Security & Commodity Brokers, Dealers, Exchanges & Services Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
7/2/26 16:05	7/1/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Bryan Everard	NY	O	EVP,CPO	7	S.m	-2,018	84.35	-24		72	D
7/1/26 18:48	6/30/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Philip Andrew	NY	DO	CEO	9	S.d	-18,827	92.28	-204		515	D
6/22/26 16:07	6/17/26	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Jambusaria Aneri	CA	O	Group MD	6	S	-301	321.86	-1		7	D
6/17/26 16:55	6/15/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Maurer Mark Lowry	IL	H	Chief Ri	4	S.dm	-16,567	125.03	-133		147	D
6/16/26 16:35	6/12/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lyon Charles M	FL	O	P	3	S.dm	-7,556	109.50	-69		216	D
6/16/26 16:32	6/12/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Oconnor Sean Michael	NY	DO	Exec Vic	5	S.dm	-66,983	117.00	-573		4,205	D
6/16/26 16:31	6/15/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bexiga Annabelle G	NY	D		4	S	-629	114.30	-6		23	D
6/16/26 16:30	6/12/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hague William Jefferson	GA	D		3	S.m	-293	149.77	-2		21	D
6/16/26 16:05	6/15/26	MRX	Marex Group Plc	X0	Financ	FinTrd	Security & Commodity Brokers,	Tonucci Paolo		O	See Rema	3	S	-2,829	56.58	-50		1,363	D
6/16/26 16:05	6/12/26	MRX	Marex Group Plc	X0	Financ	FinTrd	Security & Commodity Brokers,	Lowitt Ian T		DO	CEO	1	S	-2,316	62.37	-37		2,831	D
6/15/26 19:43	6/12/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Dunaway William J	MO	O	CFO	2	S.d	-15,413	120.78	-128		294	D
6/9/26 20:22	6/8/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Perkins Abigail H	NY	O	CIO	4	S.dm	-4,648	94.88	-49		73	D
6/3/26 21:30	6/1/26	MRX	Marex Group Plc	X0	Financ	FinTrd	Security & Commodity Brokers,	Texier Thomas		O	Group He	3	S	-1,476	48.51	-30		243	D
6/2/26 16:09	6/1/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Justin	NY	O	CTO	6	S	-7,207	115.22	-63		59	D
5/28/26 16:30	5/26/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Surdykowski Andrew J	GA	O	GC	7	S.d	-4,053	165.16	-25		51	D
5/27/26 16:30	5/22/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bowen Sharon	GA	D		3	S	-394	174.43	-2		15	D
5/27/26 16:15	5/26/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Berns Steven	NY	D		2	S	-108	123.80	-1		5	D
5/20/26 20:21	5/18/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	4	S.dm	-8,117	110.66	-73		23	D
5/20/26 16:34	5/18/26	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Froetscher Janet P	IL	D		1	S	-438	358.09	-1		14	D
5/20/26 16:30	5/19/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gardiner Warren	GA	O	CFO	6	S	-1,839	163.36	-11		28	D
5/20/26 16:05	5/18/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Griggs Pc Nelson	NY	O	P Capita	3	S	-1,477	86.40	-17		234	D
5/19/26 16:22	5/18/26	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Piell Hilda Harris	IL	O	Sr MD,CH	2	S	-2,750	282.47	-10		28	D
5/18/26 16:30	5/14/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kapani Mayur	GA	O	CTO	6	S.d	-8,944	163.04	-55		74	D
5/18/26 16:12	12/11/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Duffy Terrence A	IL	DO	CB,CEO	3	S	-24,962	277.36	-90		66	D
5/13/26 07:08	5/11/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Schroeder Aaron	MO	O	Chief Ac	1	S	-429	122.65	-4		51	D
5/11/26 19:06	5/11/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Parthemore Eric	FL	D		1	S	-308	123.30	-3		44	D
5/11/26 19:04	5/11/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kass Steven A	NY	D		1	S	-247	123.26	-2		53	D
5/5/26 16:41	5/5/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fowler John Moore	NY	D		6	S	-1,033	107.67	-10		176	D
4/30/26 16:00	4/28/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Bradley J	NY	O	EVP,CIO	4	S	-3,258	84.46	-39		141	D
4/29/26 16:00	4/27/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Tal Cohen	NY	O	P Market	1	S	-1,408	90.75	-16		215	D
4/28/26 16:00	4/24/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Daly Michelle Lynn	NY	O	SVP,Cont	3	S	-1,283	89.36	-14		11	D
4/22/26 16:05	4/20/26	MRX	Marex Group Plc	X0	Financ	FinTrd	Security & Commodity Brokers,	Van Den Born Simon		O	P	2	S	-1,253	47.23	-27		1,522	D
4/16/26 16:25	4/14/26	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	P,CFO	3	S.m	-2,678	345.59	-8		21	D
4/2/26 17:00	4/1/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Friedman Adena T	NY	DO	Chair,CE	4	S.d	-76,060	94.31	-806		2,226	D
3/24/26 16:09	3/20/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Dixon Troy	NY	O	MD,Co-He	1	S	-325	125.75	-3		35	D
3/24/26 16:08	3/20/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Friedman Douglas	NY	O	GC	3	S.m	-4,312	118.40	-36		27	D
3/24/26 16:08	3/20/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Furber Sara	NY	O	CFO	4	S.m	-9,330	118.73	-79		61	D
3/24/26 16:07	3/20/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Clack Amy	NY	O	Chief Ad	2	S	-226	116.22	-2		22	D
3/23/26 09:38	9/18/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Marcus Jonathan L	IL	O	Sr MD GC	5	S	-2,437	314.82	-8		8	D
3/12/26 17:46	3/12/26	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Vroman Ken	IL	O	Chief Tr	1	S	-1,594	309.00	-5		15	D
3/11/26 18:04	3/9/26	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cohen Marc Eliot	CA	O	Group MD	2	S.dm	-1,422	323.28	-4		4	D
3/9/26 16:31	3/6/26	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cook Elizabeth A	IL	D		1	S	-320	320.00	-1		18	I
3/9/26 16:06	3/5/26	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Aubin Jean-Pierre	NY	O	Co-CEO	1	S	-96	9.55	-10		1,122	D
3/5/26 16:05	3/3/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hult William	NY	DO	CEO	2	S.d	-23,096	119.25	-194		127	D
3/3/26 16:30	2/27/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Jackson Benjamin	GA	O	P	4	S.d	-4,708	165.25	-28		175	D
2/27/26 17:06	2/26/26	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Enyedi Matthew	CA	O	Group MD	1	S	-675	320.15	-2		14	D
2/25/26 16:30	2/23/26	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Wilkinson Allen	IL	O	SVP,CHIE	2	S	-121	253.67	0		0	D
2/25/26 10:54	1/28/26	SOS	Sos Ltd	E9	Financ	FinTrd	Security & Commodity Brokers,	Brown Douglas Lewis	FL	D		2	S	-42	1.64	-26		55	D
2/24/26 16:30	2/20/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Martin Lynn C	GA	O	P,NYSE G	2	S.d	-2,798	158.85	-18		59	D
2/23/26 16:46	2/23/26	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Durkin Bryan T	IL	D		1	S	-1,301	309.65	-4		43	D
2/23/26 16:06	2/20/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bruni Enrico	NY	O	MD,Co-He	2	S.m	-2,965	125.27	-24		102	D
2/20/26 16:31	2/18/26	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Matturri Alexander Jr	IL	D		1	S	-428	285.36	-2		5	D
2/20/26 16:30	2/18/26	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fitzpatrick Edward J.	IL	D		1	S	-1,128	285.87	-4		13	D
2/20/26 16:30	2/19/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Edmonds Christopher Scott	GA	O	P,Fixed	4	S.d	-3,981	166.99	-24		17	D
2/20/26 14:07	2/20/26	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gepsman Martin J	IL	D		2	S	-174	289.54	-1		25	D
2/19/26 19:23	2/18/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprecher Jeffrey C	GA	DO	CEO	5	S.d	-191,949	168.52	-1,139		3,496	M
2/9/26 16:30	2/5/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprieser Judith A	GA	D		6	S	-3,001	166.92	-18		24	D
2/9/26 13:03	2/6/26	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Suskind Dennis	IL	D		2	S	-496	283.57	-2		3	D
1/8/26 16:00	1/6/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Zecca John	NY	O	EVP,Glob	1	S	-450	100.01	-5		126	D
12/16/25 16:30	12/12/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Foley Douglas	GA	O	SVP,HR,A	5	S.d	-2,581	176.09	-15		29	D
12/9/25 19:15	12/5/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Steinmeier Richard	CA	O	CEO	1	S	-1,876	370.99	-5		26	M
12/9/25 19:03	12/5/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gates Greg	CA	O	Group MD	7	S	-3,289	365.48	-9		22	D
12/3/25 16:06	12/1/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Skule Jeremy	NY	O	EVP,CSO	9	S	-1,493	88.68	-17		100	D
11/21/25 16:09	11/20/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sammann Derek	IL	O	Sr MD Gl	2	S	-3,290	277.61	-12		32	M
11/5/25 16:12	11/3/25	DAY	Dayforce, Inc.	MD	Financ	FinTrd	Security & Commodity Brokers,	Price T Rowe Associates Inc /Md/	MD	T		5	S.m	-5,926	68.55	-86	0	24,797	I
11/4/25 11:34	11/3/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Ford Harold Eugene Jr.	IL	D		1	S	-264	263.53	-1		1	D
10/6/25 18:02	10/6/25	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Lutnick Howard W	NY	DT		1	S	-82,632	0.7523	-109,834	-100	0	M
9/19/25 16:30	9/17/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Williams Stuart Glen	GA	O	COO	2	S	-540	170.60	-3		18	D
9/17/25 13:48	9/16/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	McCourt Timothy Francis	IL	O	Sr MD Gl	1	S	-98	259.83	0		10	D
9/4/25 16:30	9/2/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Isaacson Christopher A	IL	O	EVP,COO	2	S	-2,290	229.02	-10		43	D
8/29/25 16:30	8/27/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Farooqui Duriya M	GA	D		1	S	-363	178.34	-2		14	D
8/26/25 16:30	8/22/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Tirinnanzi Martha A	GA	D		2	S.m	-250	178.41	-1		4	D
8/26/25 16:24	8/26/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cutinho Sunil	IL	O	CIO	1	S	-3,229	271.47	-12		17	D
8/22/25 16:24	8/21/25	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Hauf Jason W.	NY	O	CFO	1	S	-286	9.86	-29		77	D
8/20/25 17:11	8/18/25	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rodriques Kelly	CA	DO	CEO	1	S.m	-223	20.28	-11		577	D
8/6/25 16:00	8/4/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Begley Charlene T	NY	D		1	S	-290	96.60	-3		46	D
6/20/25 17:01	6/17/25	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Phillips Jennifer	CA	O	Chief Re	4	S	-282	15.16	-19		22	D
6/12/25 16:18	6/10/25	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Mbanefo Arthur U	NY	D		1	S	-177	9.77	-18		19	D
6/11/25 09:10	6/10/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Carey Charles P	IL	D		2	S	-950	271.53	-4		6	I
6/2/25 16:30	5/30/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Namkung James W	GA	O	Chief Ac	4	S	-1,274	171.55	-7		19	D
5/28/25 16:52	5/23/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Clay Catherine R	IL	O	EVP,GLOB	1	S	-815	226.58	-4		2	D
5/23/25 12:20	5/22/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kaye Daniel G	IL	D		1	S	-141	282.42	-1		4	D
5/20/25 16:30	5/19/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	King Elizabeth Kathryn	GA	O	Global H	1	S.d	-2,942	175.47	-17		16	D
5/20/25 08:32	5/19/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lockett Phyllis M	IL	D		1	S	-295	277.88	-1		3	D
4/28/25 12:02	4/24/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gerdes Larry G	IL	D		1	S.m	-1,060	265.11	-4		37	D
3/21/25 16:04	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Zucker Scott	NY	O	Chief Ri	1	S	-327	141.48	-2		21	D
3/19/25 16:08	3/17/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Youngwood Sarah	NY	O	EVP	1	S	-1,102	73.68	-15		60	D
3/18/25 12:19	3/14/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lucas Deborah J	IL	D		1	S	-385	256.95	-2		3	D
3/17/25 14:01	3/13/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Siegel Howard J	IL	D		1	S	-2,600	260.00	-10		69	I
3/14/25 16:32	3/12/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Goodman Jill R	IL	D		1	S.m	-561	208.86	-3		11	D
3/4/25 14:11	3/3/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprague Suzanne	IL	O	COO,Glob	1	S	-385	256.83	-2		8	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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