Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
10/5/26 21:42	10/5/26	BULL	Webull Corp	E9	Financ	FinTrd	Security Brokers, Dealers & F	Denier Anthony Michael	NY	DO	P	4	S	-1,834	8.51	-215		2,332	D
10/5/26 18:34	10/1/26	CSHR	Coinshares Plc	Y9	Financ	FinTrd	Security Brokers, Dealers & F	Masters Daniel		DT		2	S.m	-1,419	5.02	-282		21,610	D
10/5/26 16:01	10/1/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hathi Neesha	TX	O	MD,Head	3	S.d	-1,179	103.83	-11		6	M
10/1/26 16:05	9/29/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	H	Chairman	1	S.m	-3,502	103.36	-34		6,785	D
9/24/26 16:33	9/22/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	3	S.d	-106,292	121.48	-875		7	D
9/24/26 16:15	9/22/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Lane Michael	PA	O	EVP	1	S	-247	102.78	-2		40	D
9/17/26 21:48	9/16/26	XP	Xp Inc.	E9	Financ	FinTrd	Security Brokers, Dealers & F	Dos Santos Bruno Constantino Alexandre		D		1	S	-2,414	19.58	-123		1,500	I
9/17/26 16:43	9/16/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	1	S	-819	38.61	-21		316	D
9/17/26 16:41	9/15/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	3	S	-2,102	108.16	-19		57	D
9/16/26 06:07	9/14/26	BULL	Webull Corp	E9	Financ	FinTrd	Security Brokers, Dealers & F	Wang Haichen	FL	DO	CFO	1	S	-494	8.98	-55		772	I
9/11/26 16:15	9/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	3	S	-44	147.01	0		12	D
9/11/26 16:15	9/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Cruger William Frank Jr.	NY	D		1	S	-1,006	163.20	-6		4	D
9/10/26 17:08	9/8/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		1	S	-234	125.00	-2		71	D
9/10/26 16:38	9/9/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	1	S	-737	24.56	-30		1,080	D
9/10/26 07:16	9/9/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Friedrich Matthew W.	NY	O	GC	1	S	-135	27.03	-5		276	D
9/8/26 16:05	9/3/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	O	CEO	1	S.d	-4,152	110.71	-38		208	D
9/4/26 17:14	9/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	1	S	-2,938	120.33	-24		78	D
9/4/26 17:13	9/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	3	S	-3,290	109.67	-30		510	D
9/4/26 17:06	8/12/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Politi Santo	MA	D		1	S	-162	28.01	-6		2	I
9/4/26 16:35	9/3/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	4	S.d	-13,336	42.33	-315		2,210	M
9/4/26 16:31	9/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	3	S.d	-5,006	42.82	-117		883	D
9/4/26 16:28	9/3/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	2	S.d	-968	44.00	-22		120	D
9/4/26 16:25	9/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	2	S.d	-4,137	43.10	-96		387	D
9/4/26 16:21	9/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		2	S	-491	42.49	-12		150	M
9/2/26 16:28	8/31/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		21	S.m	-10,041	27.78	-361		13,324	D
9/1/26 16:05	8/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	2	S.d	-6,733	107.73	-63		21	D
9/1/26 16:04	8/28/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Leslie Ericka T	NY	O	Chief Ad	3	S.e	-6	6.34	-1		12	D
9/1/26 15:59	8/28/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Yerdessov Azamat	NY	O	Freedom	1	S	-520	173.30	-3		224	D
9/1/26 09:15	8/19/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Ler Evgeny	NY	O	Special	2	S	-6,345	158.63	-40		19	D
8/31/26 19:39	8/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	3	S.dm	-58,022	108.15	-536		624	I
8/31/26 17:21	8/28/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	1	S	-1,332	177.60	-8		47	D
8/31/26 12:16	8/28/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Eddy Shalev		D		1	S	-3,120	31.20	-100		197	I
8/28/26 17:38	8/5/26	ATTO	Attovia Therapeutics, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	H	Former 1	2	S.d	-4,503	21.28	-212		3,021	I
8/28/26 16:02	8/26/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Kim Valeriy	NY	O	CFO	1	S	-847	169.31	-5		47	D
8/27/26 18:00	8/26/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		4	S	-7,804	106.86	-73		1,824	I
