Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
2/20/26 17:28	2/19/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	3	S.dm	-7,776	29.88	-260		527	D
2/20/26 17:03	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	3	M.d	0	0.00	139	12	1,255	D
2/20/26 16:57	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	3	M.d	0	0.00	24	17	170	D
2/20/26 16:53	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	3	M.d	0	0.00	34	64	86	D
2/20/26 16:48	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	P	4	M.d	1	0.0178	63	6	1,178	D
2/20/26 16:44	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	D		3	M.d	0	0.00	69	33	282	D
2/20/26 16:40	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	3	M.d	0	0.00	21	62	55	D
2/20/26 16:35	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	3	M.d	0	0.00	16	38	59	I
2/20/26 16:30	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	3	M.d	0	0.00	21	40	75	D
2/20/26 16:27	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		2	M.d	0	0.00	5	69	13	D
2/19/26 16:44	2/17/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	1	S	-411	75.13	-5		52	D
2/18/26 20:43	2/17/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	6	S.adm	-3,833	14.84	-258		216	D
2/17/26 20:42	2/12/26	CMIIU	Columbus Circle Capital Corp II	MD	Financ	FinTrd	Security Brokers, Dealers & F	Columbus Circle 2 Sponsor Corp LLC	NY	T		1	P	2,650	10.00	265		265	D
2/17/26 16:14	2/12/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Gamble Andrew	1P	D		1	S	-48	119.39	0		0	D
2/13/26 17:18	2/11/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Stephen	NY	O	Senior M	1	S	-2,340	1,073.9	-2		7	D
2/13/26 16:39	2/11/26	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	2	M.d	2,358	225.00	10	22	59	D
2/13/26 16:39	2/11/26	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	2	S.d	-2,358	225.00	-10		59	D
2/13/26 16:23	2/11/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	1	S	-15,211	959.37	-16		87	M
2/12/26 19:21	2/10/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldstein Robert L.	NY	O	COO	2	M.dm	92,486	813.61	114		56	D
2/12/26 19:21	2/10/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldstein Robert L.	NY	O	COO	2	S.dm	-92,486	813.61	-114		56	D
2/11/26 21:18	2/9/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	5	S.dm	-75,000	87.71	-855		96,289	I
2/11/26 16:31	1/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	H	Former C	3	M.d	10,636	41.45	257	95	527	D
2/11/26 16:05	2/9/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	3	S.d	-10,944	220.87	-50		45	D
2/11/26 16:03	2/9/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Golten Alex S	NY	O	CHIEF RI	2	S.d	-2,143	275.67	-8		7	M
2/10/26 19:49	2/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	4	M.dm	47,785	73.53	650		543	I
2/10/26 19:49	2/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	4	S.dm	-47,785	73.53	-650		543	I
2/10/26 19:32	2/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Dodds Christopher V	TX	D		2	M.d	1,993	84.29	24	6	453	I
2/10/26 19:32	2/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Dodds Christopher V	TX	D		2	S.d	-1,993	84.29	-24		453	I
2/10/26 16:15	2/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	3	S	-52	172.80	0		10	D
2/6/26 16:12	2/4/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Cindy	NY	O	CFO	2	M.dm	0	0.00	20	161	32	D
2/6/26 16:11	2/5/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		1	S.d	-111	37.50	-3		24	D
2/5/26 20:38	2/3/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	2	M.dm	0	0.00	68	999%	72	D
2/5/26 20:37	2/3/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simons Aaron Wyatt	NY	DO	CEO	2	M.dm	0	0.00	68	397	86	D
2/5/26 17:00	2/4/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deason Douglas R	NY	D		1	P	520	20.80	25	43	82	I
2/5/26 16:31	2/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	6	S.d	-25,138	75.36	-334		550	D
2/5/26 16:30	2/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	4	S.d	-11,163	53.87	-207		104	D
2/5/26 16:30	2/4/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Santelli Jonathan N	FL	O	EVP,GC	3	S.d	-767	48.23	-16		32	D
2/4/26 16:26	2/2/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubulotta David	NY	H	Co-Head	2	S.d	-50	18.40	-3		1	D
2/3/26 21:40	2/2/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	2	M.d	1,298	85.43	15		1	D
2/3/26 21:40	2/2/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	2	S.d	-1,298	85.43	-15		1	D
2/2/26 18:22	1/29/26	SHCO	Soho House & Co Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		2	S	-30,000	9.00	-3,333		13,860	I
2/2/26 11:52	1/29/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	2	M.d	11,893	74.33	160	306	212	D
2/2/26 11:52	1/29/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	2	S.d	-11,893	74.33	-160		212	D
1/30/26 16:34	1/30/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	1	S	-6,020	182.61	-33		359	D
1/29/26 16:43	1/27/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yates David M	NY	O	CIO	2	M.d	76	1.69	45	35	172	D
1/29/26 16:42	1/27/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marinof Alexis	NY	O	CEO,Euro	1	M.d	0	0.00	46	22	256	D
1/29/26 16:41	1/27/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frankenthaler Marci	NY	O	GC	1	M.d	0	0.00	44	16	315	D
1/29/26 16:39	1/27/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ziemba Peter M	NY	O	Chief Ad	1	M.d	0	0.00	61	7	986	D
1/29/26 16:39	1/27/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	2	M.d	138	0.3792	363	45	1,170	D
1/29/26 16:38	1/27/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Jonathan L	NY	DO	CEO	1	M.d	0	0.00	574	6	9,764	D
1/29/26 16:37	1/27/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Edmiston Bryan	NY	O	CFO	1	M.d	0	0.00	44	19	272	D
1/29/26 16:36	1/27/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peck William Bradley	NY	O	Head of	1	M.d	0	0.00	40	20	243	D
1/29/26 16:12	1/27/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Halio Carey	NY	O	Global T	3	S.d	-4,256	492.79	-9		5	D
1/29/26 16:09	1/29/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	1	S	-255	938.92	0	0	142	D
1/28/26 16:33	12/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	5	M.d	2,837	36.70	77		33	D
1/28/26 16:05	1/26/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	2	S.m	-30,726	76.81	-400		607	I
1/27/26 16:12	1/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	1	S	-8,894	927.51	-10		19	D
1/27/26 16:08	1/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	1	S	-4,492	923.75	-5		10	D
1/26/26 20:11	1/22/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		1	S	-4,509	105.19	-43		1,845	I
1/23/26 20:53	1/22/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	4	M.d	600	74.95	8	17	55	M
1/23/26 20:53	1/22/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	4	S.d	-600	74.95	-8		55	M
1/23/26 18:54	1/21/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	2	M.d	32,770	819.25	40	40	141	D
1/23/26 18:54	1/21/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	2	S.d	-32,770	819.25	-40		141	D
1/22/26 16:16	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	1	S	-2,942	185.77	-16		135	D
1/22/26 16:16	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles A	NY	O	Chief Ri	1	S	-1,548	182.08	-9		125	D
1/22/26 16:15	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	1	S	-5,569	183.62	-30		280	D
1/22/26 16:14	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pizzi Michael A.	NY	O	Head Tec	1	S	-3,691	184.55	-20		128	D
1/22/26 16:13	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	1	S	-3,966	184.00	-22		169	D
1/22/26 16:12	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	Chief Cl	1	S	-1,442	183.45	-8		69	D
1/21/26 19:38	1/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Small Martin	NY	O	CFO,Seni	3	M.d	46,877	846.89	55		11	D
1/21/26 19:38	1/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Small Martin	NY	O	CFO,Seni	3	S.d	-46,877	846.89	-55		11	D
1/21/26 16:43	1/16/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		2	S.d	-65,821	965.31	-68		653	I
1/15/26 16:39	1/13/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	McDuffie Brantley	AL	H	Co Head	1	M.d	0	0.00	2		1	D
1/15/26 16:36	1/13/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Raymond Charles Bradford	NY	H	Co-Head	1	M.d	0	0.00	21	95	43	D
