Security & Commodity Brokers, Dealers, Exchanges & Services Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	Own	H
7/29/25 16:32	7/25/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bowen Sharon	GA	D		3	S	-572	157.68	-4	15	D
7/29/25 16:17	7/25/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Daly Michelle Lynn	NY	O	SVP,Cont	1	S	-812	93.45	-9	9	D
7/8/25 16:14	7/3/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gates Greg	CA	O	Group MD	2	S	-1,142	380.75	-3	22	D
7/3/25 13:11	7/2/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Bradley J	NY	O	EVP,CIO	6	S	-7,238	75.13	-96	156	D
7/3/25 13:09	7/1/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Skule Jeremy	NY	O	EVP,CSO	7	S	-3,403	80.13	-42	115	D
6/20/25 17:01	6/17/25	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Phillips Jennifer	CA	O	Chief Re	10	S.m	-744	1.70	-437	880	D
6/18/25 16:53	6/16/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Perkins Abigail H	NY	O	CIO	3	S.dm	-3,541	86.30	-41	44	D
6/17/25 16:30	6/13/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kapani Mayur	GA	O	CTO	5	S.d	-4,430	167.77	-26	74	D
6/13/25 16:30	6/12/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Foley Douglas	GA	O	SVP,HR,A	7	S.d	-4,681	164.58	-28	29	D
6/12/25 16:18	6/10/25	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Mbanefo Arthur U	NY	D		1	S	-177	9.77	-18	19	D
6/11/25 18:03	6/10/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Philip Andrew	NY	O	CEO	10	S.d	-10,714	78.51	-136	352	D
6/11/25 16:33	6/9/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Isaacson Christopher A	IL	O	EVP,COO	3	S	-3,386	199.19	-17	52	D
6/11/25 16:30	6/9/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hague William Jefferson	GA	D		2	S.m	-186	153.39	-1	20	D
6/11/25 09:10	6/10/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Carey Charles P	IL	D		3	S	-1,537	236.41	-7	7	I
6/9/25 16:04	6/6/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Griggs Pc Nelson	NY	O	P Capita	5	S.m	-3,006	79.65	-38	212	D
6/6/25 16:45	6/5/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Surdykowski Andrew J	GA	O	GC	6	S.d	-2,129	164.56	-13	51	D
6/6/25 16:40	6/4/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprecher Jeffrey C	GA	DO	CEO	5	S.d	-156,314	159.62	-979	3,923	M
6/4/25 16:13	6/2/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Jambusaria Aneri	CA	O	Group MD	3	S	-157	337.44	0	6	D
6/2/25 16:30	5/30/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Namkung James W	GA	O	Chief Ac	6	S	-1,617	167.82	-10	19	D
6/2/25 16:30	5/30/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Edmonds Christopher Scott	GA	O	P,Fixed	9	S.d	-3,888	171.05	-23	18	D
5/29/25 16:30	5/27/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Tirinnanzi Martha A	GA	D		3	S.m	-304	167.55	-2	4	D
5/28/25 16:52	5/23/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Clay Catherine R	IL	O	EVP,GLOB	4	S	-1,776	214.06	-8	5	D
5/23/25 12:20	5/22/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kaye Daniel G	IL	D		1	S	-141	282.42	-1	4	D
5/22/25 16:30	5/21/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprieser Judith A	GA	D		7	S	-2,142	155.67	-14	29	D
5/21/25 16:30	5/20/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gardiner Warren	GA	O	CFO	5	S	-882	163.81	-5	25	D
5/21/25 13:43	5/20/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Marcus Jonathan L	IL	O	Sr MD GC	1	S	-108	277.50	0	7	D
5/20/25 16:30	5/19/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	King Elizabeth Kathryn	GA	O	Global H	1	S.d	-2,942	175.47	-17	16	D
5/20/25 08:32	5/19/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lockett Phyllis M	IL	D		1	S	-295	277.88	-1	3	D
5/19/25 09:08	5/15/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gepsman Martin J	IL	D		2	S	-171	244.46	-1	25	D
5/16/25 16:59	5/14/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lyon Charles M	FL	O	P	2	S.dm	-3,347	84.43	-40	122	D
