 | 9/10/26 | OPRT | Oportun Financial Corp | DE | Financ | Loan | Finance Services | Schueller Joseph Andrew | CA | O | SVP-Cont | 1 | S.m | -22 | 7.80 | 0 | -3 | | 71 | D | | | | | | | | | | | | | | |
9/14/26 18:10 | 3/10/26 | OPRT | Oportun Financial Corp | DE | Financ | Loan | Finance Services | Layton Kathleen I. | CA | O | GC | 3 | S.d | -156 | 5.60 | 0 | -28 | | 296 | D | | | | | | | | | | | | | | |
9/14/26 17:00 | 9/14/26 | SMBK | Smartfinancial Inc. | TN | Financ | NtBnk | National Commercial Banks | Jordan Rhett D. | TN | O | EVP,CHIE | 5 | S | -82 | 45.49 | 0 | -2 | | 12 | D | | | | | | | | | | | | | | |
9/14/26 16:36 | 9/11/26 | CHYM | Chime Financial, Inc. | DE | Financ | Loan | Finance Services | Marshall Cynthia | CA | D | | 2 | S | -1,442 | 26.21 | 0 | -55 | | 39 | D | | | | | | | | | | | | | | |
9/14/26 16:20 | 9/11/26 | CFBK | Cf Bankshares Inc. | DE | Financ | NtBnk | National Commercial Banks | McKinney Marianne | OH | O | EVP,COO | 2 | S | -56 | 26.60 | 0 | -2 | | 14 | D | | | | | | | | | | | | | | |
9/14/26 16:19 | 9/11/26 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Reeping Katharine | CA | O | Principa | 1 | S | -153 | 347.84 | 0 | 0 | | 2 | D | | | | | | | | | | | | | | |
9/14/26 16:11 | 9/10/26 | WNEB | Western New England Bancorp, Inc. | MA | Financ | SvBnk | Savings Institution, Federall | Sagan Leo R Jr | MA | O | SVP,Chie | 1 | S | -47 | 13.61 | 0 | -3 | | 102 | I | | | | | | | | | | | | | | |
9/14/26 16:03 | 9/10/26 | RF | Regions Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Chadha Anil D | AL | O | CFO | 1 | S | 0 | 23.00 | 0 | 0 | 0 | 13 | D | | | | | | | | | | | | | | |
9/14/26 13:37 | 9/11/26 | IVZ | Invesco Ltd. | D0 | Financ | InvAdv | Investment Advice | Wood Phoebe A | GA | D | | 1 | S | -97 | 32.44 | 0 | -3 | | 107 | D | | | | | | | | | | | | | | |
9/11/26 17:33 | 9/10/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Scarpelli Cassiano Ricardo | | O | Exec Off | 1 | S | -1,295 | 18.50 | 0 | -70 | | 0 | D | | | | | | | | | | | | | | |
9/11/26 17:31 | 9/10/26 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Darby Jason | NY | O | Senior E | 4 | S.m | -1,117 | 46.85 | 0 | -24 | | 79 | D | | | | | | | | | | | | | | |
9/11/26 17:31 | 9/10/26 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Romney Edgar Jr | NY | O | Chief St | 1 | S | -284 | 47.46 | 0 | -6 | | 22 | D | | | | | | | | | | | | | | |
9/11/26 17:17 | 12/11/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Duffy Terrence A | IL | DO | CB,CEO | 3 | S | -21,303 | 284.04 | 0 | -75 | | 66 | D | | | | | | | | | | | | | | |
9/11/26 17:16 | 9/10/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Paris Roberto De Jesus | | O | Exec Off | 2 | S | -919 | 18.38 | 0 | -50 | | 296 | D | | | | | | | | | | | | | | |
9/11/26 17:11 | 9/11/26 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Rubenstein David M. | DC | D | | 3 | S | -75,780 | 49.69 | 0 | -1,525 | | 28,000 | D | | | | | | | | | | | | | | |
9/11/26 16:40 | 9/10/26 | BANC | Banc of California, Inc. | MD | Financ | NtBnk | National Commercial Banks | Dotan Ido | CA | O | GC,CORP | 1 | S | -193 | 18.30 | 0 | -11 | | 84 | I | | | | | | | | | | | | | | |
