Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
11/3/25 21:59	11/3/25	XCPIX	Carlyle Alpinvest Private Markets Fund		Fund	CEF	Closed-End Funds	1	1	P	100	15.50	6		6	D
11/3/25 21:59	11/3/25	XASIX	Carlyle Alpinvest Private Markets Secondaries Fund		Fund	CEF	Closed-End Funds	1	1	P	254	10.00	25		25	D
11/3/25 18:15	10/31/25	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	265	20.39	13	87	28	D
11/3/25 17:40	10/31/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	10	P.m	505	14.57	35		35	D
11/3/25 17:01	11/1/25	LNPIX	Lincoln Partners Group Royalty Fund		Fund	CEF	Closed-End Funds	1	2	P	17,496	10.48	1,670		0	D
11/3/25 12:16	10/30/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	4	P.m	340	11.41	30	2	1,978	I
11/3/25 12:13	10/30/25	PEO	Adams Natural Resources Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-245	21.52	-11	0	2,676	I
11/3/25 12:09	10/30/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	2	3	S.m	-1,583	14.35	-110		6,247	I
11/3/25 12:01	10/30/25	NQP	Nuveen Pennsylvania Quality Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	15	S.m	-6,108	11.69	-523		4,951	I
11/3/25 11:56	10/30/25	ASA	Asa Gold & Precious Metals Ltd		Fund	CEF	Closed-End Funds	1	27	P.m	68,952	39.18	1,760	52	5,119	I
11/3/25 11:50	10/30/25	ECAT	Blackrock Esg Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	20	S.m	-21,554	16.54	-1,303		28,524	I
11/3/25 11:07	10/31/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	1	61	P.m	184	2.63	70	8	956	M
10/31/25 17:50	10/29/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	250	10.47	24	16	173	I
10/31/25 17:06	10/31/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	1	4	P.m	546	24.98	22	1	1,566	D
10/31/25 16:06	10/29/25	AFB	Alliancebernstein National Municipal Income Fund		Fund	CEF	Closed-End Funds	2	12	S.m	-2,390	10.87	-220		3,135	I
10/31/25 15:44	10/30/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	6	P.m	175	14.32	12		12	D
10/30/25 16:39	10/28/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	2	P	228	11.63	20	1	1,647	I
10/30/25 13:39	10/30/25	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	21	13.02	2		2	D
10/29/25 18:03	10/28/25	PAYIX	Prospect Enhanced Yield Fund		Fund	CEF	Closed-End Funds	2	3	P.m	28,750	25.04	1,148		148	D
10/29/25 16:16	10/27/25	SWZ	Total Return Securities Fund		Fund	CEF	Closed-End Funds	1	1	P	6	6.06	1	29	4	D
10/29/25 12:33	10/27/25	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	1	4	P	1	11.73	0	0	41	D
10/28/25 15:59	9/2/25	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	1	2	P	126	4.04	31	1	2,692	D
10/28/25 14:21	8/19/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	2	3	S.m	-193	8.57	-23		1,560	D
10/27/25 19:05	9/17/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	2	2	P	23	18.99	1	0	1,538	D
10/27/25 19:03	10/23/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	1	5	P.m	678	9.38	72	4	2,088	I
10/27/25 16:08	10/24/25	XFLT	Xai Octagon Floating Rate & Alternative Income Trust		Fund	CEF	Closed-End Funds	2	2	P	173	5.25	33		20	D
10/27/25 14:10	10/23/25	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	1	2	P	204	37.80	5	66	14	D
10/24/25 14:34	9/29/25	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	1	2	P	519	9.97	52	4	1,210	D
10/24/25 14:34	9/30/25	MONIX	Monachil Credit Income Fund		Fund	CEF	Closed-End Funds	1	2	S	-519	9.97	-52		1,210	D
10/23/25 15:08	10/22/25	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	1	1	S	-6,686	12.56	-532		3,175	D
10/22/25 20:12	10/20/25	SPMC	Sound Point Meridian Capital, Inc.		Fund	CEF	Closed-End Funds	2	2	P.m	434	15.51	28	19	174	D
10/22/25 16:52	7/28/25	MVF	Blackrock Munivest Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	2	S	-73	6.53	-11	-100	0	D
10/21/25 17:50	10/15/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	2	2	P.m	126	10.62	12	2	543	D
10/21/25 14:34	10/20/25	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	1	S	-23	23.43	-1		158	I
10/20/25 17:30	10/17/25	OPP	Rivernorth/doubleline Strategic Opportunity Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	0	8.27	0	0	6	D
10/17/25 16:51	9/22/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	5	5	P	2,147,954	85.79	25,039		866	D
10/17/25 10:04	10/15/25	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	2	2	P	18	16.21	1	341	1	D
10/17/25 10:03	10/15/25	IAF	Abrdn Australia Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	2	2	P	11	4.60	2	87	5	D
10/16/25 17:41	10/15/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	2	3	S	-1,722	8.18	-211		13,859	I
10/14/25 16:14	8/21/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	250	15.26	16		16	D
10/14/25 11:21	10/13/25	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	16	42.11	0	33	2	D
10/14/25 09:32	10/10/25	FMY	First Trust Mortgage Income Fund		Fund	CEF	Closed-End Funds	1	1	P	3	12.20	0	28	1	D
10/8/25 14:34	10/6/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	7	8	P	1,424	17.58	81	53	233	I
10/8/25 14:15	6/30/25	ARKVX	Ark Venture Fund		Fund	CEF	Closed-End Funds	2	2	S.m	-1,308	37.22	-35		21	D
10/7/25 16:30	10/6/25	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	100	26.63	4	22	21	D
10/6/25 13:29	10/3/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	1	2	P	15,738	24.90	632	39	2,263	D
10/3/25 09:16	10/1/25	XPEPX	Amg Pantheon Fund, LLC		Fund	CEF	Closed-End Funds	1	1	P	25	29.27	1	79	2	D
10/2/25 16:57	10/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	P	100	12.91	8		4	D
10/2/25 13:26	9/30/25	ACP	Abrdn Income Credit Strategies Fund		Fund	CEF	Closed-End Funds	3	3	P	27	5.81	5	264	6	D
10/1/25 17:28	10/1/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	2	2	P	25	22.08	1	3	42	D
10/1/25 17:13	9/29/25	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	1	1	P	75	14.28	5	5	108	I
10/1/25 14:01	10/1/25	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	1	2	P	14	5.61	3	2	141	D
10/1/25 13:58	10/1/25	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	1	2	P	16	6.50	3	2	157	D
9/30/25 16:30	9/26/25	GGZ.E	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	1	1	P	11,500	10.00	1,150		1,150	M
9/30/25 16:30	9/25/25	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	5	8	P.m	288	13.61	21	15	162	D
9/30/25 16:28	9/26/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	3	3	P	17	3.96	4	78	10	D
9/30/25 16:26	9/26/25	AOD	Abrdn Total Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	1	1	P	5	9.48	1	50	2	D
9/30/25 13:40	9/29/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	5	13.68	0	29	2	D
9/29/25 16:01	9/25/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	3	6	P	7,486	2.68	2,797	3	89,001	D
9/29/25 15:39	9/25/25	ASGI	Abrdn Global Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	1	P.m	8	20.43	0	413	1	D
9/26/25 18:30	9/25/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	1	7	S.m	-2,145	11.32	-190		1,740	D
9/25/25 16:55	9/23/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	3	10	P.m	131	48.52	3	1	235	D
9/25/25 16:32	9/24/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	2	2	P	51	17.30	3	7	45	D
9/25/25 14:23	9/25/25	BMC	Bmc Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	37	20.46	2	3	62	I
9/24/25 21:30	9/24/25	ASPJX	Adams Street Private Equity Navigator Fund LLC		Fund	CEF	Closed-End Funds	1	1	P	250	10.67	23		23	D
9/24/25 07:45	9/23/25	EVT	Eaton Vance Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-49	24.32	-2	-100	0	D
9/23/25 13:50	9/19/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	1	8	S.m	-2,531	14.07	-180		3,007	I
9/23/25 13:40	9/19/25	BCIC	Bcp Investment Corp		Fund	CEF	Closed-End Funds	2	2	P	22	12.34	2	13	15	D
9/22/25 10:59	9/19/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	5	11.23	0	8	6	D
9/19/25 16:22	9/19/25	MSFA	Aip Multi-Strategy Fund A		Fund	CEF	Closed-End Funds	1	1	P.e	1	604.50	0		0	D
9/19/25 11:05	9/17/25	JOF	Japan Smaller Capitalization Fund Inc	MD	Fund	CEF	Closed-End Funds	1	1	P	22	10.90	2	463	2	D
9/18/25 16:30	9/16/25	NMFC	New Mountain Finance Corp		Fund	CEF	Closed-End Funds	4	4	P	1,816	9.91	183	2	10,752	I
9/16/25 19:30	9/15/25	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	15	14.80	1	3	34	I
9/16/25 16:47	9/16/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	1	1	P	74	14.85	5	21	29	I
9/16/25 16:43	9/15/25	EDF	Virtus Stone Harbor Emerging Markets Income Fund		Fund	CEF	Closed-End Funds	1	1	P	6	4.98	1		1	D
9/16/25 16:05	9/15/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	1	1	P	40	13.19	3	17	21	D
9/15/25 17:29	9/11/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	14	S.m	-11,704	10.59	-1,105		4,002	I
9/15/25 16:34	9/12/25	GSBD	Goldman Sachs Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	250	11.36	22		22	D
9/15/25 16:28	9/12/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	2	4	P.m	131	15.98	8	1	1,116	D
9/12/25 13:21	9/11/25	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	9	10.82	1	80	2	D
9/11/25 17:03	9/10/25	CRF	Cornerstone Total Return Fund Inc		Fund	CEF	Closed-End Funds	1	2	S.m	-420	7.89	-53		11	D
9/11/25 16:58	9/10/25	CLM	Cornerstone Strategic Investment Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	2	S	-285	8.14	-35		26	D
9/11/25 14:41	9/10/25	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-5	11.35	0	-100	0	D
9/11/25 10:43	9/9/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	1	4	P	1,194	8.61	139	7	2,235	I
9/11/25 09:46	9/10/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	1	5	S.m	-956	24.72	-39		7,520	I
9/10/25 18:52	9/9/25	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	1	1	P	120	16.73	7	29	32	I
9/8/25 19:21	8/8/25	CFND	C1 Fund Inc.		Fund	CEF	Closed-End Funds	3	3	P.m	904	9.51	95	265	131	M
9/8/25 18:50	9/2/25	CAPIX	Calamos Aksia Alternative Credit & Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-4	10.72	0		17	D
9/8/25 14:17	9/4/25	STK	Columbia Seligman Premium Technology Growth Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-4	31.93	0	-100	0	D
9/8/25 14:12	9/4/25	TY	Tri-Continental Corp	MD	Fund	CEF	Closed-End Funds	2	2	S	-8	33.39	0		0	D
9/8/25 08:54	9/5/25	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	-353	13.36	-26		16	D
9/5/25 16:01	9/3/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	2	2	P	72	17.56	4	11	42	I
9/5/25 12:52	9/4/25	BWG	Brandywineglobal-Global Income Opportunities Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	20	8.68	2		2	D
9/5/25 11:59	8/13/25	GLO	Clough Global Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	62	5.60	11	3	362	D
9/4/25 16:38	9/2/25	TPVG	Triplepoint Venture Growth Bdc Corp.		Fund	CEF	Closed-End Funds	2	12	P.m	7,702	6.51	1,182	223	1,713	I
8/29/25 16:17	8/28/25	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	2	2	P	54	15.63	3	21	20	D
8/29/25 14:09	8/29/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	1	1	S	-3	18.81	0		1	D
8/27/25 10:42	8/26/25	RVT	Royce Small-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	P	21	15.99	1	3	41	D
8/27/25 10:42	8/26/25	RGT	Royce Global Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	P	20	12.69	2	3	56	D
8/27/25 10:40	8/26/25	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	P	21	10.16	2	4	60	D
8/26/25 16:24	8/25/25	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	2	2	P	28	12.73	2	21	13	D
8/26/25 16:22	8/25/25	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	MD	Fund	CEF	Closed-End Funds	2	2	P	27	11.34	2	46	8	D
8/22/25 15:30	8/20/25	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	3	3	P	34	44.92	1	38	3	D
8/21/25 16:16	8/20/25	CGBD	Carlyle Secured Lending, Inc.		Fund	CEF	Closed-End Funds	2	2	P	279	13.58	21	25	103	D
8/21/25 12:51	8/19/25	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	S	-14	8.17	-2	0	1,515	I
8/21/25 12:02	8/18/25	TREIX	Thirdline Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	2	S	-1,029	9.88	-104		466	I
8/21/25 11:28	8/20/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	1	1	P	44	14.60	3		3	D
8/20/25 11:04	8/18/25	N.A.	Calamos Aksia Private Equity & Alternatives Fund		Fund	CEF	Closed-End Funds	2	2	P	432	10.03	43	1	5,781	I
8/18/25 16:05	8/15/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	221	14.19	16	45	50	D
8/15/25 16:48	2/10/25	RKMIX	Rockefeller Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	50	20.16	2		2	D
8/15/25 16:39	8/13/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	1	2	P	18	9.87	2	95	4	D
8/15/25 15:37	8/8/25	PBLSX	Amg Pantheon Infrastructure Fund, LLC		Fund	CEF	Closed-End Funds	2	2	P	150	10.03	15		15	D
8/14/25 17:02	8/14/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	1	1	S	-940	67.15	-14		82	D
8/14/25 15:12	8/12/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	1	1	P	100	13.15	8		8	D
8/13/25 16:14	8/13/25	ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund		Fund	CEF	Closed-End Funds	1	2	S	-23	20.09	-1		6	I
8/13/25 15:18	8/12/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	1	1	P	5	10.57	0	1	46	D
8/12/25 19:20	8/8/25	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	1	1	S	-5,400	10.80	-500		8,280	D
8/11/25 15:10	8/5/25	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	1	P	2	9.64	0	25	1	D
8/11/25 14:56	8/11/25	CHI	Calamos Convertible Opportunities & Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-10	10.36	-1	-100	0	D
8/11/25 14:47	8/11/25	CHI	Calamos Convertible & High Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-22	10.90	-2	-100	0	D
8/8/25 16:28	8/6/25	FERLX	First Eagle Real Estate Debt Fund		Fund	CEF	Closed-End Funds	1	1	P	16,000	25.27	633	86	1,368	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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