2/12/24 14:16  | 2/7/24  | ADXS | Health | Drug | Pharmaceutical Preparations | Israel Biotech Fund I, L.P. | E9 | DT |  | M.d | 11,139 | 0.4000 | 0 | 27,847 |  | 25,131 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/31/23 07:08  | 10/18/23  | ADXS | Health | Drug | Pharmaceutical Preparations | Israel Biotech Fund I, L.P. | E9 | T |  | P | 0 | 0.00 | 0 | 1,318 |  | 1,094 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/16/20 17:00  | 3/11/20  | ADXS | Health | Drug | Pharmaceutical Preparations | Appel Roni | NJ | D |  | S.m | -2 | 0.5680 | 0 | -3 | -22 | 10 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/11/19 12:11  | 4/10/19  | ADXS | Health | Drug | Pharmaceutical Preparations | Appel Roni | NJ | D |  | P | 11 | 3.80 | 0 | 3 | 29 | 13 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/7/18 17:00  | 11/5/18  | ADXS | Health | Drug | Pharmaceutical Preparations | Petit Robert | NJ | O | Chief Sc | S.d | -2 | 0.5800 | 0 | -4 | -2 | 231 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/5/18 18:00  | 11/2/18  | ADXS | Health | Drug | Pharmaceutical Preparations | Petit Robert | NJ | O | Chief Sc | S | -5 | 0.5600 | 0 | -8 | -3 | 235 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/13/18 16:30  | 9/11/18  | ADXS | Health | Drug | Pharmaceutical Preparations | Appel Roni | NJ | D |  | P.d | 40 | 1.20 | 0 | 33 | 27 | 157 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/3/18 16:30  | 4/2/18  | ADXS | Health | Drug | Pharmaceutical Preparations | Petit Robert | NJ | O | Chief Sc | S | -4 | 1.62 | 0 | -2 | -1 | 224 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/2/18 16:30  | 2/2/18  | ADXS | Health | Drug | Pharmaceutical Preparations | Lombardo Anthony A | NJ | O | Interim  | S | 0 | 2.93 | 0 | 0 | 0 | 93 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/3/18 18:00  | 1/3/18  | ADXS | Health | Drug | Pharmaceutical Preparations | Bonstein Sara | NJ | O | CFO | S | -17 | 3.18 | 0 | -5 | -2 | 224 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/6/17 18:00  | 11/6/17  | ADXS | Health | Drug | Pharmaceutical Preparations | Petit Robert | NJ | O | Chief Sc | S.d | -12 | 3.30 | 0 | -4 | -2 | 221 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/6/17 18:00  | 11/6/17  | ADXS | Health | Drug | Pharmaceutical Preparations | Bonstein Sara | NJ | O | CFO | S.d | -13 | 3.30 | 0 | -4 | -2 | 228 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/2/17 18:00  | 11/2/17  | ADXS | Health | Drug | Pharmaceutical Preparations | Lombardo Anthony A | NJ | O | Interim  | S | 0 | 3.19 | 0 | 0 | 0 | 93 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/2/17 17:54  | 11/2/17  | ADXS | Health | Drug | Pharmaceutical Preparations | Petit Robert | NJ | O | Chief Sc | S | -40 | 3.19 | 0 | -13 | -5 | 225 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/2/17 17:52  | 11/2/17  | ADXS | Health | Drug | Pharmaceutical Preparations | Bonstein Sara | NJ | O | CFO | S | -41 | 3.19 | 0 | -13 | -5 | 232 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/12/17 15:53  | 10/11/17  | ADXS | Health | Drug | Pharmaceutical Preparations | Adage Capital Partners Gp, L.L.C. | MA | T |  | S | -2,580 | 4.30 | 0 | -600 | -13 | 4,100 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/26/17 17:25  | 9/22/17  | ADXS | Health | Drug | Pharmaceutical Preparations | Adage Capital Partners Gp, L.L.C. | MA | T |  | S.m | -5,474 | 4.42 | 0 | -1,239 | -11 | 10,105 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/3/17 16:38  | 3/31/17  | ADXS | Health | Drug | Pharmaceutical Preparations | Petit Robert | NJ | O | Chief Sc | S | -20 | 8.24 | 6 | -2 | -2 | 120 | D | -47 | -12 | -21 | 15 | -11 | -8 | 6 | 4 | -2 | -3 | 5 |  |  |  | 
1/3/17 17:28  | 12/30/16  | ADXS | Health | Drug | Pharmaceutical Preparations | Bonstein Sara | NJ | O | CFO | S | -41 | 7.37 | 5 | -6 | -4 | 127 | D | -11 | -29 | -12 | -33 | -27 | -20 | -11 | -5 | 6 | 13 | 21 | 8 |  |  | 
12/21/16 17:30  | 12/20/16  | ADXS | Health | Drug | Pharmaceutical Preparations | McKearn Thomas J | NJ | D |  | S | -100 | 8.08 | 5 | -12 | -15 | 70 | D | 43 | -34 | -1 | -27 | -15 | -3 | -10 | -1 | -8 | -7 | 3 | 0 |  |  | 
11/2/16 16:41  | 11/2/16  | ADXS | Health | Drug | Pharmaceutical Preparations | Petit Robert | NJ | O | Chief Sc | S | -23 | 8.32 | 8 | -3 | -2 | 121 | D | 172 | -30 | 22 | -37 | -21 | -12 | -5 | 10 | -6 | 14 | -2 | 9 | 0 |  | 
11/2/16 16:40  | 11/2/16  | ADXS | Health | Drug | Pharmaceutical Preparations | O'Connor Daniel | NJ | DO | CEO | S | -69 | 8.32 | 8 | -8 | -3 | 295 | D | 172 | -30 | 22 | -37 | -21 | -12 | -5 | 10 | -6 | 14 | -2 | 9 | 0 |  | 
10/26/16 16:30  | 10/25/16  | ADXS | Health | Drug | Pharmaceutical Preparations | Mayes, Gregory T. | NJ | DO | Chief Bu | S | -158 | 8.23 | 9 | -19 | -16 | 103 | D | 152 | -24 | 4 | 1 | -22 | -29 | -5 | -9 | -4 | 5 | 16 | 6 | 4 |  | 
8/10/16 19:31  | 8/8/16  | ADXS | Health | Drug | Pharmaceutical Preparations | Berman Richard J | NJ | D |  | S.m | -521 | 15.42 | 19 | -34 | -40 | 51 | D | 508 | 9 | 188 | 109 | 90 | 111 | 92 | 24 | -4 | -5 | -22 | -35 | -36 |  | 
8/10/16 19:30  | 8/8/16  | ADXS | Health | Drug | Pharmaceutical Preparations | Sidransky David | NJ | D |  | S.m | -342 | 15.01 | 19 | -23 | -22 | 80 | D | 508 | 9 | 188 | 109 | 90 | 111 | 92 | 24 | -4 | -5 | -22 | -35 | -36 |  | 
5/13/16 18:00  | 5/13/16  | ADXS | Health | Drug | Pharmaceutical Preparations | McKearn Thomas J | NJ | D |  | S | -31 | 7.45 | 7 | -4 | -5 | 82 | D | 177 | -61 | -46 | 35 | -19 | -21 | -2 | -3 | -3 | 4 | 11 | 92 | 39 |  | 
