5/2/25 16:14 | 5/1/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab-Pomerantz Carolyn | TX | D | | 6 | S.d | -8,291 | 75.51 | 0 | -110 | | 2,110 | I | | | | | | | | | | | | | | |
5/2/25 16:13 | 5/2/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Herz Robert H | NY | D | | 1 | S | -95 | 119.32 | 0 | -1 | | 97 | D | | | | | | | | | | | | | | |
5/2/25 16:10 | 4/30/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Solomon David M | NY | DO | CB,CEO | 2 | M.d | 1,502 | 28.71 | 0 | 52 | 52 | 154 | D | | | | | | | | | | | | | | |
5/2/25 16:10 | 5/1/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Craig Jonathan M. | TX | O | MD,Head | 5 | M.d | 6,459 | 64.78 | 0 | 100 | | 23 | M | | | | | | | | | | | | | | |
5/2/25 16:10 | 5/1/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Craig Jonathan M. | TX | O | MD,Head | 5 | S.d | -6,459 | 64.78 | 0 | -100 | | 23 | M | | | | | | | | | | | | | | |
5/2/25 16:09 | 5/2/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Saperstein Andrew M | NY | O | Co-P | 1 | S | -4,800 | 120.00 | 0 | -40 | | 336 | D | | | | | | | | | | | | | | |
5/2/25 16:09 | 4/30/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Waldron John E. | NY | DO | P,COO | 1 | M.d | 0 | 0.00 | 0 | 40 | 48 | 125 | D | | | | | | | | | | | | | | |
5/2/25 16:08 | 4/30/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Coleman Denis P. | NY | O | CFO | 1 | M.d | 0 | 0.00 | 0 | 12 | 59 | 32 | D | | | | | | | | | | | | | | |
5/2/25 16:05 | 4/30/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rogers John F.W. | NY | O | EVP | 1 | M.d | 0 | 0.00 | 0 | 32 | 36 | 122 | D | | | | | | | | | | | | | | |
5/2/25 16:04 | 4/30/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ruemmler Kathryn H. | NY | O | GC,GC | 1 | M.d | 0 | 0.00 | 0 | 41 | | 28 | D | | | | | | | | | | | | | | |
5/2/25 16:03 | 4/30/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fredman Sheara J | NY | O | Chief Ac | 1 | M.d | 0 | 0.00 | 0 | 23 | | 16 | D | | | | | | | | | | | | | | |
5/1/25 18:24 | 4/29/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Oconnor Sean Michael | NY | DO | Exec Vic | 1 | S.m | -3,364 | 89.72 | 0 | -38 | | 2,854 | D | | | | | | | | | | | | | | |
5/1/25 17:11 | 4/29/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fink Laurence | NY | DO | CB,CEO | 1 | S | -15,120 | 917.18 | 0 | -16 | | 287 | D | | | | | | | | | | | | | | |
4/30/25 18:46 | 4/28/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | 8 | S.d | -65,712 | 52.55 | 0 | -1,250 | | 8 | I | | | | | | | | | | | | | | |
4/30/25 16:17 | 4/29/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Suskind Dennis | IL | D | | 1 | S | -271 | 271.28 | 0 | -1 | | 3 | D | | | | | | | | | | | | | | |
4/29/25 17:02 | 4/25/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | 5 | S.d | -1,018 | 14.33 | 0 | -71 | | 23 | D | | | | | | | | | | | | | | |
4/29/25 17:00 | 4/28/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | 6 | S.dm | -58,604 | 70.35 | 0 | -833 | | 98,474 | I | | | | | | | | | | | | | | |
4/29/25 12:45 | 4/28/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Bunn James E | FL | O | P,Capita | 1 | S | -498 | 136.49 | 0 | -4 | | 80 | D | | | | | | | | | | | | | | |
4/28/25 20:16 | 4/24/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Kushel J. Richard | NY | O | Senior M | 4 | M.d | 16,372 | 729.93 | 0 | 22 | 18 | 145 | D | | | | | | | | | | | | | | |
4/28/25 20:16 | 4/24/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Kushel J. Richard | NY | O | Senior M | 4 | S.d | -16,372 | 729.93 | 0 | -22 | | 145 | D | | | | | | | | | | | | | | |
4/28/25 19:37 | 4/25/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Cifu Douglas A | NY | DO | CEO | 3 | S.dm | -13,782 | 29.44 | 0 | -468 | | 1,144 | D | | | | | | | | | | | | | | |
4/28/25 12:02 | 4/24/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gerdes Larry G | IL | D | | 1 | S.m | -1,060 | 265.11 | 0 | -4 | | 37 | D | | | | | | | | | | | | | | |
4/22/25 21:28 | 4/21/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Herringer Frank C | TX | D | | 2 | M.d | 534 | 43.95 | 0 | 12 | 6 | 232 | M | | | | | | | | | | | | | | |
4/22/25 21:28 | 4/21/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Herringer Frank C | TX | D | | 2 | S.d | -534 | 43.95 | 0 | -12 | | 232 | M | | | | | | | | | | | | | | |
4/21/25 18:26 | 4/17/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Philip Andrew | NY | O | CEO | 7 | M.d | 9,456 | 50.03 | 0 | 189 | 116 | 352 | D | | | | | | | | | | | | | | |
4/21/25 18:26 | 4/17/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Philip Andrew | NY | O | CEO | 7 | S.d | -9,456 | 50.03 | 0 | -189 | | 352 | D | | | | | | | | | | | | | | |
4/17/25 17:44 | 4/15/25 | FRGE | Forge Global Holdings, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Phillips Jennifer | CA | O | Chief Re | 2 | S | -403 | 2.30 | 0 | -175 | | 605 | D | | | | | | | | | | | | | | |
4/17/25 16:30 | 4/16/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprieser Judith A | GA | D | | 2 | S | -800 | 163.78 | 0 | -5 | | 24 | D | | | | | | | | | | | | | | |
4/17/25 16:06 | 4/15/25 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Hess John B | NY | D | | 1 | P.d | 1,998 | 511.68 | 0 | 4 | | 4 | D | | | | | | | | | | | | | | |
4/16/25 16:27 | 4/15/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Grossman Eric F | NY | O | Chief Le | 1 | S | -1,124 | 111.65 | 0 | -10 | | 199 | D | | | | | | | | | | | | | | |
4/14/25 16:07 | 4/11/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tjmt Holdings LLC | NY | DTH | See Rema | 1 | M.d | 13,181 | 19.00 | 0 | 694 | 1 | 64,002 | D | | | | | | | | | | | | | | |
4/9/25 16:04 | 4/7/25 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Furber Sara | NY | O | CFO | 2 | S | -1,248 | 139.78 | 0 | -9 | | 61 | D | | | | | | | | | | | | | | |
4/7/25 17:03 | 4/3/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | 8 | S.d | -7,836 | 18.55 | 0 | -422 | | 848 | D | | | | | | | | | | | | | | |
4/7/25 16:05 | 4/4/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Smith Bryan Everard | NY | O | EVP,CPO | 4 | S.m | -859 | 79.66 | 0 | -11 | | 63 | D | | | | | | | | | | | | | | |
4/3/25 16:54 | 4/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | 1 | S.d | -31,467 | 41.96 | 0 | -750 | | 7 | D | | | | | | | | | | | | | | |
4/3/25 16:20 | 4/2/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Peterson Bradley J | NY | O | EVP,CIO | 2 | S | -1,536 | 79.30 | 0 | -19 | | 135 | D | | | | | | | | | | | | | | |
4/2/25 20:47 | 4/1/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Woolway Paul V | TX | O | MD,Chief | 5 | S.d | -2,326 | 68.66 | 0 | -34 | | 102 | I | | | | | | | | | | | | | | |
4/2/25 19:00 | 4/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Malka Meyer | CA | D | | 2 | M.d | 3,224 | 46.79 | 0 | 69 | 1 | 8,542 | D | | | | | | | | | | | | | | |
4/2/25 18:46 | 4/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Zoellick Robert B. | CA | D | | 2 | M.d | 0 | 0.0052 | 0 | 5 | 5 | 94 | D | | | | | | | | | | | | | | |
4/2/25 18:45 | 4/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Treseder Oluwadara Johnson | CA | D | | 1 | M.d | 0 | 0.00 | 0 | 3 | 4 | 70 | D | | | | | | | | | | | | | | |
4/2/25 18:44 | 4/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rubinstein Jonathan | CA | D | | 2 | M.d | 0 | 0.00 | 0 | 7 | 4 | 181 | D | | | | | | | | | | | | | | |
4/2/25 18:42 | 4/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Loop Paula | CA | D | | 1 | M.d | 0 | 0.00 | 0 | 5 | 8 | 64 | D | | | | | | | | | | | | | | |
4/2/25 18:40 | 4/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | 5 | M.d | 11,595 | 24.77 | 0 | 468 | 96 | 957 | D | | | | | | | | | | | | | | |
3/27/25 19:19 | 3/26/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Shepard William R | IL | D | | 2 | P.a | 396 | 233.60 | 0 | 2 | 1 | 260 | M | | | | | | | | | | | | | | |
3/24/25 18:13 | 3/24/25 | ECAT | Blackrock Esg Capital Allocation Term Trust | DE | Financ | FinTrd | Security Brokers, Dealers & F | Blackrock, Inc. | NY | H | See Rema | 15 | P | 21,300 | 16.35 | 0 | 1,303 | | 1,229 | D | | | | | | | | | | | | | | |
3/24/25 16:30 | 3/20/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Namkung James W | GA | O | Chief Ac | 3 | S | -1,163 | 170.79 | 0 | -7 | | 19 | D | | | | | | | | | | | | | | |
3/21/25 16:05 | 3/19/25 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Peterson Justin | NY | O | CTO | 1 | S | -656 | 141.50 | 0 | -5 | | 41 | D | | | | | | | | | | | | | | |
3/21/25 16:05 | 3/19/25 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Bruni Enrico | NY | O | MD,Co-He | 1 | S.m | -893 | 141.83 | 0 | -6 | | 86 | D | | | | | | | | | | | | | | |
3/21/25 16:04 | 3/19/25 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Zucker Scott | NY | O | Chief Ri | 1 | S | -327 | 141.48 | 0 | -2 | | 21 | D | | | | | | | | | | | | | | |
3/21/25 16:04 | 3/19/25 | TW | Tradeweb Markets Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Friedman Douglas | NY | O | GC,Secre | 1 | S | -433 | 141.59 | 0 | -3 | | 27 | D | | | | | | | | | | | | | | |
3/19/25 16:30 | 3/17/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Jackson Benjamin | GA | O | P | 5 | M.dm | 6,976 | 147.28 | 0 | 47 | 41 | 164 | D | | | | | | | | | | | | | | |
3/19/25 16:08 | 3/17/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Youngwood Sarah | NY | O | EVP | 1 | S | -1,102 | 73.68 | 0 | -15 | | 60 | D | | | | | | | | | | | | | | |
3/18/25 12:19 | 3/14/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Lucas Deborah J | IL | D | | 1 | S | -385 | 256.95 | 0 | -2 | | 3 | D | | | | | | | | | | | | | | |
3/17/25 20:50 | 3/14/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ruffel Charles A. | TX | D | | 1 | M.d | 371 | 43.21 | 0 | 9 | 32 | 35 | D | | | | | | | | | | | | | | |
3/17/25 16:30 | 3/14/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Kapani Mayur | GA | O | CTO | 2 | M.d | 1,984 | 126.88 | 0 | 16 | 27 | 74 | D | | | | | | | | | | | | | | |
3/17/25 16:30 | 3/14/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Kapani Mayur | GA | O | CTO | 2 | S.d | -1,984 | 126.88 | 0 | -16 | | 74 | D | | | | | | | | | | | | | | |
3/17/25 16:24 | 3/14/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Jambusaria Aneri | CA | O | MD | 1 | S | -25 | 311.88 | 0 | 0 | | 6 | D | | | | | | | | | | | | | | |
3/17/25 14:01 | 3/13/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Siegel Howard J | IL | D | | 1 | S | -2,600 | 260.00 | 0 | -10 | | 69 | I | | | | | | | | | | | | | | |
3/14/25 16:32 | 3/12/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Goodman Jill R | IL | D | | 1 | S.m | -561 | 208.86 | 0 | -3 | | 11 | D | | | | | | | | | | | | | | |
3/13/25 17:21 | 3/12/25 | TG | Tredegar Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | NY | T | | 1 | P | 2 | 7.07 | 0 | 0 | 2 | 16 | I | | | | | | | | | | | | | | |
3/13/25 16:30 | 3/12/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Foley Douglas | GA | O | SVP,HR,A | 4 | S.d | -2,665 | 107.31 | 0 | -25 | | 26 | D | | | | | | | | | | | | | | |
3/11/25 16:44 | 3/11/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Duffy Terrence A | IL | DO | CB,CEO | 1 | S | -7,775 | 259.18 | 0 | -30 | | 53 | D | | | | | | | | | | | | | | |
3/10/25 19:01 | 3/9/25 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ludeman Daniel J. | MO | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 15 | 14 | D | | | | | | | | | | | | | | |
3/7/25 18:36 | 3/5/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Murtagh Nigel J | TX | O | Chief Ri | 1 | S | -1,148 | 75.38 | 0 | -15 | | 61 | D | | | | | | | | | | | | | | |
3/7/25 16:30 | 3/5/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Williams Stuart Glen | GA | O | COO | 1 | S | -379 | 170.00 | 0 | -2 | | 18 | D | | | | | | | | | | | | | | |
3/7/25 16:30 | 3/5/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprecher Jeffrey C | GA | DO | CEO | 2 | M.d | 50,730 | 148.12 | 0 | 342 | 11 | 3,496 | M | | | | | | | | | | | | | | |
3/7/25 16:30 | 3/5/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprecher Jeffrey C | GA | DO | CEO | 2 | S.d | -50,730 | 148.12 | 0 | -342 | | 3,496 | M | | | | | | | | | | | | | | |
3/7/25 10:45 | 3/5/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | DO | Exec CB | 2 | S.m | -12,008 | 77.87 | 0 | -154 | | 7,080 | D | | | | | | | | | | | | | | |
3/6/25 17:15 | 3/4/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | 4 | S.d | -7,525 | 33.33 | 0 | -226 | | 422 | D | | | | | | | | | | | | | | |
3/6/25 16:04 | 3/4/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | 77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat | 1P | O | CTO | 1 | S | -429 | 143.01 | 0 | -3 | | 6 | D | | | | | | | | | | | | | | |
3/5/25 16:30 | 3/3/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Martin Lynn C | GA | O | P,NYSE G | 6 | M.d | 3,760 | 124.15 | 0 | 30 | 104 | 59 | D | | | | | | | | | | | | | | |
3/5/25 16:30 | 3/3/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Martin Lynn C | GA | O | P,NYSE G | 6 | S.d | -3,760 | 124.15 | 0 | -30 | | 59 | D | | | | | | | | | | | | | | |
3/5/25 10:41 | 3/3/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Warner Mark Andrew | PA | H | See Rema | 2 | M.d | 669 | 66.87 | 0 | 10 | | 1 | D | | | | | | | | | | | | | | |
3/5/25 10:41 | 3/3/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Warner Mark Andrew | PA | H | See Rema | 2 | S.d | -669 | 66.87 | 0 | -10 | | 1 | D | | | | | | | | | | | | | | |
3/4/25 21:14 | 3/1/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | 1 | M.d | 0 | 0.00 | 0 | 9 | 18 | 62 | D | | | | | | | | | | | | | | |
3/4/25 16:59 | 2/28/25 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Michaud Thomas B. | NY | O | SVP | 2 | M.d | 0 | 0.00 | 0 | 14 | 19 | 89 | D | | | | | | | | | | | | | | |
3/4/25 16:57 | 2/28/25 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Zemlyak James M | MO | O | Co-P | 2 | M.d | 0 | 0.00 | 0 | 29 | 2 | 1,177 | D | | | | | | | | | | | | | | |
3/4/25 16:55 | 2/28/25 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Nesi Victor | NY | O | Co-P | 2 | M.d | 0 | 0.00 | 0 | 35 | 14 | 282 | D | | | | | | | | | | | | | | |
3/4/25 16:54 | 2/28/25 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Sliney David D | MO | O | COO | 2 | M.d | 0 | 0.00 | 0 | 11 | 7 | 171 | D | | | | | | | | | | | | | | |
3/4/25 16:50 | 2/28/25 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Kruszewski Ronald J | MO | DO | CEO | 2 | M.d | 0 | 0.00 | 0 | 64 | 5 | 1,255 | D | | | | | | | | | | | | | | |
3/4/25 16:49 | 2/28/25 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fisher Mark P | CA | O | SVP,GC | 2 | M.d | 0 | 0.00 | 0 | 8 | 17 | 57 | D | | | | | | | | | | | | | | |
3/4/25 16:46 | 2/28/25 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Reichert Christopher K | MO | O | CEO of S | 2 | M.d | 0 | 0.00 | 0 | 7 | 18 | 49 | I | | | | | | | | | | | | | | |
3/4/25 16:45 | 2/28/25 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Marischen James M | MO | O | CFO | 2 | M.d | 0 | 0.00 | 0 | 7 | 12 | 69 | D | | | | | | | | | | | | | | |
3/4/25 16:30 | 2/28/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Gardiner Warren | GA | O | CFO | 1 | S | -268 | 171.01 | 0 | -2 | | 25 | D | | | | | | | | | | | | | | |
3/4/25 14:11 | 3/3/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sprague Suzanne | IL | O | COO,Glob | 1 | S | -385 | 256.83 | 0 | -2 | | 8 | D | | | | | | | | | | | | | | |
3/3/25 16:09 | 12/2/24 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Zhumagulov Aidos | 1P | O | *See Rem | 1 | S.m | -1,045 | 144.60 | 0 | -7 | | 145 | D | | | | | | | | | | | | | | |
2/28/25 16:30 | 2/26/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Surdykowski Andrew J | GA | O | GC | 2 | M.d | 748 | 133.16 | 0 | 6 | 12 | 51 | D | | | | | | | | | | | | | | |
2/28/25 16:30 | 2/26/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Surdykowski Andrew J | GA | O | GC | 2 | S.d | -748 | 133.16 | 0 | -6 | | 51 | D | | | | | | | | | | | | | | |
2/28/25 16:16 | 2/26/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Fowler John Moore | NY | D | | 1 | S | -485 | 120.02 | 0 | -4 | | 79 | D | | | | | | | | | | | | | | |
2/28/25 15:41 | 2/28/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Aisenbrey Christopher S | FL | O | CHRO | 1 | M.d | 0 | 0.00 | 0 | 2 | 14 | 15 | D | | | | | | | | | | | | | | |
2/28/25 15:33 | 2/27/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Piell Hilda Harris | IL | O | Sr MD,CH | 1 | S | -998 | 250.47 | 0 | -4 | | 27 | D | | | | | | | | | | | | | | |
2/27/25 18:14 | 2/26/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Cohen Marc Eliot | CA | O | MD | 1 | S | -402 | 365.85 | 0 | -1 | | 4 | D | | | | | | | | | | | | | | |
2/27/25 18:05 | 2/26/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Audette Matthew J | CA | O | P,CFO | 3 | S.d | -14,200 | 228.51 | 0 | -62 | | 17 | D | | | | | | | | | | | | | | |
2/27/25 16:04 | 2/25/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Lukyanov Sergey | 1P | O | *See Rem | 2 | S.m | -1,244 | 157.44 | 0 | -8 | | 121 | D | | | | | | | | | | | | | | |
2/26/25 16:47 | 2/24/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Wilkinson Allen | IL | O | SVP,CHIE | 2 | S.d | -205 | 210.45 | 0 | -1 | | 0 | D | | | | | | | | | | | | | | |
2/24/25 16:33 | 2/20/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Seshadri Raj | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 16 | 12 | D | | | | | | | | | | | | | | |
2/24/25 16:32 | 2/20/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Gates Anne | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 12 | 16 | D | | | | | | | | | | | | | | |
2/24/25 16:32 | 2/20/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Garcia Art A | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 43 | 6 | D | | | | | | | | | | | | | | |
2/24/25 16:32 | 2/20/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Esty Benjamin | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 6 | 30 | D | | | | | | | | | | | | | | |
2/24/25 16:30 | 2/20/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Edwards Jeffrey N | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 6 | 30 | D | | | | | | | | | | | | | | |
2/24/25 16:29 | 2/20/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Debel Marlene | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 29 | 8 | D | | | | | | | | | | | | | | |
2/24/25 13:47 | 2/20/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Johnson Gordon L | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 6 | 44 | D | | | | | | | | | | | | | | |
2/24/25 11:56 | 2/20/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | McGeary Roderick C | FL | D | | 1 | M.d | 0 | 0.00 | 0 | 2 | 8 | 23 | D | | | | | | | | | | | | | | |
2/21/25 16:42 | 2/19/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Inzirillo Adam | IL | O | EVP,DATA | 3 | M.d | 479 | 210.25 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
2/21/25 16:42 | 2/20/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Inzirillo Adam | IL | O | EVP,DATA | 3 | S.d | -479 | 210.25 | 0 | -2 | | 2 | D | | | | | | | | | | | | | | |
2/21/25 16:40 | 2/19/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Howson Dave | IL | O | EVP,GLOB | 3 | M.d | 5,609 | 208.18 | 0 | 27 | | 8 | D | | | | | | | | | | | | | | |
2/21/25 16:40 | 2/20/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Howson Dave | IL | O | EVP,GLOB | 3 | S.d | -5,609 | 208.18 | 0 | -27 | | 8 | D | | | | | | | | | | | | | | |
2/21/25 16:39 | 2/19/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Foley Stephanie | IL | O | EVP,CHRO | 1 | M.d | 231 | 210.25 | 0 | 1 | 290 | 1 | D | | | | | | | | | | | | | | |
2/21/25 16:37 | 2/19/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Isaacson Christopher A | IL | O | EVP,COO | 1 | M.d | 1,418 | 210.25 | 0 | 7 | 17 | 47 | D | | | | | | | | | | | | | | |
2/21/25 16:35 | 2/19/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Griebenow Jill | IL | O | EVP,CFO | 1 | M.d | 749 | 210.25 | 0 | 4 | 49 | 11 | D | | | | | | | | | | | | | | |
2/21/25 16:34 | 2/19/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Clay Catherine R | IL | O | EVP,GLOB | 2 | M.d | 1,181 | 211.11 | 0 | 6 | 999% | 6 | D | | | | | | | | | | | | | | |
2/21/25 16:32 | 2/19/25 | CBOE | Cboe Global Markets, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Sexton John P | IL | O | EVP,GC,C | 1 | M.d | 607 | 210.25 | 0 | 3 | 15 | 22 | D | | | | | | | | | | | | | | |
2/21/25 10:47 | 2/18/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | 77/7 Al Farabi Ave. Almaty, 1P 050040">Ler Evgeny | 1P | O | CFO | 2 | S.em | -5,531 | 138.28 | 0 | -40 | | 34 | D | | | | | | | | | | | | | | |
2/20/25 16:42 | 2/18/25 | SNEX | Stonex Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Stevens Glenn Henry | NY | H | Retired | 1 | S | -1,767 | 117.82 | 0 | -15 | | 78 | D | | | | | | | | | | | | | | |
2/20/25 16:30 | 2/19/25 | ICE | Intercontinental Exchange, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Edmonds Christopher Scott | GA | O | P,Fixed | 1 | S | -1,141 | 166.99 | 0 | -7 | | 18 | D | | | | | | | | | | | | | | |
2/20/25 16:13 | 2/18/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Steinmeier Richard | CA | O | CEO | 1 | S | -1,308 | 373.79 | 0 | -4 | | 21 | D | | | | | | | | | | | | | | |
2/20/25 08:15 | 2/18/25 | FRHC | Freedom Holding Corp. | NV | Financ | FinTrd | Security Brokers, Dealers & F | Wotczak Robert | NY | O | P,CEO - | 1 | S.m | -3,135 | 156.74 | 0 | -20 | | 50 | D | | | | | | | | | | | | | | |
2/19/25 16:10 | 2/14/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Smith Sherry M | MN | D | | 1 | S | -758 | 305.18 | 0 | -2 | | 10 | D | | | | | | | | | | | | | | |
2/18/25 19:08 | 2/14/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Cavoli Stephen | NY | O | EVP | 3 | S.dm | -2,526 | 18.64 | 0 | -136 | | 218 | D | | | | | | | | | | | | | | |
2/14/25 18:19 | 2/12/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bettinger Walter W | TX | DO | Co-CB | 2 | M.d | 50,319 | 54.15 | 0 | 929 | | 841 | D | | | | | | | | | | | | | | |
2/14/25 18:19 | 2/12/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bettinger Walter W | TX | DO | Co-CB | 2 | S.d | -50,319 | 54.15 | 0 | -929 | | 841 | D | | | | | | | | | | | | | | |
2/14/25 17:34 | 2/12/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fairclough Brett | NY | O | Co-P,Co- | 3 | S.dm | -2,688 | 19.02 | 0 | -141 | | 155 | D | | | | | | | | | | | | | | |
2/14/25 16:12 | 2/13/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schoneman Debbra L. | MN | O | P | 2 | M.d | 5,977 | 199.23 | 0 | 30 | 119 | 55 | D | | | | | | | | | | | | | | |
2/14/25 16:12 | 2/13/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schoneman Debbra L. | MN | O | P | 2 | S.d | -5,977 | 199.23 | 0 | -30 | | 55 | D | | | | | | | | | | | | | | |
2/14/25 09:05 | 2/13/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Vroman Ken | IL | O | Chief Tr | 1 | S | -1,267 | 250.00 | 0 | -5 | | 17 | D | | | | | | | | | | | | | | |
2/14/25 09:02 | 2/13/25 | CME | Cme Group Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Winkler Julie | IL | O | Sr MD Ch | 1 | S | -2,888 | 249.17 | 0 | -12 | | 22 | D | | | | | | | | | | | | | | |
2/12/25 17:03 | 2/10/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ledwick Tim S | NY | D | | 1 | P.d | 0 | 0.00 | 0 | 9 | 38 | 31 | D | | | | | | | | | | | | | | |
2/12/25 17:00 | 2/10/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lieberman Ronald J. | NY | D | | 1 | P.d | 0 | 0.00 | 0 | 22 | 216 | 32 | D | | | | | | | | | | | | | | |
2/12/25 16:58 | 2/12/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Wool Kyle Michael | NY | DOT | P | 1 | P.d | 0 | 0.00 | 0 | 288 | 15 | 2,274 | D | | | | | | | | | | | | | | |
2/12/25 16:56 | 2/10/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Haug Kyle | NY | D | | 1 | P.d | 0 | 0.00 | 0 | 14 | 144 | 24 | D | | | | | | | | | | | | | | |
2/12/25 16:53 | 2/10/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Blattner Gregory James | NY | D | | 1 | P.d | 0 | 0.00 | 0 | 14 | 64 | 37 | D | | | | | | | | | | | | | | |
2/12/25 16:51 | 2/10/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Devall Christopher Franklin | NY | O | COO | 1 | P.d | 0 | 0.00 | 0 | 29 | 8 | 411 | D | | | | | | | | | | | | | | |
2/12/25 16:49 | 2/10/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Hayes Anthony | NY | DO | CEO | 1 | P.d | 0 | 0.00 | 0 | 288 | 36 | 1,091 | D | | | | | | | | | | | | | | |
2/12/25 16:13 | 2/10/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Enyedi Matthew | CA | O | MD | 2 | M.d | 2,107 | 204.41 | 0 | 10 | 999% | 10 | D | | | | | | | | | | | | | | |
2/12/25 16:13 | 2/10/25 | LPLA | Lpl Financial Holdings Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Enyedi Matthew | CA | O | MD | 2 | S.d | -2,107 | 204.41 | 0 | -10 | | 10 | D | | | | | | | | | | | | | | |
2/10/25 16:07 | 2/6/25 | NDAQ | Nasdaq, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Tal Cohen | NY | O | P,Market | 1 | S | -750 | 83.75 | 0 | -9 | | 128 | D | | | | | | | | | | | | | | |
2/5/25 20:22 | 2/3/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lee Cindy | NY | O | CFO | 2 | M.d | 0 | 0.00 | 0 | 14 | | 12 | D | | | | | | | | | | | | | | |
2/5/25 17:09 | 2/4/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Marinof Alexis | NY | O | Head of | 1 | S | -898 | 9.87 | 0 | -91 | | 221 | D | | | | | | | | | | | | | | |
2/5/25 16:46 | 2/3/25 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Weisel Thomas W | CA | D | | 1 | M.d | 0 | 0.00 | 0 | 3 | 20 | 15 | D | | | | | | | | | | | | | | |
2/4/25 21:41 | 1/31/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Molluso Joseph | NY | O | Co-P,Co- | 1 | M.d | 0 | 0.00 | 0 | 38 | 10 | 423 | D | | | | | | | | | | | | | | |
2/4/25 16:16 | 1/31/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bright Jill | CT | D | | 1 | P | 30 | 219.51 | 0 | 0 | 6 | 2 | D | | | | | | | | | | | | | | |
2/3/25 13:38 | 1/31/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Santelli Jonathan N | FL | O | EVP,GC,S | 1 | S | -700 | 168.25 | 0 | -4 | | 23 | D | | | | | | | | | | | | | | |