5/19/21 15:34  | 5/17/21  | CIK | Fund | CEF | Closed-End Funds | Flannery Thomas J. | NY | O | Chief In | S.m | -294 | 3.52 | 0 | -84 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/4/19 17:23  | 1/4/19  | CIK | Fund | CEF | Closed-End Funds | Csam Americas Holding Corp. | NY | H | Affiliat | S | -527 | 2.82 | 0 | -187 | -33 | 374 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/30/17 11:26  | 8/28/17  | CIK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -54 | 3.34 | 0 | -16 | 0 | 5,191 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/28/17 11:50  | 8/24/17  | CIK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -42 | 3.34 | 0 | -13 | 0 | 5,207 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/24/17 10:50  | 8/22/17  | CIK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -470 | 3.34 | 0 | -141 | -3 | 5,220 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/22/17 15:00  | 8/21/17  | CIK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -35 | 3.33 | 0 | -11 | 0 | 5,361 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/18/17 11:42  | 8/16/17  | CIK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -216 | 3.35 | 0 | -65 | -1 | 5,371 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/16/17 11:28  | 8/15/17  | CIK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -160 | 3.34 | 0 | -48 | -1 | 5,436 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/14/17 12:41  | 8/10/17  | CIK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -9 | 3.34 | 0 | -3 | 0 | 5,484 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/10/17 12:12  | 8/8/17  | CIK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -72 | 3.36 | 0 | -21 | 0 | 5,487 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/8/17 12:42  | 8/4/17  | CIK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -160 | 3.40 | 0 | -47 | -1 | 5,508 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/3/17 16:42  | 8/1/17  | CIK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -568 | 3.40 | 0 | -167 | -3 | 5,555 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/2/17 14:21  | 7/31/17  | CIK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -184 | 3.40 | 0 | -54 | -1 | 5,722 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/31/17 12:56  | 7/26/17  | CIK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -330 | 3.40 | 0 | -97 | -2 | 5,776 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/26/17 13:24  | 7/24/17  | CIK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S.m | -122 | 3.43 | 0 | -36 | -1 | 5,873 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/24/17 16:11  | 7/20/17  | CIK | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | S | -125 | 3.43 | 0 | -37 | -1 | 5,909 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/22/16 15:10  | 9/21/16  | CIK | Fund | CEF | Closed-End Funds | Bovarnick Terry Fires | NY | D |  | S | -25 | 3.06 | 0 | -8 | -75 | 3 | D | 6 | 17 | 15 | 7 | 2 | -1 | -1 | 1 | 0 | 2 | 0 | 4 | 12 |  | 
12/8/15 10:19  | 10/29/15  | CIK | Fund | CEF | Closed-End Funds | Bovarnick Terry Fires | NY | D |  | S.a | -25 | 2.90 | 0 | -9 | -53 | 8 | D | -6 | -7 | -7 | 0 | -2 | 1 | -1 | 0 | -2 | -4 | -1 | -1 | 12 | 19 | 
11/3/15 08:51  | 10/29/15  | CIK | Fund | CEF | Closed-End Funds | Bovarnick Terry Fires | NY | D |  | S | -25 | 2.90 | 1 | -9 | -58 | 6 | D | -6 | -8 | -6 | -1 | 3 | 2 | 0 | 1 | 0 | -3 | -2 | -6 | 3 | 14 | 
12/27/11 10:00  | 12/23/11  | CIK | Fund | CEF | Closed-End Funds | Bovarnick Terry Fires | NY | D |  | S | -33 | 3.67 | 0 | -9 | -72 | 4 | D | 31 | 12 | -3 | 5 | 2 | 1 | 1 | 1 | 0 | 1 | 5 | 5 | 10 | 19 | 
12/29/03 12:21  | 12/26/03  | CIK | Fund | CEF | Closed-End Funds | Fox Lawrence Joseph | PA | DH | Audit Co | S | -31 | 4.50 | 1 | -7 | -73 | 3 | D | 12 | 28 | 2 | 9 | 1 | 1 | 0 | -1 | 0 | 1 | 5 | 3 | -4 | 9 | 
12/29/03 12:14  | 12/23/03  | CIK | Fund | CEF | Closed-End Funds | Fox Lawrence Joseph | PA | DH | Audit Co | S.am | -175 | 4.50 | 1 | -39 | -81 | 9 | D | 12 | 28 | 2 | 9 | 1 | 1 | 0 | -1 | 0 | 1 | 5 | 3 | -4 | 9 | 
12/24/03 14:45  | 12/23/03  | CIK | Fund | CEF | Closed-End Funds | Fox Lawrence Joseph | PA | DH | Audit Co | S.m | -239 | 4.51 | 0 | -53 | -85 | 9 | D | 13 | 30 | 2 | 8 | 4 | 0 | 0 | -1 | 0 | 0 | 6 | 1 | -4 | 8 |