5/2/16 16:32  | 5/2/16  | ADXS | Health | Drug | Pharmaceutical Preparations | Petit Robert | NJ | O | Chief Sc | S | -21 | 7.51 | 7 | -3 | -2 | 125 | D | 185 | -54 | -39 | 13 | -6 | -15 | -18 | -11 | -2 | -8 | 19 | 7 | 1 |  | 
5/2/16 16:31  | 5/2/16  | ADXS | Health | Drug | Pharmaceutical Preparations | O'Connor Daniel | NJ | O | CEO | S | -62 | 7.51 | 7 | -8 | -3 | 308 | D | 185 | -54 | -39 | 13 | -6 | -15 | -18 | -11 | -2 | -8 | 19 | 7 | 1 |  | 
4/1/16 16:32  | 3/31/16  | ADXS | Health | Drug | Pharmaceutical Preparations | Petit Robert | NJ | O | Chief Sc | S | -30 | 9.13 | 11 | -3 | -3 | 128 | D | 188 | -37 | -11 | -22 | 54 | 15 | -2 | 8 | 0 | 3 | -17 | -11 | 18 | -13 | 
3/18/16 18:00  | 3/16/16  | ADXS | Health | Drug | Pharmaceutical Preparations | McKearn Thomas J | NJ | D |  | S | -116 | 8.25 | 8 | -14 | -14 | 86 | D | 66 | -30 | -59 | -2 | 19 | 40 | -5 | -5 | 12 | 6 | 19 | 2 | 35 | 3 | 
2/25/16 18:00  | 2/24/16  | ADXS | Health | Drug | Pharmaceutical Preparations | Bonstein Sara | NJ | O | CFO | S | -84 | 5.58 | 4 | -15 | -16 | 80 | D | 12 | -32 | -57 | -52 | -31 | -13 | -3 | -8 | 3 | 33 | 55 | 47 | 136 | 52 | 
2/1/16 18:01  | 1/29/16  | ADXS | Health | Drug | Pharmaceutical Preparations | Petit Robert | NJ | O | Chief Sc | S | -21 | 6.88 | 9 | -3 | -2 | 131 | D | 48 | -33 | -57 | -46 | -38 | -14 | 0 | -3 | -6 | -10 | -16 | 11 | 20 | 26 | 
2/1/16 18:01  | 1/29/16  | ADXS | Health | Drug | Pharmaceutical Preparations | O'Connor Daniel | NJ | O | CEO | S | -61 | 6.88 | 9 | -9 | -3 | 313 | D | 48 | -33 | -57 | -46 | -38 | -14 | 0 | -3 | -6 | -10 | -16 | 11 | 20 | 26 | 
12/21/15 18:00  | 12/17/15  | ADXS | Health | Drug | Pharmaceutical Preparations | Berman Richard J | NJ | D |  | S | -178 | 12.39 | 11 | -14 | -15 | 84 | D | 187 | 145 | -43 | -25 | -13 | -1 | 15 | 44 | 0 | -5 | -44 | -20 | -32 | -35 | 
11/3/15 16:31  | 10/30/15  | ADXS | Health | Drug | Pharmaceutical Preparations | Petit Robert | NJ | O | Chief Sc | S | -35 | 12.26 | 12 | -3 | -2 | 133 | D | 231 | 289 | -30 | -19 | -23 | 26 | 20 | -3 | 5 | 14 | -3 | -50 | -45 | -33 | 
11/3/15 16:30  | 10/30/15  | ADXS | Health | Drug | Pharmaceutical Preparations | O'Connor Daniel | NJ | O | CEO | S | -102 | 12.26 | 12 | -8 | -2 | 332 | D | 231 | 289 | -30 | -19 | -23 | 26 | 20 | -3 | 5 | 14 | -3 | -50 | -45 | -33 | 
10/27/15 16:30  | 10/26/15  | ADXS | Health | Drug | Pharmaceutical Preparations | Mayes, Gregory T. | NJ | O | COO | S | -224 | 11.63 | 15 | -19 | -14 | 120 | D | 226 | 233 | -43 | -37 | -43 | 8 | 2 | 14 | 7 | 4 | -2 | -46 | -35 | -32 | 
10/22/15 16:30  | 10/20/15  | ADXS | Health | Drug | Pharmaceutical Preparations | Mauro David J | NJ | O | Chief Me | S | -248 | 10.08 | 18 | -25 | -13 | 166 | D | 166 | 242 | -59 | -46 | -39 | -2 | -6 | -9 | 5 | 25 | 11 | -31 | -9 | -11 | 