5/16/25 16:06	5/14/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Berns Steven	NY	D		3	S	-246	126.98	-2	4	D
5/15/25 16:42	5/15/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fowler John Moore	NY	D		6	S	-890	103.89	-9	120	D
5/7/25 18:16	5/5/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sammann Derek	IL	O	Sr MD Gl	1	S	-1,305	280.61	-5	32	M
5/1/25 18:24	4/29/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Oconnor Sean Michael	NY	DO	Exec Vic	3	S.m	-11,133	96.81	-115	2,854	D
4/30/25 16:17	4/29/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Suskind Dennis	IL	D		1	S	-271	271.28	-1	3	D
4/28/25 12:02	4/24/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gerdes Larry G	IL	D		1	S.m	-1,060	265.11	-4	37	D
4/9/25 16:04	4/7/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Furber Sara	NY	O	CFO	4	S	-4,029	126.25	-32	83	D
4/7/25 16:05	4/4/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Bryan Everard	NY	O	EVP,CPO	6	S.m	-1,507	70.99	-21	63	D
3/21/25 16:05	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Justin	NY	O	CTO	3	S	-2,064	126.50	-16	57	D
3/21/25 16:05	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bruni Enrico	NY	O	MD,Co-He	3	S.dm	-6,363	113.04	-56	89	D
3/21/25 16:04	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Zucker Scott	NY	O	Chief Ri	3	S	-1,089	128.39	-8	29	D
3/21/25 16:04	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Friedman Douglas	NY	O	GC,Secre	3	S	-1,301	126.84	-10	36	D
3/19/25 16:08	3/17/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Youngwood Sarah	NY	O	EVP	1	S	-1,102	73.68	-15	60	D
3/18/25 12:19	3/14/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lucas Deborah J	IL	D		1	S	-385	256.95	-2	3	D
3/17/25 14:01	3/13/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Siegel Howard J	IL	D		1	S	-2,600	260.00	-10	69	I
3/14/25 16:32	3/12/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Goodman Jill R	IL	D		1	S.m	-561	208.86	-3	11	D
3/11/25 16:44	3/11/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Duffy Terrence A	IL	DO	CB,CEO	2	S	-16,212	231.60	-70	67	D
3/7/25 16:30	3/5/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Williams Stuart Glen	GA	O	COO	3	S	-570	165.32	-3	18	D
3/5/25 16:30	3/3/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Martin Lynn C	GA	O	P,NYSE G	3	S.d	-3,162	168.25	-19	59	D
3/4/25 14:11	3/3/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprague Suzanne	IL	O	COO,Glob	1	S	-385	256.83	-2	8	D
2/28/25 16:30	2/26/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Jackson Benjamin	GA	O	P	5	S.dm	-9,240	164.37	-56	164	D
2/28/25 15:33	2/27/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Piell Hilda Harris	IL	O	Sr MD,CH	2	S	-2,500	224.71	-11	29	D
2/27/25 18:14	2/26/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cohen Marc Eliot	CA	O	MD	1	S	-402	365.85	-1	4	D
2/27/25 18:05	2/26/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	P,CFO	2	S.d	-12,160	364.44	-33	17	D
2/26/25 16:47	2/24/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Wilkinson Allen	IL	O	SVP,CHIE	2	S	-64	211.70	0	0	D
2/21/25 16:42	2/20/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Inzirillo Adam	IL	O	EVP,DATA	3	S.d	-64	209.44	0	2	D
2/21/25 16:40	2/20/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Howson Dave	IL	O	EVP,GLOB	5	S.dm	-5,353	200.51	-27	15	D
2/20/25 16:42	2/18/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Stevens Glenn Henry	NY	H	Retired	1	S	-1,767	117.82	-15	78	D
2/20/25 16:13	2/18/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Steinmeier Richard	CA	O	CEO	1	S	-1,308	373.79	-4	21	D
2/14/25 09:05	2/13/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Vroman Ken	IL	O	Chief Tr	1	S	-1,267	250.00	-5	17	D
2/14/25 09:02	2/13/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Winkler Julie	IL	O	Sr MD Ch	1	S	-2,888	249.17	-12	22	D
2/12/25 16:13	2/10/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Enyedi Matthew	CA	O	MD	1	S.d	-1,904	369.33	-5	10	D
2/10/25 16:07	2/6/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Tal Cohen	NY	O	P,Market	2	S.m	-1,557	78.46	-20	137	D
1/17/25 19:37	1/15/25	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rodriques Kelly	CA	DO	CEO	19	S.m	-2,621	1.35	-1,940	12,945	D
1/8/25 16:08	1/6/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hult William	NY	DO	CEO	3	S.dm	-17,892	118.07	-152	229	D
12/17/24 16:53	12/16/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	6	S.m	-1,768	87.26	-20	36	D
12/16/24 16:16	12/12/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Maurer Mark Lowry	IL	H	Chief Ri	1	S	-508	101.60	-5	104	D
11/12/24 15:16	11/12/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cook Elizabeth A	IL	D		2	S	-381	217.87	-2	18	I
10/30/24 17:33	10/30/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cutinho Sunil	IL	O	CIO	1	S	-1,020	226.64	-5	27	D
10/30/24 17:20	10/30/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bitsberger Timothy S.	IL	D		1	S	-227	226.96	-1	11	D
10/29/24 12:56	10/28/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	McCourt Timothy Francis	IL	O	Sr MD Gl	3	S	-440	224.03	-2	7	D
9/18/24 17:25	9/16/24	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sievers Drew	CA	O	COO	2	S.m	-80	1.33	-60	3,112	D
9/17/24 19:11	9/15/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fitzpatrick Lynne	IL	O	Sr MD CF	1	S	-164	216.99	-1	17	D
9/16/24 16:13	9/12/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Zecca John	NY	O	EVP	1	S	-792	71.97	-11	113	D
9/16/24 11:51	9/13/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Hiebler Jessica M	MD	O	Principa	2	S.d	-213	112.99	-2	14	D
9/9/24 14:17	9/6/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Thomson Andrew Justin Mackenzie	MD	O	VP	1	S.d	-1,231	102.83	-12	124	D
9/6/24 16:30	9/4/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Griebenow Jill	IL	O	EVP,CFO	1	S	-346	213.33	-2	9	D
9/3/24 17:45	8/30/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Durkin Bryan T	IL	D		1	S	-1,629	214.59	-8	55	D
8/26/24 16:31	8/22/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	McPeek Jennifer J	IL	D		1	S	-412	206.11	-2	5	D
8/12/24 16:19	8/8/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Dixon Troy	NY	D		1	S	-283	113.64	-2	1	D
8/12/24 16:19	8/9/24	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Richards David	NY	D		1	S	-396	9.02	-44	15	D
8/8/24 16:07	8/6/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Yared Rana	NY	D		1	S	-179	110.08	-2	1	D
7/30/24 17:51	7/29/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Argus Seller, LP	IL	T		1	S.e	0	0.00	-42,804	42,804	D
7/16/24 16:34	7/15/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Nguyen Xuong	IL	H	Retired	4	S.d	-2,701	77.17	-35	81	D
6/18/24 16:13	6/14/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	1	S.d	-1,574	277.31	-6	143	D
6/18/24 16:01	6/18/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Sawyer Dorothy C	MD	H	VP	1	S	-234	117.00	-2	36	D
6/7/24 17:46	6/6/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Glickman Daniel R	IL	D		1	S	-131	201.44	-1	16	D
5/13/24 18:00	5/13/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Savage Terry L	IL	D		1	S	-527	210.65	-3	17	I
5/8/24 16:06	5/6/24	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Windeatt Sean A	NY	O	COO	1	S.m	-1,386	8.75	-158	641	D
5/6/24 16:33	5/3/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Parthemore Eric	FL	D		1	S	-168	74.67	-2	19	D
4/30/24 10:20	4/29/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Maclellan Robert F.	MD	D		1	S.d	-344	113.08	-3	35	D
3/22/24 16:30	3/22/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Borse Dubai Ltd	C0	T		1	S	-1,797,907	58.00	-31,000	58,342	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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