PFN - Pimco Income Strategy Fund II - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	6	32	0	2	2	6	9	14	6
P	%wins				94	84	72	84	78	91	84
S	%ret	1	4	11	0	-0	-1	-1	-3	7	0
S	%wins				82	73	55	55	64	27	59

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/10/20 18:14	1/9/20	PFN	Fund	CEF	Closed-End Funds	Cogan Sarah E	CA	D		P	11	10.78	0	1	New	1	D
1/28/15 19:08	1/27/15	PFN	Fund	CEF	Closed-End Funds	Gallagher Bradford K	CA	D		P	51	10.23	4	5	New	5	D	9	11	0	1	4	4	2	1	0	0	0	1	-4	-9
11/12/14 10:36	10/31/14	PFL	Fund	CEF	Closed-End Funds	Brigade Leveraged Capital Structures Fund Ltd.	E9	T		S	0	0.00	1	-2	-100	0	D	18	18	8	5	5	4	2	1	0	-3	-3	-3	-4	-9
2/26/14 21:20	2/25/14	PFN	Financ	NtBnk	National Commercial Banks	Ubs AG	V8	T		P	0	0.00	2	0	0	1	I	26	1	11	7	2	1	1	0	0	0	0	7	9	10
2/4/14 16:45	2/3/14	PFN	Financ	NtBnk	National Commercial Banks	Ubs AG	V8	T		P	0	0.00	2	0	0	1	I	23	-3	5	0	2	0	-2	0	0	0	1	5	9	10
1/5/12 14:06	12/30/11	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	0	9.19	2	0		0	I	19	1	-10	14	7	5	2	2	0	1	7	10	18	31
1/5/12 14:06	12/30/11	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	0	9.20	2	0	-100	0	I	19	1	-10	14	7	5	2	2	0	1	7	10	18	31
9/13/11 15:10	9/6/11	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	6	9.58	1	1		0	I	43	4	-8	-9	-8	4	-2	-1	-1	-3	-7	-4	11	30
9/13/11 15:10	9/6/11	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-6	9.58	1	-1	-100	0	I	43	4	-8	-9	-8	4	-2	-1	-1	-3	-7	-4	11	30
7/11/11 17:33	6/21/11	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	11	10.66	2	1		0	I	99	17	14	5	2	2	1	0	0	0	-13	-18	-10	6
7/11/11 17:33	6/21/11	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-11	10.66	2	-1	-100	0	I	99	17	14	5	2	2	1	0	0	0	-13	-18	-10	6
5/3/11 15:46	1/5/11	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	182	10.35	2	18		0	I	150	26	8	4	1	2	2	1	1	2	2	0	-8	2
5/3/11 15:46	1/5/11	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-182	10.38	2	-18	-100	0	I	150	26	8	4	1	2	2	1	1	2	2	0	-8	2
3/21/11 11:30	12/7/09	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	150	9.86	3	15		0	I	222	19	11	11	4	0	-1	0	0	-1	-1	2	-10	2
3/21/11 11:30	12/7/09	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-149	9.81	3	-15	-100	0	I	222	19	11	11	4	0	-1	0	0	-1	-1	2	-10	2
3/21/11 11:17	4/29/10	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	60	9.95	3	6		0	I	222	19	11	11	4	0	-1	0	0	-1	-1	2	-10	2
3/21/11 11:17	4/29/10	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-60	9.97	3	-6	-100	0	I	222	19	11	11	4	0	-1	0	0	-1	-1	2	-10	2
3/10/11 16:23	10/19/10	PFN	Fund	CEF	Closed-End Funds	Brigade Leveraged Capital Structures Fund Ltd.	E9	T		P.am	0	0.00	3	1	98	2	D	300	20	13	11	6	2	1	1	0	-1	-1	4	-6	3
1/28/11 16:37	10/19/10	PFN	Fund	CEF	Closed-End Funds	Brigade Leveraged Capital Structures Fund Ltd.	E9	T		P.m	71	88.00	2	1	98	2	D	105	10	8	1	8	4	3	1	1	1	4	4	4	4
12/15/10 15:34	12/14/10	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	482	9.64	3	50	5	973	D	170	12	4	-3	-8	-5	-4	-2	1	3	8	14	18	3
12/14/10 19:19	12/13/10	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,199	9.37	3	128	16	923	D	167	11	6	-4	-8	-6	-5	-4	1	4	7	16	20	2
5/26/10 15:56	5/25/10	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	206	8.77	5	24	3	795	D	-15	58	2	-8	-5	-1	0	2	-1	0	11	17	19	33
