Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
5/2/25 16:14	5/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		6	S.d	-8,291	75.51	-110		2,110	I
5/2/25 16:13	5/2/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herz Robert H	NY	D		1	S	-95	119.32	-1		97	D
5/2/25 16:10	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	2	M.d	1,502	28.71	52	52	154	D
5/2/25 16:10	5/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	5	M.d	6,459	64.78	100		23	M
5/2/25 16:10	5/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	5	S.d	-6,459	64.78	-100		23	M
5/2/25 16:09	5/2/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	1	S	-4,800	120.00	-40		336	D
5/2/25 16:09	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Waldron John E.	NY	DO	P,COO	1	M.d	0	0.00	40	48	125	D
5/2/25 16:08	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	1	M.d	0	0.00	12	59	32	D
5/2/25 16:05	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	1	M.d	0	0.00	32	36	122	D
5/2/25 16:04	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	1	M.d	0	0.00	41		28	D
5/2/25 16:03	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	1	M.d	0	0.00	23		16	D
5/1/25 17:11	4/29/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	1	S	-15,120	917.18	-16		287	D
4/30/25 18:46	4/28/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		8	S.d	-65,712	52.55	-1,250		8	I
4/29/25 17:02	4/25/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	5	S.d	-1,018	14.33	-71		23	D
4/29/25 17:00	4/28/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	6	S.dm	-58,604	70.35	-833		98,474	I
4/29/25 12:45	4/28/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Bunn James E	FL	O	P,Capita	1	S	-498	136.49	-4		80	D
4/28/25 20:16	4/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	4	M.d	16,372	729.93	22	18	145	D
4/28/25 20:16	4/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	4	S.d	-16,372	729.93	-22		145	D
4/28/25 19:37	4/25/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cifu Douglas A	NY	DO	CEO	3	S.dm	-13,782	29.44	-468		1,144	D
4/22/25 21:28	4/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		2	M.d	534	43.95	12	6	232	M
4/22/25 21:28	4/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		2	S.d	-534	43.95	-12		232	M
4/17/25 16:06	4/15/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hess John B	NY	D		1	P.d	1,998	511.68	4		4	D
4/16/25 16:27	4/15/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	1	S	-1,124	111.65	-10		199	D
4/14/25 16:07	4/11/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tjmt Holdings LLC	NY	DTH	See Rema	1	M.d	13,181	19.00	694	1	64,002	D
4/7/25 17:03	4/3/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	8	S.d	-7,836	18.55	-422		848	D
4/3/25 16:54	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	1	S.d	-31,467	41.96	-750		7	D
4/2/25 20:47	4/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	5	S.d	-2,326	68.66	-34		102	I
4/2/25 19:00	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		2	M.d	3,224	46.79	69	1	8,542	D
4/2/25 18:46	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		2	M.d	0	0.0052	5	5	94	D
4/2/25 18:45	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		1	M.d	0	0.00	3	4	70	D
4/2/25 18:44	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		2	M.d	0	0.00	7	4	181	D
4/2/25 18:42	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		1	M.d	0	0.00	5	8	64	D
4/2/25 18:40	4/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	5	M.d	11,595	24.77	468	96	957	D
3/24/25 18:13	3/24/25	ECAT	Blackrock Esg Capital Allocation Term Trust	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blackrock, Inc.	NY	H	See Rema	15	P	21,300	16.35	1,303		1,229	D
3/17/25 20:50	3/14/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruffel Charles A.	TX	D		1	M.d	371	43.21	9	32	35	D
3/13/25 17:21	3/12/25	TG	Tredegar Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		1	P	2	7.07	0	2	16	I
3/10/25 19:01	3/9/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ludeman Daniel J.	MO	D		1	M.d	0	0.00	2	15	14	D
3/7/25 18:36	3/5/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	1	S	-1,148	75.38	-15		61	D
3/7/25 10:45	3/5/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	2	S.m	-12,008	77.87	-154		7,080	D
3/6/25 17:15	3/4/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	4	S.d	-7,525	33.33	-226		422	D
3/6/25 16:04	3/4/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat	1P	O	CTO	1	S	-429	143.01	-3		6	D
3/5/25 10:41	3/3/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	2	M.d	669	66.87	10		1	D
3/5/25 10:41	3/3/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	2	S.d	-669	66.87	-10		1	D
3/4/25 21:14	3/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	1	M.d	0	0.00	9	18	62	D
