Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
8/1/25 17:39	8/1/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Cindy	NY	O	CFO	1	M.d	0	0.00	12	168	19	D
8/1/25 17:19	7/30/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	2	M.d	28,010	817.00	34	32	141	D
8/1/25 17:19	7/30/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	2	S.d	-28,010	817.00	-34		141	D
8/1/25 16:49	7/30/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	2	S	-2,648	66.38	-40		828	I
7/31/25 18:03	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	2	S	-34,232	93.68	-365		778	I
7/31/25 17:13	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	DO	P,CEO	2	S	-3,323	92.71	-36		182	D
7/31/25 17:05	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	8	M.d	12,601	66.34	190		61	D
7/31/25 17:05	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	8	S.d	-12,601	66.34	-190		61	D
7/30/25 15:26	7/29/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	2	M.d	692	69.19	10		1	D
7/30/25 15:26	7/29/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	2	S.d	-692	69.19	-10		1	D
7/29/25 16:59	7/25/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	5	S.d	-2,050	26.52	-77		27	D
7/28/25 17:47	7/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		6	S.d	-112,376	77.01	-1,459		11	I
7/25/25 20:38	7/25/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	2	M.d	29,563	819.55	36		19	D
7/25/25 20:38	7/25/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	2	S.d	-29,563	819.55	-36		19	D
7/25/25 19:36	7/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	1	S.m	-30,207	1,123.7	-27		252	D
7/25/25 19:15	7/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Freda Fabrizio	NY	D		1	S	-4,979	1,122.8	-4		4	D
7/25/25 17:09	7/23/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	2	S	-7,743	667.02	-12		149	D
7/25/25 17:08	7/23/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	1	S	-4,310	717.39	-6		104	D
7/25/25 17:06	7/25/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	1	S.e	-6,910	724.44	-10		23	D
7/18/25 18:37	7/16/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	4	S.dm	-120,875	22.39	-5,400	-100	7	D
7/18/25 16:13	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	1	S	-3,577	139.81	-26		129	I
7/18/25 16:12	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles A	NY	O	Chief Ri	1	S	-2,806	140.30	-20		125	D
7/18/25 16:11	5/12/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	2	S	-7,788	134.25	-58		428	D
7/18/25 16:10	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	1	S	-6,142	140.97	-44		294	I
7/18/25 16:08	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pizzi Michael A.	NY	O	Head Tec	1	S	-2,531	140.62	-18		136	D
7/18/25 16:07	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	1	S	-1,693	141.12	-12		186	D
7/8/25 17:30	7/3/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	4	S.d	-5,330	25.55	-209		867	D
7/7/25 18:35	7/3/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		3	S	-5,890	89.23	-66		2,020	I
7/3/25 17:23	7/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cruger William Frank Jr.	NY	D		1	M.d	0	0.00	7	12	64	D
7/3/25 14:40	7/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viola Michael T	NY	DT		1	M.d	0	0.00	7	6	121	D
7/3/25 14:36	7/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quick Christopher C	NY	D		1	M.d	0	0.00	7	13	58	D
7/3/25 14:33	7/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Urban David	NY	D		1	M.d	0	0.00	7	19	42	D
7/3/25 14:30	7/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Minieri Joanne	NY	D		1	M.d	0	0.00	7	21	38	D
7/3/25 14:27	7/1/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		1	M.d	0	0.00	7	28	31	D
7/3/25 13:51	7/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nixon John	NY	D		2	M.d	298	21.86	14	51	41	D
7/3/25 13:24	7/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grano Joseph J Jr	NY	D		1	M.d	0	0.00	7	21	39	D
7/2/25 19:54	7/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	8	S.d	-4,409	68.18	-65		86	I
7/2/25 17:11	6/30/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	6	M.dm	50,821	56.06	907	999%	949	D
7/2/25 17:11	6/30/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	6	S.dm	-50,821	56.06	-907		949	D
7/2/25 17:11	7/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		2	M.d	0	0.00	5	7	69	D
7/2/25 16:21	7/1/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	1	M.d	0	0.00	98	26	476	D
7/2/25 16:21	6/30/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	1	P.m	1,002	145.21	7	6	127	D
6/27/25 17:40	6/25/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	6	S.d	-17,009	50.59	-336		334	D
6/26/25 19:45	6/24/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		1	M.d	61	33.12	2	2	100	D
6/26/25 19:00	6/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		1	M.d	0	0.00	3	0	8,495	M
6/26/25 17:03	6/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		1	M.d	0	0.00	3	4	73	D
