2/14/25 14:48  | 2/11/25  | SRV | Fund | CEF | Closed-End Funds | Swank Jerry V | TX | H | See Rema | S | -171 | 46.77 | 0 | -4 | -36 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/11/24 12:43  | 12/10/24  | SRV | Fund | CEF | Closed-End Funds | Alban John | TX | DH | Trustee | S | -49 | 44.76 | 0 | -1 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/26/24 10:45  | 11/21/24  | SRV | Fund | CEF | Closed-End Funds | Mullins Andrea | TX | D |  | P | 6 | 41.80 | 0 | 0 | 33 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/25/24 11:48  | 11/21/24  | SRV | Fund | CEF | Closed-End Funds | Musgrave John M. | TX | O | CEO,P | P | 32 | 41.80 | 0 | 1 | 33 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/25/24 11:19  | 11/21/24  | SRV | Fund | CEF | Closed-End Funds | Sunderland Todd | TX | H | Portfoli | P | 2 | 41.80 | 0 | 0 | 40 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/10/24 09:48  | 9/9/24  | SRV | Fund | CEF | Closed-End Funds | Mullins Andrea | TX | D |  | P | 19 | 42.65 | 0 | 0 | New | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/24/24 19:25  | 6/21/24  | SRV | Fund | CEF | Closed-End Funds | Alban John | TX | DH | Trustee | S | -42 | 41.74 | 0 | -1 | -53 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/7/23 11:33  | 12/5/23  | SRV | Fund | CEF | Closed-End Funds | Sunderland Todd | TX | H | Portfoli | P | 0 | 0.3700 | 0 | 0 | New | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/20/23 10:36  | 7/19/23  | SRV | Fund | CEF | Closed-End Funds | Alban John | TX | H | Trustee | P | 39 | 39.04 | 0 | 1 | 122 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/9/23 11:12  | 2/7/23  | SRV | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -238 | 36.19 | 0 | -7 | -3 | 208 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/30/23 12:28  | 1/27/23  | SRV | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -172 | 36.60 | 0 | -5 | -2 | 215 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/14/22 09:29  | 11/10/22  | SRV | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -163 | 36.50 | 0 | -4 | -2 | 220 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/1/22 12:59  | 10/31/22  | SRV | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -95 | 36.25 | 0 | -3 | -1 | 224 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/4/22 17:27  | 10/3/22  | SRV | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -126 | 33.65 | 0 | -4 | -2 | 227 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/26/22 17:25  | 9/26/22  | SRV | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -14 | 31.70 | 0 | 0 | 0 | 231 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/31/22 13:02  | 2/8/22  | SRV | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -40 | 32.68 | 0 | -1 | -1 | 231 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/14/22 10:10  | 2/11/22  | SRV | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -6 | 32.50 | 0 | 0 | 0 | 231 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/8/22 10:46  | 2/7/22  | SRV | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -110 | 32.96 | 0 | -3 | -1 | 232 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/24/21 