8/24/15 17:36  | 8/20/15  | ADXS | Health | Drug | Pharmaceutical Preparations | Adage Capital Partners Gp LLC | MA | T |  | P.m | 4,246 | 14.15 | 15 | 300 | 2 | 17,577 | I | 429 | 360 | 69 | -37 | -20 | -9 | -13 | -10 | -1 | 14 | 21 | -12 | -51 | 7 | 
8/4/15 16:31  | 7/31/15  | ADXS | Health | Drug | Pharmaceutical Preparations | Petit Robert | NJ | O | Chief Sc | S | -45 | 15.44 | 16 | -3 | -2 | 136 | D | 388 | 464 | 65 | -12 | -24 | -15 | -13 | -3 | 3 | -5 | -11 | -27 | -56 | -27 | 
8/4/15 16:30  | 7/31/15  | ADXS | Health | Drug | Pharmaceutical Preparations | O'Connor Daniel | NJ | O | CEO | S | -130 | 15.44 | 16 | -8 | -2 | 339 | D | 388 | 464 | 65 | -12 | -24 | -15 | -13 | -3 | 3 | -5 | -11 | -27 | -56 | -27 | 
5/4/15 16:26  | 4/30/15  | ADXS | Health | Drug | Pharmaceutical Preparations | Adage Capital Partners Gp LLC | MA | T |  | P | 9,500 | 19.00 | 33 | 500 | 10 | 5,639 | I | 163 | 501 | 447 | 73 | 36 | -17 | -23 | -12 | -2 | 7 | 53 | -8 | -37 | -60 | 
2/20/15 16:02  | 2/18/15  | ADXS | Health | Drug | Pharmaceutical Preparations | Adage Capital Partners Gp LLC | MA | T |  | P | 5,136 | 7.50 | 15 | 685 | 15 | 5,139 | I | -37 | 54 | 197 | 179 | -9 | -18 | 14 | 16 | 4 | 18 | 52 | 163 | 80 | -24 | 
5/9/14 15:17  | 5/9/14  | ADXS | Health | Drug | Pharmaceutical Preparations | Berman Richard J | NJ | D |  | S | -38 | 2.63 | 1 | -15 | -100 | 0 | D | -85 | -61 | -29 | -43 | -12 | 0 | 7 | -13 | -1 | -1 | 26 | -1 | 13 | 617 | 
4/2/14 06:09  | 3/31/14  | ADXS | Health | Drug | Pharmaceutical Preparations | O'Connor Daniel | NJ | DO | CEO | P | 10 | 3.00 | 1 | 3 | 1 | 311 | D | -80 | -74 | -44 | -30 | -42 | -33 | -36 | 3 | -1 | -4 | -10 | 1 | 7 | 393 | 
10/29/13 19:31  | 10/24/13  | ADXS | Health | Drug | Pharmaceutical Preparations | O'Connor Daniel | NJ | DO | CEO | P.a | 54 | 4.00 | 1 | 14 | 28 | 61 | D | -80 | -32 | -55 | 13 | -38 | -25 | 1 | 7 | -1 | -1 | -2 | 20 | -31 | -15 | 
10/29/13 19:25  | 10/24/13  | ADXS | Health | Drug | Pharmaceutical Preparations | Patton James P | NJ | D |  | P.d | 100 | 4.00 | 1 | 25 | 40 | 88 | D | -80 | -32 | -55 | 13 | -38 | -25 | 1 | 7 | -1 | -1 | -2 | 20 | -31 | -15 | 
10/29/13 19:23  | 10/24/13  | ADXS | Health | Drug | Pharmaceutical Preparations | Appel Roni | NJ | D |  | P.d | 50 | 4.00 | 1 | 13 | 28 | 57 | D | -80 | -32 | -55 | 13 | -38 | -25 | 1 | 7 | -1 | -1 | -2 | 20 | -31 | -15 | 
10/28/13 21:51  | 10/24/13  | ADXS | Health | Drug | Pharmaceutical Preparations | Rosenblum Mark J | NJ | O | CFO | P.d | 48 | 4.00 | 1 | 12 | 110 | 23 | D | -80 | -37 | -58 | 8 | -43 | -21 | -28 | 0 | 4 | -1 | 1 | 31 | -34 | -10 | 
