11/7/25 16:38 | 11/4/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gambale Virginia | NY | D | | 1 | S.d | -134 | 34.57 | 0 | -4 | | 27 | D | | | | | | | | | | | | | | |
11/6/25 17:01 | 11/4/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | 2 | S | -12,865 | 118.61 | 0 | -108 | | 94 | D | | | | | | | | | | | | | | |
11/5/25 18:22 | 11/3/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | 3 | S | -9,880 | 131.74 | 0 | -75 | | 611 | D | | | | | | | | | | | | | | |
11/5/25 17:06 | 11/5/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schoneman Debbra L. | MN | O | P | 1 | S.d | -826 | 330.33 | 0 | -3 | | 59 | D | | | | | | | | | | | | | | |
10/31/25 16:47 | 10/29/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Harris Lawrence E | CT | D | | 3 | S.m | -3,767 | 68.50 | 0 | -55 | | 224 | D | | | | | | | | | | | | | | |
10/31/25 16:42 | 10/31/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pick Edward | NY | DO | CB,CEO | 1 | S | -16,434 | 164.34 | 0 | -100 | | 761 | D | | | | | | | | | | | | | | |
10/30/25 21:39 | 10/28/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | 2 | S.m | -36,725 | 96.10 | 0 | -382 | 0 | 96,527 | I | | | | | | | | | | | | | | |
10/29/25 16:31 | 9/5/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | 4 | S | -3,040 | 129.60 | 0 | -23 | | 24 | D | | | | | | | | | | | | | | |
10/23/25 16:36 | 10/21/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | 3 | S.d | -151,406 | 120.64 | 0 | -1,255 | -100 | 1 | I | | | | | | | | | | | | | | |
10/22/25 18:42 | 10/20/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lord Rachel | NY | O | Senior M | 1 | S | -13,981 | 1,165.0 | 0 | -12 | | 7 | D | | | | | | | | | | | | | | |
10/14/25 16:39 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Novogratz Michael | NY | DOT | CEO | 1 | S.d | -108,000 | 36.00 | 0 | -3,000 | | 349 | I | | | | | | | | | | | | | | |
10/14/25 16:36 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ferraro Christopher C | NY | O | P,CIO | 1 | S.d | -27,000 | 36.00 | 0 | -750 | | 688 | D | | | | | | | | | | | | | | |
10/14/25 16:35 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Galaxy Group Investments LLC | NY | T | | 1 | S.d | -89,174 | 36.00 | 0 | -2,477 | -100 | 0 | D | | | | | | | | | | | | | | |
10/3/25 18:57 | 10/2/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab-Pomerantz Carolyn | TX | D | | 3 | S | -5,841 | 94.92 | 0 | -62 | | 1,936 | I | | | | | | | | | | | | | | |
10/3/25 16:56 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | 2 | S.d | -508,773 | 118.99 | 0 | -4,276 | -100 | 7 | D | | | | | | | | | | | | | | |
10/3/25 16:05 | 9/19/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brody Paul Jonathan | CT | DO | CFO | 9 | S.m | -63,374 | 63.37 | 0 | -1,000 | | 3,673 | I | | | | | | | | | | | | | | |
10/2/25 19:04 | 10/1/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Woolway Paul V | TX | O | MD,Chief | 2 | S | -604 | 94.26 | 0 | -6 | | 73 | I | | | | | | | | | | | | | | |
9/30/25 16:28 | 9/29/25 | TG | Tredegar Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | CT | T | | 8 | S.m | -232 | 19.87 | 0 | -12 | | 151 | I | | | | | | | | | | | | | | |
9/29/25 16:18 | 9/29/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | McCarthy Kathryn | PA | D | | 1 | S.d | -857 | 85.66 | 0 | -10 | | 76 | D | | | | | | | | | | | | | | |
9/25/25 17:00 | 9/23/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Blattner Gregory James | NY | D | | 1 | S | 0 | 0.00 | 0 | -14 | | 22 | D | | | | | | | | | | | | | | |
9/24/25 17:53 | 9/23/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Guarino Carl | PA | D | | 1 | S.d | -864 | 86.41 | 0 | -10 | | 16 | D | | | | | | | | | | | | | | |
9/15/25 16:32 | 9/12/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Adams Medina Rhonda | NY | D | | 2 | S.d | -2,648 | 26.26 | 0 | -101 | | 145 | D | | | | | | | | | | | | | | |
9/15/25 16:15 | 9/12/25 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | McPherson Kevin M | NY | O | Chief Re | 1 | S | -277 | 185.32 | 0 | -1 | | 68 | D | | | | | | | | | | | | | | |
9/9/25 17:15 | 9/8/25 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Casper Stephen P | NY | D | | 1 | S | -299 | 186.59 | 0 | -2 | | 53 | I | | | | | | | | | | | | | | |
9/2/25 16:05 | 8/29/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | 77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat | 1P | O | CTO | 1 | S | -521 | 173.25 | 0 | -3 | | 3 | D | | | | | | | | | | | | | | |
8/29/25 18:24 | 8/27/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | 1 | S.dm | -915 | 96.94 | 0 | -9 | | 55 | M | | | | | | | | | | | | | | |
8/29/25 18:18 | 8/27/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Morgan Peter J. III | TX | O | GC | 1 | S.d | -4,852 | 97.00 | 0 | -50 | | 1 | D | | | | | | | | | | | | | | |
8/29/25 17:06 | 8/27/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Malka Meyer | CA | D | | 1 | S.dm | -121,937 | 103.88 | 0 | -1,174 | | 7,321 | I | | | | | | | | | | | | | | |
8/29/25 16:04 | 8/27/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Waldron John E. | NY | DO | P,COO | 1 | S.m | -13,689 | 750.30 | 0 | -18 | | 106 | D | | | | | | | | | | | | | | |
8/28/25 16:00 | 8/27/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Yerdessov Azamat | 1P | O | Freedom | 1 | S | -355 | 177.00 | 0 | -2 | | 160 | D | | | | | | | | | | | | | | |
8/27/25 16:37 | 8/26/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lilien R Jarrett | NY | O | P,COO | 2 | S | -498 | 13.29 | 0 | -38 | | 1,049 | D | | | | | | | | | | | | | | |
8/20/25 16:46 | 8/19/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Hicke Ryan | PA | DO | CEO | 1 | S.d | -3,091 | 88.30 | 0 | -35 | | 186 | D | | | | | | | | | | | | | | |
8/19/25 16:48 | 8/15/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | 1 | S | -11,093 | 110.93 | 0 | -100 | | 510 | D | | | | | | | | | | | | | | |
8/15/25 16:06 | 8/14/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Nemser Earl H | CT | DO | Vice CB | 2 | S.m | -17,042 | 66.68 | 0 | -256 | | 882 | I | | | | | | | | | | | | | | |