9/11/26 16:22 | 9/10/26 | WLTH | Wealthfront Corp | DE | Financ | Loan | Finance Services | Goldman Kenneth A | CA | D | | 2 | S.d | -708 | 13.25 | 0 | -53 | | 98 | D | | | | | | | | | | | | | | |
9/11/26 16:15 | 9/10/26 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Pintoff Scott | NY | O | GC,Secre | 10 | S | -158 | 157.93 | 0 | -1 | | 12 | D | | | | | | | | | | | | | | |
9/11/26 16:15 | 9/10/26 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Cruger William Frank Jr. | NY | D | | 1 | S | -1,006 | 163.20 | 0 | -6 | | 4 | D | | | | | | | | | | | | | | |
9/11/26 16:05 | 9/9/26 | LOB | Live Oak Bancshares, Inc. | NC | Financ | StBnk | State Commercial Banks | Mahan James S III | NC | DOT | CEO | 26 | S.m | -15,069 | 37.67 | 0 | -400 | | 6,555 | I | | | | | | | | | | | | | | |
9/11/26 15:06 | 9/11/26 | CARE | Carter Bankshares, Inc. | VA | Financ | NtBnk | National Commercial Banks | Midkiff Catharine L. | VA | D | | 4 | S | -134 | 22.26 | 0 | -6 | | 18 | D | | | | | | | | | | | | | | |
9/11/26 13:43 | 9/11/26 | BFC | Bank First Corp | WI | Financ | NtBnk | National Commercial Banks | Van Sistine Peter J. | WI | D | | 1 | S | -287 | 155.57 | 0 | -2 | | 8 | D | | | | | | | | | | | | | | |
9/11/26 13:09 | 9/11/26 | SBSI | Southside Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Craddock John Mitchell Jr. | TX | O | COO | 2 | S | -30 | 32.75 | 0 | -1 | | 5 | D | | | | | | | | | | | | | | |
9/11/26 10:10 | 9/10/26 | WSFS | Wsfs Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Donahue Michael J | DE | D | | 1 | S | -258 | 79.46 | 0 | -3 | | 11 | D | | | | | | | | | | | | | | |
9/10/26 19:12 | 9/8/26 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Datta Sanjay | CA | O | P,Capita | 9 | S.dm | -6,092 | 30.94 | 0 | -197 | | 477 | D | | | | | | | | | | | | | | |
9/10/26 18:34 | 9/10/26 | VEL | Velocity Financial, Inc. | DE | Financ | Loan | Finance Services | Szczepaniak Mark R | CA | O | CFO | 17 | S | -471 | 18.66 | 0 | -25 | | 176 | I | | | | | | | | | | | | | | |
9/10/26 17:14 | 9/9/26 | BWB | Bridgewater Bancshares Inc | MN | Financ | StBnk | State Commercial Banks | Parish Douglas J. | MN | D | | 2 | S | -200 | 17.37 | 0 | -12 | | 12 | I | | | | | | | | | | | | | | |
9/10/26 17:08 | 9/8/26 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Treseder Oluwadara Johnson | CA | D | | 2 | S | -675 | 120.00 | 0 | -6 | | 72 | D | | | | | | | | | | | | | | |
9/10/26 16:58 | 9/8/26 | AMAL | Amalgamated Financial Corp. | DE | Financ | StBnk | State Commercial Banks | Tenner Mandy | NY | O | EVP,GC | 8 | S | -597 | 34.91 | 0 | -17 | | 22 | D | | | | | | | | | | | | | | |
9/10/26 16:56 | 9/10/26 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Crain Christopher M | CA | O | GC | 5 | S.d | -484 | 161.19 | 0 | -3 | -100 | 0 | D | | | | | | | | | | | | | | |
9/10/26 16:38 | 8/26/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lilien R Jarrett | NY | O | P,COO | 7 | S | -2,742 | 16.62 | 0 | -165 | | 1,140 | D | | | | | | | | | | | | | | |
9/10/26 16:27 | 3/23/26 | JPM | Jpmorgan Chase & Co | DE | Financ | NtBnk | National Commercial Banks | Leopold Robin | NY | O | Head of | 5 | S | -2,347 | 343.62 | 0 | -7 | | 92 | D | | | | | | | | | | | | | | |