6/26/25 17:02	6/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		2	M.d	0	0.00	5	5	99	D
6/26/25 17:02	6/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		2	M.d	0	0.00	7	4	188	D
6/23/25 16:00	6/20/25	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		1	S	-5	48.12	0	0	135	I
6/20/25 16:02	6/20/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave. Almaty, 1P 050040">Tashtitov Askar	1P	DO	P	1	P	84	140.75	1	0	137	D
6/17/25 17:27	6/13/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Payne Christopher D	CA	D		1	P	1,966	74.19	27	999%	27	I
6/11/25 16:15	6/11/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	1	S	-450	224.77	-2		69	D
6/10/25 17:27	6/9/25	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Paul M	NY	D		2	S.m	-633	63.25	-10		24	I
6/10/25 17:06	6/9/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Galaxy Group Investments LLC	NY	T		2	S.d	-140,325	18.10	-7,754	-100	0	D
6/10/25 17:05	6/9/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Novogratz Michael	NY	DOT	CEO	2	S.d	-140,325	18.10	-7,754		872	I
6/6/25 18:00	6/5/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Markus Maura A.	MO	D		1	M.d	0	0.00	2	7	27	D
6/6/25 16:45	6/5/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		2	M.d	967	81.16	12	35	46	D
6/6/25 16:45	6/6/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		2	S.d	-967	81.16	-12		46	D
6/6/25 16:43	6/5/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kavanaugh James P.	MO	D		1	M.d	0	0.00	2	37	7	D
6/6/25 16:41	6/5/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Carnoy Lisa Landau	MO	D		1	M.d	0	0.00	2	60	5	D
6/6/25 16:39	6/5/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		2	M.d	1,290	86.95	15		10	I
6/6/25 16:35	6/5/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Maryam S.	MO	D		1	M.d	0	0.00	2	60	5	D
6/6/25 16:32	6/5/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Berlew Adam T.	MO	D		1	M.d	0	0.00	2	15	14	D
6/2/25 18:23	5/29/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Siegel Andrew N	NY	O	GC,CCO	1	S.d	-4,039	18.10	-223		480	D
6/2/25 18:21	5/29/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ferraro Christopher C	NY	O	P,CIO	1	S.d	-22,622	18.10	-1,250		1,438	D
6/2/25 17:50	5/29/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Erin Elizabeth	NY	O	COO	3	S.d	-9,316	14.52	-642		552	D
6/2/25 16:48	5/30/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	3	S.d	-722	71.05	-10		62	I
5/30/25 16:22	5/29/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	1	S	-963	146.61	-7		76	D
5/30/25 12:53	5/28/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	1	S.m	-12,007	85.08	-141		6,938	D
5/29/25 19:00	5/27/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sneed Paula A	TX	D		1	S.d	-761	88.06	-9		114	M
5/29/25 16:02	5/23/25	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		1	P.m	87	43.45	2	2	135	D
5/27/25 16:15	5/22/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	2	S	-13,274	85.87	-155	0	97,031	I
5/23/25 16:04	5/22/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	1	S	-889	87.39	-10		1	D
5/22/25 20:56	5/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	2	M.d	6,196	65.22	95		0	M
5/22/25 20:56	5/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	2	S.d	-6,196	65.22	-95	-100	0	M
5/22/25 20:53	5/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruffel Charles A.	TX	D		1	S	-487	87.65	-6		30	D
5/21/25 18:47	5/20/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Koutsouras Bill	NY	D		1	M.d	100	1.00	100	174	157	D
5/21/25 17:47	5/16/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Baker James P	MN	O	Global C	1	P.a	535	267.32	2	2	111	D
5/21/25 16:54	5/19/25	CCCM	Columbus Circle Capital Corp. I	MD	Financ	FinTrd	Security Brokers, Dealers & F	Columbus Circle 1 Sponsor Corp LLC	NY	T		1	P.d	2,650	10.00	265	3	8,598	D
5/20/25 17:24	5/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Mistarz Cecily	FL	D		1	M.d	0	0.00	1		1	D
5/16/25 14:25	5/14/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	O	CEO	2	M.d	3,031	67.35	45	32	186	D
5/16/25 14:25	5/14/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	O	CEO	2	S.d	-3,031	67.35	-45		186	D
5/16/25 08:57	5/15/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	2	M.d	7,090	70.90	100		14	D
5/16/25 08:57	5/15/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	2	S.d	-7,090	70.90	-100		14	D
5/16/25 08:56	5/14/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	2	M.d	2,735	68.37	40		26	D
5/16/25 08:56	5/14/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	2	S.d	-2,735	68.37	-40		26	D
5/15/25 16:15	5/14/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	1	S	-250	210.44	-1		8	D
5/13/25 16:05	12/2/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Zhumagulov Aidos	1P	O	*See Rem	1	S	-36	120.00	0	0	144	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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