35 results

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5/2/25 16:14
5/1/25
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab-Pomerantz CarolynTXD5S.d-8,07478.470-1032,110I
5/2/25 16:13
5/2/25
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FHerz Robert HNYD1S-95119.320-197D
5/2/25 16:10
5/1/25
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FCraig Jonathan M.TXOMD,Head 3S.d-4,81678.330-6123M
5/2/25 16:09
5/2/25
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FSaperstein Andrew MNYOCo-P1S-4,800120.000-40336D
5/1/25 17:11
4/29/25
BLKBlackrock, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FFink LaurenceNYDOCB,CEO1S-15,120917.180-16287D
4/30/25 18:46
4/28/25
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FBhatt BaijuCAD7S.d-65,71252.660-1,2488I
4/29/25 17:02
4/25/25
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FPinner Jeffrey TsviCAOCTO4S.d-1,01843.490-2318D
4/29/25 17:00
4/28/25
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FSchwab Charles R.TXDOCo-CB5S.dm-53,15881.460-65398,474I
4/29/25 12:45
4/28/25
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FBunn James EFLOP,Capita1S-498136.490-480D
4/28/25 20:16
4/24/25
BLKBlackrock, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FKushel J. RichardNYOSenior M3S.d-11,237904.040-12145D
4/28/25 19:37
4/25/25
VIRTVirtu Financial, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FCifu Douglas ANYDOCEO2S.dm-13,78237.370-3691,144D
4/22/25 21:28
4/21/25
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FHerringer Frank CTXD1S.d-26774.260-4232M
4/16/25 16:27
4/15/25
MSMorgan StanleyDEFinancFinTrdSecurity Brokers, Dealers & FGrossman Eric FNYOChief Le1S-1,124111.650-10199D
4/7/25 17:03
4/3/25
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FGallagher Daniel Martin JrCAOGC4S.d-6,51252.100-125823D
4/3/25 16:54
4/1/25
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FTenev VladimirCADOCEO1S.d-31,46741.960-7507D
4/2/25 20:47
4/1/25
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FWoolway Paul VTXOMD,Chief4S.d-1,96477.760-25102I
3/7/25 18:36
3/5/25
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FMurtagh Nigel JTXOChief Ri1S-1,14875.380-1561D
3/7/25 10:45
3/5/25
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWest Alfred P JrPADOExec CB2S.m-12,00877.870-1547,080D
3/6/25 17:15
3/4/25
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FQuirk Steven M.CAOChief Br2S-7,52554.710-138310D
3/6/25 16:04
3/4/25
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & F77/7 Al Farabi Ave
Almaty, 1P 050040">Tukanov Renat		1POCTO1S-429143.010-36D
3/5/25 10:41
3/3/25
SEICSei Investments CoPAFinancFinTrdSecurity Brokers, Dealers & FWarner Mark AndrewPAHSee Rema1S.d-40280.390-51D
3/3/25 17:00
2/28/25
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FMalka MeyerCAD1S.d-3,22449.640-658,538I
3/3/25 16:09
12/2/24
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & FZhumagulov Aidos1PO*See Rem1S.m-1,045144.600-7145D
2/28/25 16:08
2/26/25
GSGoldman Sachs Group IncDEFinancFinTrdSecurity Brokers, Dealers & FSolomon David MNYDOCB,CEO1S-1,502622.150-2132D
2/27/25 16:47
2/25/25
HOODRobinhood Markets, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FWarnick JasonCAOCFO2S.d-10,70661.180-175897D
2/27/25 16:04
2/25/25
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & FLukyanov Sergey1PO*See Rem2S.m-1,244157.440-8121D
2/21/25 10:47
2/18/25
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & F77/7 Al Farabi Ave.
Almaty, 1P 050040">Ler Evgeny		1POCFO2S.em-5,531138.280-4034D
2/20/25 08:15
2/18/25
FRHCFreedom Holding Corp.NVFinancFinTrdSecurity Brokers, Dealers & FWotczak RobertNYOP,CEO - 1S.m-3,135156.740-2050D
2/19/25 16:10
2/14/25
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FSmith Sherry MMND1S-758305.180-210D
2/18/25 19:08
2/14/25
VIRTVirtu Financial, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FCavoli StephenNYOEVP1S.dm-2,52637.140-68158D
2/14/25 18:19
2/12/25
SCHWSchwab Charles CorpDEFinancFinTrdSecurity Brokers, Dealers & FBettinger Walter WTXDOCo-CB1S.d-38,05881.910-465841D
2/14/25 17:34
2/12/25
VIRTVirtu Financial, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FFairclough BrettNYOCo-P,Co-1S.d-2,68836.840-7391D
2/14/25 16:12
2/13/25
PIPRPiper Sandler CompaniesDEFinancFinTrdSecurity Brokers, Dealers & FSchoneman Debbra L.MNOP1S.d-4,492299.450-1555D
2/5/25 17:09
2/4/25
WTWisdomtree, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FMarinof AlexisNYOHead of 1S-8989.870-91221D
2/3/25 13:38
1/31/25
RJFRaymond James Financial IncFLFinancFinTrdSecurity Brokers, Dealers & FSantelli Jonathan NFLOEVP,GC,S1S-700168.250-423D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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