Security & Commodity Brokers, Dealers, Exchanges & Services Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	Own	H
7/2/26 16:05	7/1/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Bryan Everard	NY	O	EVP,CPO	2	S	-501	83.46	-6	72	D
7/1/26 18:48	6/30/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Philip Andrew	NY	DO	CEO	3	S.d	-9,848	109.33	-90	515	D
6/22/26 16:07	6/17/26	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Jambusaria Aneri	CA	O	Group MD	1	S	-94	306.00	0	6	D
6/17/26 16:55	6/15/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Maurer Mark Lowry	IL	H	Chief Ri	3	S.dm	-11,572	125.09	-93	147	D
6/16/26 16:35	6/12/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lyon Charles M	FL	O	P	1	S	-1,188	131.96	-9	216	D
6/16/26 16:32	6/12/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Oconnor Sean Michael	NY	DO	Exec Vic	2	S.dm	-53,160	118.13	-450	4,205	D
6/16/26 16:31	6/15/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bexiga Annabelle G	NY	D		3	S	-522	116.03	-5	23	D
6/16/26 16:30	6/12/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hague William Jefferson	GA	D		2	S	-199	139.40	-1	21	D
6/16/26 16:05	6/15/26	MRX	Marex Group Plc	X0	Financ	FinTrd	Security & Commodity Brokers,	Tonucci Paolo		O	See Rema	3	S	-2,829	56.58	-50	1,363	D
6/16/26 16:05	6/12/26	MRX	Marex Group Plc	X0	Financ	FinTrd	Security & Commodity Brokers,	Lowitt Ian T		DO	CEO	1	S	-2,316	62.37	-37	2,831	D
6/15/26 19:43	6/12/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Dunaway William J	MO	O	CFO	2	S.d	-15,413	120.78	-128	294	D
6/9/26 20:22	6/8/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Perkins Abigail H	NY	O	CIO	1	S.d	-511	118.51	-4	73	D
6/3/26 21:30	6/1/26	MRX	Marex Group Plc	X0	Financ	FinTrd	Security & Commodity Brokers,	Texier Thomas		O	Group He	2	S	-848	53.03	-16	228	D
6/2/26 16:09	6/1/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Justin	NY	O	CTO	2	S	-4,725	111.33	-42	36	D
5/28/26 16:30	5/26/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Surdykowski Andrew J	GA	O	GC	1	S.d	-693	151.56	-5	45	D
5/27/26 16:30	5/22/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bowen Sharon	GA	D		1	S	-101	151.28	-1	15	D
5/27/26 16:15	5/26/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Berns Steven	NY	D		1	S	-45	105.26	0	5	D
5/20/26 20:21	5/18/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	2	S.adm	-7,561	112.01	-68	23	D
5/20/26 16:34	5/18/26	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Froetscher Janet P	IL	D		1	S	-438	358.09	-1	14	D
5/20/26 16:30	5/19/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gardiner Warren	GA	O	CFO	1	S	-390	156.64	-2	25	D
5/20/26 16:05	5/18/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Griggs Pc Nelson	NY	O	P Capita	1	S	-472	92.62	-5	234	D
5/19/26 16:22	5/18/26	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Piell Hilda Harris	IL	O	Sr MD,CH	1	S	-1,753	304.63	-6	28	D
5/18/26 16:30	5/14/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kapani Mayur	GA	O	CTO	1	S.d	-664	155.42	-4	65	D
5/18/26 16:12	5/15/26	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Duffy Terrence A	IL	DO	CB,CEO	1	S	-10,448	298.51	-35	56	D
5/13/26 07:08	5/11/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Schroeder Aaron	MO	O	Chief Ac	1	S	-429	122.65	-4	51	D
5/11/26 19:06	5/11/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Parthemore Eric	FL	D		1	S	-308	123.30	-3	44	D
5/11/26 19:04	5/11/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kass Steven A	NY	D		1	S	-247	123.26	-2	53	D
5/5/26 16:41	5/5/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fowler John Moore	NY	D		1	S	-112	106.25	-1	176	D
4/30/26 16:00	4/28/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Bradley J	NY	O	EVP,CIO	1	S	-700	90.82	-8	141	D
4/29/26 16:00	4/27/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Tal Cohen	NY	O	P Market	1	S	-1,408	90.75	-16	215	D
4/28/26 16:00	4/24/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Daly Michelle Lynn	NY	O	SVP,Cont	1	S	-118	88.82	-1	10	D
4/22/26 16:05	4/20/26	MRX	Marex Group Plc	X0	Financ	FinTrd	Security & Commodity Brokers,	Van Den Born Simon		O	P	1	S	-676	50.95	-13	1,509	D
4/16/26 16:25	4/14/26	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	P,CFO	1	S.m	-519	328.63	-2	20	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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