3/4/25 16:59	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	2	M.d	0	0.00	14	19	89	D
3/4/25 16:57	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	2	M.d	0	0.00	29	2	1,177	D
3/4/25 16:55	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	2	M.d	0	0.00	35	14	282	D
3/4/25 16:54	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	2	M.d	0	0.00	11	7	171	D
3/4/25 16:50	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	2	M.d	0	0.00	64	5	1,255	D
3/4/25 16:49	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	2	M.d	0	0.00	8	17	57	D
3/4/25 16:46	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	2	M.d	0	0.00	7	18	49	I
3/4/25 16:45	2/28/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	2	M.d	0	0.00	7	12	69	D
3/3/25 16:09	12/2/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Zhumagulov Aidos	1P	O	*See Rem	1	S.m	-1,045	144.60	-7		145	D
2/28/25 15:41	2/28/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Aisenbrey Christopher S	FL	O	CHRO	1	M.d	0	0.00	2	14	15	D
2/27/25 16:04	2/25/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	2	S.m	-1,244	157.44	-8		121	D
2/24/25 16:33	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Seshadri Raj	FL	D		1	M.d	0	0.00	2	16	12	D
2/24/25 16:32	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Gates Anne	FL	D		1	M.d	0	0.00	2	12	16	D
2/24/25 16:32	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Garcia Art A	FL	D		1	M.d	0	0.00	2	43	6	D
2/24/25 16:32	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Esty Benjamin	FL	D		1	M.d	0	0.00	2	6	30	D
2/24/25 16:30	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Edwards Jeffrey N	FL	D		1	M.d	0	0.00	2	6	30	D
2/24/25 16:29	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Debel Marlene	FL	D		1	M.d	0	0.00	2	29	8	D
2/24/25 13:47	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Johnson Gordon L	FL	D		1	M.d	0	0.00	2	6	44	D
2/24/25 11:56	2/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	McGeary Roderick C	FL	D		1	M.d	0	0.00	2	8	23	D
2/21/25 10:47	2/18/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave. Almaty, 1P 050040">Ler Evgeny	1P	O	CFO	2	S.em	-5,531	138.28	-40		34	D
2/20/25 08:15	2/18/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Wotczak Robert	NY	O	P,CEO -	1	S.m	-3,135	156.74	-20		50	D
2/19/25 16:10	2/14/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sherry M	MN	D		1	S	-758	305.18	-2		10	D
2/18/25 19:08	2/14/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	3	S.dm	-2,526	18.64	-136		218	D
2/14/25 18:19	2/12/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	2	M.d	50,319	54.15	929		841	D
2/14/25 18:19	2/12/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	2	S.d	-50,319	54.15	-929		841	D
2/14/25 17:34	2/12/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	3	S.dm	-2,688	19.02	-141		155	D
2/14/25 16:12	2/13/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	2	M.d	5,977	199.23	30	119	55	D
2/14/25 16:12	2/13/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	2	S.d	-5,977	199.23	-30		55	D
2/12/25 17:03	2/10/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ledwick Tim S	NY	D		1	P.d	0	0.00	9	38	31	D
2/12/25 17:00	2/10/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lieberman Ronald J.	NY	D		1	P.d	0	0.00	22	216	32	D
2/12/25 16:58	2/12/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DOT	P	1	P.d	0	0.00	288	15	2,274	D
2/12/25 16:56	2/10/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Haug Kyle	NY	D		1	P.d	0	0.00	14	144	24	D
2/12/25 16:53	2/10/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blattner Gregory James	NY	D		1	P.d	0	0.00	14	64	37	D
2/12/25 16:51	2/10/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Devall Christopher Franklin	NY	O	COO	1	P.d	0	0.00	29	8	411	D
2/12/25 16:49	2/10/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	1	P.d	0	0.00	288	36	1,091	D
2/5/25 20:22	2/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Cindy	NY	O	CFO	2	M.d	0	0.00	14		12	D
2/5/25 17:09	2/4/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marinof Alexis	NY	O	Head of	1	S	-898	9.87	-91		221	D
2/5/25 16:46	2/3/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		1	M.d	0	0.00	3	20	15	D
2/4/25 21:41	1/31/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	1	M.d	0	0.00	38	10	423	D
2/4/25 16:16	1/31/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bright Jill	CT	D		1	P	30	219.51	0	6	2	D
2/3/25 13:38	1/31/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Santelli Jonathan N	FL	O	EVP,GC,S	1	S	-700	168.25	-4		23	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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