1/7/26 16:31	1/5/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	1	S.d	-45,610	121.63	-375		7	D
1/5/26 17:03	1/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		1	M.d	0	0.00	1	1	75	D
1/5/26 17:03	1/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		1	M.d	0	0.00	1	1	148	D
1/5/26 17:03	1/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		1	M.d	0	0.00	1	80	2	D
1/5/26 17:02	1/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		1	M.d	0	0.00	1	1	70	D
1/5/26 17:01	1/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		1	M.d	0	0.00	1	1	100	D
1/5/26 17:00	1/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		1	M.d	0	0.00	1	0	7,323	D
12/23/25 11:15	12/22/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Doran William	PA	D		1	S	-587	83.85	-7		624	D
12/18/25 20:55	12/16/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		1	M.d	61	31.98	2	2	105	D
12/17/25 16:23	12/16/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	1	M.d	400	12.00	33	11	345	D
12/17/25 16:22	12/16/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Emmons Lance	NJ	O	EVP,CFO	1	M.d	500	14.94	33	36	128	D
12/17/25 08:36	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	Exec Cha	2	M.d	0	0.00	8	17	52	D
12/17/25 08:29	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	2	M.d	0	0.00	9	12	84	D
12/17/25 08:20	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Curtis Scott A	FL	O	COO	2	M.d	0	0.00	38	24	197	D
12/17/25 08:13	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Bunn James E	FL	O	P,Capita	2	M.d	0	0.00	25	32	104	D
12/17/25 08:10	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Aisenbrey Christopher S	FL	O	CHRO	2	M.d	0	0.00	5	44	18	D
12/17/25 08:07	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Haynes Morgan Tarazeta J	FL	O	Chief Au	2	M.d	0	0.00	3	113	5	D
12/17/25 07:57	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Shoukry Paul M	FL	DO	CEO	2	M.d	0	0.00	18	75	42	D
12/16/25 11:30	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Elwyn Tashtego S	FL	O	P,PCG	2	M.d	0	0.00	37	148	63	D
12/15/25 20:04	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Reilly Paul C	FL	DO	Exec Cha	3	M.d	21,321	92.84	230	698	263	D
12/15/25 20:04	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Reilly Paul C	FL	DO	Exec Cha	3	S.d	-21,321	92.84	-230		263	D
12/15/25 15:53	12/12/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahl Murray	NY	D		1	P.d	100	41.00	2	0	4,560	I
12/10/25 21:22	12/8/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	O	CEO	2	P	178	3.87	46	3	1,751	D
12/10/25 21:20	12/8/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	O	P	2	P	194	3.87	50	2	2,454	D
12/10/25 07:56	12/8/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Devall Christopher Franklin	NY	O	COO	2	S.m	-1,044	3.94	-265		191	D
12/8/25 16:20	12/4/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	See Rema	2	M.d	1,613	67.23	24	59	65	D
12/8/25 16:20	12/4/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	See Rema	2	S.d	-1,613	67.23	-24		65	D
12/5/25 17:57	12/3/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	2	M.d	3,603	65.79	55	1	6,943	D
12/5/25 17:57	12/3/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	2	S.d	-3,603	65.79	-55		6,943	D
12/2/25 16:49	11/30/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Campagnoli Vincent	FL	O	EVP,Tech	1	M.dm	0	0.00	9	36	34	D
12/2/25 16:47	11/30/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Helal Tarek	FL	O	Chief St	1	M.dm	0	0.00	4	16	26	D
12/2/25 16:44	11/30/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Larson Katherine H	FL	O	Chief Ac	1	M.dm	0	0.00	2	214	3	D
12/2/25 16:42	11/30/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Oorlog Jonathan W Jr	FL	O	CFO	1	M.dm	0	0.00	4	21	25	D
12/1/25 17:49	11/26/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	2	M.dm	3,227	218.02	15	20	90	D
12/1/25 17:49	11/26/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	2	S.dm	-3,227	218.02	-15		90	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

#f

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y