Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
7/14/26 17:01	7/10/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		7	S.m	-30,352	32.57	-932		14,125	D
7/14/26 16:07	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	10	M.d	7,847	27.70	283	47	883	D
7/14/26 16:07	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	10	S.d	-7,847	27.70	-283		883	D
7/14/26 16:04	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	13	M.dm	26,441	30.08	879	66	2,209	I
7/14/26 16:04	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	13	S.dm	-26,441	30.08	-879		2,209	I
7/13/26 19:20	7/10/26	CCCTU	Columbus Circle Capital Corp III	MD	Financ	FinTrd	Security Brokers, Dealers & F	Columbus Circle 3 Sponsor Corp LLC	NY	T		1	P	2,650	10.00	265		265	D
7/10/26 16:15	7/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	3	S	-38	126.05	0		12	D
7/9/26 20:21	7/7/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	2	M.d	3,237	74.41	44		0	M
7/9/26 20:21	7/7/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	2	S.d	-3,237	74.41	-44	-100	0	M
7/8/26 17:06	7/7/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	2	S.m	-598	99.68	-6		48	I
7/8/26 16:33	7/6/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	1	S.d	-43,562	116.17	-375		7	D
7/8/26 16:32	7/6/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	4	S.d	-2,767	19.37	-143		491	D
7/7/26 17:03	7/2/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	4	S.d	-3,981	36.21	-110		93	D
7/7/26 17:02	7/2/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		2	S.d	-441	96.82	-5		76	D
7/7/26 17:01	7/2/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		2	S.d	-1,000	109.48	-9		72	D
7/7/26 16:14	6/8/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jayabalan Harish	NJ	O	EVP,CISO	4	M.dm	2,124	26.55	80		78	D
7/7/26 16:14	6/8/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jayabalan Harish	NJ	O	EVP,CISO	4	S.dm	-2,124	26.55	-80		78	D
7/7/26 16:13	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	6	M.d	1,842	27.91	66	123	120	D
7/7/26 16:13	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	6	S.d	-1,842	27.91	-66		120	D
7/7/26 16:10	6/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	7	S.d	-2,889	28.69	-101		354	D
7/7/26 16:09	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		4	S.d	-662	20.91	-32		75	D
7/7/26 16:08	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		6	M.d	891	27.62	32	27	150	D
7/7/26 16:08	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		6	S.d	-891	27.62	-32		150	D
7/7/26 16:06	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	6	M.d	8,031	27.89	288	265	397	D
7/7/26 16:06	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	6	S.d	-8,031	27.89	-288		397	D
7/6/26 16:38	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quick Christopher C	NY	D		1	M.d	0	0.00	3	6	61	D
7/6/26 16:36	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nixon John	NY	D		1	M.d	0	0.00	3	9	40	D
7/6/26 16:36	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Minieri Joanne	NY	D		1	M.d	0	0.00	3	9	41	D
7/6/26 16:35	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grano Joseph J Jr	NY	D		1	M.d	0	0.00	3	9	42	D
7/6/26 16:34	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		2	M.d	200	27.06	7	46	23	D
7/6/26 16:32	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cruger William Frank Jr.	NY	D		1	M.d	0	0.00	3	5	68	D
7/6/26 16:32	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viola Michael T	NY	DT		1	M.d	0	0.00	3	3	125	D
7/6/26 16:31	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Urban David	NY	D		1	M.d	0	0.00	3	8	45	D
7/6/26 16:28	7/1/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	1	M.d	0	0.00	8	2	330	D
7/2/26 17:37	8/27/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		5	S.dm	-177,244	95.57	-1,855		8,005	I
7/1/26 16:01	7/1/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Conkling Lori A	CT	D		3	P	6	84.60	0	3	3	D
6/29/26 13:55	6/26/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	H	Chairman	1	S.m	-5,003	87.26	-57		6,818	D
6/29/26 06:29	6/25/26	TIGR	Up Fintech Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Liu Jian		D		1	S	-43	4.60	-9		63	D
6/25/26 19:35	6/23/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		1	M.d	57	25.11	2	2	109	D
6/24/26 16:29	6/22/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 050040">Tukanov Renat		O	CTO	1	S	-253	140.82	-2		10	D
6/24/26 16:25	6/22/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Gamble Andrew		D		1	S	-50	141.04	0		1	D
6/17/26 19:19	6/15/26	APUR	Aperture Ac	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		5	S	-22	0.5413	-40		1,068	I
6/17/26 16:29	6/16/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Raymond Mark F.	NJ	D		1	M.d	192	12.00	16	31	67	D