9/10/26 16:13 | 9/8/26 | EWBC | East West Bancorp Inc | DE | Financ | StBnk | State Commercial Banks | Alvarez Manuel Pham | CA | D | | 1 | S | -106 | 130.40 | 0 | -1 | | 11 | D | | | | | | | | | | | | | | |
9/10/26 15:32 | 9/8/26 | TFSL | Tfs Financial Corp | DE | Financ | SvBnk | Savings Institution, Federall | Stefanski Marc A | OH | DO | CB,P,CEO | 4 | S.dm | -954 | 15.35 | 0 | -62 | | 375 | I | | | | | | | | | | | | | | |
9/10/26 15:30 | 9/8/26 | TFSL | Tfs Financial Corp | DE | Financ | SvBnk | Savings Institution, Federall | Williams Ashley H | OH | D | | 2 | S.d | -277 | 15.72 | 0 | -18 | | 94 | I | | | | | | | | | | | | | | |
9/10/26 15:20 | 9/8/26 | SMBC | Southern Missouri Bancorp, Inc. | MO | Financ | SnBnk | Savings Institutions, Not Fed | Hensley Todd E. | MO | D | | 1 | S.m | -1,137 | 72.91 | 0 | -16 | | 534 | D | | | | | | | | | | | | | | |
9/10/26 14:02 | 9/8/26 | IVZ | Invesco Ltd. | D0 | Financ | InvAdv | Investment Advice | Lo Andrew Tak Shing | GA | O | Senior M | 1 | S.m | -4,644 | 32.39 | 0 | -143 | | 812 | D | | | | | | | | | | | | | | |
9/10/26 14:00 | 9/9/26 | IVZ | Invesco Ltd. | D0 | Financ | InvAdv | Investment Advice | Butcher Stephanie | GA | O | Senior M | 2 | S | -3,738 | 25.21 | 0 | -148 | | 30 | D | | | | | | | | | | | | | | |
9/10/26 07:16 | 9/9/26 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Friedrich Matthew W. | NY | O | GC | 1 | S | -135 | 27.03 | 0 | -5 | | 276 | D | | | | | | | | | | | | | | |
9/9/26 21:35 | 6/18/25 | WULF | Terawulf Inc. | DE | Financ | Loan | Finance Services | Motz Catherine J. | MD | D | | 3 | S | -1,665 | 12.79 | 0 | -130 | | 191 | D | | | | | | | | | | | | | | |
9/9/26 20:00 | 6/8/26 | HOPE | Hope Bancorp Inc | DE | Financ | NtBnk | National Commercial Banks | Stenger Thomas | CA | O | SEVP,Chi | 5 | S.m | -121 | 11.27 | 0 | -11 | | 26 | D | | | | | | | | | | | | | | |
9/9/26 17:07 | 9/8/26 | ITUB | Itau Unibanco Holding S.A. | D5 | Financ | StBnk | State Commercial Banks | Orestes Vanzo Carlos | | O | SMEs Off | 2 | S | -1,120 | 8.32 | 0 | -135 | | 1,008 | D | | | | | | | | | | | | | | |
9/9/26 16:55 | 9/8/26 | CHYM | Chime Financial, Inc. | DE | Financ | Loan | Finance Services | Asmerom Amine | CA | O | CHIEF AC | 4 | S.m | -2,898 | 23.35 | 0 | -124 | | 281 | D | | | | | | | | | | | | | | |
9/9/26 16:36 | 9/8/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Fernandes Oswaldo Tadeu | | O | Exec Off | 1 | S | -300 | 18.41 | 0 | -16 | | 538 | D | | | | | | | | | | | | | | |
9/9/26 13:31 | 2/11/26 | AVBH | Avidbank Holdings, Inc. | CA | Financ | StBnk | State Commercial Banks | Rosinus Mike | CA | D | | 21 | S | -5,814 | 28.70 | 0 | -203 | | 210 | I | | | | | | | | | | | | | | |
9/9/26 12:33 | 9/4/26 | IVZ | Invesco Ltd. | D0 | Financ | InvAdv | Investment Advice | Dukes Laura Allison | GA | O | CFO | 1 | S | -1,031 | 33.16 | 0 | -31 | | 252 | D | | | | | | | | | | | | | | |
9/9/26 12:09 | 9/4/26 | CFFI | C & F Financial Corp | VA | Financ | StBnk | State Commercial Banks | Crone S Dustin | VA | O | P,CEO C, | 1 | S | -85 | 94.41 | 0 | -1 | | 8 | D | | | | | | | | | | | | | | |