Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
8/1/25 17:19	7/30/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	1	S.d	-19,208	1,120.5	-17		141	D
8/1/25 16:49	7/30/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	2	S	-2,648	66.38	-40		828	I
7/31/25 18:03	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	2	S	-34,232	93.68	-365		778	I
7/31/25 17:13	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	DO	P,CEO	2	S	-3,323	92.71	-36		182	D
7/31/25 17:05	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	4	S.d	-8,568	90.22	-95		61	D
7/30/25 15:26	7/29/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	1	S.d	-444	88.75	-5		1	D
7/29/25 16:59	7/25/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	4	S	-2,050	87.39	-23		21	D
7/28/25 17:47	7/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		5	S.d	-112,376	77.14	-1,457		11	I
7/25/25 20:38	7/25/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	1	S.d	-20,301	1,125.6	-18		19	D
7/25/25 19:36	7/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	1	S.m	-30,207	1,123.7	-27		252	D
7/25/25 19:15	7/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Freda Fabrizio	NY	D		1	S	-4,979	1,122.8	-4		4	D
7/25/25 17:09	7/23/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	2	S	-7,743	667.02	-12		149	D
7/25/25 17:08	7/23/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	1	S	-4,310	717.39	-6		104	D
7/25/25 17:06	7/25/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	1	S.e	-6,910	724.44	-10		23	D
7/18/25 18:37	7/16/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	3	S.dm	-120,875	96.70	-1,250		7	D
7/18/25 16:13	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	1	S	-3,577	139.81	-26		129	I
7/18/25 16:12	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles A	NY	O	Chief Ri	1	S	-2,806	140.30	-20		125	D
7/18/25 16:11	5/12/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	2	S	-7,788	134.25	-58		428	D
7/18/25 16:10	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	1	S	-6,142	140.97	-44		294	I
7/18/25 16:08	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pizzi Michael A.	NY	O	Head Tec	1	S	-2,531	140.62	-18		136	D
7/18/25 16:07	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	1	S	-1,693	141.12	-12		186	D
7/8/25 17:30	7/3/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	3	S	-5,330	71.07	-75		842	D
7/7/25 18:35	7/3/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		3	S	-5,890	89.23	-66		2,020	I
7/2/25 19:54	7/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	5	S.d	-3,212	86.08	-37		86	I
7/2/25 17:11	6/30/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	4	S.d	-49,783	82.97	-600		907	D
6/27/25 17:40	6/25/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	4	S	-17,009	73.48	-231		324	D
6/23/25 16:00	6/20/25	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		1	S	-5	48.12	0	0	135	I
6/11/25 16:15	6/11/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	1	S	-450	224.77	-2		69	D
6/10/25 17:27	6/9/25	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Paul M	NY	D		2	S.m	-633	63.25	-10		24	I
6/10/25 17:06	6/9/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Galaxy Group Investments LLC	NY	T		2	S.d	-140,325	18.10	-7,754	-100	0	D
6/10/25 17:05	6/9/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Novogratz Michael	NY	DOT	CEO	2	S.d	-140,325	18.10	-7,754		872	I
6/6/25 16:45	6/6/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		1	S.d	-967	96.70	-10		46	D
6/2/25 18:23	5/29/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Siegel Andrew N	NY	O	GC,CCO	1	S.d	-4,039	18.10	-223		480	D
6/2/25 18:21	5/29/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ferraro Christopher C	NY	O	P,CIO	1	S.d	-22,622	18.10	-1,250		1,438	D
6/2/25 17:50	5/29/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Erin Elizabeth	NY	O	COO	2	S	-8,350	18.91	-442		403	D
6/2/25 16:48	5/30/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	2	S.d	-561	86.13	-7		62	I
5/30/25 16:22	5/29/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	1	S	-963	146.61	-7		76	D
5/30/25 12:53	5/28/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	1	S.m	-12,007	85.08	-141		6,938	D
5/29/25 19:00	5/27/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sneed Paula A	TX	D		1	S.d	-761	88.06	-9		114	M
5/27/25 16:15	5/22/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	2	S	-13,274	85.87	-155	0	97,031	I
5/23/25 16:04	5/22/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	1	S	-889	87.39	-10		1	D
5/22/25 20:56	5/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	1	S.d	-4,202	88.46	-48	-100	0	M
5/22/25 20:53	5/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruffel Charles A.	TX	D		1	S	-487	87.65	-6		30	D
5/16/25 14:25	5/14/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	O	CEO	1	S.d	-1,751	83.36	-21		186	D
5/16/25 08:57	5/15/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	1	S.d	-4,214	84.27	-50		14	D
5/16/25 08:56	5/14/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	1	S.d	-1,668	83.40	-20		26	D
5/15/25 17:24	5/13/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nixon John	NY	D		1	S	-298	42.82	-7		34	D
5/15/25 16:15	5/14/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	1	S	-250	210.44	-1		8	D
5/13/25 16:47	5/13/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		1	S	-1,290	99.83	-13		8	I
5/13/25 16:05	12/2/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Zhumagulov Aidos	1P	O	*See Rem	1	S	-36	120.00	0	0	144	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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