8/26/26 20:15	8/24/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	6	S.m	-58,172	107.39	-542		95,007	I
8/24/26 08:10	8/21/26	BULL	Webull Corp	E9	Financ	FinTrd	Security Brokers, Dealers & F	James Benjamin Worthy	FL	DO	GC	1	S	-453	9.02	-50		1,151	D
8/20/26 18:22	8/19/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grano Joseph J Jr	NY	D		1	S.d	-512	60.94	-8		34	D
8/19/26 16:12	7/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwarzkopf Cynthia	NJ	D		2	S.d	-424	42.43	-10		89	D
8/19/26 16:10	8/17/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Emmons Lance	NJ	O	EVP,CFO	1	S	-1,499	42.83	-35		87	D
8/18/26 17:55	8/17/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	3	S	-524	104.75	-5		46	I
8/18/26 17:23	8/18/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		1	S.d	-401	62.00	-6		17	D
8/18/26 17:01	8/17/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nixon John	NY	D		1	S.d	-547	60.13	-9		31	D
8/18/26 16:39	8/14/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		2	S.d	-9,551	95.95	-100		4	I
8/17/26 18:22	8/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	3	S.d	-6,974	106.69	-65	-100	0	M
8/17/26 17:43	8/13/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Howard Dennis	TX	O	MD,Chief	2	S.d	-3,182	105.37	-30		10	D
8/14/26 16:07	8/13/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 050040">Tukanov Renat		O	CTO	1	S	-408	151.25	-3		8	D
8/10/26 20:05	8/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	3	S.dm	-6,757	106.11	-64		61	D
8/10/26 19:05	8/7/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sneed Paula A	TX	D		1	S	-564	107.15	-5		101	I
8/10/26 17:28	8/6/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rico Robert Daniel	NY	O	Chief Ac	1	S.d	-179	19.66	-9		64	D
8/10/26 15:02	8/6/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		9	S.m	-293	1.34	-218		99	D
8/7/26 17:08	8/5/26	COHN	Cohen & Co Inc.	MD	Financ	FinTrd	Security Brokers, Dealers & F	Pooler Joseph W. Jr.	PA	O	EVP,CFO,	1	S.m	-103	11.71	-9		60	D
8/6/26 16:23	8/4/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	See Rema	1	S.dm	-3,153	105.12	-30		58	D
8/6/26 16:11	8/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		1	S.d	-49	45.80	-1		150	D
8/6/26 16:10	8/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jayabalan Harish	NJ	O	EVP,CISO	1	S.d	-918	45.90	-20		78	D
8/4/26 16:24	8/3/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		1	S.d	-1,035	103.54	-10		78	D
7/30/26 16:06	7/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	O	See Rema	1	S.d	-1,535	102.35	-15		1	D
7/30/26 16:05	7/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl	PA	D		1	S.d	-1,032	103.20	-10		18	D
7/29/26 16:06	7/28/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schapiro Mary L	NY	D		1	S	-212	212.06	-1		39	D
7/29/26 14:49	7/28/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Elwyn Tashtego S	FL	O	P,PCG	1	S	-1,761	176.06	-10		53	D
7/28/26 16:35	7/27/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	Exec Cha	1	S	-998	172.97	-6		46	D
7/28/26 16:08	7/24/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	1	S.d	-1,987	99.33	-20		42	D
7/27/26 18:05	7/23/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	1	S	-709	102.03	-7		1	D
7/27/26 16:33	7/23/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Maryam S.	MO	D		1	S	-372	79.20	-5		6	D
7/22/26 16:10	11/4/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Cherdabayev Boris	NY	D		1	S.m	-86	135.84	-1		1	D
7/17/26 18:26	7/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	1	S	-2,058	1,080.6	-2		224	D
7/17/26 18:17	7/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Meade Christopher J.	NY	O	GC,CLO	1	S.d	-19,942	1,102.1	-18		14	D
7/17/26 16:07	7/16/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	1	S	-3,461	222.51	-16		137	M
7/17/26 16:06	7/17/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pizzi Michael A.	NY	O	Head Tec	1	S	-5,209	215.55	-24		122	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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