12/22/23 11:56  | 12/20/23  | AVK | Fund | CEF | Closed-End Funds | Maitland Tracy V | NY | DOH | CB,P,CEO | S | -80 | 11.17 | 0 | -7 | -17 | 34 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/18/23 16:50  | 7/14/23  | AVK | Fund | CEF | Closed-End Funds | Maitland Tracy V | NY | DOH | CB,P,CEO | S.m | -690 | 11.69 | 0 | -59 | -37 | 102 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/18/23 16:47  | 7/14/23  | AVK | Fund | CEF | Closed-End Funds | Advent Capital Management /De/ | NY | H | INVESTME | S.m | -690 | 11.69 | 0 | -59 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/29/21 17:00  | 12/27/21  | AVK | Fund | CEF | Closed-End Funds | Maitland Tracy V | NY | DOH | CB,P,CEO | S.m | -1,675 | 17.81 | 0 | -94 | -48 | 100 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/29/21 16:57  | 12/27/21  | AVK | Fund | CEF | Closed-End Funds | Advent Capital Management /De/ | NY | H | INVESTME | S.m | -1,675 | 17.81 | 0 | -94 | -61 | 59 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/24/21 14:42  | 11/22/21  | AVK | Fund | CEF | Closed-End Funds | Seizert Gerald L | IL | DH | Trustee | S | -443 | 18.52 | 0 | -24 | -49 | 25 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/5/20 16:39  | 1/31/20  | AVK | Fund | CEF | Closed-End Funds | Seizert Gerald L | IL | DH | Trustee | S | -441 | 15.48 | 0 | -29 | -46 | 34 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/31/20 15:41  | 1/29/20  | AVK | Fund | CEF | Closed-End Funds | Seizert Gerald L | IL | DH | Trustee | S.m | -927 | 15.54 | 0 | -60 | -55 | 49 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/15/19 10:29  | 4/11/19  | AVK | Fund | CEF | Closed-End Funds | Smart Michael A | IL | DH | Trustee | S.m | -21 | 14.99 | 0 | -1 | -93 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/13/19 15:44  | 2/13/19  | AVK | Fund | CEF | Closed-End Funds | Smart Michael A | IL | DH | Trustee | S | -22 | 14.50 | 0 | -2 | -50 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/31/18 15:03  | 12/28/18  | AVK | Fund | CEF | Closed-End Funds | Smart Michael A | IL | DH | Trustee | S | -2 | 12.43 | 0 | 0 | -4 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/27/18 16:45  | 12/26/18  | AVK | Fund | CEF | Closed-End Funds | Smart Michael A | IL | DH | Trustee | S.m | -6 | 12.27 | 0 | -1 | -14 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/5/17 11:40  | 8/30/17  | AVK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -963 | 16.11 | 0 | -60 | -2 | 2,358 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/30/17 11:18  | 8/28/17  | AVK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -699 | 16.02 | 0 | -44 | -2 | 2,418 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/28/17 12:04  | 8/24/17  | AVK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -287 | 16.03 | 0 | -18 | -1 | 2,461 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/24/17 11:42  | 8/22/17  | AVK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -393 | 15.98 | 0 | -25 | -1 | 2,479 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/22/17 14:55  | 8/21/17  | AVK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -17 | 16.00 | 0 | -1 | 0 | 2,504 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/18/17 11:52  | 8/17/17  | AVK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -116 | 16.04 | 0 | -7 | 0 | 2,505 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/14/17 12:37  | 8/10/17  | AVK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -138 | 16.18 | 0 | -9 | 0 | 2,512 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/10/17 13:09  | 8/8/17  | AVK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -603 | 16.39 | 0 | -37 | -1 | 2,521 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/8/17 12:21  | 8/4/17  | AVK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -69 | 16.45 | 0 | -4 | 0 | 2,557 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/3/17 16:36  | 8/1/17  | AVK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -1,059 | 16.59 | 0 | -64 | -2 | 2,561 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/9/15 12:14  | 1/12/15  | AVK | Fund | CEF | Closed-End Funds | Latronica Paul | NY | H | Portfoli | S.a | -5 | 16.22 | 1 | 0 | -50 | 0 | D | 13 | -2 | -9 | -1 | 5 | 4 | 2 | 1 | 0 | 2 | 2 | 5 | -4 | -25 | 
1/16/15 12:33  | 1/12/15  | AVK | Fund | CEF | Closed-End Funds | Latronica Paul | NY | H | Portfoli | S | -5 | 16.22 | 2 | 0 | -50 | 0 | D | 9 | -8 | -10 | 4 | -3 | 0 | 1 | 0 | 1 | 3 | 5 | 9 | 4 | -20 | 
2/20/14 12:47  | 2/18/14  | AVK | Fund | CEF | Closed-End Funds | Barnes Randall C | IL | DH | Trustee | S | -45 | 18.78 | 1 | -2 | -100 | 0 | I | 30 | 19 | 14 | 7 | 2 | 4 | 2 | 0 | 0 | 1 | 0 | -2 | 4 | -4 | 
1/22/14 17:44  | 1/9/14  | AVK | Fund | CEF | Closed-End Funds | Barnes Randall C | IL | DH | Trustee | S.m | -94 | 18.75 | 1 | -5 | -68 | 2 | I | 37 | 18 | 10 | 7 | 6 | 2 | 1 | 0 | 0 | -3 | 0 | 0 | 2 | -7 | 
12/11/12 14:40  | 12/11/12  | AVK | Fund | CEF | Closed-End Funds | Black Daniel | IL | DH | Trustee | S | -43 | 16.04 | 2 | -3 | -60 | 2 | D | 6 | 16 | 10 | 1 | -6 | 3 | -2 | -1 | 0 | 0 | 7 | 8 | 11 | 21 | 
10/31/11 14:33  | 10/25/11  | AVK | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T |  | S | -1 | 14.99 | 2 | 0 | -100 | 0 | I | 28 | -4 | -15 | -10 | 4 | 13 | 9 | 7 | -1 | -3 | -9 | 5 | 5 | 15 | 
7/11/11 17:16  | 5/3/11  | AVK | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T |  | S.m | -15 | 19.11 | 2 | -1 | -100 | 0 | I | 89 | 31 | 10 | -3 | 2 | 5 | 3 | 0 | -1 | -2 | -21 | -25 | -13 | -10 | 
7/11/11 17:15  | 5/24/11  | AGC | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T |  | S.m | -9 | 9.46 | 1 | -1 | -100 | 0 | I | 71 | 17 | 3 | -6 | -2 | 3 | 2 | 0 | -2 | -2 | -24 | -29 | -23 | -19 | 
6/8/11 17:15  | 6/6/11  | AVK | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T |  | S | -1 | 18.60 | 1 | 0 | -100 | 0 | I | 73 | 30 | 8 | -8 | -3 | -4 | -3 | -2 | 0 | 0 | 6 | -12 | -15 | -12 | 
5/13/11 11:45  | 4/21/11  | AVK | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T |  | S | -12 | 19.18 | 1 | -1 | -100 | 0 | I | 95 | 23 | 11 | 2 | -2 | 1 | 0 | 1 | 0 | -1 | -7 | -16 | -20 | -12 | 
