PFNX - Pfenex Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	7	38	-1	-3	0	-6	-17	-25	-9
S	%wins				55	71	55	61	68	93	67

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/30/20 16:33	9/29/20	PFNX	Health	Drug	Pharmaceutical Preparations	Weiss Asset Management LP	MA	T		S	-1,274	12.74	0	-100	-2	4,220	I
6/17/20 17:16	6/16/20	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S.d	-8	10.23	0	-1	-1	90	D
6/17/20 17:16	6/16/20	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	M.d	3	3.38	0	1	1	90	D
3/3/20 18:04	3/2/20	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S.d	-193	11.24	0	-17	-16	90	D
3/3/20 18:04	3/2/20	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	M.d	58	3.38	0	17	23	90	D
11/27/19 20:41	11/27/19	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S	-30	10.03	0	-3	-3	90	D
9/16/19 20:32	9/13/19	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S.m	-60	10.01	0	-6	-6	93	D
9/10/19 16:15	9/6/19	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S	-48	8.00	0	-6	-6	99	D
9/13/18 16:25	9/11/18	PFNX	Health	Drug	Pharmaceutical Preparations	Schimmelpennink Evert B.	CA	DO	See Rema	P	50	5.04	0	10	60	27	D
9/13/18 16:18	9/11/18	PFNX	Health	Drug	Pharmaceutical Preparations	Schneider Phillip M	CA	D		P	55	4.99	0	11	New	11	I
8/24/18 16:27	8/22/18	PFNX	Health	Drug	Pharmaceutical Preparations	Campbell Robin	CA	D		P	24	4.85	0	5	New	5	I
6/12/17 16:07	6/12/17	PFNX	Health	Drug	Pharmaceutical Preparations	Grenfell-Gardner Jason	CA	D		P	45	4.51	0	10	New	10	D
5/17/17 18:53	5/16/17	PFNX	Health	Drug	Pharmaceutical Preparations	Lady Patricia	CA	O	Chief Ac	M.d	1	0.3100	1	2	133	4	D	-65	-31	-51	-39	-20	-4	-1	-10
5/17/17 18:53	5/16/17	PFNX	Health	Drug	Pharmaceutical Preparations	Lady Patricia	CA	O	Chief Ac	S.d	-10	4.78	1	-2	-36	4	D	-65	-31	-51	-39	-20	-4	-1	-10
1/10/17 18:21	1/6/17	PFNX	Health	Drug	Pharmaceutical Preparations	Signet Healthcare Partners Accredited Partnership III LP	NY	T		S	-4	9.50	1	0	0	557	D	22	-6	8	6	-4	0	-1	1	-2	-20	-19	-49
1/6/17 17:28	1/4/17	PFNX	Health	Drug	Pharmaceutical Preparations	Signet Healthcare Partners Accredited Partnership III LP	NY	T		S.m	-73	9.50	1	-8	-1	557	D	27	-14	9	2	-1	2	-3	4	4	-3	-18	-46
12/30/16 17:16	12/28/16	PFNX	Health	Drug	Pharmaceutical Preparations	Signet Healthcare Partners Accredited Partnership III LP	NY	T		S.m	-233	9.66	1	-24	-4	559	D	28	-26	10	6	-16	-1	-1	-5	-2	2	-12	-35
12/28/16 15:30	12/23/16	PFNX	Health	Drug	Pharmaceutical Preparations	Signet Healthcare Partners Accredited Partnership III LP	NY	T		S.m	-1,002	9.58	1	-105	-16	565	D	34	-19	23	9	0	-3	4	0	1	-1	-14	-38
12/23/16 15:02	12/21/16	PFNX	Health	Drug	Pharmaceutical Preparations	Signet Healthcare Partners Accredited Partnership III LP	NY	T		S.m	-105	9.61	1	-11	-2	590	D	26	-22	17	3	1	7	2	0	4	-3	-11	-38
11/22/16 17:15	11/21/16	PFNX	Health	Drug	Pharmaceutical Preparations	Lady Patricia	CA	O	Chief Ac	S.d	-20	9.87	1	-2	-42	3	D	23	-32	56	18	3	23	7	-11	6	0	1	-22
11/22/16 17:15	11/21/16	PFNX	Health	Drug	Pharmaceutical Preparations	Lady Patricia	CA	O	Chief Ac	M.d	1	0.3100	1	2	250	3	D	23	-32	56	18	3	23	7	-11	6	0	1	-22
11/15/16 20:02	11/15/16	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S	-50	10.04	0	-5	-5	102	D	15	-32	55	-2	7	15	27	1	7	-5	-12	-27
8/18/16 18:35	8/18/16	PFNX	Health	Drug	Pharmaceutical Preparations	Lady Patricia	CA	O	Chief Ac	S.d	-19	9.42	1	-2	-42	3	D	47	-54	24	55	11	19	-9	-7	-3	-12	-7	15	-11
8/18/16 18:35	8/18/16	PFNX	Health	Drug	Pharmaceutical Preparations	Lady Patricia	CA	O	Chief Ac	M.d	1	0.3100	1	2	250	3	D	47	-54	24	55	11	19	-9	-7	-3	-12	-7	15	-11
5/25/16 16:20	5/24/16	PFNX	Health	Drug	Pharmaceutical Preparations	Lady Patricia	CA	O	Chief Ac	S.d	-13	6.52	1	-2	-49	2	D		-65	-56	-22	-35	-27	-4	5	-1	15	32	32	56
5/25/16 16:20	5/24/16	PFNX	Health	Drug	Pharmaceutical Preparations	Lady Patricia	CA	O	Chief Ac	M.d	1	0.3100	1	2	999%	2	D		-65	-56	-22	-35	-27	-4	5	-1	15	32	32	56
12/17/15 14:25	12/15/15	PFNX	Health	Drug	Pharmaceutical Preparations	Dow Chemical Co /de/	MI	T		S	-7,050	11.75	1	-600	-21	2,221	D		78	-31	-41	-30	-21	0	7	-2	-2	-26	-27	-34	-24
12/3/15 19:32	12/3/15	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S	-21	14.15	1	-2	-1	106	D		98	-22	-31	-7	0	2	-7	1	-9	-11	-35	-41	-30
12/2/15 19:41	12/1/15	PFNX	Health	Drug	Pharmaceutical Preparations	Talbot Henry W. Jr.	CA	O	VP of Op	S	-30	15.08	1	-2	-2	119	D		98	-27	-29	-8	-6	7	-3	-10	-17	-15	-45	-49	-36
12/2/15 16:41	12/1/15	PFNX	Health	Drug	Pharmaceutical Preparations	Liang Bertrand C.	CA	DO	CEO	S	-74	14.88	1	-5	-1	522	D		98	-27	-29	-8	-6	7	-3	-10	-17	-15	-45	-49	-36
11/19/15 17:02	11/18/15	PFNX	Health	Drug	Pharmaceutical Preparations	Lady Patricia	CA	O	Chief Ac	S.d	-28	14.05	1	-2	-59	1	D		79	-17	-29	-11	-18	-16	1	3	10	-14	-41	-53	-27
11/19/15 17:02	11/18/15	PFNX	Health	Drug	Pharmaceutical Preparations	Lady Patricia	CA	O	Chief Ac	M.d	1	0.3100	1	2		1	D		79	-17	-29	-11	-18	-16	1	3	10	-14	-41	-53	-27
11/5/15 16:43	11/4/15	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S	-26	17.54	1	-2	-1	107	D		110	28	-7	-6	5	1	-4	1	-12	-20	-49	-50	-53
11/3/15 18:53	11/2/15	PFNX	Health	Drug	Pharmaceutical Preparations	Liang Bertrand C.	CA	DO	CEO	S	-90	18.01	1	-5	-1	527	D		124	39	-13	-2	21	13	2	-4	-6	-18	-49	-51	-55
10/5/15 16:38	10/2/15	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S	-22	14.98	2	-2	-1	109	D		132	-2	-17	-19	-21	-9	15	-4	-8	4	-35	-45	-50
10/2/15 16:20	10/1/15	PFNX	Health	Drug	Pharmaceutical Preparations	Liang Bertrand C.	CA	DO	CEO	S	-74	14.78	2	-5	-1	532	D		110	-12	-20	-24	-29	-17	-7	5	-4	9	-28	-41	-51
9/4/15 16:21	9/3/15	PFNX	Health	Drug	Pharmaceutical Preparations	Lady Patricia	CA	O	Chief Ac	S.d	-41	20.48	3	-2	-59	1	D		193	42	3	0	6	-2	-6	2	5	-14	-35	-55	-64
9/4/15 16:21	9/3/15	PFNX	Health	Drug	Pharmaceutical Preparations	Lady Patricia	CA	O	Chief Ac	M.d	1	0.3100	3	2		1	D		193	42	3	0	6	-2	-6	2	5	-14	-35	-55	-64
9/4/15 16:18	9/3/15	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S	-31	20.91	3	-2	-1	110	D		193	42	3	0	6	-2	-6	2	5	-14	-35	-55	-64
9/2/15 16:51	9/1/15	PFNX	Health	Drug	Pharmaceutical Preparations	Liang Bertrand C.	CA	DO	CEO	S	-105	21.02	3	-5	-1	537	D		213	55	3	-7	18	2	2	-4	-4	-28	-30	-63	-67
8/6/15 17:33	8/5/15	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S	-31	20.75	3	-2	-1	111	D		243	205	56	8	-11	-8	-3	0	-4	9	-3	-48	-47
8/4/15 18:00	8/3/15	PFNX	Health	Drug	Pharmaceutical Preparations	Liang Bertrand C.	CA	DO	CEO	S	-104	20.84	3	-5	-1	542	D		257	203	55	7	-7	-3	-1	-1	-12	1	-13	-56	-59
7/7/15 17:33	7/6/15	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S	-29	19.17	4	-2	-1	112	D			168	17	12	11	5	4	-9	6	2	-19	-44	-60
7/2/15 17:37	7/1/15	PFNX	Health	Drug	Pharmaceutical Preparations	Liang Bertrand C.	CA	DO	CEO	S	-98	19.63	4	-5	-1	547	D			177	18	15	11	2	8	5	-1	10	-21	-34	-54
6/3/15 21:42	6/3/15	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S	-30	20.08	3	-2	-1	114	D			150	40	36	52	17	9	-8	-13	-3	7	-25	-66
6/2/15 18:10	6/1/15	PFNX	Health	Drug	Pharmaceutical Preparations	Liang Bertrand C.	CA	DO	CEO	S	-94	18.70	3	-5	-1	552	D			151	39	31	52	16	12	2	-5	-3	8	-21	-65
5/5/15 16:26	5/4/15	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S	-20	13.25	3	-2	-1	115	D			63	95	-7	-26	-16	-5	1	0	55	58	37	-34
5/1/15 21:34	5/1/15	PFNX	Health	Drug	Pharmaceutical Preparations	Liang Bertrand C.	CA	DO	CEO	S	-67	13.49	3	-5	-1	557	D			59	93	-9	-30	-9	-9	6	5	54	63	38	-34
4/30/15 14:46	4/29/15	PFNX	Health	Drug	Pharmaceutical Preparations	Signet Healthcare Partners Accredited Partnership III LP	NY	T		S	-27,796	14.57	3	-1,908	-76	593	D			82	99	1	-16	-8	-11	-5	-7	35	50	18	-40
4/30/15 14:44	4/29/15	PFNX	Health	Drug	Pharmaceutical Preparations	Gale James C	NY	D		S	-27,796	14.57	3	-1,908	-76	593	I			82	99	1	-16	-8	-11	-5	-7	35	50	18	-40
4/29/15 16:22	4/29/15	PFNX	Health	Drug	Pharmaceutical Preparations	Dow Chemical Co /de/	MI	T		S	-32,524	14.57	3	-2,232	-44	2,821	M			83	107	0	-16	-6	-11	-5	-7	30	56	21	-39
4/2/15 20:31	4/2/15	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S.d	-26	17.62	3	-2	-1	117	D			130	135	32	19	17	2	-1	-3	-27	15	-14	-40
4/2/15 19:21	4/1/15	PFNX	Health	Drug	Pharmaceutical Preparations	Liang Bertrand C.	CA	DO	CEO	S	-76	15.27	3	-5	-1	562	D			130	135	32	19	17	2	-1	-3	-27	15	-14	-40
3/5/15 17:50	3/4/15	PFNX	Health	Drug	Pharmaceutical Preparations	Lucy Patrick K.	CA	O	Chief Bu	S	-22	14.36	4	-2	-1	118	D			102	80	106	39	2	-7	3	1	24	47	52	-44
3/4/15 16:29	3/2/15	PFNX	Health	Drug	Pharmaceutical Preparations	Liang Bertrand C.	CA	DO	CEO	S	-143	14.32	3	-10	-2	567	D			121	78	115	78	12	-5	3	4	23	45	58	-41
7/31/14 16:12	7/29/14	PFNX	Health	Drug	Pharmaceutical Preparations	Gale James C	CA	D		S.d	-118	0.3100	3	-381	-10	3,395	I								1	0	5	6	44	18	262
7/30/14 17:51	7/29/14	PFNX	Health	Drug	Pharmaceutical Preparations	Signet Healthcare Partners Accredited Partnership III LP	NY	T		S.d	-118	0.3100	3	-381	-10	3,395	D								6	0	2	7	34	22	273

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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