16:04  | 11/22/21  | SRV | Fund | CEF | Closed-End Funds | Bruce Brian R | TX | DH | Trustee | P | 3 | 32.98 | 0 | 0 | 11 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/29/21 15:57  | 9/27/21  | SRV | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | P | 439 | 32.46 | 0 | 14 | 6 | 236 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/12/17 17:05  | 4/20/16  | SRV | Fund | CEF | Closed-End Funds | Bruce Brian R | TX | H | Trustee | S | 0 | 10.90 | 0 | 0 | -100 | 0 | D | -45 | 65 | 16 | 11 | 13 | 5 | 2 | -2 | 0 | 0 | 9 | 5 |  |  | 
3/23/16 11:20  | 8/21/15  | SRV | Fund | CEF | Closed-End Funds | Bruce Brian R | TX | H | Trustee | S | -6 | 3.17 | 0 | -2 | -100 | 0 | D | -70 | -45 | -22 | 14 | 32 | 5 | 4 | -2 | -4 | -5 | 10 | 21 | 29 | 42 | 
7/27/15 16:51  | 7/23/15  | SRV | Fund | CEF | Closed-End Funds | Swank Jerry V | TX | DO | CEO | P.m | 82 | 3.27 | 0 | 25 | 24 | 131 | I | -51 | -58 | -26 | -19 | -14 | -7 | -4 | -1 | 2 | 4 | -6 | -23 | -47 | -18 | 
2/18/15 13:40  | 2/18/15  | SRV | Fund | CEF | Closed-End Funds | Swank Jerry V | TX | DO | CEO | P | 107 | 4.28 | 0 | 25 | 31 | 106 | D | -36 | -41 | -48 | -45 | -28 | 5 | -1 | 2 | -1 | 0 | -5 | -2 | -17 | -55 | 
2/10/15 15:51  | 2/9/15  | SRV | Fund | CEF | Closed-End Funds | Alban John | TX | O | CFO,Trea | P | 9 | 4.38 | 0 | 2 | 222 | 3 | D | -34 | -40 | -46 | -45 | -30 | -29 | 6 | 2 | 0 | -1 | -4 | -6 | -21 | -61 | 
3/18/13 12:01  | 3/15/13  | SRV | Fund | CEF | Closed-End Funds | Spears Daniel L | TX | O | EVP,Secr | P | 4 | 7.71 | 0 | 1 | 8 | 7 | I | -7 | -14 | -7 | 6 | -4 | -3 | -2 | -2 | 1 | 4 | 3 | 5 | 5 | 15 | 
3/15/13 16:31  | 3/15/13  | SRV | Fund | CEF | Closed-End Funds | Alban John | TX | O | CFO,Trea | P | 8 | 7.83 | 0 | 1 | New | 1 | D | -9 | -16 | -10 | 4 | -5 | -5 | -5 | -4 | 1 | 2 | 2 | 6 | 4 | 16 | 
12/21/12 10:43  | 12/17/12  | SRV | Fund | CEF | Closed-End Funds | Swank Jerry V | TX | DOH | CEO,P,Tr | P | 72 | 7.17 | 0 | 10 | 14 | 81 | D | -9 | -9 | -11 | -15 | -10 | -3 | -5 | 1 | -1 | -1 | 11 | 14 | 12 | 23 | 
6/1/12 12:13  | 5/31/12  | SRV | Fund | CEF | Closed-End Funds | Spears Daniel L | TX | O | EVP,Secr | P | 17 | 8.39 | 0 | 2 | 48 | 6 | I | 22 | -12 | -5 | -14 | -9 | -8 | -5 | -5 | 0 | 0 | -3 | 11 | -6 | 8 | 
12/30/11 12:24  | 12/28/11  | SRV | Fund | CEF | Closed-End Funds | Bruce Brian R | TX | D |  | P | 51 | 9.00 | 0 | 6 | New | 6 | D | 30 | -5 | -9 | 4 | -2 | -3 | 2 | -2 | -1 | 2 | 6 | 13 | -5 | -7 | 
6/21/11 11:25  | 6/20/11  | SRV | Fund | CEF | Closed-End Funds | Spears Daniel L | TX | O | EVP,Secr | P | 9 | 9.38 | 0 | 1 | 31 | 4 | I | 97 | 22 | 1 | -8 | -8 | -10 | -8 | -4 | 4 | 7 | 7 | 1 | -2 | 1 | 
10/21/10 10:16  | 10/19/10  | SRV | Fund | CEF | Closed-End Funds | McMillan Edward N | TX | D |  | S | -133 | 9.04 | 0 | -15 | -50 | 15 | I | -13 | 51 | 4 | 9 | 8 | 8 | 1 | 0 | 1 | 1 | 7 | 20 | 22 | 11 | 
3/15/10 19:30  | 3/12/10  | SRV | Fund | CEF | Closed-End Funds | Trout Ronald Paul | TX | D |  | P | 16 | 8.23 | 0 | 2 | 200 | 3 | D | -32 | 107 | 53 | 15 | -4 | -4 | -4 | 1 | -1 | 1 | 8 | 0 | 4 | 33 | 
12/16/09 13:24  | 12/14/09  | SRV | Fund | CEF | Closed-End Funds | McMillan Edward N | TX | D |  | S | -49 | 8.02 | 0 | -6 | -29 | 15 | D | -33 | 33 | 34 | 36 | 25 | 14 | 11 | 5 | 7 | 6 | 16 | 9 | 5 | 33 | 
12/16/09 13:24  | 12/14/09  | SRV | Fund | CEF | Closed-End Funds | McMillan Edward N | TX | D |  | P | 62 | 8.25 | 0 | 8 | 101 | 15 | D | -33 | 33 | 34 | 36 | 25 | 14 | 11 | 5 | 7 | 6 | 16 | 9 | 5 | 33 | 
9/16/09 16:17  | 9/14/09  | SRV | Fund | CEF | Closed-End Funds | Swank Jerry V | TX | DO | P,CEO | P | 301 | 6.02 | 0 | 50 | 999% | 54 |  |  |  |  |  |  |  |  |  | 3 | 6 | 10 | 33 | 48 | 51 | 
7/3/08 17:11  | 7/2/08  | SRV | Fund | CEF | Closed-End Funds | Swank Capital, LLC | TX | H | Affiliat | S | -253 | 17.08 | 0 | -15 | -62 | 9 | I |  |  | 10 | 1 | -2 | -3 | 3 | 3 | -4 | 0 | 1 | -11 | -71 | -58 | 
7/2/08 16:41  | 6/30/08  | SRV | Fund | CEF | Closed-End Funds | Swank Capital, LLC | TX | H | Affiliat | S.m | -558 | 17.02 | 0 | -33 | -58 | 24 | I |  |  | 10 | 0 | -3 | -5 | 0 | 1 | -1 | -3 | -2 | -15 | -75 | -60 | 
6/27/08 17:40  | 6/25/08  | SRV | Fund | CEF | Closed-End Funds | Swank Capital, LLC | TX | H | Affiliat | S.m | -97 | 17.00 | 0 | -6 | -9 | 57 | I |  |  | 9 | 5 | -1 | -4 | -2 | 2 | 3 | 3 | 2 | -14 | -75 | -56 | 
6/25/08 16:18  | 6/23/08  | SRV | Fund | CEF | Closed-End Funds | Swank Capital, LLC | TX | H | Affiliat | S.m | -114 | 16.99 | 0 | -7 | -10 | 63 | I |  |  | 11 | 6 | -3 | -4 | -6 | -5 | 1 | 1 | 2 | -13 | -68 | -58 | 
1/23/08 12:41  | 1/8/08  | SRV | Fund | CEF | Closed-End Funds | Spears Daniel L | TX | H | Partner | P | 3 | 16.20 | 0 | 0 | 7 | 3 | I |  |  |  | -9 | 0 | 0 | -2 | -1 | 0 | 4 | 4 | 8 | 12 | -57 | 
12/28/07 14:40  | 12/20/07  | SRV | Fund | CEF | Closed-End Funds | Swank Capital, LLC | TX | H | Affiliat | P | 907 | 15.12 | 0 | 60 | 650 | 69 | I |  |  |  | -17 | -2 | -2 | 5 | 1 | 0 | 3 | 6 | 9 | 9 | -74 | 
12/21/07 16:32  | 12/19/07  | SRV | Fund | CEF | Closed-End Funds | McMillan Edward N | TX | D |  | P | 66 | 15.02 | 0 | 4 | 54 | 13 | I |  |  |  | -22 | -14 | -10 | -4 | 1 | 3 | 1 | 3 | 5 | 11 | -49 | 
10/25/07 17:20  | 10/23/07  | SRV | Fund | CEF | Closed-End Funds | Swank Jerry V | TX | O | P,CEO | P | 71 | 17.75 | 0 | 4 | New | 4 | I |  |  |  |  | -9 | -7 | -7 | -3 | 1 | 2 | -9 | -4 | 3 | -25 | 
9/10/07 11:18  | 9/6/07  | SRV | Fund | CEF | Closed-End Funds | Trout Ronald Paul | TX | D |  | P.m | 19 | 19.10 | 0 | 1 | New | 1 | D |  |  |  |  |  |  |  | -1 | 0 | 0 | 0 | -15 | -16 | -7 | 
8/31/07 15:24  | 8/29/07  | SRV | Fund | CEF | Closed-End Funds | McMillan Edward N | TX | D |  | P | 158 | 19.44 | 0 | 8 | 160 | 13 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/29/07 16:08  | 8/28/07  | SRV | Fund | CEF | Closed-End Funds | Watson Brian Douglas | TX | O | VP,Asst. | P | 10 | 19.72 | 0 | 1 | New | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/29/07 16:08  | 8/27/07  | SRV | Fund | CEF | Closed-End Funds | Swank Jerry V | TX | DO | P,C.E.O. | P | 79 | 19.63 | 0 | 4 | New | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/29/07 16:07  | 8/28/07  | SRV | Fund | CEF | Closed-End Funds | Fordyce Mark William | TX | O | CFO,Trea | P | 10 | 19.50 | 0 | 1 | New | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |