Security & Commodity Brokers, Dealers, Exchanges & Services Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
5/1/25 18:24	4/29/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Oconnor Sean Michael	NY	DO	Exec Vic	1	S.m	-3,364	89.72	-38		2,854	D
4/30/25 16:17	4/29/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Suskind Dennis	IL	D		1	S	-271	271.28	-1		3	D
4/28/25 12:02	4/24/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gerdes Larry G	IL	D		1	S.m	-1,060	265.11	-4		37	D
4/21/25 18:26	4/17/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Philip Andrew	NY	O	CEO	7	M.d	9,456	50.03	189	116	352	D
4/21/25 18:26	4/17/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Philip Andrew	NY	O	CEO	7	S.d	-9,456	50.03	-189		352	D
4/17/25 17:44	4/15/25	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Phillips Jennifer	CA	O	Chief Re	2	S	-403	2.30	-175		605	D
4/17/25 16:30	4/16/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprieser Judith A	GA	D		2	S	-800	163.78	-5		24	D
4/9/25 16:04	4/7/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Furber Sara	NY	O	CFO	2	S	-1,248	139.78	-9		61	D
4/7/25 16:05	4/4/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Bryan Everard	NY	O	EVP,CPO	4	S.m	-859	79.66	-11		63	D
4/3/25 16:20	4/2/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Bradley J	NY	O	EVP,CIO	2	S	-1,536	79.30	-19		135	D
3/27/25 19:19	3/26/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Shepard William R	IL	D		2	P.a	396	233.60	2	1	260	M
3/24/25 16:30	3/20/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Namkung James W	GA	O	Chief Ac	3	S	-1,163	170.79	-7		19	D
3/21/25 16:05	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Justin	NY	O	CTO	1	S	-656	141.50	-5		41	D
3/21/25 16:05	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bruni Enrico	NY	O	MD,Co-He	1	S.m	-893	141.83	-6		86	D
3/21/25 16:04	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Zucker Scott	NY	O	Chief Ri	1	S	-327	141.48	-2		21	D
3/21/25 16:04	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Friedman Douglas	NY	O	GC,Secre	1	S	-433	141.59	-3		27	D
3/19/25 16:30	3/17/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Jackson Benjamin	GA	O	P	5	M.dm	6,976	147.28	47	41	164	D
3/19/25 16:08	3/17/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Youngwood Sarah	NY	O	EVP	1	S	-1,102	73.68	-15		60	D
3/18/25 12:19	3/14/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lucas Deborah J	IL	D		1	S	-385	256.95	-2		3	D
3/17/25 16:30	3/14/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kapani Mayur	GA	O	CTO	2	M.d	1,984	126.88	16	27	74	D
3/17/25 16:30	3/14/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kapani Mayur	GA	O	CTO	2	S.d	-1,984	126.88	-16		74	D
3/17/25 16:24	3/14/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Jambusaria Aneri	CA	O	MD	1	S	-25	311.88	0		6	D
3/17/25 14:01	3/13/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Siegel Howard J	IL	D		1	S	-2,600	260.00	-10		69	I
3/14/25 16:32	3/12/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Goodman Jill R	IL	D		1	S.m	-561	208.86	-3		11	D
3/13/25 16:30	3/12/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Foley Douglas	GA	O	SVP,HR,A	4	S.d	-2,665	107.31	-25		26	D
3/11/25 16:44	3/11/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Duffy Terrence A	IL	DO	CB,CEO	1	S	-7,775	259.18	-30		53	D
3/7/25 16:30	3/5/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Williams Stuart Glen	GA	O	COO	1	S	-379	170.00	-2		18	D
3/7/25 16:30	3/5/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprecher Jeffrey C	GA	DO	CEO	2	M.d	50,730	148.12	342	11	3,496	M
3/7/25 16:30	3/5/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprecher Jeffrey C	GA	DO	CEO	2	S.d	-50,730	148.12	-342		3,496	M
3/5/25 16:30	3/3/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Martin Lynn C	GA	O	P,NYSE G	6	M.d	3,760	124.15	30	104	59	D
3/5/25 16:30	3/3/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Martin Lynn C	GA	O	P,NYSE G	6	S.d	-3,760	124.15	-30		59	D
3/4/25 16:30	2/28/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gardiner Warren	GA	O	CFO	1	S	-268	171.01	-2		25	D
3/4/25 14:11	3/3/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprague Suzanne	IL	O	COO,Glob	1	S	-385	256.83	-2		8	D
2/28/25 16:30	2/26/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Surdykowski Andrew J	GA	O	GC	2	M.d	748	133.16	6	12	51	D
2/28/25 16:30	2/26/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Surdykowski Andrew J	GA	O	GC	2	S.d	-748	133.16	-6		51	D
2/28/25 16:16	2/26/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fowler John Moore	NY	D		1	S	-485	120.02	-4		79	D
2/28/25 15:33	2/27/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Piell Hilda Harris	IL	O	Sr MD,CH	1	S	-998	250.47	-4		27	D
2/27/25 18:14	2/26/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cohen Marc Eliot	CA	O	MD	1	S	-402	365.85	-1		4	D
2/27/25 18:05	2/26/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	P,CFO	3	S.d	-14,200	228.51	-62		17	D
2/26/25 16:47	2/24/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Wilkinson Allen	IL	O	SVP,CHIE	2	S.d	-205	210.45	-1		0	D
2/21/25 16:42	2/19/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Inzirillo Adam	IL	O	EVP,DATA	3	M.d	479	210.25	2		2	D
2/21/25 16:42	2/20/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Inzirillo Adam	IL	O	EVP,DATA	3	S.d	-479	210.25	-2		2	D
2/21/25 16:40	2/19/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Howson Dave	IL	O	EVP,GLOB	3	M.d	5,609	208.18	27		8	D
2/21/25 16:40	2/20/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Howson Dave	IL	O	EVP,GLOB	3	S.d	-5,609	208.18	-27		8	D
2/21/25 16:39	2/19/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Foley Stephanie	IL	O	EVP,CHRO	1	M.d	231	210.25	1	290	1	D
2/21/25 16:37	2/19/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Isaacson Christopher A	IL	O	EVP,COO	1	M.d	1,418	210.25	7	17	47	D
2/21/25 16:35	2/19/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Griebenow Jill	IL	O	EVP,CFO	1	M.d	749	210.25	4	49	11	D
2/21/25 16:34	2/19/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Clay Catherine R	IL	O	EVP,GLOB	2	M.d	1,181	211.11	6	999%	6	D
2/21/25 16:32	2/19/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sexton John P	IL	O	EVP,GC,C	1	M.d	607	210.25	3	15	22	D
2/20/25 16:42	2/18/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Stevens Glenn Henry	NY	H	Retired	1	S	-1,767	117.82	-15		78	D
2/20/25 16:30	2/19/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Edmonds Christopher Scott	GA	O	P,Fixed	1	S	-1,141	166.99	-7		18	D
2/20/25 16:13	2/18/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Steinmeier Richard	CA	O	CEO	1	S	-1,308	373.79	-4		21	D
2/14/25 09:05	2/13/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Vroman Ken	IL	O	Chief Tr	1	S	-1,267	250.00	-5		17	D
2/14/25 09:02	2/13/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Winkler Julie	IL	O	Sr MD Ch	1	S	-2,888	249.17	-12		22	D
2/12/25 16:13	2/10/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Enyedi Matthew	CA	O	MD	2	M.d	2,107	204.41	10	999%	10	D
2/12/25 16:13	2/10/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Enyedi Matthew	CA	O	MD	2	S.d	-2,107	204.41	-10		10	D
2/10/25 16:07	2/6/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Tal Cohen	NY	O	P,Market	1	S	-750	83.75	-9		128	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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