5/21/10 14:47	5/20/10	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	883	8.83	5	100	15	771	D	-16	61	1	-10	-8	-5	-3	-4	4	2	14	21	20	35
5/11/10 20:12	5/11/10	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	68	8.95	5	8	1	671	D	-14	74	9	-5	-4	-3	-5	0	0	1	-1	18	23	32
5/10/10 20:33	5/10/10	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	658	9.00	5	73	12	664	D	-16	76	7	-8	-6	-6	-7	-5	0	0	-1	18	24	32
5/7/10 19:44	5/7/10	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	959	8.75	5	110	23	590	D	-16	76	6	-11	-7	-6	-8	-6	3	3	1	20	26	34
11/13/09 16:14	11/10/09	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	1	9.50	2	0		0	I	-22	70	65	16	10	1	5	2	1	1	5	12	5	25
11/13/09 16:14	11/10/09	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-1	9.48	2	0	-100	0	I	-22	70	65	16	10	1	5	2	1	1	5	12	5	25
10/9/09 16:41	10/5/09	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	0	9.87	2	0		0	I	-30	40	102	32	13	4	-2	2	0	-1	-2	11	10	27
10/9/09 16:41	10/5/09	PFN	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	0	9.35	2	0	-100	0	I	-30	40	102	32	13	4	-2	2	0	-1	-2	11	10	27
12/31/08 06:31	12/14/07	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	1,075	14.75	2	73	76	169	D	-59	-54	-49	-31	3	30	9	3	1	23	10	-18	30	97
12/17/07 13:27	12/14/07	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	1,075	14.75	3	73	76	169	D	1	-14	-21	-9	-10	-4	-4	-3	1	1	7	-15	1	-65
10/26/07 16:40	10/22/07	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	344	16.56	2	21	28	96	D	11	-4	-11	0	-2	-5	-5	-1	0	1	-6	-6	-11	-50
5/31/07 14:03	5/22/07	PFN	Financ	InvAdv	Investment Advice	Allianz Global Investors of America L P	CA	H	Affiliat	S.m	-120	19.31	2	-6	-100	0	D	30	15	7	3	1	1	1	1	0	0	1	-12	-17	-17
5/31/07 11:03	5/22/07	PFN	Fund	CEF	Closed-End Funds	Pimco Advisors Fund Management LLC		H	Affiliat	S.m	-120	19.31	2	-6	-100	0	D	30	15	7	3	1	1	1	1	0	0	1	-12	-17	-17
12/20/05 11:04	12/19/05	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	175	17.46	4	10	15	75	D		-3	3	0	1	1	0	1	0	1	4	11	12	16
12/20/05 10:11	12/16/05	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P.a	575	17.42	4	33	103	65	D		-3	3	0	1	1	0	1	0	1	4	11	12	16
12/20/05 10:02	12/15/05	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P.a	296	17.43	4	17	113	32	D		-3	3	0	1	1	0	1	0	1	4	11	12	16
12/19/05 10:32	12/16/05	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	575	17.42	4	33	103	65	D		-4	2	-1	1	0	-1	-1	1	3	5	12	13	18
12/19/05 09:24	12/15/05	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	296	17.43	4	17	113	32	D		-4	2	-1	1	0	-1	-1	1	3	5	12	13	18
12/13/05 12:08	12/6/05	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	89	17.80	3	5	50	15	D		-4	3	-3	1	-1	0	0	0	0	3	11	11	17
11/30/05 09:46	11/28/05	PFN	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	176	17.64	3	10	New	10	D		-6	3	0	0	0	-2	0	0	1	3	8	9	17
10/4/05 11:39	10/3/05	PFN	Fund	CEF	Closed-End Funds	Kennedy Raymond G	NY	O	VP, Port	P	538	17.95	3	30	250	42	D			-2	0	0	-4	0	0	0	2	0	3	11	16
4/20/05 15:35	4/19/05	PFN	Fund	CEF	Closed-End Funds	Kennedy Raymond G	CA	O	VP,Portf	P	215	17.94	2	12	New	12	D				-8	-8	-4	-4	-2	0	1	0	1	2	11

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y