5/3/11 10:22  | 3/28/11  | AVK | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T |  | S | -3 | 19.89 | 1 | 0 | -100 | 0 | I | 87 | 20 | 13 | 5 | -1 | 0 | 3 | 2 | 0 | -1 | -2 | -6 | -15 | -11 | 
5/3/11 10:19  | 1/3/11  | AVK | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T |  | S.m | -43 | 18.67 | 1 | -2 | -100 | 0 | I | 87 | 20 | 13 | 5 | -1 | 0 | 3 | 2 | 0 | -1 | -2 | -6 | -15 | -11 | 
3/17/11 17:40  | 12/4/09  | AVK | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T |  | S.m | -162 | 14.87 | 2 | -11 | -100 | 0 | I | 141 | 25 | 16 | 12 | 2 | -2 | -5 | -2 | 1 | 3 | 0 | -5 | -16 | -6 | 
3/17/11 16:54  | 1/11/10  | AVK | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T |  | S.m | -143 | 16.52 | 2 | -9 | -100 | 0 | I | 141 | 25 | 16 | 12 | 2 | -2 | -5 | -2 | 1 | 3 | 0 | -5 | -16 | -6 | 
3/17/11 16:51  | 12/7/09  | AGC | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T |  | S.m | -32 | 8.13 | 1 | -4 | -100 | 0 | I | 143 | 23 | 10 | 7 | 2 | 1 | -2 | -3 | 1 | 4 | -1 | -7 | -25 | -23 | 
11/15/10 15:22  | 11/15/10  | AVK | Fund | CEF | Closed-End Funds | Black Daniel | IL | DH | Trustee | S | -9 | 18.20 | 3 | -1 | -10 | 4 | D | 82 | 31 | 13 | 8 | 3 | 0 | 0 | -2 | 0 | -1 | 0 | 11 | 12 | -9 | 
11/12/10 11:53  | 11/11/10  | AVK | Fund | CEF | Closed-End Funds | Black Daniel | IL | DH | Trustee | S | -9 | 18.31 | 3 | -1 | -9 | 5 | D | 77 | 31 | 14 | 10 | 4 | 1 | 2 | 0 | -1 | -1 | -2 | 8 | 11 | -11 | 
11/10/10 15:44  | 11/10/10  | AVK | Fund | CEF | Closed-End Funds | Black Daniel | IL | DH | Trustee | S | -9 | 18.25 | 3 | -1 | -8 | 5 | D | 64 | 32 | 12 | 11 | 5 | 2 | 2 | 1 | 0 | -4 | -2 | 9 | 11 | -8 | 
10/12/10 10:33  | 10/7/10  | AVK | Fund | CEF | Closed-End Funds | Barnes Randall C | IL | DH | Trustee | S | -178 | 17.76 | 3 | -10 | -31 | 22 | M | 109 | 30 | 8 | 13 | 8 | 2 | 2 | 1 | 1 | 0 | 3 | 5 | 16 | -13 | 
8/18/10 16:13  | 8/13/10  | AVK | Fund | CEF | Closed-End Funds | Barnes Randall C | IL | DH | Trustee | S | 0 | 16.88 | 1 | 0 | 0 | 19 | D | 5 | 36 | 13 | 4 | 8 | 1 | -1 | 0 | 0 | 0 | 4 | 9 | 21 | 4 | 
6/9/10 18:05  | 6/3/10  | AVK | Fund | CEF | Closed-End Funds | Smart Michael A | IL | DH | Trustee | S | -16 | 15.70 | 2 | -1 | -100 | 0 | D | -20 | 33 | 8 | -4 | -12 | -6 | -2 | -3 | 2 | 5 | 4 | 14 | 21 | 31 | 
10/29/09 15:22  | 10/29/09  | AVK | Fund | CEF | Closed-End Funds | Seizert Gerald L | IL | DH | Trustee | S | -36 | 14.55 | 1 | -3 | -8 | 31 | M | -29 | 43 | 32 | 10 | 0 | -2 | -6 | -5 | 2 | 0 | 3 | 7 | 27 | 35 | 
6/18/08 16:22  | 6/18/08  | AVK | Fund | CEF | Closed-End Funds | Nyberg Ronald | IL | DH | Trustee | S.a | -17 | 22.77 | 1 | -1 | -98 | 0 | D | 11 | -10 | 3 | 12 | -2 | -2 | -2 | 2 | 0 | -2 | -10 | -22 | -63 | -41 | 
3/30/07 11:59  | 3/29/07  | AVK | Fund | CEF | Closed-End Funds | Black Daniel | IL | DH | Trustee | S | -42 | 27.84 | 1 | -2 | -46 | 2 | D | 45 | 21 | 9 | 2 | 0 | 5 | 5 | 1 | 0 | 2 | 1 | 1 | -4 | -17 | 
1/3/07 13:06  | 1/3/07  | AVK | Fund | CEF | Closed-End Funds | Black Daniel | IL | DH | Trustee | S | -14 | 28.26 | 2 | -1 | -13 | 3 | D | 29 | 37 | 21 | 8 | 9 | 2 | 1 | 1 | -1 | -2 | 1 | 1 | 4 | -11 |