10/28/13 21:49  | 10/24/13  | ADXS | Health | Drug | Pharmaceutical Preparations | Petit Robert | NJ | O | Chief Sc | P.d | 51 | 4.00 | 1 | 13 | 282 | 17 | D | -80 | -37 | -58 | 8 | -43 | -21 | -28 | 0 | 4 | -1 | 1 | 31 | -34 | -10 | 
10/28/13 21:30  | 10/24/13  | ADXS | Health | Drug | Pharmaceutical Preparations | O'Connor Daniel | NJ | DO | CEO | P.d | 54 | 4.00 | 1 | 14 | 28 | 61 | D | -80 | -37 | -58 | 8 | -43 | -21 | -28 | 0 | 4 | -1 | 1 | 31 | -34 | -10 | 
10/28/13 21:26  | 10/22/13  | ADXS | Health | Drug | Pharmaceutical Preparations | Moore Thomas A | NJ | D |  | M.d | 163 | 4.00 | 1 | 41 | 33 | 165 | D | -80 | -37 | -58 | 8 | -43 | -21 | -28 | 0 | 4 | -1 | 1 | 31 | -34 | -10 | 
7/10/13 20:40  | 11/20/12  | ADXS | Health | Drug | Pharmaceutical Preparations | Berman Richard J | NJ | D |  | S.dm | -25 | 0.0365 | 0 | -678 | -27 | 1,816 | D | -81 | -62 | 9 | -60 | -10 | -5 | 0 | 3 | 0 | 7 | -35 | -7 | -18 | -39 | 
2/19/10 11:21  | 2/12/10  | ADXS | Health | Drug | Pharmaceutical Preparations | Berman Richard J | NJ | D |  | S | -122 | 0.1600 | 0 | -761 | -100 | 0 | D | 23 | 374 | 78 | 51 | 25 | 27 | 6 | -2 | -4 | 2 | 14 | 13 | -11 | -17 | 
10/30/07 11:44  | 10/25/07  | ADXS | Health | Drug | Pharmaceutical Preparations | Rothman John F | NJ | O | VP Clini | P | 11 | 0.1800 | 0 | 61 | 28 | 276 | D | -23 | -5 | -41 | -20 | 14 | -20 | -17 | 11 | 1 | 0 | -8 | -25 | -25 | -80 | 
10/30/07 11:42  | 10/25/07  | ADXS | Health | Drug | Pharmaceutical Preparations | Cobb Fredrick D | NJ | O | VP Finan | P | 7 | 0.1800 | 0 | 41 | 82 | 90 | D | -23 | -5 | -41 | -20 | 14 | -20 | -17 | 11 | 1 | 0 | -8 | -25 | -25 | -80 | 
10/26/07 10:05  | 10/23/07  | ADXS | Health | Drug | Pharmaceutical Preparations | Moore Thomas A | NJ | DO | CB , CEO | P.d | 400 | 0.1500 | 0 | 2,667 | New | 2,667 | D | -28 | -17 | -47 | -28 | 7 | -31 | -22 | -16 | 8 | 11 | 3 | -22 | -44 | -78 | 
3/1/07 11:09  | 2/23/07  | ADXS | Health | Drug | Pharmaceutical Preparations | Rothman John F | NJ | O | VP of Cl | P.d | 22 | 0.1600 | 0 | 135 | 168 | 215 | D |  | -40 | -11 | -4 | -6 | -3 | 0 | 0 | 21 | 9 | 38 | 91 | 16 | -22 | 
3/1/07 11:06  | 2/23/07  | ADXS | Health | Drug | Pharmaceutical Preparations | Cobb Fredrick D | NJ | O | VP Finan | P.d | 8 | 0.1600 | 0 | 50 | New | 50 | D |  | -40 | -11 | -4 | -6 | -3 | 0 | 0 | 21 | 9 | 38 | 91 | 16 | -22 | 
1/10/07 16:02  | 1/25/06  | ADXS | Health | Drug | Pharmaceutical Preparations | Appel Roni | NJ | DT |  | P.dm | 244 | 0.1971 | 0 | 1,238 | 45 | 3,976 | D |  | -19 | -26 | 7 | -2 | 14 | -1 | -11 | 1 | 7 | 4 | 100 | 93 | -5 | 
7/27/05 14:50  | 6/22/05  | GXPT | Other | Other | Non-Operating Establishments | Appel Roni | NJ | DO | CFO | P | 150 | 1.00 | 0 | 150 | 7 | 2,383 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |