TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	26	158	-0	-0	0	5	7	-3	2
S	%wins				91	71	45	10	26	91	55

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/9/25 12:01	5/8/25	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-432	24.82	0	-17	-1	1,544	I
5/9/25 11:21	5/8/25	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-432	24.82	0	-17	-45	21	I
5/9/25 10:59	5/8/25	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Uw Altschul Helen G	NY	H	Director	S	-432	24.82	0	-17	-64	10	D
4/11/25 16:46	4/8/25	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S.a	-49	24.62	0	-2	-5	39	I
4/11/25 11:37	4/8/25	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uw Altschul Frank	NY	H	Trustee	S	-49	24.62	0	-2	-100	0	D
4/11/25 11:29	4/8/25	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-49	24.62	0	-2	-11	16	I
4/2/25 15:56	4/1/25	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-50	24.83	0	-2	-5	41	I
4/2/25 15:45	4/1/25	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Uw Altschul Helen G	NY	H	Trustee	S	-50	24.83	0	-2	-100	0	D
4/1/25 18:57	4/1/25	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-278	24.83	0	-11	-1	1,561	I
5/23/24 10:58	5/22/24	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-158	24.63	0	-6	-11	50	I
5/23/24 10:44	5/22/24	GAM	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	S	-158	24.63	0	-6	-100	0	D
5/22/24 10:10	5/21/24	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-239	24.65	0	-10	-15	56	I
5/22/24 10:01	5/21/24	GAM	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	S	-239	24.65	0	-10	-60	6	D
5/21/24 11:26	5/20/24	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-169	24.66	0	-7	-9	66	I
5/21/24 11:01	5/20/24	GAM	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	S	-169	24.66	0	-7	-30	16	D
3/13/24 16:53	3/12/24	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-228	25.02	0	-9	-11	73	I
3/13/24 16:21	3/12/24	GAM	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustee	S	-228	25.02	0	-9	-28	23	D
5/26/23 10:56	5/24/23	GAM	Fund	CEF	Closed-End Funds	Siri Von Reis 2012 Family Trust	NY	DH	Chairman	S	0	25.71	0	0	0	11	D
5/25/23 17:00	5/24/23	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	0	25.71	0	0	0	1,591	I
10/13/20 15:45	10/9/20	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S.m	-207	27.66	0	-8	-8	89	I
10/13/20 15:30	10/9/20	GAM	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustees	S.m	-207	27.66	0	-8	-19	32	D
10/13/20 11:12	10/9/20	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S.m	-207	27.66	0	-8	0	1,587	I
2/5/20 15:24	1/24/20	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S.a	-1	27.94	0	0	0	1,594	I
1/24/20 15:59	1/24/20	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-1	27.94	0	0	0	1,511	I
1/24/20 15:32	1/24/20	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-1	27.94	0	0	0	96	I
1/24/20 15:22	1/24/20	GAM	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Director	S	-1	27.94	0	0	0	40	D
10/17/19 09:10	9/5/19	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-11	26.82	0	0	0	96	I
10/17/19 08:49	9/5/19	GAM	Fund	CEF	Closed-End Funds	1975 Trust Fbo Altschul Arthur G Land Trust	NY	H	Trustees	S	-11	26.82	0	0	-1	40	D
10/15/19 15:07	9/5/19	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-11	26.82	0	0	0	1,511	I
9/17/19 16:48	9/16/19	GAM	Fund	CEF	Closed-End Funds	Berens Rodney B	NY	D		S.m	-114	36.73	0	-3	-52	3	D
9/21/18 16:18	9/20/18	GAM	Fund	CEF	Closed-End Funds	Berens Rodney B	NY	D		S.m	-149	37.21	0	-4	-43	5	D
4/25/18 14:25	4/23/18	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-48	33.96	0	-1	0	1,424	I
4/25/18 14:14	4/23/18	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Serena Uad 12 15 72	NY	DH	Chairman	S	-1	33.96	0	0	0	6	D
4/25/18 14:09	4/23/18	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Emily H Uw Altschul F	NY	DH	Chairman	S	-13	33.96	0	0	-16	2	D
4/25/18 14:03	4/23/18	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Emily H U A D 1 9 67	NY	DH	Chairman	S	-34	33.96	0	-1	-2	41	D
4/23/18 15:01	4/20/18	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-34	33.85	0	-1	0	1,426	I
4/23/18 14:44	4/20/18	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Emily H U A D 1 9 67	NY	DH	Chairman	S	-34	33.85	0	-1	-6	15	D
4/19/18 15:43	4/18/18	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-140	34.25	0	-4	0	1,427	I
4/19/18 15:29	4/18/18	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Stephen F U A D 10 22 58	NY	DH	Chairman	S.a	-70	34.25	0	-2	-23	7	D
4/19/18 15:21	4/18/18	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Stephen F Uw Altschul Hg	NY	DH	Chairman	S	-71	34.25	0	-2	-51	2	D
1/26/18 12:01	1/25/18	GAM	Fund	CEF	Closed-End Funds	Berens Rodney B	NY	D		S	-145	36.18	0	-4	-30	9	D
4/7/17 18:46	4/6/17	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-67	33.53	1	-2	-2	96	I	8	23	15	8	0	0	1	0	0	-1	2
4/7/17 18:36	4/6/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Serena Vr Altschul Uad 5/22/71	NY	H	Trustee	S	-67	33.53	1	-2	-24	6	D	8	23	15	8	0	0	1	0	0	-1	2
4/7/17 10:45	4/5/17	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S.m	-292	33.53	1	-9	-1	1,409	I	8	23	15	8	0	0	1	0	0	-1	2
4/7/17 10:32	4/6/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Stephen F Uw Altschul Hg	NY	DH	Chairman	S	-34	33.53	1	-1	-20	4	D	8	23	15	8	0	0	1	0	0	-1	2
4/7/17 10:26	4/6/17	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Emily H U A D 1 9 67	NY	DH	Chairman	S	-101	33.53	1	-3	-16	16	D	8	23	15	8	0	0	1	0	0	-1	2
4/7/17 10:19	4/6/17	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Charles U A D 10 22 58	NY	DH	Chairman	S	-67	33.53	1	-2	-42	3	D	8	23	15	8	0	0	1	0	0	-1	2
4/7/17 10:07	4/5/17	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Stephen F U A D 10 22 58	NY	DH	Chairman	S	-7	33.52	1	0	-2	9	D	8	23	15	8	0	0	1	0	0	-1	2
4/7/17 10:00	4/5/17	GAN	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Charles Uw Altschul Hg	NY	DH	Chairman	S	-16	33.52	0	0	-8	6	D
4/5/17 12:01	4/3/17	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S.m	-144	33.44	1	-4	0	1,333	I	8	22	15	8	1	0	1	0	0	0	2
4/5/17 11:35	4/3/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Charles Uw Altschul Hg	NY	DH	Chairman	S	-50	33.41	1	-2	-19	6	D	8	22	15	8	1	0	1	0	0	0	2
4/5/17 11:21	4/3/17	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Stephen F U A D 10 22 58	NY	DH	Chairman	S.m	-94	33.53	1	-3	-23	9	D	8	22	15	8	1	0	1	0	0	0	2
4/3/17 19:06	3/30/17	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S.m	-520	33.50	1	-16	-14	98	I	9	19	15	8	1	0	1	1	0	1	2
4/3/17 18:37	3/31/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Von Reis Altschul Serena Uw Altschul Helen G	NY	H	Trustee	S	-34	33.53	1	-1	-17	5	D	9	19	15	8	1	0	1	1	0	1	2
4/3/17 18:30	3/31/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Von Reis Altschul Serena Uw Altschul Frank	NY	H	Trustee	S	-10	33.53	1	0	-11	3	D	9	19	15	8	1	0	1	1	0	1	2
4/3/17 18:20	3/30/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Uw Altschul Helen G	NY	H	TTEE/Ben	S.m	-302	33.50	1	-9	-25	27	D	9	19	15	8	1	0	1	1	0	1	2
4/3/17 18:09	3/30/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Uw Altschul Frank	NY	H	TTEE/Ben	S.m	-135	33.50	1	-4	-38	7	D	9	19	15	8	1	0	1	1	0	1	2
3/31/17 20:30	3/30/17	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S.m	-1,123	33.50	1	-34	-2	1,337	I	8	19	14	8	0	1	0	1	0	0	2
3/31/17 20:09	3/31/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Emily H Uw Altschul F	NY	DH	Chairman	S	-10	33.53	1	0	-11	2	D	8	19	14	8	0	1	0	1	0	0	2
3/31/17 20:03	3/31/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Charles Uad 12 15 72	NY	DH	Chairman	S	-34	33.53	1	-1	-35	2	D	8	19	14	8	0	1	0	1	0	0	2
3/31/17 19:48	3/31/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Charles Uw Altschul Hg	NY	DH	Chairman	S	-27	33.53	1	-1	-9	8	D	8	19	14	8	0	1	0	1	0	0	2
3/31/17 19:43	3/31/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Charles Uw Altschul F	NY	DH	Chairman	S	-13	33.53	1	0	-14	3	D	8	19	14	8	0	1	0	1	0	0	2
3/31/17 19:37	3/31/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Stephen F Uw Altschul Hg	NY	DH	Chairman	S	-50	33.53	1	-2	-23	5	D	8	19	14	8	0	1	0	1	0	0	2
3/31/17 19:32	3/31/17	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Stephen F U A D 10 22 58	NY	DH	Chairman	S	-34	33.53	1	-1	-8	12	D	8	19	14	8	0	1	0	1	0	0	2
3/31/17 19:27	3/30/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Serena Uad 12 15 72	NY	DH	Chairman	S	-67	33.49	1	-2	-24	6	D	8	19	14	8	0	1	0	1	0	0	2
3/31/17 19:22	3/30/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Emily H Uad 12 15 72	NY	DH	Chairman	S	-84	33.49	1	-3	-33	5	D	8	19	14	8	0	1	0	1	0	0	2
3/31/17 19:17	3/30/17	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Emily H U A D 1 9 67	NY	DH	Chairman	S	-151	33.49	1	-5	-19	19	D	8	19	14	8	0	1	0	1	0	0	2
3/31/17 19:11	3/30/17	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Charles U A D 10 22 58	NY	DH	Chairman	S	-134	33.49	1	-4	-46	5	D	8	19	14	8	0	1	0	1	0	0	2
3/31/17 19:02	3/30/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uad 12 15 72	NY	DH	Chairman	S	-40	33.49	1	-1	-20	5	D	8	19	14	8	0	1	0	1	0	0	2
3/30/17 15:33	3/27/17	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S.m	-68	33.25	1	-2	-2	114	I	7	19	14	6	-1	1	-1	1	0	0	2
3/30/17 11:59	3/27/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Von Reis Altschul Serena Uw Altschul Frank	NY	H	Trustee	S	-13	33.20	1	0	-12	3	D	7	19	14	6	-1	1	-1	1	0	0	2
3/30/17 11:49	3/27/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Serena Vr Altschul Uad 5/22/71	NY	H	Trustee	S.m	-55	33.26	1	-2	-16	8	D	7	19	14	6	-1	1	-1	1	0	0	2
3/30/17 11:48	3/28/17	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-121	33.60	1	-4	0	1,371	I	7	19	14	6	-1	1	-1	1	0	0	2
3/30/17 11:27	3/28/17	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Emily H U A D 1 9 67	NY	DH	Chairman	S	-32	33.36	1	-1	-4	24	D	7	19	14	6	-1	1	-1	1	0	0	2
3/30/17 11:17	3/28/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Emily H Uad 12 15 72	NY	DH	Chairman	S	-33	33.36	1	-1	-12	8	D	7	19	14	6	-1	1	-1	1	0	0	2
3/30/17 11:10	3/28/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Charles Uad 12 15 72	NY	DH	Chairman	S	-33	33.36	1	-1	-26	3	D	7	19	14	6	-1	1	-1	1	0	0	2
3/28/17 10:50	3/27/17	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-82	33.20	1	-2	0	1,374	I	8	21	13	6	0	0	-1	0	0	1	3
3/28/17 10:30	3/27/17	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Emily H U A D 1 9 67	NY	DH	Chairman	S	-34	33.20	1	-1	-4	25	D	8	21	13	6	0	0	-1	0	0	1	3
3/20/17 19:12	3/17/17	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-10	33.60	1	0	0	116	I	8	21	15	7	3	0	1	1	-1	-1	-1
3/20/17 18:29	3/17/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Serena Vr Altschul Uad 5/22/71	NY	H	Trustee	S	-10	33.60	1	0	-3	10	D	8	21	15	7	3	0	1	1	-1	-1	-1
3/20/17 13:38	3/17/17	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-77	33.60	1	-2	0	1,377	I	8	21	15	7	3	0	1	1	0	-1	-1
3/20/17 12:59	3/17/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Stephen F Uw Altschul Hg	NY	DH	Chairman	S	-34	33.60	1	-1	-13	7	D	8	21	15	7	3	0	1	1	0	-1	-1
3/20/17 12:34	3/17/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Charles Uw Altschul Hg	NY	DH	Chairman	S	-34	33.60	1	-1	-10	9	D	8	21	15	7	3	0	1	1	0	-1	-1
3/17/17 11:07	3/15/17	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S.m	-316	33.48	1	-9	-1	1,379	I	8	22	16	7	3	0	1	0	0	-1	0
3/17/17 10:43	3/16/17	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Stephen F U A D 10 22 58	NY	DH	Chairman	S	-101	33.56	1	-3	-19	13	D	8	22	16	7	3	0	1	0	0	-1	0
3/17/17 10:31	3/15/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Emily H Uw Altschul Hg	NY	DH	Chairman	S	-33	33.43	1	-1	-19	4	D	8	22	16	7	3	0	1	0	0	-1	0
3/17/17 10:19	3/15/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Emily H Uw Altschul F	NY	DH	Chairman	S	-8	33.43	1	0	-8	3	D	8	22	16	7	3	0	1	0	0	-1	0
3/17/17 10:07	3/15/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Serena Uad 12 15 72	NY	DH	Chairman	S	-50	33.43	1	-2	-15	8	D	8	22	16	7	3	0	1	0	0	-1	0
3/17/17 09:54	3/15/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uad 12 15 72	NY	DH	Chairman	S	-67	33.43	1	-2	-25	6	D	8	22	16	7	3	0	1	0	0	-1	0
3/16/17 20:40	3/15/17	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S.m	-124	33.46	1	-4	-3	138	I	8	22	16	7	3	0	0	1	0	-1	0
3/16/17 20:17	3/16/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Serena Vr Altschul Uad 5/22/71	NY	H	Trustee	S	-23	33.56	1	-1	-6	10	D	8	22	16	7	3	0	0	1	0	-1	0
3/16/17 20:11	3/15/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Uw Altschul Frank	NY	H	TTEE/Ben	S	-33	33.43	1	-1	-9	11	D	8	22	16	7	3	0	0	1	0	-1	0
3/14/17 17:12	3/13/17	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S.a	-167	33.37	1	-5	-3	143	I	7	21	15	7	4	-1	0	0	1	1	1
3/14/17 15:15	3/13/17	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-200	33.37	1	-6	0	1,388	I	7	21	15	7	4	-1	0	0	0	1	1
3/14/17 14:37	3/13/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Emily H Uad 12 15 72	NY	DH	Chairman	S	-33	33.37	1	-1	-10	9	D	7	21	15	7	4	-1	0	0	0	1	1
3/14/17 14:20	3/13/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Von Reis Altschul Serena Uw Altschul Helen G	NY	H	Trustee	S	-33	33.37	1	-1	-15	6	D	7	21	15	7	4	-1	0	0	0	1	1
3/14/17 14:02	3/13/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Serena Vr Altschul Uad 5/22/71	NY	H	Trustee	S	-33	33.37	1	-1	-8	11	D	7	21	15	7	4	-1	0	0	0	1	1
3/14/17 13:52	3/13/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Uw Altschul Helen G	NY	H	TTEE/Ben	S	-67	33.37	1	-2	-5	36	D	7	21	15	7	4	-1	0	0	0	1	1
3/14/17 13:45	3/13/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Uw Altschul Frank	NY	H	TTEE/Ben	S	-33	33.37	1	-1	-8	12	D	7	21	15	7	4	-1	0	0	0	1	1
2/15/17 16:05	2/15/16	GAM	Fund	CEF	Closed-End Funds	Grassi Craig Anthony	NY	O	Vice-P	S	-1	33.60	2	0	0	33	I	6	34	12	12	8	4	2	2	0	-1	0
2/3/17 12:23	2/2/17	GAM	Fund	CEF	Closed-End Funds	Trust Fbo James Wagner Altschul, U/a/d 08/20/1998	NY	DH	Chairman	S	-13	32.50	3	0	-60	0	D	7	27	11	15	3	2	1	1	1	1	3	5
2/3/17 12:11	2/2/17	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	D		S	-13	32.50	3	0	0	1,394	I	7	27	11	15	3	2	1	1	1	1	3	5
10/27/16 15:54	10/26/16	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-64	31.77	2	-2	0	1,289	I	-3	-4	1	-3	-2	-3	0	0	0	-2	8	13	20
10/27/16 15:28	10/26/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Stephen F U A D 10 22 58	NY	DH	Chairman	S	-64	31.77	2	-2	-11	16	D	-3	-4	1	-3	-2	-3	0	0	0	-2	8	13	20
10/27/16 11:51	10/24/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uad 12 15 72	NY	DH	Chairman	S	-64	31.90	2	-2	-20	8	D	-3	-4	1	-3	-2	-3	0	0	0	-2	8	13	20
10/26/16 13:17	10/24/16	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-191	31.90	2	-6	0	1,291	I	-3	-5	0	-2	-1	-2	-1	0	0	-1	7	13	19
10/26/16 12:31	10/24/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Charles Uad 12 15 72	NY	DH	Chairman	S	-64	31.90	2	-2	-20	8	D	-3	-5	0	-2	-1	-2	-1	0	0	-1	7	13	19
10/26/16 12:26	10/24/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Serena Uad 12 15 72	NY	DH	Chairman	S	-64	31.90	2	-2	-17	10	D	-3	-5	0	-2	-1	-2	-1	0	0	-1	7	13	19
10/26/16 12:20	10/24/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Emily H Uad 12 15 72	NY	DH	Chairman	S	-64	31.90	2	-2	-17	10	D	-3	-5	0	-2	-1	-2	-1	0	0	-1	7	13	19
10/26/16 12:04	10/24/16	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-64	31.90	2	-2	-2	125	I	-3	-5	0	-2	-1	-2	-1	0	0	-1	7	13	19
10/12/16 17:33	10/10/16	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-59	32.59	2	-2	-1	132	I	0	-1	3	1	-2	-1	-1	-1	0	-1	2	10	16
10/12/16 16:18	10/10/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Von Reis Altschul Serena Uw Altschul Helen G	NY	H	Trustee	S	-33	32.59	2	-1	-13	7	D	0	-1	3	1	-2	-1	-1	-1	0	-1	2	10	16
10/12/16 16:11	10/10/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uw Altschul Frank	NY	H	TTEE/Ben	S	-26	32.59	2	-1	-29	2	D	0	-1	3	1	-2	-1	-1	-1	0	-1	2	10	16
10/12/16 11:21	10/10/16	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-346	32.59	2	-11	-1	1,297	I	0	-1	3	1	-2	-1	-1	-1	0	-1	1	10	16
10/12/16 11:00	10/10/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Stephen F Uw Altschul Hg	NY	DH	Chairman	S	-33	32.59	2	-1	-12	8	D	0	-1	3	1	-2	-1	-1	-1	0	-1	1	10	16
10/12/16 10:54	10/10/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Stephen F Uw Altschul F	NY	DH	Chairman	S	-27	32.59	2	-1	-29	2	D	0	-1	3	1	-2	-1	-1	-1	0	-1	1	10	16
10/12/16 10:44	10/10/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Emily H Uw Altschul Hg	NY	DH	Chairman	S	-33	32.59	2	-1	-16	5	D	0	-1	3	1	-2	-1	-1	-1	0	-1	1	10	16
10/12/16 10:37	10/10/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Emily H U A D 1 9 67	NY	DH	Chairman	S	-98	32.59	2	-3	-10	26	D	0	-1	3	1	-2	-1	-1	-1	0	-1	1	10	16
10/12/16 10:29	10/10/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Charles Uw Altschul Hg	NY	DH	Chairman	S	-33	32.59	2	-1	-9	10	D	0	-1	3	1	-2	-1	-1	-1	0	-1	1	10	16
10/12/16 10:20	10/10/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Charles U A D 10 22 58	NY	DH	Chairman	S	-65	32.59	2	-2	-19	9	D	0	-1	3	1	-2	-1	-1	-1	0	-1	1	10	16
9/26/16 17:51	9/22/16	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S.m	-43	32.88	2	-1	-1	135	I	-3	6	7	8	-1	-1	2	2	0	1	-2	7	14
9/26/16 17:29	9/23/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uw Altschul Frank	NY	H	TTEE/Ben	S	-10	32.79	2	0	-10	3	D	-3	6	7	8	-1	-1	2	2	0	1	-2	7	14
9/26/16 16:03	9/22/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Von Reis Altschul Serena Uw Altschul Helen G	NY	H	Trustee	S	-33	32.91	2	-1	-11	8	D	-3	6	7	8	-1	-1	2	2	0	1	-2	7	14
9/26/16 12:04	9/22/16	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S.m	-207	32.90	2	-6	0	1,307	I	-3	6	7	8	-1	-1	2	2	-1	0	-2	6	13
9/26/16 11:43	9/22/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Serena Uad 12 15 72	NY	DH	Chairman	S	-33	32.91	2	-1	-8	12	D	-3	6	7	8	-1	-1	2	2	-1	0	-2	6	13
9/26/16 11:23	9/22/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Stephen F Uw Altschul Hg	NY	DH	Chairman	S	-33	32.91	2	-1	-10	9	D	-3	6	7	8	-1	-1	2	2	-1	0	-2	6	13
9/26/16 11:14	9/22/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Stephen F U A D 10 22 58	NY	DH	Chairman	S	-33	32.91	2	-1	-5	18	D	-3	6	7	8	-1	-1	2	2	-1	0	-2	6	13
9/26/16 11:05	9/22/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Charles Uw Altschul Hg	NY	DH	Chairman	S	-33	32.91	2	-1	-9	11	D	-3	6	7	8	-1	-1	2	2	-1	0	-2	6	13
9/26/16 10:56	9/22/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Charles U A D 10 22 58	NY	DH	Chairman	S	-33	32.91	2	-1	-9	11	D	-3	6	7	8	-1	-1	2	2	-1	0	-2	6	13
9/20/16 17:25	9/16/16	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-32	32.30	3	-1	-1	137	I	-5	2	4	4	-1	-2	-3	0	1	1	-1	8	15
9/20/16 16:57	9/16/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Von Reis Altschul Serena Uw Altschul Helen G	NY	H	Trustee	S	-32	32.30	3	-1	-10	9	D	-5	2	4	4	-1	-2	-3	0	1	1	-1	8	15
9/20/16 10:34	9/16/16	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-61	32.30	3	-2	0	1,314	I	-5	2	4	4	-1	-2	-3	0	0	1	-1	8	15
9/20/16 10:07	9/16/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Stephen F Uw Altschul Hg	NY	DH	Chairman	S	-29	32.30	3	-1	-9	10	D	-5	2	4	4	-1	-2	-3	0	0	1	-1	8	15
8/19/16 12:11	8/18/16	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-660	33.02	2	-20	-2	1,311	I	-2	-2	17	9	5	1	1	0	0	0	-2	1	12
8/19/16 11:46	8/18/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Emily H U A D 1 9 67	NY	DH	Chairman	S	-330	33.02	2	-10	-26	29	D	-2	-2	17	9	5	1	1	0	0	0	-2	1	12
8/19/16 11:19	8/18/16	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-165	33.02	2	-5	-4	131	I	-2	-2	17	9	5	1	1	0	0	0	-2	1	12
8/19/16 11:14	8/18/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Stephen F U A D 10 22 58	NY	DH	Chairman	S	-165	33.02	2	-5	-21	19	D	-2	-2	17	9	5	1	1	0	0	0	-2	1	12
8/19/16 10:53	8/18/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Uw Altschul Helen G	NY	H	TTEE/Ben	S	-165	33.02	2	-5	-12	38	D	-2	-2	17	9	5	1	1	0	0	0	-2	1	12
6/29/16 12:44	6/22/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Charles U A D 10 22 58	NY	DH	Chairman	S.am	-147	31.28	2	-5	-29	12	D	-9	-12	-5	-3	-1	-6	-2	-4	2	3	8	9	16
6/24/16 15:15	6/22/16	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S.m	-800	31.26	2	-26	-2	1,331	I	-5	-11	1	2	2	0	2	1	-4	-2	3	5	11
6/24/16 15:06	6/22/16	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S.m	-172	31.28	2	-5	-4	136	I	-5	-11	1	2	2	0	2	1	-4	-2	3	5	11
6/24/16 14:46	6/23/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Von Reis Altschul Serena Uw Altschul Frank	NY	H	Trustee	S	-16	31.33	2	-1	-13	3	D	-5	-11	1	2	2	0	2	1	-4	-2	3	5	11
6/24/16 14:44	6/23/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Emily H Uw Altschul Hg	NY	DH	Chairman	S	-31	31.33	2	-1	-14	6	D	-5	-11	1	2	2	0	2	1	-4	-2	3	5	11
6/24/16 14:34	6/22/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Emily H U A D 1 9 67	NY	DH	Chairman	S.m	-185	31.25	2	-6	-13	39	D	-5	-11	1	2	2	0	2	1	-4	-2	3	5	11
6/24/16 14:24	6/23/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Charles Uw Altschul Hg	NY	DH	Chairman	S	-63	31.33	2	-2	-15	12	D	-5	-11	1	2	2	0	2	1	-4	-2	3	5	11
6/24/16 14:15	6/22/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Charles U A D 10 22 58	NY	DH	Chairman	S.m	-147	31.28	2	-5	-29	12	D	-5	-11	1	2	2	0	2	1	-4	-2	3	5	11
6/24/16 14:05	6/23/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uw Altschul Helen G	NY	H	TTEE/Ben	S	-37	31.33	2	-1	-37	2	D	-5	-11	1	2	2	0	2	1	-4	-2	3	5	11
6/24/16 13:56	6/22/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Arthur G Altschul Jr Uad 11/20/64	NY	H	TTEE/Ben	S.m	-56	31.17	2	-2	-100	0	D	-5	-11	1	2	2	0	2	1	-4	-2	3	5	11
6/24/16 13:47	6/22/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Stephen F U A D 10 22 58	NY	DH	Chairman	S.m	-203	31.21	2	-7	-21	24	D	-5	-11	1	2	2	0	2	1	-4	-2	3	5	11
6/24/16 13:27	6/23/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uad 12 15 72	NY	DH	Chairman	S	-63	31.33	2	-2	-17	10	D	-5	-11	1	2	2	0	2	1	-4	-2	3	5	11
6/14/16 14:59	6/13/16	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-100	31.11	1	-3	0	1,356	I	-5	-11	0	1	-1	2	-1	-3	-1	0	3	5	12
6/14/16 14:11	6/13/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Stephen F U A D 10 22 58	NY	DH	Chairman	S	-37	31.11	1	-1	-4	31	D	-5	-11	0	1	-1	2	-1	-3	-1	0	3	5	12
6/14/16 11:48	6/13/16	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-62	31.11	1	-2	-1	142	I	-5	-11	0	1	-1	2	-1	-3	-1	0	3	5	12
6/14/16 11:29	6/13/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Arthur G Altschul Jr Uad 11/20/64	NY	H	TTEE/Ben	S	-62	31.11	1	-2	-53	2	D	-5	-11	0	1	-1	2	-1	-3	-1	0	3	5	12
5/26/16 15:44	5/24/16	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-450	30.83	1	-15	-1	1,359	I	-3	-12	-3	8	-1	1	2	2	0	1	-3	6	9
5/26/16 15:22	5/24/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Serena Uad 12 15 72	NY	DH	Chairman	S	-62	30.83	1	-2	-13	13	D	-3	-12	-3	8	-1	1	2	2	0	1	-3	6	9
5/26/16 14:53	5/24/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Emily H Uad 12 15 72	NY	DH	Chairman	S	-62	30.83	1	-2	-15	12	D	-3	-12	-3	8	-1	1	2	2	0	1	-3	6	9
5/26/16 14:47	5/24/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Charles U A D 10 22 58	NY	DH	Chaiman	S	-80	30.83	1	-3	-14	16	D	-3	-12	-3	8	-1	1	2	2	0	1	-3	6	9
5/26/16 14:23	5/24/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uad 12 15 72	NY	DH	Chairman	S	-92	30.83	1	-3	-20	12	D	-3	-12	-3	8	-1	1	2	2	0	1	-3	6	9
5/25/16 18:30	5/24/16	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-247	30.83	1	-8	-5	144	I	-3	-12	-3	8	-1	0	1	2	0	1	1	7	9
5/25/16 18:04	5/24/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uw Altschul Helen G	NY	H	TTEE/Ben	S	-62	30.83	1	-2	-39	3	D	-3	-12	-3	8	-1	0	1	2	0	1	1	7	9
5/25/16 17:54	5/24/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uw Altschul Frank	NY	H	TTEE/Ben	S	-31	30.83	1	-1	-24	3	D	-3	-12	-3	8	-1	0	1	2	0	1	1	7	9
5/25/16 17:42	5/24/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Arthur G Altschul Jr Uad 11/20/64	NY	H	TTEE/Ben	S	-62	30.83	1	-2	-34	4	D	-3	-12	-3	8	-1	0	1	2	0	1	1	7	9
5/19/16 12:00	5/16/16	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S.a	-12	30.65	1	0	0	1,374	I	-4	-14	-3	7	0	-4	-1	0	0	2	1	8	10
5/18/16 15:37	5/16/16	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-12	30.65	1	0	0	1,374	I	-4	-14	-2	7	-2	-5	-1	-1	0	2	1	9	10
5/18/16 13:01	5/16/16	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-12	30.65	1	0	0	152	I	-4	-14	-2	7	-2	-5	-1	-1	0	2	1	9	10
5/18/16 11:55	5/16/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Arthur G Altschul Jr Uad 11/20/64	NY	H	TTEE/Ben	S	-12	30.65	1	0	-6	6	D	-4	-14	-2	7	-2	-5	-1	-1	0	2	1	9	10
4/29/16 12:39	4/27/16	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S.m	-298	31.86	1	-9	-1	1,374	I	-1	-10	-5	13	3	3	0	-1	-1	-3	-1	3	1
4/29/16 12:15	4/28/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uad 12 15 72	NY	DH	Chairman	S	-19	31.65	1	-1	-4	15	D	-1	-10	-5	13	3	3	0	-1	-1	-3	-1	3	1
4/29/16 12:08	4/27/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Emily H U A D 1 9 67	NY	DH	Chairman	S.m	-72	31.83	1	-2	-5	45	D	-1	-10	-5	13	3	3	0	-1	-1	-3	-1	3	1
4/29/16 11:48	4/27/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Stephen F U A D 10 22 58	NY	DH	Chairman	S	-64	31.89	1	-2	-6	32	D	-1	-10	-5	13	3	3	0	-1	-1	-3	-1	3	1
4/29/16 11:47	4/28/16	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-19	31.65	1	-1	0	152	I	-1	-10	-5	13	3	3	0	-1	-1	-3	-1	3	1
4/29/16 11:35	4/27/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Charles U A D 10 22 58	NY	DH	Chairman	S	-64	31.89	1	-2	-10	19	D	-1	-10	-5	13	3	3	0	-1	-1	-3	-1	3	1
4/28/16 14:11	4/26/16	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S.m	-159	31.82	1	-5	-3	153	I	1	-9	-5	15	4	5	1	1	-1	-3	-3	2	0
4/28/16 13:36	4/26/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Uw Altschul Frank	NY	H	TTEE/Ben	S.m	-64	31.82	1	-2	-14	13	D	1	-9	-5	15	4	5	1	1	-1	-3	-3	2	0
4/28/16 13:23	4/26/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uw Altschul Helen G	NY	H	TTEE/Ben	S.m	-32	31.82	1	-1	-16	5	D	1	-9	-5	15	4	5	1	1	-1	-3	-3	2	0
4/28/16 13:07	4/26/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Arthur G Altschul Jr Uad 11/20/64	NY	H	TTEE/Ben	S.m	-64	31.82	1	-2	-24	6	D	1	-9	-5	15	4	5	1	1	-1	-3	-3	2	0
4/27/16 19:24	4/26/16	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-281	31.75	1	-9	-1	1,384	I	0	-10	-6	13	4	3	1	0	-1	-3	-3	2	0
4/27/16 19:11	4/26/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Emily H U A D 1 9 67	NY	DH	Chairman	S	-74	31.75	1	-2	-5	47	D	0	-10	-6	13	4	3	1	0	-1	-3	-3	2	0
4/27/16 19:04	4/26/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Charles U A D 10 22 58	NY	DH	Chairman	S	-64	31.75	1	-2	-9	21	D	0	-10	-6	13	4	3	1	0	-1	-3	-3	2	0
4/27/16 18:57	4/26/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Stephen F U A D 10 22 58	NY	DH	Chairman	S	-64	31.75	1	-2	-6	34	D	0	-10	-6	13	4	3	1	0	-1	-3	-3	2	0
4/26/16 13:19	4/22/16	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-6	31.76	1	0	0	158	I	0	-10	-5	15	3	4	1	0	0	-1	-3	2	0
4/26/16 12:46	4/22/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Arthur G Altschul Jr Uad 11/20/64	NY	H	TTEE/Ben	S	-6	31.76	1	0	-2	8	D	0	-10	-5	15	3	4	1	0	0	-1	-3	2	0
4/26/16 12:06	4/22/16	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-13	31.76	1	0	0	1,393	I	0	-10	-5	15	3	4	1	0	0	-1	-3	2	0
4/26/16 11:42	4/22/16	GAM	Fund	CEF	Closed-End Funds	Trust F B O Altschul Emily H U A D 1 9 67		DH	Chairman	S	-6	31.76	1	0	0	49	D	0	-10	-5	15	3	4	1	0	0	-1	-3	2	0
4/20/16 15:31	4/18/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uw Altschul Helen G	NY	H	TTEE/Ben	S.m	-63	31.59	1	-2	-24	6	D	1	-9	-3	15	6	2	3	1	0	0	-4	1	0
4/20/16 15:21	4/18/16	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Arthur G Altschul Jr Uad 11/20/64	NY	H	TTEE/Ben	S.m	-63	31.59	1	-2	-19	8	D	1	-9	-3	15	6	2	3	1	0	0	-4	1	0
4/20/16 13:42	4/18/16	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S.m	-126	31.59	1	-4	-2	158	I	1	-9	-3	15	6	2	3	1	0	0	-4	1	0
4/19/16 16:16	4/18/16	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S.m	-126	31.59	1	-4	0	1,393	I	0	-9	-4	12	4	2	3	1	0	0	-4	1	1
1/6/16 16:20	1/6/16	GAM	Fund	CEF	Closed-End Funds	Berens Rodney B	NY	D		S	-117	30.82	2	-4	-26	11	D	0	-6	-9	-2	-3	2	-2	-3	-3	-5	-8	1	1	13
7/29/15 16:46	7/28/15	GAM	Fund	CEF	Closed-End Funds	Altschul Arthur G Jr	NY	D		S	-157	34.12	2	-5	-3	162	I	19	1	-1	-4	-4	-1	-3	-2	0	0	-8	-1	-18	-5
7/29/15 15:42	7/28/15	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Uw Altschul Helen G	NY	H	TTEE/Ben	S	-17	34.12	2	-1	-1	43	D	19	1	-1	-4	-4	-1	-3	-2	1	1	-7	0	-18	-4
7/29/15 15:28	7/28/15	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Uw Altschul Frank	NY	H	TTEE/Ben	S	-34	34.12	2	-1	-6	15	D	19	1	-1	-4	-4	-1	-3	-2	1	1	-7	0	-18	-4
7/29/15 15:13	7/28/15	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Von Reis Altschul Serena Uw Altschul Frank	NY	H	Trustee	S	-14	34.12	2	0	-10	4	D	19	1	-1	-4	-4	-1	-3	-2	1	1	-7	0	-18	-4
7/29/15 14:26	7/28/15	GAM	Fund	CEF	Closed-End Funds	Davidson Spencer	NY	DH	Chairman	S	-225	34.12	2	-7	0	1,330	I	19	1	-1	-4	-4	-1	-3	-2	1	1	-7	0	-18	-4
7/29/15 14:05	7/28/15	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Charles Uad 12 15 72	NY	DH	Chairman	S	-34	34.12	2	-1	-21	4	D	19	1	-1	-4	-4	-1	-3	-2	1	1	-7	0	-18	-4
7/29/15 13:56	7/28/15	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Emily H Uw Altschul Hg	NY	DH	Chairman	S	-34	34.12	2	-1	-12	7	D	19	1	-1	-4	-4	-1	-3	-2	1	1	-7	0	-18	-4
7/29/15 13:20	7/28/15	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Serena Vr Altschul Uad 5/22/71	NY	H	Trustee	S	-34	34.12	2	-1	-8	12	D	19	1	-1	-4	-4	-1	-3	-2	1	1	-7	0	-18	-4
7/29/15 13:11	7/28/15	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uw Altschul Helen G	NY	H	TTEE/Ben	S	-17	34.12	2	-1	-6	8	D	19	1	-1	-4	-4	-1	-3	-2	1	1	-7	0	-18	-4
7/29/15 13:00	7/28/15	GAM	Fund	CEF	Closed-End Funds	Trust Fbo Altschul Arthur G Jr Uw Altschul Frank	NY	H	TTEE/Ben	S	-7	34.12	2	0	-5	4	D	19	1	-1	-4	-4	-1	-3	-2	1	1	-7	0	-18	-4