SF - Stifel Financial Corp - Insider Stock Trading

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
8/21/25 17:03	8/7/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	P.dm	1	112.53	0	0	1,162	M
6/6/25 18:00	6/5/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Markus Maura A.	MO	D		M.d	0	0.00	2	7	27	D
6/6/25 16:45	6/5/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		M.d	0	0.00	2	4	46	D
6/6/25 16:45	6/6/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		S.d	-967	96.70	-10	-18	46	D
6/6/25 16:43	6/5/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kavanaugh James P.	MO	D		M.d	0	0.00	2	37	7	D
6/6/25 16:41	6/5/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Carnoy Lisa Landau	MO	D		M.d	0	0.00	2	60	5	D
6/6/25 16:39	6/5/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		M.d	0	0.00	2	23	10	I
6/6/25 16:35	6/5/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brown Maryam S.	MO	D		M.d	0	0.00	2	60	5	D
6/6/25 16:32	6/5/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Berlew Adam T.	MO	D		M.d	0	0.00	2	15	14	D
5/13/25 16:47	5/13/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		S	-1,290	99.83	-13	-61	8	I
3/10/25 19:01	3/9/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Ludeman Daniel J.	MO	D		M.d	0	0.00	2	15	14	D
3/4/25 16:59	2/28/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	3	4	89	D
3/4/25 16:57	2/28/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	6	1	1,177	D
3/4/25 16:55	2/28/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	7	3	282	D
3/4/25 16:54	2/28/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	2	1	171	D
3/4/25 16:50	2/28/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	14	1	1,255	D
3/4/25 16:49	2/28/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	1	2	57	D
3/4/25 16:46	2/28/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	1	2	49	I
3/4/25 16:45	2/28/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	1	2	69	D
2/5/25 16:52	2/3/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	50	4	1,249	D
2/5/25 16:50	2/3/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	28	11	279	D
2/5/25 16:49	2/3/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	9	6	170	D
2/5/25 16:46	2/3/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		M.d	0	0.00	3	20	15	D
2/5/25 16:45	2/3/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	6	11	66	D
2/5/25 16:44	2/3/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	6	15	49	I
2/5/25 16:43	2/3/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	7	14	56	D
2/5/25 16:41	2/3/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	23	2	1,167	D
2/5/25 16:40	2/3/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	11	14	88	D
1/10/25 16:51	1/8/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	24	2	1,154	D
1/10/25 16:49	1/8/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	11	22	62	D
1/10/25 16:45	1/8/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	49	4	1,221	D
1/10/25 16:43	1/8/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	14	21	82	D
1/10/25 16:40	1/8/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	7	17	45	I
1/10/25 16:37	1/8/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	10	25	53	D
1/10/25 16:32	1/8/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	26	11	265	D
1/10/25 16:29	1/8/25	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	10	7	165	D
1/6/25 16:36	3/1/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.ad	0	0.00	4	10	48	D
11/26/24 16:37	11/22/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S	-1,495	115.01	-13	-50	13	D
11/20/24 16:39	11/18/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-1,195	113.82	-11	-4	266	I
11/14/24 17:10	11/12/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	S	-2,905	116.18	-25	-14	160	D
6/7/24 16:59	6/7/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		M.d	0	0.00	3	5	54	D
6/7/24 16:56	6/7/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		M.d	0	0.00	3	13	21	I
6/7/24 16:53	6/7/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Markus Maura A.	MO	D		M.d	0	0.00	3	11	25	D
6/7/24 16:50	6/7/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Ludeman Daniel J.	MO	D		M.d	0	0.00	3	25	13	D
6/7/24 16:40	6/7/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kavanaugh James P.	MO	D		M.d	0	0.00	3	96	5	D
6/7/24 16:30	6/7/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Carnoy Lisa Landau	MO	D		M.d	0	0.00	3	New	3	D
6/7/24 16:27	6/7/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brown Michael W	MO	D		M.d	0	0.00	3	4	65	D
6/7/24 16:25	6/7/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brown Maryam S.	MO	D		M.d	0	0.00	3	New	3	D
6/7/24 16:22	6/7/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Berlew Adam T.	MO	D		M.d	0	0.00	3	25	13	D
5/3/24 16:40	5/2/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		S	-1,039	79.90	-13	-41	19	I
3/15/24 16:49	3/13/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	S.m	-1,553	74.68	-21	-10	185	D
3/12/24 17:00	3/11/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	S.d	-1,888	74.26	-25	-22	90	D
3/5/24 16:51	3/1/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	13	7	207	D
3/5/24 16:49	3/1/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	4	8	57	D
3/5/24 16:48	3/1/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	4	10	48	D
3/5/24 16:46	3/1/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	34	13	302	D
3/5/24 16:45	3/1/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	30	2	1,280	D
3/5/24 16:45	3/1/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	68	5	1,445	D
3/5/24 16:43	3/1/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	4	10	51	I
3/5/24 16:42	3/1/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	16	16	115	D
2/23/24 17:03	2/21/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-2,713	75.37	-36	-11	285	I
1/23/24 16:46	1/19/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	19	1	1,270	D
1/23/24 16:43	1/19/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	10	5	199	D
1/23/24 16:40	1/19/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	8	20	48	I
1/23/24 16:38	1/19/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	23	8	321	D
1/23/24 16:36	1/19/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	17	19	109	D
1/23/24 16:33	1/19/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	10	22	54	D
1/23/24 16:30	1/19/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	37	3	1,408	D
1/23/24 16:23	1/19/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	13	40	46	D
12/13/23 16:50	12/13/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	S	-524	64.75	-8	-17	40	D
8/21/23 16:52	8/18/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	S	-1,560	62.39	-25	-37	42	M
6/15/23 16:49	6/13/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		M.d	0	0.00	3	5	51	D
6/15/23 16:45	6/13/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		M.d	0	0.00	3	9	32	I
6/15/23 16:43	6/13/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Markus Maura A.	MO	D		M.d	0	0.00	3	14	22	D
6/15/23 16:39	6/13/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Ludeman Daniel J.	MO	D		M.d	0	0.00	3	36	10	D
6/15/23 16:35	6/13/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kavanaugh James P.	MO	D		M.d	0	0.00	3	New	3	D
6/15/23 16:30	6/13/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brown Michael W	MO	D		M.d	0	0.00	3	4	63	D
6/15/23 16:26	6/13/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brown Kathleen	MO	D		M.d	0	0.00	3	14	22	D
6/15/23 16:23	6/13/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Berlew Adam T.	MO	D		M.d	0	0.00	3	36	10	D
5/18/23 17:21	5/16/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	S.m	-3,457	58.55	-59	-37	100	D
3/24/23 15:12	3/24/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	P.d	1,121	56.06	20	2	1,257	D
3/14/23 11:19	3/13/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	P.dm	575	56.53	10	1	1,385	D
3/10/23 15:12	3/10/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	P	590	59.00	10	1	1,375	D
3/6/23 17:05	3/2/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	30	2	1,237	D
3/6/23 17:04	3/2/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		M.d	0	0.00	1	3	35	D
3/6/23 17:04	3/2/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	24	14	192	D
3/6/23 17:02	3/2/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	1	1	67	I
3/6/23 17:01	3/2/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	30	11	308	D
3/6/23 16:59	3/2/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	13	9	159	D
3/6/23 16:56	3/2/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	1	2	49	D
3/6/23 16:55	3/2/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	56	4	1,365	D
3/6/23 16:51	3/2/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	6	15	48	D
1/20/23 16:48	1/18/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	17	1	1,221	D
1/20/23 16:46	1/18/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	10	6	179	D
1/20/23 16:44	1/18/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	6	11	67	I
1/20/23 16:43	1/18/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	21	8	294	D
1/20/23 16:41	1/18/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	19	15	152	D
1/20/23 16:39	1/18/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	9	22	48	D
1/20/23 16:37	1/18/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	35	3	1,333	D
1/20/23 16:36	1/18/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	10	28	45	D
6/2/22 16:20	5/31/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		M.d	0	0.00	1	3	49	D
6/2/22 16:18	5/31/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		M.d	0	0.00	1	5	29	I
6/2/22 16:17	5/31/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Markus Maura A.	MO	D		M.d	0	0.00	1	8	19	D
6/2/22 16:16	5/31/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Ludeman Daniel J.	MO	D		M.d	0	0.00	1	23	7	D
6/2/22 16:15	5/31/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brown Michael W	MO	D		M.d	0	0.00	1	2	60	D
6/2/22 16:13	5/31/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brown Kathleen	MO	D		M.d	0	0.00	1	8	19	D
6/2/22 16:12	5/31/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Berlew Adam T.	MO	D		M.d	0	0.00	1	23	7	D
5/3/22 16:28	4/29/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	P	619	61.94	10	1	1,311	D
3/4/22 17:05	3/2/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	17	14	140	D
3/4/22 16:44	3/2/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	3	6	62	I
3/4/22 16:38	3/2/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	27	2	1,208	D
3/4/22 16:36	3/2/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		M.d	0	0.00	6	14	45	D
3/4/22 16:32	3/2/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	7	4	173	D
3/4/22 16:29	3/2/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	28	11	281	D
3/4/22 16:27	3/2/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	3	8	44	D
3/4/22 16:25	3/2/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	42	3	1,301	D
3/4/22 16:22	3/2/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	4	10	41	D
3/1/22 16:31	3/1/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-717	71.74	-10	-4	267	D
1/11/22 17:00	1/7/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		M.d	0	0.00	6	13	47	D
1/11/22 16:59	1/7/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		M.d	0	0.00	3	7	42	D
1/11/22 16:56	1/7/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	11	7	170	D
1/11/22 16:53	1/7/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	6	14	51	I
1/11/22 16:50	1/7/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	22	11	221	D
1/11/22 16:46	1/7/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	19	16	132	D
1/11/22 16:44	1/7/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Markus Maura A.	MO	D		M.d	0	0.00	6	47	18	D
1/11/22 16:42	1/7/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Grady Robert Edward	MO	D		M.d	0	0.00	6	69	15	D
1/11/22 16:36	1/7/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	9	30	39	D
1/11/22 16:23	1/7/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brown Michael W	MO	D		M.d	0	0.00	6	11	59	D
1/11/22 16:18	1/7/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brown Kathleen	MO	D		M.d	0	0.00	6	47	18	D
1/4/22 16:38	12/31/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	19	2	1,193	D
1/4/22 16:30	12/31/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	8	25	42	D
1/4/22 16:27	12/31/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	37	3	1,278	D
12/1/21 16:48	12/1/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-732	73.19	-10	-4	264	D
9/2/21 16:26	9/1/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-685	68.53	-10	-4	274	D
6/7/21 16:42	6/3/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		M.d	0	0.00	3	8	42	D
6/7/21 16:40	6/3/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		M.d	0	0.00	3	13	28	I
6/7/21 16:37	6/3/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Markus Maura A.	MO	D		M.d	0	0.00	3	36	12	D
6/7/21 16:34	6/3/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Ludeman Daniel J.	MO	D		M.d	0	0.00	3	110	6	D
6/7/21 16:31	6/3/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Grady Robert Edward	MO	D		M.d	0	0.00	3	52	9	D
6/7/21 16:29	6/3/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brown Michael W	MO	D		M.d	0	0.00	3	6	53	D
6/7/21 16:25	6/3/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brown Kathleen	MO	D		M.d	0	0.00	3	36	12	D
6/7/21 16:22	6/3/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Berlew Adam T.	MO	D		M.d	0	0.00	3	110	6	D
6/3/21 17:35	6/2/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	MO	D		S	-1,373	68.64	-20	-80	5	D
6/2/21 16:41	6/1/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-699	69.94	-10	-3	284	D
5/28/21 15:59	5/26/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	MO	D		M.d	0	0.00	22	780	25	D
3/19/21 16:40	3/18/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S	-369	68.20	-5	-12	40	D
3/16/21 16:24	3/12/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S	-559	67.11	-8	-15	46	D
3/16/21 16:20	3/12/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	S	-2,920	66.80	-44	-27	121	D
3/10/21 17:05	3/8/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S.d	-725	64.42	-11	-4	294	D
3/10/21 17:05	3/8/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	51	21	294	D
3/10/21 17:01	3/8/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	14	9	162	D
3/10/21 16:59	3/8/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	43	4	1,176	D
3/10/21 16:56	3/8/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	100	9	1,257	D
3/10/21 16:53	3/8/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	41	33	165	D
3/10/21 16:49	3/8/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	7	13	56	I
3/10/21 16:45	3/8/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	7	22	38	D
3/10/21 16:42	3/8/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		M.d	0	0.00	15	40	54	D
3/1/21 16:30	2/26/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	S	-617	61.65	-10	-16	53	D
3/1/21 16:19	2/26/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	11	47	35	D
3/1/21 16:19	2/26/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	S.d	-614	61.40	-10	-22	35	D
2/24/21 16:40	2/22/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	S	-1,219	60.96	-20	-11	155	D
2/24/21 16:37	2/22/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	MO	D		S	-606	60.63	-10	-78	3	D
2/18/21 17:10	2/16/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	S.m	-6,024	58.48	-103	-8	1,164	D
2/18/21 17:09	2/16/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	S.m	-5,850	58.50	-100	-8	1,217	D
1/14/21 16:52	1/12/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		M.d	0	0.00	6	17	39	D
1/14/21 16:50	1/12/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Grady Robert Edward	MO	D		M.d	0	0.00	6	New	6	D
1/14/21 16:48	1/12/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brown Michael W	MO	D		M.d	0	0.00	6	13	50	D
1/14/21 16:46	1/12/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	MO	D		M.d	0	0.00	6	88	13	D
1/14/21 16:43	1/12/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	M.d	0	0.00	12	9	144	D
1/14/21 16:40	1/12/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	M.d	0	0.00	2	3	63	I
1/14/21 16:37	1/12/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		M.d	0	0.00	0	0	50	D
1/14/21 16:34	1/12/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	M.d	0	0.00	2	6	40	D
1/14/21 16:28	1/12/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	0	0.00	6	2	257	D
1/14/21 16:24	1/12/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	M.d	0	0.00	4	2	175	D
1/5/21 16:32	12/31/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	M.d	0	0.00	3	0	1,263	D
1/5/21 16:27	12/31/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	M.d	0	0.00	2	7	34	D
1/5/21 16:21	12/31/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	0	0.00	43	4	1,277	D
12/8/20 16:53	12/7/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-555	74.02	-8	-4	169	D
11/20/20 18:55	11/20/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-68	67.50	-1	-1	177	M
11/10/20 16:54	11/9/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	MO	D		S	-613	68.14	-9	-67	4	D
9/11/20 16:41	9/9/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Grady Robert Edward	MO	D		S.m	-426	51.47	-8	-100	0	D
6/9/20 16:39	6/5/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Ludeman Daniel J.	MO	D		M.d	0	0.00	2	New	2	D
6/9/20 16:37	6/5/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Berlew Adam T.	MO	D		M.d	0	0.00	2	New	2	D
6/9/20 16:35	6/5/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		M.d	0	0.00	2	13	16	I
6/9/20 16:32	6/5/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Markus Maura A.	MO	D		M.d	0	0.00	2	49	6	D
6/9/20 16:28	6/5/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brown Kathleen	MO	D		M.d	0	0.00	2	49	6	D
6/9/20 16:26	6/5/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		M.d	0	0.00	2	9	22	D
6/9/20 16:21	6/5/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Grady Robert Edward	MO	D		M.d	0	0.00	2	30	8	D
6/9/20 16:18	6/5/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brown Michael W	MO	D		M.d	0	0.00	2	7	29	D
6/9/20 16:16	6/5/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	MO	D		M.d	0	0.00	2	16	13	D
6/4/20 16:42	6/3/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S	-124	51.55	-2	-13	16	D
5/26/20 16:54	5/21/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S.m	-329	46.98	-7	-27	19	D
5/19/20 17:32	5/15/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		M.d	0	0.00	9	58	26	D
5/11/20 16:29	5/8/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S	-569	44.55	-13	-44	16	D
3/26/20 16:25	3/25/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		P	41	40.99	1	7	14	I
3/23/20 16:25	3/23/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		P	32	32.47	1	8	13	I
3/20/20 16:21	3/19/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	P	319	31.85	10	1	865	D
3/11/20 16:26	3/9/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Grady Robert Edward	MO	D		S	-217	43.39	-5	-44	6	D
3/3/20 18:19	3/3/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	M.d	11,247	63.23	178	26	855	D
3/3/20 18:17	3/3/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	M.d	5,961	63.23	94	113	178	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y