| 10/29/25 14:54 | 10/27/25 | STEP | Stepstone Group Inc. |  | Financ | InvAdv | Investment Advice | Hart Scott W | NY | DO | CEO | 3 | S | -1,905 | 63.49 | 0 | -30 |  | 3,163 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/22/25 17:52 | 10/22/25 | BTSG | Brightspring Health Services, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T |  | 1 | S | -424,391 | 28.78 | 0 | -14,745 |  | 61,942 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/6/25 18:25 | 10/6/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Lutnick Howard W | NY | T |  | 1 | S.d | 0 | 0.00 | 0 | -6,452 | -100 | 0 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/3/25 20:38 | 9/10/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Sagati Aghili Naseem | CA | O | GC | 2 | S | -7,022 | 167.18 | 0 | -42 |  | 276 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/29/25 18:55 | 9/26/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | 1 | S | -281 | 11.25 | 0 | -25 |  | 300 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/29/25 18:13 | 9/29/25 | HNNA | Hennessy Advisors Inc |  | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D |  | 2 | S | -4 | 10.73 | 0 | 0 |  | 17 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/26/25 17:22 | 9/25/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Baratta Joseph | NY | D |  | 2 | S | -36,590 | 171.78 | 0 | -213 |  | 809 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/25/25 18:30 | 9/23/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Williams Mel | TX | TH | See Rema | 2 | S | -1,079 | 12.02 | 0 | -90 |  | 4,156 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/25/25 16:45 | 9/23/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DTH | See rema | 5 | S.m | -3,410 | 12.40 | 0 | -275 |  | 3,159 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/25/25 09:21 | 9/23/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Thomas L'Quentus | OH | D |  | 1 | S | -35 | 141.10 | 0 | 0 |  | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/23/25 17:21 | 9/19/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | DH | See Rema | 1 | S | -532 | 12.08 | 0 | -44 |  | 170 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/23/25 08:48 | 9/22/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Maclellan Robert F. | MD | D |  | 1 | S.d | -324 | 105.01 | 0 | -3 |  | 47 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/18/25 16:32 | 9/16/25 | HLI | Houlihan Lokey, Inc. |  | Financ | InvAdv | Investment Advice | Gold Irwin | CA | DOT | CO-CB | 1 | S.d | -1,381 | 202.75 | 0 | -7 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/17/25 20:06 | 9/16/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Orszag Peter Richard | NY | DO | CEO,CB | 1 | S.d | -1,757 | 54.09 | 0 | -32 |  | 183 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/16/25 16:03 | 9/12/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Rendino Kevin | NJ | H | Former D | 1 | S | 0 | 0.00 | 0 | -789 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/16/25 16:02 | 9/12/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Wolfe Daniel B | NJ | H | Former D | 1 | S | 0 | 0.00 | 0 | -252 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/16/25 16:02 | 9/12/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Bigelow Robert E III | NJ | H | Former O | 1 | S | 0 | 0.00 | 0 | -133 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/16/25 16:02 | 9/12/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Gift Alicia M | NJ | H | Former O | 1 | S | 0 | 0.00 | 0 | -45 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/16/25 16:01 | 9/12/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Brandom Stacy | NJ | H | Former D | 1 | S | 0 | 0.00 | 0 | -19 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/16/25 16:01 | 9/12/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Shanley Richard P | NJ | H | Former D | 1 | S | 0 | 0.00 | 0 | -31 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/16/25 16:01 | 9/12/25 | TURN | 180 Degree Capital Corp. /Ny/ | NY | Financ | InvAdv | Investment Advice | Weil Parker Anders | NJ | H | Former D | 1 | S | 0 | 0.00 | 0 | -11 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/15/25 16:19 | 9/11/25 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Thompson Roger Mj | X0 | O | CFO | 1 | S | -1,244 | 45.26 | 0 | -27 |  | 113 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/12/25 19:33 | 9/10/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Ressler Antony P | CA | DOT | Co-Found | 7 | S.m | -356,774 | 178.39 | 0 | -2,000 |  | 3,969 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/12/25 16:36 | 9/11/25 | STEP | Stepstone Group Inc. |  | Financ | InvAdv | Investment Advice | Park David Y | NY | O | CFO | 1 | S | -63 | 63.26 | 0 | -1 |  | 22 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/12/25 11:19 | 9/10/25 | IVZ | Invesco Ltd. | D0 | Financ | InvAdv | Investment Advice | Butcher Stephanie | GA | O | Senior M | 1 | S | -2,283 | 22.12 | 0 | -103 |  | 30 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/11/25 19:27 | 9/10/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Russo Evan L | NY | O | CEO of A | 1 | S.m | -4,240 | 56.54 | 0 | -75 |  | 228 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/11/25 19:26 | 9/10/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Gathy Michael | NY | O | Chief Ac | 1 | S | -34 | 55.37 | 0 | -1 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/11/25 16:31 | 9/9/25 | CCO | Clear Channel Outdoor Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T |  | 1 | S.m | -16,972 | 1.16 | 0 | -14,632 |  | 41,197 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/10/25 18:06 | 9/8/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Finley John G | NY | O | GC | 1 | S | -3,686 | 171.46 | 0 | -22 |  | 491 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/9/25 17:03 | 9/9/25 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Wojcik Thomas M | FL | O | P,COO | 1 | S.d | -3,696 | 231.03 | 0 | -16 |  | 159 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/9/25 10:32 | 9/5/25 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Meyer Paula R | OH | D |  | 1 | S | -50 | 141.80 | 0 | 0 |  | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/8/25 19:50 | 9/4/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Black Leon D | NY | H | See rema | 1 | S | -122,637 | 134.03 | 0 | -915 |  | 38,081 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/8/25 17:42 | 9/4/25 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | French River 5 Ltd | PA | T |  | 1 | S.d | -21,977 | 146.51 | 0 | -150 |  | 330 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/8/25 16:30 | 9/4/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Melloh Heather J. | MN | O | EVP,GC | 1 | S | -769 | 512.34 | 0 | -2 |  | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/5/25 16:40 | 9/3/25 | AAMI | Acadian Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Paulson & Co. Inc. | NJ | T |  | 1 | S | -57,554 | 47.69 | 0 | -1,207 |  | 7,743 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/4/25 17:00 | 8/26/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Jon I. Madorsky Revocable Trust Dated December 1, 2008 | TX | H | See Rema | 1 | S | -623 | 12.45 | 0 | -50 |  | 446 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/3/25 18:33 | 9/2/25 | HLI | Houlihan Lokey, Inc. |  | Financ | InvAdv | Investment Advice | Crain Christopher M | CA | O | GC | 1 | S.d | -98 | 196.22 | 0 | -1 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/3/25 17:31 | 8/29/25 | WHG | Westwood Holdings Group Inc | DE | Financ | InvAdv | Investment Advice | Casey Brian O | TX | DO | CEO | 1 | S | -122 | 18.00 | 0 | -7 |  | 506 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/29/25 17:00 | 8/27/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Thomas P. Danis, Jr. Revocable Living Trust Dated March 10, 2003 | TX | H | See Rema | 2 | S.d | -555 | 12.50 | 0 | -44 |  | 22 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/28/25 17:56 | 8/27/25 | HLI | Houlihan Lokey, Inc. |  | Financ | InvAdv | Investment Advice | Siegert Paul Eric | CA | O | CO-CB | 1 | S.d | -7,998 | 199.95 | 0 | -40 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/27/25 17:10 | 8/25/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | 6 | S.m | -26,094 | 260.94 | 0 | -100 |  | 14,888 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/27/25 09:13 | 8/22/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Shropshire Kenneth | NY | D |  | 1 | S | -190 | 72.52 | 0 | -3 |  | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/26/25 21:39 | 8/25/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | 3 | S.dm | -107,658 | 182.47 | 0 | -590 |  | 1,712 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/25/25 17:57 | 8/22/25 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Bernstein Seth P | TN | DO | P,CEO | 2 | S.m | -1,270 | 40.07 | 0 | -32 |  | 263 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/21/25 16:20 | 8/19/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Truscott William F | MN | O | CEO,Glob | 1 | S.d | -5,033 | 506.89 | 0 | -10 |  | 16 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/18/25 17:02 | 8/14/25 | HNNA | Hennessy Advisors Inc |  | Financ | InvAdv | Investment Advice | Seavey Thomas L | CA | D |  | 2 | S.m | -215 | 10.75 | 0 | -20 |  | 56 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/15/25 18:44 | 8/13/25 | BMBL | Bumble Inc. | DE | Financ | InvAdv | Investment Advice | Bx Buzz Ml-1 Gp LLC | NY | T |  | 1 | S.d | -104,479 | 6.26 | 0 | -16,690 |  | 5,405 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/15/25 16:54 | 8/14/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Sawhney Vikrant | NY | O | Chief Ad | 1 | S | -8,830 | 173.64 | 0 | -51 |  | 789 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/14/25 16:30 | 8/12/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | 1 | S | -2,249 | 145.11 | 0 | -16 |  | 357 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/13/25 19:50 | 8/12/25 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Sullivan Kathleen Patricia | IL | O | Principa | 1 | S | -78 | 13.02 | 0 | -6 |  | 60 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/13/25 17:12 | 8/11/25 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Ferguson Jeffrey W. | DC | O | GC | 1 | S.m | -19,088 | 63.63 | 0 | -300 |  | 753 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/8/25 17:04 | 8/7/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Payne David | NY | O | Chief Ac | 1 | S | -1,598 | 169.97 | 0 | -9 |  | 54 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/8/25 17:00 | 8/7/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Skaugen Grace Reksten | NY | D |  | 1 | S | -266 | 176.89 | 0 | -2 |  | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/7/25 19:49 | 8/6/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Chatterjee Whitney | NY | O | GC | 1 | S | -657 | 146.03 | 0 | -5 |  | 83 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/7/25 18:32 | 8/7/25 | KKR | Kkr & Co. Inc. |  | Financ | InvAdv | Investment Advice | Roberts George R | CA | DO | Co-Exec | 1 | S | -116,829 | 144.25 | 0 | -810 |  | 83,863 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/7/25 16:41 | 8/5/25 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Lalonde Timothy Gilbert | NY | O | CFO | 1 | S | -2,484 | 295.44 | 0 | -8 |  | 37 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/7/25 16:36 | 8/5/25 | EPIX | Essa Pharma Inc. | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/il | CA | T |  | 1 | S.d | 0 | 1.88 | 0 | 0 | 0 | 561 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/6/25 16:54 | 8/4/25 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Fogo Georgina | X0 | O | CHIEF RI | 1 | S | -2,972 | 43.07 | 0 | -69 |  | 58 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/5/25 16:57 | 8/1/25 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Klurfeld Jason | NY | O | GC | 1 | S | -1,572 | 285.85 | 0 | -6 |  | 60 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/5/25 16:47 | 8/4/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Ramirez Gregory K | WI | O | EVP | 1 | S | -116 | 46.50 | 0 | -3 |  | 102 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/4/25 16:04 | 8/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | 1 | S | -22 | 50.71 | 0 | 0 |  | 30 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |