Friday, May 24, 2013 12:06am EDT
Lampen Richard - Insider Transactions
SEC Form 4 |
Date |
Sym |
Company |
Insider |
Title |
Shares |
Transaction |
Value |
|---|---|---|---|---|---|---|---|---|
MApr 5 2013 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.60 | $7,989 | |
MMar 20 2013 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 10,000 | Purchase at $1.69 | $16,867 | |
Mar 6 2013 | ROX | Castle Brands Inc | Lampen Richard | President, CEO | 25,000 | Purchase at $0.28 | $7,000 | |
MMar 5 2013 | VGR | Vector Group Ltd | Lampen Richard | EVP | 6,800 | Gift at $0.00 | $0 | |
MFeb 28 2013 | ROX | Castle Brands Inc | Lampen Richard | President, CEO | 13,193 | Purchase at $0.28 | $3,681 | |
MFeb 21 2013 | ROX | Castle Brands Inc | Lampen Richard | President, CEO | 19,121 | Purchase at $0.26 | $4,996 | |
MDec 21 2012 | VGR | Vector Group Ltd | Lampen Richard | EVP | 9,200 | Gift at $0.00 | $0 | |
Nov 19 2012 | SGBX | Sg Blocks, Inc. | Lampen Richard | Director | 30,000 | Purchase at $0.35 | $10,500 | |
Nov 14 2012 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 20,000 | Purchase at $1.15 | $23,000 | |
MNov 9 2012 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.29 | $6,437 | |
Oct 10 2012 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 10,000 | Purchase at $1.25 | $12,500 | |
Oct 4 2012 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.34 | $6,700 | |
Sep 6 2012 | ROX | Castle Brands Inc | Lampen Richard | President, CEO | 27,262 | Purchase at $0.28 | $7,633 | |
Aug 31 2012 | ROX | Castle Brands Inc | Lampen Richard | President, CEO | 200 | Purchase at $0.28 | $56 | |
Aug 28 2012 | ROX | Castle Brands Inc | Lampen Richard | President, CEO | 7,500 | Purchase at $0.28 | $2,100 | |
Aug 28 2012 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 20,000 | Option exercise at $0.22 | $4,400 | |
Aug 23 2012 | ROX | Castle Brands Inc | Lampen Richard | President, CEO | 800 | Purchase at $0.28 | $224 | |
MAug 20 2012 | ROX | Castle Brands Inc | Lampen Richard | President, CEO | 11,000 | Purchase at $0.28 | $3,080 | |
MAug 15 2012 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.33 | $6,655 | |
MMay 30 2012 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.44 | $7,192 | |
MMay 25 2012 | VGR | Vector Group Ltd | Lampen Richard | EVP | 106,102 | Gift at $0.00 | $0 | |
May 24 2012 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.52 | $7,600 | |
MMay 15 2012 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.47 | $7,345 | |
Apr 13 2012 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 3,000 | Purchase at $1.64 | $4,920 | |
Apr 10 2012 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.58 | $7,900 | |
Apr 3 2012 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.79 | $8,950 | |
Mar 23 2012 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.86 | $9,300 | |
Jan 4 2012 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 20,000 | Option exercise at $0.88 | $17,600 | |
Jan 4 2012 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 7,214 | Option payment at $2.44 | $17,602 | |
Nov 22 2011 | VGR | Vector Group Ltd | Lampen Richard | EVP | 50,000 | Purchase at $17.70 | $885,250 | |
Nov 10 2011 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.70 | $8,500 | |
Oct 6 2011 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.53 | $7,650 | |
Sep 28 2011 | VGR | Vector Group Ltd | Lampen Richard | EVP | 6,000 | Gift at $0.00 | $0 | |
MSep 9 2011 | ROX | Castle Brands Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $0.26 | $1,290 | |
Sep 6 2011 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.51 | $7,550 | |
Aug 29 2011 | ROX | Castle Brands Inc | Lampen Richard | President, CEO | 10,000 | Purchase at $0.24 | $2,400 | |
MAug 25 2011 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 10,000 | Purchase at $1.61 | $16,093 | |
MMay 27 2011 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.27 | $6,330 | |
May 25 2011 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.20 | $6,000 | |
May 16 2011 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.18 | $5,900 | |
Apr 8 2011 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.25 | $6,250 | |
Apr 6 2011 | VGR | Vector Group Ltd | Lampen Richard | EVP | 3,000 | Gift at $0.00 | $0 | |
Mar 30 2011 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.15 | $5,750 | |
MMar 15 2011 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 10,000 | Purchase at $1.04 | $10,378 | |
MJan 7 2011 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.20 | $6,021 | |
MNov 18 2010 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.27 | $6,351 | |
Oct 7 2010 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 2,500 | Purchase at $1.13 | $2,825 | |
Oct 1 2010 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 50,000 | Purchase at $1.00 | $50,000 | |
MJul 12 2010 | ROX | Castle Brands Inc | Lampen Richard | President, CEO | 6,500 | Purchase at $0.39 | $2,520 | |
Jun 30 2010 | ROX | Castle Brands Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $0.36 | $1,800 | |
MApr 1 2010 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $0.90 | $4,497 | |
MMar 23 2010 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $0.95 | $4,738 | |
Mar 12 2010 | VGR | Vector Group Ltd | Lampen Richard | EVP | 3,000 | Gift at $0.00 | $0 | |
MDec 18 2009 | VGR | Vector Group Ltd | Lampen Richard | EVP | 1,000 | Purchase at $13.60 | $13,603 | |
Dec 9 2009 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 88,000 | Purchase at $0.55 | $48,400 | |
Dec 7 2009 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $0.61 | $3,050 | |
Nov 30 2009 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $0.61 | $3,050 | |
Nov 23 2009 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 10,000 | Purchase at $0.62 | $6,200 | |
Nov 12 2009 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $0.64 | $3,200 | |
Nov 3 2009 | VGR | Vector Group Ltd | Lampen Richard | EVP | 162,886 | Option exercise at $9.48 | $1,544,159 | |
Nov 3 2009 | VGR | Vector Group Ltd | Lampen Richard | EVP | 126,458 | Option payment at $14.61 | $1,847,551 | |
MOct 8 2009 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 20,000 | Purchase at $0.69 | $13,818 | |
MOct 5 2009 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 10,000 | Purchase at $0.68 | $6,750 | |
Sep 2 2009 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $0.67 | $3,350 | |
Aug 19 2009 | VGR | Vector Group Ltd | Lampen Richard | EVP | 2,000 | Gift at $0.00 | $0 | |
MJun 29 2009 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 10,000 | Purchase at $0.54 | $5,369 | |
Jun 26 2009 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 10,000 | Purchase at $0.45 | $4,500 | |
Jun 10 2009 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $0.71 | $3,550 | |
MMay 27 2009 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $0.75 | $3,725 | |
May 22 2009 | ROX | Castle Brands Inc | Lampen Richard | Interim President, CEO | 50,000 | Purchase at $0.18 | $9,000 | |
Mar 30 2009 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 10,000 | Purchase at $0.53 | $5,300 | |
Mar 18 2009 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 10,000 | Purchase at $0.60 | $6,000 | |
Mar 3 2009 | ROX | Castle Brands Inc | Lampen Richard | Interim President, CEO | 10,000 | Purchase at $0.20 | $2,000 | |
Feb 17 2009 | ROX | Castle Brands Inc | Lampen Richard | Interim President, CEO | 50,001 | Converted deriv at $0.00 | $0 | |
Dec 8 2008 | ROX | Castle Brands Inc | Lampen Richard | Interim President, CEO | 100,000 | Purchase at $0.19 | $19,000 | |
MDec 4 2008 | ROX | Castle Brands Inc | Lampen Richard | Interim President, CEO | 10,000 | Purchase at $0.22 | $2,200 | |
Dec 3 2008 | ROX | Castle Brands Inc | Lampen Richard | Interim President, CEO | 6,200 | Purchase at $0.22 | $1,364 | |
MDec 2 2008 | ROX | Castle Brands Inc | Lampen Richard | Interim President, CEO | 10,000 | Purchase at $0.22 | $2,200 | |
Nov 25 2008 | ROX | Castle Brands Inc | Lampen Richard | Interim President, CEO | 3,700 | Purchase at $0.23 | $851 | |
MNov 21 2008 | ROX | Castle Brands Inc | Lampen Richard | Interim President, CEO | 10,100 | Purchase at $0.24 | $2,425 | |
Nov 21 2008 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $0.85 | $4,250 | |
Nov 20 2008 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $0.90 | $4,500 | |
Oct 10 2008 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $0.98 | $4,900 | |
Oct 9 2008 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.20 | $6,000 | |
Oct 8 2008 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.28 | $6,400 | |
MSep 26 2008 | VGR | Vector Group Ltd | Lampen Richard | EVP | 23,152 | Sale at $18.59 | $430,299 | |
Jun 2 2008 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 10,000 | Purchase at $1.90 | $19,000 | |
Mar 25 2008 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 10,000 | Purchase at $1.90 | $19,000 | |
MDec 12 2007 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.93 | $9,631 | |
MDec 5 2007 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 1,850 | Purchase at $1.85 | $3,429 | |
MNov 26 2007 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 5,000 | Purchase at $1.88 | $9,406 | |
MNov 13 2007 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 20,000 | Purchase at $1.87 | $37,312 | |
Aug 13 2007 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 40,000 | Purchase at $2.15 | $86,000 | |
May 16 2007 | VGR | Vector Group Ltd | Lampen Richard | EVP | 3,000 | Gift at $0.00 | $0 | |
Jan 8 2007 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | President, CEO | 40,000 | Purchase at $1.20 | $48,000 | |
Apr 27 2006 | LTS | Ladenburg Thalmann Financial Services Inc | Lampen Richard | Director | 100,000 | Purchase at $0.45 | $45,000 | |
Jan 30 2006 | VGR | Vector Group Ltd | Lampen Richard | EVP | 20,000 | Purchase at $17.71 | $354,200 | |
Dec 22 2005 | VGR | Vector Group Ltd | Lampen Richard | EVP | 3,000 | Gift at $0.00 | $0 | |
Dec 1 2004 | VGR | Vector Group Ltd | Lampen Richard | EVP | 3,000 | Gift at $0.00 | $0 | |
Jun 21 2004 | VGR | Vector Group Ltd | Lampen Richard | Exec. VP | 119,940 | Option exercise at $3.92 | $470,165 |
M Multiple transactions summarized; earliest reported transaction date and average weighted transaction price
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