6/16/26 16:06	6/15/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rico Robert Daniel	NY	O	Chief Ac	4	M.d	1,367	22.05	62		52	D
6/16/26 16:06	6/15/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rico Robert Daniel	NY	O	Chief Ac	4	S.d	-1,367	22.05	-62		52	D
6/15/26 17:41	6/15/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	4	S.d	-1,281	26.59	-48		64	D
6/15/26 16:34	6/11/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		4	S.d	-15,218	82.98	-183		4	I
6/12/26 16:15	6/11/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwarzkopf Cynthia	NJ	D		2	M.d	1,048	26.87	39	92	81	D
6/12/26 16:15	6/11/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwarzkopf Cynthia	NJ	D		2	S.d	-1,048	26.87	-39		81	D
6/11/26 16:42	6/9/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahlin Paul	NJ	D		1	M.dm	132	12.00	11	46	35	D
6/11/26 10:23	6/9/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Doran William	PA	D		1	S	-453	90.50	-5		619	D
6/9/26 09:24	6/9/26	BULL	Webull Corp	E9	Financ	FinTrd	Security Brokers, Dealers & F	Bishop Walter A.	NY	D		1	M.d	0	0.00	13		13	D
6/8/26 17:27	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Michael W	MO	D		1	M.d	0	0.00	3	3	103	D
6/8/26 17:19	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		1	M.d	0	0.00	3	4	72	D
6/8/26 17:14	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Markus Maura A.	MO	D		1	M.d	0	0.00	3	7	45	D
6/8/26 17:12	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		1	M.d	0	0.00	3	26	14	I
6/8/26 17:10	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Berlew Adam T.	MO	D		1	M.d	0	0.00	3	13	24	D
6/8/26 17:08	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kavanaugh James P.	MO	D		1	M.d	0	0.00	3	26	14	D
6/8/26 17:07	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Maryam S.	MO	D		1	M.d	0	0.00	3	37	10	D
6/8/26 16:55	6/4/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Carnoy Lisa Landau	MO	D		1	M.d	0	0.00	3	36	11	D
6/8/26 16:46	6/4/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Yerdessov Azamat		O	Freedom	1	S	-2,612	155.48	-17		227	D
6/5/26 17:01	6/4/26	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yowan David L.	VA	DO	P,CEO	1	M.d	0	0.00	107	35	411	D
6/3/26 16:57	6/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		1	M.d	0	0.00	1	1	102	D
6/3/26 16:56	6/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		1	M.d	0	0.00	1	1	150	D
6/2/26 12:11	6/1/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Ber Hedva		O	Global C	2	M.d	3,247	29.43	110		0	D
6/2/26 12:11	6/1/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Ber Hedva		O	Global C	2	S.d	-3,247	29.43	-110	-100	0	D
5/28/26 16:24	5/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	DO	P,CEO	1	P	1,850	84.23	22	11	223	D
5/27/26 16:02	5/26/26	BULL	Webull Corp	E9	Financ	FinTrd	Security Brokers, Dealers & F	Denier Anthony Michael	NY	DO	P	1	S	-467	6.22	-75		2,386	D
5/22/26 16:52	5/22/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Daffey Michael D	NY	D		4	M.d	22,682	22.68	1,000	198	1,505	D
5/22/26 16:52	5/22/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Daffey Michael D	NY	D		4	S.d	-22,682	22.68	-1,000		1,505	D
5/21/26 16:07	5/20/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	1	S	-570	18.99	-30		1,110	D
5/20/26 20:40	5/19/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	5	S.m	-47,126	91.46	-515		95,711	I
5/20/26 16:11	5/19/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ziemba Peter M	NY	O	Chief Ad	1	S	-1,931	19.31	-100		886	D
5/18/26 16:52	5/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Emmons Lance	NJ	O	EVP,CFO	1	S	-1,973	56.36	-35		84	D
5/18/26 16:06	5/14/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	2	S.d	-6,676	256.13	-26		42	D
5/18/26 12:20	5/14/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Politi Santo	MA	D		1	S	-119	41.04	-3	0	3,582	I
5/18/26 08:32	5/14/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Eddy Shalev		D		1	S	-4,126	41.26	-100		297	I
5/14/26 20:54	5/13/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		2	M.d	456	43.96	10	43	35	M
5/14/26 20:54	5/13/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		2	S.d	-456	43.96	-10		35	M
5/8/26 21:51	5/8/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	1	S.d	-1,502	50.06	-30		42	D
5/8/26 21:27	5/6/26	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	1	S	0	52.00	0	0	3,823	D
5/8/26 16:06	5/6/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	3	S.d	-14,056	334.30	-42		31	D
5/6/26 17:55	5/5/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		2	M.d	1,228	61.97	20	1	1,845	M
5/6/26 17:55	5/5/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		2	S.d	-1,228	61.97	-20		1,845	M
5/6/26 16:56	5/5/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yates David M	NY	O	CIO	1	S	-271	18.06	-15		157	D
