Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
6/18/25 12:46	6/17/25	ACV	Virtus Diversified Income & Convertible Fund		Fund	CEF	Closed-End Funds	1	1	P	5	21.89	0		0	D
6/18/25 12:46	6/17/25	NCZ	Virtus Convertible & Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	5	12.31	0		0	D
6/18/25 12:45	6/17/25	NIE	Virtus Equity & Convertible Income Fund		Fund	CEF	Closed-End Funds	1	1	P	5	22.97	0		0	D
6/18/25 12:45	6/16/25	NCV	Virtus Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	5	13.59	0		0	D
6/18/25 10:49	6/17/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	3	64	P	207	2.61	79	10	893	M
6/18/25 10:14	6/16/25	GNT	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	1	4	S.m	-455	6.14	-74		1,804	I
6/18/25 10:01	6/16/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	20	P.m	4,013	8.81	455	11	4,479	I
6/18/25 09:58	6/16/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	15	P.m	3,401	9.28	367	10	3,898	I
6/17/25 17:59	5/8/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	7	13	S	-1,926	24.80	-78		2,066	I
6/16/25 16:49	6/16/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	5	6	P	565	15.93	35	27	168	I
6/16/25 14:25	6/13/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	1	1	P	9	21.75	0	6	7	D
6/13/25 20:20	6/11/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	3	4	P.m	143	14.49	10	1	1,220	D
6/13/25 16:22	6/13/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	2	4	P.m	220	10.99	20	765	23	D
6/11/25 16:35	6/11/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	4	4	P	394	11.48	34	5	786	D
6/11/25 16:21	5/12/25	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	1	P	5	9.96	1	50	2	D
6/11/25 16:20	5/12/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	1	1	P	2	3.98	1	50	2	D
6/11/25 16:18	5/12/25	AOD	Abrdn Total Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	1	1	P	2	8.49	0	20	1	D
6/11/25 16:16	5/12/25	AEF	Abrdn Emerging Markets Ex-China Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	5	5.40	1	100	2	D
6/11/25 16:15	5/12/25	ACP	Abrdn Income Credit Strategies Fund		Fund	CEF	Closed-End Funds	1	1	P	6	5.77	1	75	2	D
6/10/25 19:26	6/6/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	194	19.43	10	42	34	I
6/9/25 17:00	5/28/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	3	8	P.m	52	10.36	5	111	10	D
6/9/25 11:13	6/6/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	4	6	P	485	9.06	54	43	179	D
6/5/25 18:38	6/5/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	7	8	S	-570	17.51	-33		474	D
6/5/25 18:38	6/5/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	7	8	P	570	17.51	33	7	474	D
6/5/25 10:48	6/3/25	VKQ	Invesco Municipal Trust	MA	Fund	CEF	Closed-End Funds	1	1	P	50	9.19	5		5	I
6/5/25 10:36	6/3/25	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	3	P	433	7.11	61	4	1,516	I
6/5/25 10:34	6/3/25	MPA	Blackrock Muniyield Pennsylvania Quality Fund	NJ	Fund	CEF	Closed-End Funds	1	22	S.m	-8,330	10.84	-769		1,974	I
6/4/25 17:23	6/2/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	2	2	P	134	9.88	14	749	15	D
6/4/25 08:22	6/3/25	JRS	Nuveen Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-8	7.86	-1	-100	0	D
6/3/25 19:07	5/30/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	2	2	P	3,000	10.48	286	191	436	I
6/3/25 17:57	6/3/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	2	S	-1,676	7.29	-230		13,538	I
6/3/25 16:21	5/30/25	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	122	13.23	9		0	D
6/3/25 16:10	5/30/25	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	128	16.25	8	23	43	D
6/3/25 08:09	4/14/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	4	4	P.m	288	13.11	22	19	136	D
6/2/25 18:22	5/30/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	1	2	P	200	17.38	12	6	218	I
6/2/25 17:41	5/29/25	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	25,000	25.00	1,000		252	I
6/2/25 17:19	5/29/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	15	21.24	1	8	9	I
6/2/25 16:03	5/30/25	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	S	-82	5.11	-16		18	D
6/2/25 12:55	6/2/25	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	2	2	P	32	3.87	8		8	D
6/2/25 12:51	6/2/25	DMO	Western Asset Mortgage Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	2	2	P	32	11.72	3		3	D
5/30/25 19:15	5/29/25	NHS	Neuberger Berman High Yield Strategies Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	112	7.44	15		15	D
5/30/25 14:44	5/28/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	2	3	P.m	6,833	15.87	431	32	1,781	I
5/29/25 16:55	5/27/25	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	2	4	S	-366,749	15.13	-24,240		4,538	I
5/29/25 16:55	5/27/25	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	2	4	P	366,749	15.13	24,240		4,538	I
5/29/25 15:34	5/29/25	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	15	15.01	1		1	D
5/29/25 09:58	5/28/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	11	P.m	2,337	10.80	216	13	1,938	I
5/29/25 08:30	5/27/25	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	1	1	P.m	3	15.76	0	1	33	I
5/28/25 20:48	5/27/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	100	14.45	7	33	28	I
5/28/25 17:05	5/27/25	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	45.84	0		0	D
5/28/25 17:05	5/27/25	HYI	Western Asset High Yield Defined Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	12	11.71	1		1	D
5/28/25 17:05	5/27/25	HIX	Western Asset High Income Fund II Inc.		Fund	CEF	Closed-End Funds	1	1	P	10	4.14	3		3	D
5/28/25 17:04	5/27/25	IGI	Western Asset Investment Grade Opportunity Trust Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	16.30	1		1	D
5/28/25 17:04	5/27/25	MHF	Western Asset Municipal High Income Fund Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	11	7.10	2		2	D
5/28/25 17:04	5/27/25	WDI	Western Asset Diversified Income Fund (Wdi)		Fund	CEF	Closed-End Funds	1	1	P	11	14.63	1		1	D
5/28/25 17:04	5/27/25	SCD	Lmp Capital & Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	15.69	1		1	D
5/28/25 17:04	5/27/25	EHI	Western Asset Global High Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	13	6.38	2		2	D
5/28/25 17:03	5/27/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	2	2	P	20	21.67	1	3	34	D
5/28/25 17:03	5/27/25	MMU	Western Asset Managed Municipals Fund Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	10	9.90	1		1	D
5/28/25 17:03	5/27/25	EMD	Western Asset Emerging Markets Debt Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	12	9.65	1		1	D
5/28/25 17:03	5/27/25	GDO	Western Asset Global Corporate Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	11.36	1		1	D
5/28/25 17:03	5/27/25	BWG	Brandywineglobal-Global Income Opportunities Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	12	8.03	2		2	D
5/28/25 11:30	5/27/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	6	8	P.m	69	10.01	7	3	209	I
5/27/25 17:00	5/22/25	CRF	Cornerstone Total Return Fund Inc		Fund	CEF	Closed-End Funds	1	1	M	18	6.97	3	4	73	D
5/27/25 17:00	5/22/25	CLM	Cornerstone Strategic Investment Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	M	19	7.30	3	2	110	D
5/27/25 15:30	5/23/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	3	6	P	345	12.74	27	0	6,289	D
5/27/25 08:20	5/20/25	ODCYX	Accordant Odce Index Fund		Fund	CEF	Closed-End Funds	1	1	P	100	9.28	11		11	D
5/23/25 16:05	5/21/25	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	1	2	P	115	10.15	11	3	339	D
5/23/25 16:05	5/21/25	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	1	2	P	35	6.80	5	2	281	D
5/22/25 18:28	5/20/25	IAE	Voya Asia Pacific High Dividend Equity Income Fund		Fund	CEF	Closed-End Funds	1	5	P.m	412	6.48	64	4	1,817	I
5/22/25 18:25	5/20/25	SABA	Saba Capital Income & Opportunities Fund II	FL	Fund	CEF	Closed-End Funds	1	8	S.m	-1,445	8.73	-166		2,958	I
5/22/25 18:22	5/20/25	HQL	Abrdn Life Sciences Investors	MA	Fund	CEF	Closed-End Funds	1	14	S.m	-3,160	12.23	-258		3,274	I
5/21/25 09:54	5/19/25	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	1	1	P.a	10	6.66	2	69	4	D
5/21/25 09:48	5/19/25	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P.a	11	5.27	2	78	5	D
5/20/25 16:01	5/20/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	1	1	P	21	7.14	3	11	30	D
5/20/25 12:36	5/19/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	12	P.m	1,976	8.85	223	16	1,627	I
5/20/25 10:25	5/15/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	14	16.22	1	34	3	D
5/19/25 18:49	5/16/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	1	6	P	195	9.54	20	1	1,977	I
5/19/25 18:45	5/15/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	1	10	P.m	1,840	8.38	220	13	1,958	I
5/19/25 18:09	5/15/25	BCAT	Blackrock Capital Allocation Term Trust		Fund	CEF	Closed-End Funds	1	9	S.m	-21,056	14.83	-1,420		11,793	I
5/19/25 16:33	5/16/25	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	1	1	P	13	12.87	1	11	10	D
5/19/25 16:00	5/16/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	3	3	P	13,021	57.98	225	40	792	D
5/19/25 14:42	5/13/25	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	1	1	P	174	4.34	40	2	2,661	D
5/19/25 06:06	5/15/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	3	3	P	340	13.63	25	29	110	D
5/16/25 13:35	5/15/25	DHCIX	Diamond Hill Securitized Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	800	10.36	77	999%	79	D
5/15/25 17:38	5/13/25	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	4	4	P	48	12.45	4	21	23	D
5/15/25 16:15	5/13/25	LRFC	Logan Ridge Finance Corp.		Fund	CEF	Closed-End Funds	2	2	P	20	17.73	1	101	2	D
5/15/25 10:04	5/14/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	2	6	P	11,853	24.95	475	45	1,541	D
5/13/25 17:54	5/13/25	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	50	30.78	2	10	17	D
5/13/25 17:02	5/13/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	2	2	P	102	7.69	13	40	46	D
5/12/25 19:53	5/8/25	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	1	5	P	1,185	25.64	46	5	1,017	I
5/9/25 19:58	5/7/25	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	21,301	10.93	1,949	99	3,911	I
5/9/25 17:49	5/7/25	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	21,301	10.65	2,000	27	9,388	I
5/9/25 17:26	5/9/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	2	2	P	146	5.50	27	2	1,245	D
5/8/25 11:56	5/5/25	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	2	2	P	42	15.12	3	22	16	D
5/8/25 10:06	5/7/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	1	7	P	536	11.24	48	2	2,161	I
5/6/25 19:15	5/5/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	7	P.m	744	7.99	93	2	4,016	I
5/6/25 14:27	4/14/25	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	2	2	P	142	10.64	13	7	203	D
5/6/25 13:54	5/6/25	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	1	3	S.m	-1,829	8.14	-225		1,505	M
5/6/25 13:34	5/5/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	2	3	P	17	18.17	1	20	6	D
5/6/25 13:33	5/5/25	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	10	10.20	1		1	D
5/6/25 13:24	5/5/25	NPFD	Nuveen Variable Rate Preferred & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	9	18.69	1		1	D
5/6/25 13:21	5/5/25	JPC	Nuveen Preferred & Income Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	S	-7	7.78	-1		3	D
5/2/25 18:37	5/1/25	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	1	1	P	1,000	21.46	47	999%	48	D
5/2/25 16:50	4/30/25	FERLX	First Eagle Real Estate Debt Fund		Fund	CEF	Closed-End Funds	1	1	P	8,923	25.16	355	93	735	I
5/2/25 14:29	4/9/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	P.m	103	9.61	11	5	228	D
5/2/25 08:30	5/1/25	BMACX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	250	15.00	17		17	D
5/1/25 15:41	5/1/25	AVK	Advent Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	7	11.21	1	8	8	D
4/30/25 18:00	4/29/25	PRTFT	Tax Free Target Maturity Fund For Puerto Rico Residents, Inc.		Fund	CEF	Closed-End Funds	1	3	P	138	0.6690	206	5	4,086	D
4/29/25 10:06	4/28/25	TEAF	Tortoise Sustainable & Social Impact Term Fund		Fund	CEF	Closed-End Funds	1	12	P.m	2,163	10.88	199	15	1,549	I
4/28/25 16:12	4/24/25	XSPIX	Stepstone Private Venture & Growth Fund		Fund	CEF	Closed-End Funds	1	1	P	100	43.22	2		2	D
4/28/25 13:01	4/25/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	4	P	128	14.07	9		7	I
4/25/25 13:08	4/23/25	RQI	Cohen & Steers Quality Income Realty Fund Inc		Fund	CEF	Closed-End Funds	1	1	S	-12	11.84	-1	-100	0	I
4/24/25 18:23	4/21/25	CEDIX	Bluebay Destra International Event-Driven Credit Fund		Fund	CEF	Closed-End Funds	1	1	S	-108	21.67	-5		24	D
4/24/25 11:50	4/22/25	MHI	Pioneer Municipal High Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	4	P	609	8.71	70	2	4,202	I
4/23/25 11:51	4/22/25	FTHY	First Trust High Yield Opportunities 2027 Term Fund		Fund	CEF	Closed-End Funds	1	1	P	6	13.80	0		0	D
4/22/25 11:31	4/15/25	PDCC	Pearl Diver Credit Co Inc.		Fund	CEF	Closed-End Funds	1	1	S	-4	20.00	0	0	5,726	D
4/17/25 16:54	4/15/25	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	29	5.48	5	0	5,146	I
4/14/25 14:05	4/11/25	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	1	1	S	-5	23.69	0		1	D
4/14/25 12:41	4/11/25	BFZ	Blackrock California Municipal Income Trust		Fund	CEF	Closed-End Funds	1	1	P	517	10.23	51	1	4,803	I
4/11/25 18:38	4/10/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	2	4	P	168	13.74	12		8	D
4/11/25 18:34	4/10/25	RMM	Rivernorth Managed Duration Municipal Income Fund, Inc.		Fund	CEF	Closed-End Funds	2	4	P	221	13.14	17		16	D
4/11/25 18:31	4/10/25	RMMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	1	P	10	13.94	1		1	D
4/11/25 13:33	4/10/25	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	1	1	P	11	10.90	1		1	D
4/11/25 11:35	4/9/25	MOALX	Lord Abbett Municipal Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	540	10.22	53	52	155	D
4/10/25 18:05	4/9/25	BMN	Blackrock 2037 Municipal Target Term Trust		Fund	CEF	Closed-End Funds	1	1	P	30	23.99	1	38	5	D
4/10/25 17:01	4/9/25	PCF	High Income Securities Fund	MA	Fund	CEF	Closed-End Funds	1	2	P.m	38	6.03	6	117	12	D
4/10/25 16:33	4/9/25	BANX	Arrowmark Financial Corp.		Fund	CEF	Closed-End Funds	2	2	P	24	20.67	1	12	10	D
4/10/25 08:57	4/9/25	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	1	2	P	166	8.29	20	79	45	D
4/9/25 20:35	4/8/25	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	1	1	P	200	8.94	22	11	235	I
4/9/25 17:00	4/7/25	CUBA	Herzfeld Caribbean Basin Fund Inc		Fund	CEF	Closed-End Funds	3	8	P.m	85	2.67	32	2	1,745	D
4/9/25 15:49	4/8/25	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	11	29.55	0		0	D
4/9/25 15:42	4/8/25	HEQ	John Hancock Diversified Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11	9.70	1		1	D
4/9/25 15:36	4/8/25	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	11	15.39	1		1	D
4/9/25 15:31	4/8/25	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11	15.16	1		1	D
4/9/25 15:26	4/8/25	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	1	1	P	11	13.79	1		1	D
4/9/25 15:19	4/8/25	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	1	1	P	11	21.30	1		1	D
4/9/25 15:14	4/8/25	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	1	1	P	11	12.57	1		1	D
4/9/25 15:07	4/8/25	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	1	1	P	11	11.85	1		1	D
4/8/25 17:02	4/4/25	SPE	Special Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	41	13.80	3	9	35	D
4/8/25 13:55	4/4/25	LCRDX	Lord Abbett Credit Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	43	8.55	5	15	38	D
4/7/25 16:37	4/3/25	CCD	Calamos Dynamic Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	S	0	20.00	0	0	1,450	I
4/7/25 15:26	4/4/25	DHF	Bny Mellon High Yield Strategies Fund		Fund	CEF	Closed-End Funds	1	1	P.m	47	2.35	20	10	220	D
4/7/25 15:23	4/4/25	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	1	2	P	24	7.97	3	1	213	D
4/7/25 12:25	4/3/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	1	2	S	-351	24.97	-14	0	7,528	I
4/3/25 18:34	4/1/25	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	1	1	S	-10,350	10.35	-1,000		9,780	D
4/3/25 16:05	4/2/25	SWZ	Swiss Helvetia Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	S	0	9.24	0		5	D
4/3/25 14:47	4/2/25	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	15,000	25.00	600	25	3,000	D
4/2/25 11:39	4/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	25	11.51	2		2	D
4/1/25 17:33	4/1/25	MCI	Barings Corporate Investors		Fund	CEF	Closed-End Funds	1	1	S	-227	22.71	-10		10	D
3/27/25 17:41	3/25/25	XALFA	Variant Alternative Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	634	25.37	25		1	D
3/27/25 14:25	3/25/25	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	1	1	P	100	10.97	9	15	69	I
3/27/25 11:54	3/20/24	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	2	3	P	1,837	4,480.2	0		0	D
3/26/25 16:00	3/24/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	1	4	P	410	4.27	96	0	82,937	D
3/24/25 17:37	3/21/25	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	14.51	1	1	138	D
3/24/25 08:54	3/21/25	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	3	11.61	0	71	1	D
3/24/25 08:45	3/21/25	NMZ	Nuveen Municipal High Income Opportunity Fund		Fund	CEF	Closed-End Funds	1	1	P	3	11.08	0	97	1	D
3/21/25 17:33	3/21/25	ECC	Eagle Point Credit Co Inc.		Fund	CEF	Closed-End Funds	1	1	P	25	23.00	1	3	36	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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