5/6/26 16:06	5/4/26	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	1	S.m	-7,096	78.84	-90		478	D
5/5/26 16:19	5/1/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	2	S.d	-3,230	86.15	-37		157	D
5/5/26 16:17	5/1/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	2	S.d	-9,571	390.95	-24		17	D
5/5/26 09:14	5/4/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		2	M.d	1,407	70.35	20	35	78	D
5/5/26 09:14	5/4/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		2	S.d	-1,407	70.35	-20		78	D
4/30/26 16:05	4/28/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Waldron John E.	NY	DO	P,COO	1	M.d	0	0.00	27	30	119	D
4/30/26 16:04	4/28/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	1	M.d	0	0.00	22	29	97	D
4/30/26 11:35	4/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	O	In Remar	2	M.d	559	69.82	8		1	D
4/30/26 11:35	4/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	O	In Remar	2	S.d	-559	69.82	-8		1	D
4/29/26 19:39	4/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		2	M.d	456	43.92	10	5	239	M
4/29/26 19:39	4/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		2	S.d	-456	43.92	-10		239	M
4/29/26 18:52	4/28/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	1	S	-35,614	1,050.6	-34		231	D
4/29/26 16:30	4/27/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	1	S	-490	83.92	-6		12	D
4/29/26 16:01	4/28/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Harris Lawrence E	CT	D		1	S	-2,000	76.93	-26		173	D
4/28/26 19:23	4/27/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kapito Robert	NY	DO	P	1	S	-9,234	1,056.6	-9		210	D
4/28/26 08:56	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Willcox Christopher Paul		O	See Rema	1	M.dm	0	0.00	1,371		15	D
4/28/26 08:26	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Nakajima Yutaka		O	See Rema	1	M.dm	0	0.00	203	42	683	D
4/28/26 08:20	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Okuda Kentaro		DO	See Rema	1	M.dm	0	0.00	383	263	529	D
4/28/26 08:19	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Ozaki Yukiko		O	See Rema	1	M.dm	0	0.00	8	59	21	M
4/28/26 08:14	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Kitamura Takumi		O	See Rema	1	M.dm	0	0.00	95	188	146	D
4/28/26 08:11	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Sugiyama Go		O	See Rema	1	M.dm	0	0.00	70		54	D
4/28/26 08:02	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Minami Naotaka		O	See Rema	1	M.dm	0	0.00	5	18	29	D
4/28/26 07:51	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Nagai Koji		D		1	M.d	0	0.00	221	75	513	D
4/28/26 07:44	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Iiyama Toshiyasu		O	See Rema	1	M.dm	0	0.00	168	126	302	D
4/28/26 07:41	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Kato Sotaro		O	See Rema	1	M.dm	0	0.00	78		63	D
4/28/26 06:51	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Tobari Akihito		O	See Rema	1	M.d	0	0.00	17	19	105	M
4/28/26 06:45	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Koike Hiroyasu		O	See Rema	1	M.d	0	0.00	10	10	114	M
4/28/26 06:41	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Mori Takako		O	See Rema	1	M.d	0	0.00	8	53	23	D
4/28/26 06:35	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Hori Akio		O	See Rema	1	M.d	0	0.00	6	11	59	M
4/28/26 06:28	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Moriuchi Hiroyuki		O	See Rema	1	M.d	0	0.00	9	43	31	D
4/28/26 06:23	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Horiuchi Yuko		O	See Rema	1	M.d	0	0.00	5	41	18	D
4/28/26 06:18	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Goto Masahiro		O	See Rema	1	M.d	0	0.00	70	40	243	D
4/24/26 16:03	4/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Golten Alex S	NY	O	CHIEF RI	2	S	-2,070	927.69	-2		4	D
4/24/26 13:13	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	See Rema	1	S	-1,377	91.82	-15		58	D
4/23/26 17:35	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	2	M.d	3,494	69.88	50		42	D
4/23/26 17:35	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	2	S.d	-3,494	69.88	-50		42	D
4/23/26 17:33	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	2	M.d	1,385	69.24	20	999%	21	D
4/23/26 17:33	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	2	S.d	-1,385	69.24	-20		21	D
4/20/26 16:23	4/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	1	S	-2,121	190.75	-11		169	D
4/17/26 16:41	4/17/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	1	S	-2,780	189.24	-15		368	D
4/17/26 16:38	4/16/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	1	S	-9,744	188.59	-52		282	D
4/17/26 16:36	4/16/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	Chief Cl	1	S	-3,036	188.22	-16		61	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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